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1 US District Court Civil Docket as of 5/26/2004 Retrieved from the court on Thursday, June 10, 2004 US District Court for the District of New Jersey 2:04cv965 Katz v. Lord Abbett & Co LLC et al Date Filed: 03/01/2004 Assigned To: Judge William J Martini Referred To: Magistrate Judge Ronald J Hedges Nature of suit: Securities (850) Cause: Securities Exchange Act Lead Docket: 2:04-cv WJM-RJH Other Docket: None Jurisdiction: Federal Question Litigants Philip Katz, Individually and on Behalf of All Others Similarly Situated PLAINTIFF Class Code: CLOSED, MEMBERCASE Closed: Yes Statute: 15:78m(a) Jury Demand: Plaintiff Demand Amount: $0 Attorneys Jennifer A Sullivan [COR LD NTC] Shalov Stone & Bonner LLP 163 Madison Ave PO Box 1277 Morristown, NJ USA Fax : Jsullivan@lawssb.com Philip Katz Consol PLAINTIFF v. Lord Abbett & Co LLC Tracie E Ahern Joan A Binstock Daniel E Carper Robert S Dow
2 Howard E Hansen Paul A Hilstad Lawrence H Kaplan Robert G Morris A Edward Oberhaus, III Edward K Von Der Linde Michael Brooks Zane E Brown Patrick Browne John J Dichiaro Sholom Dinsky Lesley-Jane Dixon Kevin P Ferguson Robert P Fetch Daria L Foster Daniel H Frascarelli Robert I Gerber Michael S Goldstein Michael A Grant
3 Charles Hofer W Thomas Hudson, Jr Cinda Hughes Ellen G Itskovitz Maren Lindstrom Robert A Lee Gregory M MacOsko Thomas Malone Charles Massare, Jr Stephen J McGruder Paul McNamara Robert J Noelke R Mark Pennington Walter Prahl Michael Rose Eli M Salzmann Douglas B Sieg Richard Sieling Michael T Smith
4 Richard Smola Diane Tornejal Christopher J Towle Marion Zapolin E Thayer Bigelow William HT Bush Robert B Calhoun, Jr Stewart S Dixon Franklin W Hobbs C Alan MacDonald Thomas J Neff James F Orr, III Lord Abbett Affiliated Fund Lord Abbett All Value Fund Lord Abbett Alpha Series Fund Lord Abbett America's Value Fund Lord Abbett Balanced Series Fund Lord Abbett Developing Growth Fund Lord Abbett Global Equity Fund
5 Lord Abbett Growth Opportunities Fund Lord Abbett International Core Equity Fund Lord Abbett International Opportunities Fund Lord Abbett Large-Cap Growth Fund Lord Abbett Large-Cap Research Fund Lord Abbett Large-Cap Value Fund Lord Abbett Mid-Cap Value Fund Lord Abbett Small-Cap Blend Fund Lord Abbett Small-Cap Value Fund Lord Abbett Bond-Debenture Fund Lord Abbett California Fund Lord Abbett Connecticut Fund Lord Abbett Convertible Fund Lord Abbett Core Fixed Income Fund Lord Abbett Florida Fund Lord Abbett Georgia Fund Lord Abbett Global Income Fund Lord Abbett Hawaii Fund Lord Abbett High Yield Fund
