U.S. District Court Southern District of Florida (Ft Lauderdale) CIVIL DOCKET FOR CASE #: 0:15-cv WPD

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1 US District Court Civil Docket as of July 25, 2016 Retrieved from the court on July 25, 2016 U.S. District Court Southern District of Florida (Ft Lauderdale) CIVIL DOCKET FOR CASE #: 0:15-cv WPD City of St. Clair Shores Police and Fire Retirement System v. Nationstar Mortgage Holdings Inc. et al Assigned to: Judge William P. Dimitrouleas Referred to: Magistrate Judge Lurana S. Snow Cause: 15:0078 Securities Exchange Act Date Filed: 06/02/2015 Date Terminated: 07/25/2016 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff City of St. Clair Shores Police and Fire Retirement System individually, and on behalf of all others similarly situated represented by Elizabeth A. Shonson Robbins Geller Rudman & Dowd LLP 120 East Palmetto Road Suite 500 Boca Raton, FL Fax: Jack Reise Robbins Geller Rudman & Dowd LLP 120 East Palmetto Park Road Suite 500 Boca Raton, FL Fax: Joshua A. Materese Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA

2 Meredith L. Lambert Kessler Topaz Meltzer & Check LLP 280 King of Prussia Road Radnor, PA Paul Jeffrey Geller Robbins Geller Rudman & Dowd LLP 120 East Palmetto Road Suite 500 Boca Raton, FL Fax: Richard A. Russo, Jr. Kessler Topaz Meltzer & Check LLP 280 King of Prussia Road Radnor, PA Sharan Nirmul Kessler Topaz Meltzer & Check LLP 280 King of Prussia Road Radnor, PA Plaintiff Oklahoma Firefighters Pension & Retirement System represented by Elizabeth A. Shonson Jack Reise

3 Joshua A. Materese Meredith L. Lambert Paul Jeffrey Geller Richard A. Russo, Jr. Sharan Nirmul Douglas Scott Wilens Robbins Geller Rudman & Dowd LLP 120 E Palmetto Park Road Suite 500 Boca Raton, FL Fax: dwilens@rgrdlaw.com Plaintiff City of Taunton Contributory Retirement System represented by Elizabeth A. Shonson Jack Reise

4 Joshua A. Materese Meredith L. Lambert Paul Jeffrey Geller Richard A. Russo, Jr. Sharan Nirmul Douglas Scott Wilens Plaintiff Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan represented by Elizabeth A. Shonson Jack Reise Joshua A. Materese

5 Meredith L. Lambert Paul Jeffrey Geller Richard A. Russo, Jr. Sharan Nirmul Douglas Scott Wilens Plaintiff Shawn Ghatan, Trustee of the SDG Trust represented by Joshua A. Materese Meredith L. Lambert Richard A. Russo, Jr. Sharan Nirmul

6 Jack Reise Plaintiff Pembroke Pines Firefighters and Police Officers Pension Fund represented by Joshua A. Materese Meredith L. Lambert Richard A. Russo, Jr. Sharan Nirmul Jack Reise V. Defendant Nationstar Mortgage Holdings Inc. represented by Meredith E. Kotler Cleary Gottlieb Steen & Hamilton, LLP One LIberty Plaza New York, NY

7 Mitchell A. Lowenthal Cleary Gottlieb Steen & Hamilton One Liberty Plaza New York, NY Fax: TERMINATED: 01/11/2016 Lawrence Dean Silverman Akerman LLC 1 Southeast Third Avenue Miami, FL Fax: lawrence.silverman@akerman.com Sandra Jessica Millor Akerman LLP One Southeast Third Avenue 25th Floor Miami, FL Fax: sandra.millor@akerman.com Defendant Jesse K. Bray represented by Meredith E. Kotler Mitchell A. Lowenthal TERMINATED: 01/11/2016 Sandra Jessica Millor

8 Defendant Robert D. Stiles represented by Meredith E. Kotler Mitchell A. Lowenthal TERMINATED: 01/11/2016 Sandra Jessica Millor Defendant David C. Hisey Defendant Robert H. Gidel Defendant Brett Hawkins Defendant Michael D. Malone Defendant Barclays Capital Inc. represented by Sandra Jessica Millor represented by Sandra Jessica Millor represented by Sandra Jessica Millor represented by Sandra Jessica Millor represented by Adam S. Hakki Shearman & Sterling 599 Lexington Avenue New York, NY Fax:

