BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C Summary of Equity Security Transactions and Ownership of Directors,

Transcription

1 igitized for FRASER G. 16 BOAR GOVERNORS THE FEERAL RESERVE SYSTEM Washington,. C Summary of Equity Security Transactions and Ownership of irectors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1977

2 igitized for FRASER EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities/' filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The unuerlying reports may be inspected at the Federal Reserve Board offices, Washington,. C. Publication of this information is in no sense a representation that it is correct or complete. On the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership if other than direct (see "Guide to Symbols 11 ).

3 igitized for FRASER GUIE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported RELATIONSHIP "0" - Officer ff n - irector or person performing similar functions!, B M - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee $, M,! - Member of advisory board or honorary director CHARACTER No symbol - Purchase or Sale "B" - Bequest or Inheritance K C" - Compensation "" - istribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S n - Stock dividend or stock split n X,f - Exercise of option NATURE No symbol - Securities are beneficially owned directly. "l n - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary, M 3 n - Same as in "," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. I? 5" ~ Same as "4, 11 except that reporter disclaims any admission that he is the beneficial owner of the securities. MONTH-EN "PR" - Holdings as previously reported.

4 AN MONTH-EN Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from April 11, 1977 to May 10, 1977 IMPORTANT - See Guide to Symbols on preceding page INIRECT ACCOUNT THE COMMONWEALTH (etroit, Michigan) ATE a W S3 93 CO CO > S3 i s oo Bought or Acquired Sold or isposed of MONTH-EN The First Arabian Corporation B ,960 3,450,530 MI-JERSEY (Bordentown) Samuel A. ezsy ,598 1,04 RAM SUFFOLK COUNTY (Stony Brook, New York) onald A. Roth O ,713,375 CITIZENS COMMERCIAL & SAVINGS (Flint, Michigan) James R. Burroughs O ,000 19,359,118 Gordon A. Fleming ,000 4, onald E. Johnson, Jr ,01 11,834 Clarence B. Kimbrough igitized for FRASER #

5 igitized for FRASER FR INIRECT ACCOUNT 1 d ATE Q y 11 ti m Bought or Acquires Sold or isposed of MONTH-EN 8 COMMERCIAL TRUST COMPANY NEW JERSEY (jersey Ci iz) Marston Ames ,300 l,4oo Robert L. Boyle ,017 1,097 Richard C. Field ,405 0 COUNTY SANTA CRU: (California) ^ Worth A. "Brown ,000 Louis L, Haber ,161 7HE OLLAR SAVINGS AN TRUST COMPANY ^(Youngstown, Ohio) Nils P. Johnson , W. McGowan O FIRST COMMERCIAL (Arlington, Virginia) onald A. Cooke O ,41 1,19 Panos G. Koutrouvelis O , Charles Edward Taylor O ,145 6

6 igitized for FRASER FR 671! 1 s INIRECT ACCOUNT 1 ATE 1 i cn!> 38 Bought or Sold or hj H Cti Acquires isposed of MONTH-EN HEMPSTEA (New York ) Bruce Wood Hall OB THE MAPLEWOO AN TRUST COMPANY (New York) 75 0,651 1,467 Frances Peff Putman PIEMONT TRUST (Martinsville, Virginia) Thomas B. Stanley, Jr SAVANNAH AN TRUST COMPANY (Georgia) 1,000 1,6 Franklin. Mongin Walter C. Scott THE SCHENECTAY TRUST COMPANY (New York) Edwin 0. Sali sbury 48o THE UNION AN SAVINGS COMPANY (Bellevue, Ohio) Lawrence R. Fulk UNION TRUST COMPANY WILWOO (New Jersey) Robert J. Scully, Sr ,51 3,98 5,.64

7 FR 6?1-4- INIRECT ACCOUNT RELATIONSHIP ATE AN SYMBOL Bought or Acquires Sold or isposed of MONTH-EN UNITE CITIZENS (Winston-Salem, N.C.) Henry L. Crotts C. R. Harris H. Curt Hege ,000 3,010 1,000 5,000 10, ,000 3,770 Harold E. Jones ,600,800 F. Roger Page ,000 UNITE COUNTIES TRUST COMPANY (Elizabeth, N.J. Thomas J. Gilmour, Jr ,918 8,56 Joseph H. McCabe, Jr ' 107 1,116 UNITE STATES TRUST COMPANY NEW YORK (New York City) Bonus Plan T , 43 90,959 VALLEY NEVAA (Las Vegas) Kenneth J. Sullivan, Ji '.O igitized for FRASER ,000 9,63 16,987