6 Lord Abbett Insured Intermediate Fund Lord Abbett Limited Duration USG & GSE Fund Lord Abbett Michigan Fund Lord Abbett Minnesota Fund Lord Abbett Missouri Fund Lord Abbett National Tax-Free Fund Lord Abbett New Jersey Fund Lord Abbett New York Fund Lord Abbett Pennsylvania Fund Lord Abbett Texas Fund Lord Abbett Total Return Fund Lord Abbett USG & GSE Fund Lord Abbett USG & GSE Money Market Fund Lord Abbett Washington Fund, (Collectively, The "lord Abbett Funds") Date # Proceeding Text
7 3/1/ COMPLAINT against TRACIE E. AHERN, E. THAYER BIGELOW, JOAN A. BINSTOCK, MICHAEL BROOKS, ZANE E. BROWN, PATRICK BROWNE, WILLIAM H.T. BUSH, ROBERT B. CALHOUN JR., DANIEL E. CARPER, JOHN J. DICHIARO, SHOLOM DINSKY, LESLEY-JANE DIXON, STEWART S. DIXON, ROBERT S. DOW, KEVIN P. FERGUSON, ROBERT P. FETCH, DARIA L. FOSTER, DANIEL H. FRASCARELLI, ROBERT I. GERBER, MICHAEL S. GOLDSTEIN, MICHAEL A. GRANT, HOWARD E. HANSEN, PAUL A. HILSTAD, FRANKLIN W. HOBBS, CHARLES HOFER, W. THOMAS HUDSON JR., CINDA HUGHES, ELLEN G. ITSKOVITZ, LAWRENCE H. KAPLAN, ROBERT A. LEE, MAREN LINDSTROM, LORD ABBETT & CO LLC, LORD ABBETT AFFILIATED FUND, LORD ABBETT ALL VALUE FUND, LORD ABBETT ALPHA SERIES FUND, LORD ABBETT AMERICA'S VALUE FUND, LORD ABBETT BALANCED SERIES FUND, LORD ABBETT BOND-DEBENTURE FUND, LORD ABBETT CALIFORNIA FUND, LORD ABBETT CONNECTICUT FUND, LORD ABBETT CONVERTIBLE FUND, LORD ABBETT CORE FIXED INCOME FUND, LORD ABBETT DEVELOPING GROWTH FUND, LORD ABBETT FLORIDA FUND, LORD ABBETT GEORGIA FUND, LORD ABBETT GLOBAL EQUITY FUND, LORD ABBETT GLOBAL INCOME FUND, LORD ABBETT GROWTH OPPORTUNITIES FUND, LORD ABBETT HAWAII FUND, LORD ABBETT HIGH YIELD FUND, LORD ABBETT INSURED INTERMEDIATE FUND, LORD ABBETT INTERNATIONAL CORE EQUITY FUND, LORD ABBETT INTERNATIONAL OPPORTUNITIES FUND, LORD ABBETT LARGE-CAP GROWTH FUND, LORD ABBETT LARGE-CAP RESEARCH FUND, LORD ABBETT LARGE-CAP VALUE FUND, LORD ABBETT LIMITED DURATION USG & GSE FUND, LORD ABBETT MICHIGAN FUND, LORD ABBETT MID-CAP VALUE FUND, LORD ABBETT MINNESOTA FUND, LORD ABBETT MISSOURI FUND, LORD ABBETT NATIONAL TAX-FREE FUND, LORD ABBETT NEW JERSEY FUND, LORD ABBETT NEW YORK FUND, LORD ABBETT PENNSYLVANIA FUND, LORD ABBETT SMALL-CAP BLEND FUND, LORD ABBETT SMALL-CAP VALUE FUND, LORD ABBETT TEXAS FUND, LORD ABBETT TOTAL RETURN FUND, LORD ABBETT USG & GSE FUND, LORD ABBETT USG & GSE MONEY MARKET FUND, LORD ABBETT WASHINGTON FUND, C. ALAN MACDONALD, GREGORY M. MACOSKO, THOMAS MALONE, CHARLES MASSARE JR., STEPHEN J. MCGRUDER, PAUL MCNAMARA, ROBERT G. MORRIS, THOMAS J. NEFF, ROBERT J. NOELKE, A. EDWARD OBERHAUS III, JAMES F. ORR III, R. MARK PENNINGTON, WALTER PRAHL, MICHAEL ROSE, ELI M. SALZMANN, DOUGLAS B. SIEG, RICHARD SIELING, MICHAEL T. SMITH, RICHARD SMOLA, DIANE TORNEJAL, CHRISTOPHER J. TOWLE, EDWARD K. VON DER LINDE, MARION ZAPOLIN ( Filing fee $ 150 receipt number ) JURY DEMAND, filed by PHILIP KATZ.(MD, ) (Entered: 03/08/2004)