9 Agnes Dunogue Shearman & Sterling, LLP 599 Lexington Avenue New York, NY Sandra Jessica Millor Thomas Meeks Carlton Fields Jorden Burt, P.A. 100 S.E. Second Street Suite Miami Tower Miami, FL Fax: tmeeks@carltonfields.com Defendant Citigroup Global Markets Inc. represented by Adam S. Hakki Agnes Dunogue Sandra Jessica Millor Thomas Meeks Defendant J.P. Morgan Securities LLC represented by Adam S. Hakki

10 Agnes Dunogue Sandra Jessica Millor Thomas Meeks Date Filed # Docket Text 06/02/ COMPLAINT against All Defendants. Filing fees $ receipt number 113C , filed by City of St. Clair Shores Police and Fire Retirement System. (Attachments: # 1 Certification, # 2 Civil Cover Sheet, # 3 Summon(s), # 4 Summon(s), # 5 Summon(s))(Reise, Jack) (Entered: 06/02/2015) 06/02/ Judge Assignment to Judge Jose E. Martinez (jas) (Entered: 06/02/2015) 06/02/ Clerks Notice pursuant to 28 USC 636(c). Parties are hereby notified that the U.S. Magistrate Judge Jonathan Goodman is available to handle any or all proceedings in this case. If agreed, parties should complete and file the attached form. (jas) (Entered: 06/02/2015) 06/02/ Summons Issued as to Jesse K. Bray, Nationstar Mortgage Holdings Inc., Robert D. Stiles. (jas) (Entered: 06/02/2015) 06/02/ Clerks Notice to Filer re: Electronic Case. Documents Improperly Arranged. The Filer did not properly attach the Civil Cover Sheet. Future filings must comply with the CM/ECF Civil Case Opening Guide. It is not necessary to re-file this document. (jas) (Entered: 06/02/2015) 06/03/ NOTICE by City of St. Clair Shores Police and Fire Retirement System Notice of Pending, Refiled, Related, or Similar Action (Reise, Jack) (Entered: 06/03/2015) 06/11/ ORDER TRANSFERRING CASE to Judge William P. Dimitrouleas and Magistrate Judge Lurana S. Snow for all further proceedings, accepted and signed on 6/11/2015. Judge Jose E. Martinez no longer assigned to case. Signed by Judge Jose E. Martinez on 6/9/2015. (ar2) (Entered: 06/11/2015) 06/12/ ORDER REQUIRING COUNSEL TO MEET, FILE JOINT SCHEDULING REPORT AND JOINT DISCOVERY REPORT. Signed by Judge William P. Dimitrouleas on 6/12/2015. (ar2) (Entered: 06/12/2015)