8 3/8/ Summons Issued as to TRACIE E. AHERN, E. THAYER BIGELOW, JOAN A. BINSTOCK, MICHAEL BROOKS, ZANE E. BROWN, PATRICK BROWNE, WILLIAM H.T. BUSH, ROBERT B. CALHOUN JR., DANIEL E. CARPER, JOHN J. DICHIARO, SHOLOM DINSKY, LESLEY-JANE DIXON, STEWART S. DIXON, ROBERT S. DOW, KEVIN P. FERGUSON, ROBERT P. FETCH, DARIA L. FOSTER, DANIEL H. FRASCARELLI, ROBERT I. GERBER, MICHAEL S. GOLDSTEIN, MICHAEL A. GRANT, HOWARD E. HANSEN, PAUL A. HILSTAD, FRANKLIN W. HOBBS, CHARLES HOFER, W. THOMAS HUDSON JR., CINDA HUGHES, ELLEN G. ITSKOVITZ, LAWRENCE H. KAPLAN, ROBERT A. LEE, MAREN LINDSTROM, LORD ABBETT & CO LLC, LORD ABBETT AFFILIATED FUND, LORD ABBETT ALL VALUE FUND, LORD ABBETT ALPHA SERIES FUND, LORD ABBETT AMERICA'S VALUE FUND, LORD ABBETT BALANCED SERIES FUND, LORD ABBETT BOND-DEBENTURE FUND, LORD ABBETT CALIFORNIA FUND, LORD ABBETT CONNECTICUT FUND, LORD ABBETT CONVERTIBLE FUND, LORD ABBETT CORE FIXED INCOME FUND, LORD ABBETT DEVELOPING GROWTH FUND, LORD ABBETT FLORIDA FUND, LORD ABBETT GEORGIA FUND, LORD ABBETT GLOBAL EQUITY FUND, LORD ABBETT GLOBAL INCOME FUND, LORD ABBETT GROWTH OPPORTUNITIES FUND, LORD ABBETT HAWAII FUND, LORD ABBETT HIGH YIELD FUND, LORD ABBETT INSURED INTERMEDIATE FUND, LORD ABBETT INTERNATIONAL CORE EQUITY FUND, LORD ABBETT INTERNATIONAL OPPORTUNITIES FUND, LORD ABBETT LARGE-CAP GROWTH FUND, LORD ABBETT LARGE-CAP RESEARCH FUND, LORD ABBETT LARGE-CAP VALUE FUND, LORD ABBETT LIMITED DURATION USG & GSE FUND, LORD ABBETT MICHIGAN FUND, LORD ABBETT MID-CAP VALUE FUND, LORD ABBETT MINNESOTA FUND, LORD ABBETT MISSOURI FUND, LORD ABBETT NATIONAL TAX-FREE FUND, LORD ABBETT NEW JERSEY FUND, LORD ABBETT NEW YORK FUND, LORD ABBETT PENNSYLVANIA FUND, LORD ABBETT SMALL-CAP BLEND FUND, LORD ABBETT SMALL-CAP VALUE FUND, LORD ABBETT TEXAS FUND, LORD ABBETT TOTAL RETURN FUND, LORD ABBETT USG & GSE FUND, LORD ABBETT USG & GSE MONEY MARKET FUND, LORD ABBETT WASHINGTON FUND, C. ALAN MACDONALD, GREGORY M. MACOSKO, THOMAS MALONE, CHARLES MASSARE JR., STEPHEN J. MCGRUDER, PAUL MCNAMARA, ROBERT G. MORRIS, THOMAS J. NEFF, ROBERT J. NOELKE, A. EDWARD OBERHAUS III, JAMES F. ORR III, R. MARK PENNINGTON, WALTER PRAHL, MICHAEL ROSE, ELI M. SALZMANN, DOUGLAS B. SIEG, RICHARD SIELING, MICHAEL T. SMITH, RICHARD SMOLA, DIANE TORNEJAL, CHRISTOPHER J. TOWLE, EDWARD K. VON DER LINDE, MARION ZAPOLIN.Days Due - 20.(Mailed to Counsel) (MD, ) (Entered: 03/08/2004) 2 MOTION to Consolidate Cases by PHILIP KATZ. (Attachments: # 1 memorandum of law in support of motion for consolidation# 2 Certification of Patrick L. Rocco in Support of Motion for Consolidation# 3 Exhibit A to the Certification of Patrick L. Rocco in Support of Motion for Consolidation# 4 Exhibit B to the Certification of Patrick L. Rocco in Support of Motion for Consolidation# 5 Exhibit C to the Certification of Patrick L. Rocco in Support of Motion for Consolidation# 6 Exhibit D to the Certification of Patrick L. Rocco in Support of Motion for Consolidation# 7 Exhibit E to the Certification of Patrick L. Rocco in Support of Motion for Consolidation# 8 Exhibit F to the Certification of Patrick L. Rocco in Support of Motion for Consolidation# 9 Proposed Form of Order# 10 Certificate of Service)(SULLIVAN, JENNIFER) (Entered: 04/30/2004)
9 4/30/2004 4/30/ MOTION Appointment of Lead Counsel, Appointment of Executive Committee and Appointment of Liaison Counsel by PHILIP KATZ. (Attachments: # 1 Memorandum of Law in Support of Motion for Appointment of Lead Counsel, Appointment of Executive Committee and Appointment of Liaison Counsel# 2 Certification of Patrick L. Rocco in Support of Memorandum of Law in Support of Motion for Appointment of Lead Counsel, Appointment of Executive Committee and Appointment of Liaison Counsel# 3 Exhibit A to the Certification of Patrick L. Rocco# 4 Proposed Form of Order# 5 cettification of service)(sullivan, JENNIFER) (Entered: 04/30/2004) 5/4/ CLERKS OFFICE QUALITY CONTROL MESSAGE - The motion to consolidate, brief(doc. NO. 2) and motion and brief (DOC. NO. 3) submitted by J. SULLIVAN on 4/30/2004 did not contain a proper signature. Only Registered Users are permitted to sign electronically filed documents with an s/. PLEASE RESUBMIT THE DOCUMENT WITH A PROPER ELECTRONIC OR SCANNED SIGNATURE BY 5/7/2004. This submission will remain on the docket unless otherwise ordered by the court. This message is for informational purposes only.(mn, ) (Entered: 05/04/2004) 5/4/ Amended MOTION to Consolidate Cases by PHILIP KATZ. (Attachments: # 1 Amended Memorandum of Law in Support of Motion for Consolidation# 2 Amended Certification of Patrick L. Rocco in Support of Motion for Consolidation)(SULLIVAN, JENNIFER) (Entered: 05/04/2004) 5/4/ Amended MOTION for Appointment of Lead Counsel, Executive Committe and Liaison Counsel by PHILIP KATZ. (Attachments: # 1 Amended Memorandum of Law in Support of Motion for Appointment of Lead Counsel, Executive Committe and Liaison Counsel# 2 amended certification of patrick l rocco)(sullivan, JENNIFER) (Entered: 05/04/2004) 5/11/ /26/ /26/ LETTER-BRIEF w/cert. of serv. filed by LORD ABBETT & CO LLC, et al. (DD, ) (Entered: 05/13/2004) PRETRIAL ORDER NO. 1 for consolidation w/civ (WJM) MASTER FILE for all purposes.. Signed by Judge Ronald J. Hedges on 5/24/04. (DD, ) (Entered: 05/26/2004) ***Civil Case Terminated. (DD, ) (Entered: 05/26/2004) Cases associated w/civ (WJM) MASTER FILE (DD, ) (Entered: 05/26/2004)
10 5/26/
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Patrick L. Rocco (PR862 1) Jennifer A. Sullivan (JS6957) SHALOV STONE & BONNER LLP 163 Madison Avenue P.O. Box 1277 Morristown, New Jersey 07962-1277 (973) 775-8997 Marvin L. Frank Eric J. Belfi RABIN,
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