11 07/15/ SUMMONS (Affidavit) Returned Executed on 1 Complaint, with a 21 day response/answer filing deadline by City of St. Clair Shores Police and Fire Retirement System. Nationstar Mortgage Holdings Inc. served on 7/13/2015, answer due 8/3/2015. (Reise, Jack) (Entered: 07/15/2015) 07/15/ SUMMONS (Affidavit) Returned Executed on 1 Complaint, with a 21 day response/answer filing deadline by City of St. Clair Shores Police and Fire Retirement System. Robert D. Stiles served on 7/11/2015, answer due 8/3/2015. (Reise, Jack) (Entered: 07/15/2015) 07/15/ SUMMONS (Affidavit) Returned Executed on 1 Complaint, with a 21 day response/answer filing deadline by City of St. Clair Shores Police and Fire Retirement System. Jesse K. Bray served on 7/15/2015, answer due 8/5/2015. (Reise, Jack) (Entered: 07/15/2015) 07/21/ Unopposed MOTION for Extension of Time to File Response/Reply/Answer as to 1 Complaint, by Jesse K. Bray, Nationstar Mortgage Holdings Inc., Robert D. Stiles. Attorney Sandra Jessica Millor added to party Jesse K. Bray(pty:dft), Attorney Sandra Jessica Millor added to party Nationstar Mortgage Holdings Inc.(pty:dft), Attorney Sandra Jessica Millor added to party Robert D. Stiles(pty:dft). (Attachments: # 1 Text of Proposed Order Order Granting Defendants' nopposed Motion for Extension of Time to Respond to the Complaint)(Millor, Sandra) (Entered: 07/21/2015) 07/21/ ORDER granting 12 Motion for Extension of Time to Respond to the Complaint. Signed by Judge William P. Dimitrouleas on 7/21/2015. (ar2) (Entered: 07/22/2015) 08/03/ MOTION to Appoint Lead Plaintiff Oklahoma Firefighters Pension & Retirement System, City of Taunton Contributory Retirement System, and Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan (collectively, the Institutional Investors) ( Responses due by 8/20/2015), MOTION to Appoint Lead Counsel Robbins Geller Rudman & Dowd LLP and Kessler Topaz Meltzer & Check, LLP by Oklahoma Firefighters Pension & Retirement System, City of Taunton Contributory Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Attorney Douglas Scott Wilens added to party Oklahoma Firefighters Pension & Retirement System(pty:mov), Attorney Douglas Scott Wilens added to party City of Taunton Contributory Retirement System(pty:mov), Attorney Douglas Scott Wilens added to party Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan(pty:mov). (Attachments: # 1 Text of Proposed Order)(Wilens, Douglas) (Entered: 08/03/2015) 08/03/ AFFIDAVIT in Support re 14 MOTION to Appoint Lead Plaintiff Oklahoma Firefighters Pension & Retirement System, City of Taunton Contributory Retirement System, and Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan (collectively, the Institutional Inve MOTION to Appoint Lead Counsel Robbins Geller Rudman & Dowd LLP and Kessler Topaz Meltzer & Check, LLP filed by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. (Attachments: # 1 Exhibit A - Certifications, # 2 Exhibit B - Loss Chart, # 3 Exhibit C - Press Release, # 4 Exhibit D - Joint Declaration, # 5 Exhibit E - RGRD Firm Resume, # 6 Exhibit F - KTMC Firm Resume)(Wilens, Douglas) (Entered: 08/03/2015)

12 08/03/ MOTION to Appoint Lead Plaintiff Mark and Summer Rohricht ( Responses due by 8/20/2015), MOTION to Appoint Lead Counsel Kahn Swick & Foti by Mark Rohricht. Attorney Julie Prag Vianale added to party Mark Rohricht(pty:mov). (Vianale, Julie) (Entered: 08/03/2015) 08/03/ AFFIDAVIT in Support re 16 MOTION to Appoint Lead Plaintiff Mark and Summer Rohricht MOTION to Appoint Lead Counsel Kahn Swick & Foti filed by Mark Rohricht. (Vianale, Julie) (Entered: 08/03/2015) 08/04/ MEMORANDUM of Law re 16 MOTION to Appoint Lead Plaintiff Mark and Summer Rohricht MOTION to Appoint Lead Counsel Kahn Swick & Foti by Mark Rohricht. (Vianale, Julie) (Entered: 08/04/2015) 08/04/ NOTICE of Attorney Appearance by Lawrence Dean Silverman on behalf of Nationstar Mortgage Holdings Inc.. Attorney Lawrence Dean Silverman added to party Nationstar Mortgage Holdings Inc.(pty:dft). (Silverman, Lawrence) (Entered: 08/04/2015) 08/20/ RESPONSE to Motion re 14 MOTION to Appoint Lead Plaintiff Oklahoma Firefighters Pension & Retirement System, City of Taunton Contributory Retirement System, and Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan (collectively, the Institutional Inve MOTION to Appoint Lead Counsel Robbins Geller Rudman & Dowd LLP and Kessler Topaz Meltzer & Check, LLP filed by Mark Rohricht. Replies due by 8/31/2015. (Vianale, Julie) (Entered: 08/20/2015) 08/20/ NOTICE by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan re 14 MOTION to Appoint Lead Plaintiff Oklahoma Firefighters Pension & Retirement System, City of Taunton Contributory Retirement System, and Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan (collectively, the Institutional Inve MOTION to Appoint Lead Counsel Robbins Geller Rudman & Dowd LLP and Kessler Topaz Meltzer & Check, LLP, 15 Affidavit in Support of Motion,,, Notice of Non-Opposition to the Institutional Investors Motion for Appointment as Lead Plaintiff and Approval of Selection of Lead Counsel (Wilens, Douglas) (Entered: 08/20/2015) 08/21/ ORDER granting 14 Motion to Appoint Lead Plaintiff; granting 14 Motion to Appoint Lead Counsel; denying 16 Motion to Appoint Lead Plaintiff; denying 16 Motion to Appoint Lead Counsel. Signed by Judge William P. Dimitrouleas on 8/21/2015. (ar2) (Entered: 08/21/2015) 09/03/ Joint MOTION Joint Consent Motion for Entry of Order Establishing Briefing Schedule by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. (Attachments: # 1 Text of Proposed Order A)(Reise, Jack) (Entered: 09/03/2015) 09/04/ ORDER ESTABLISHING BRIEFING SCHEDULE and granting 23 Joint Consent Motion for Entry of Order Establishing Briefing Schedule. Lead Plaintiff shall file an amended complaint on or before 10/16/2015. Defendants shall answer, move to dismiss, or otherwise respond to the amended complaint on or before December 3,

13 2015. Signed by Judge William P. Dimitrouleas on 9/4/2015. (ar2) (Entered: 09/04/2015) 09/04/2015 Reset Answer Due Deadline per DE 24 Order: Jesse K. Bray response due 12/3/2015; Nationstar Mortgage Holdings Inc. response due 12/3/2015; Robert D. Stiles response due 12/3/2015. (ar2) (Entered: 09/04/2015) 09/18/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Meredith E. Kotler. Filing Fee $ Receipt # (ksa) (Entered: 09/22/2015) 09/18/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Mithcell A. Lowenthal. Filing Fee $ Receipt # (ksa) (Entered: 09/22/2015) 09/22/ ORDER denying 25 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing of Attorney Meredith E. Kotler and Mitchell A. Lowenthal. Notice of Termination delivered by US Mail to Meredith Kotler; denying 26 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing of Attorney Meredith E. Kotler and Mitchell A. Lowenthal. Notice of Termination delivered by US Mail to Meredith Kotler. Signed by Judge William P. Dimitrouleas on 9/22/2015. (ar2) (Entered: 09/22/2015) 09/23/2015 Attorneys Meredith E. Kotler representing Nationstar Mortgage Holdings Inc. (Defendant) and Mitchell A. Lowenthal representing Nationstar Mortgage Holdings Inc. (Defendant) Activated. (ksa) (Entered: 09/24/2015) 09/23/ Amended MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Meredith E. Kotler. Filing Fee $ Receipt # (ksa) (Entered: 09/24/2015) 09/23/ Amended MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Mithcell A. Lowenthal. Filing Fee $ Receipt # (ksa) (Entered: 09/24/2015) 09/25/ OMNIBUS ORDER granting 28 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing ; granting 29 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing. Signed by Judge William P. Dimitrouleas on 9/24/2015. (ar2) (Entered: 09/25/2015) 10/16/ AMENDED COMPLAINT FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS against Jesse K. Bray, Nationstar Mortgage Holdings Inc., Robert D. Stiles, David C. Hisey, Robert H. Gidel, Brett Hawkins, Michael D. Malone, Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, filed by Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan, City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Shawn Ghatan, Trustee of the SDG Trust, Pembroke Pines Firefighters and Police Officers Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Reise, Jack) (Entered: 10/16/2015)

14 10/19/ NOTICE of Filing Proposed Summons(es) for Defendants by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan re 31 Amended Complaint,, filed by City of Taunton Contributory Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan, Oklahoma Firefighters Pension & Retirement System, Shawn Ghatan, Trustee of the SDG Trust (Attachments: # 1 Summon(s) Robert H. Gidel, # 2 Summon(s) Brett Hawkins, # 3 Summon(s) Michael D. Malone, # 4 Summon(s) Barclays Capital Inc., # 5 Summon(s) Citigroup Global Markets Inc., # 6 Summon(s) J.P. Morgan Securities LLC) (Reise, Jack) (Entered: 10/19/2015) 10/19/ Summons Issued as to Barclays Capital Inc., Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, J.P. Morgan Securities LLC, and Michael D. Malone. (ar2) (Main Document 33 replaced on 10/20/2015) (ar2). (Entered: 10/19/2015) 10/19/ NOTICE of Filing Proposed Summons(es) for Defendant by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan re 31 Amended Complaint,, filed by City of Taunton Contributory Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan, Oklahoma Firefighters Pension & Retirement System, Shawn Ghatan, Trustee of the SDG Trust (Attachments: # 1 Summon(s) David C. Hisey) (Reise, Jack) (Entered: 10/19/2015) 10/20/ Summons Issued as to David C. Hisey. (ar2) (Entered: 10/20/2015) 10/23/ SUMMONS (Affidavit) Returned Executed on 31 Amended Complaint,, with a 14 day response/answer filing deadline pursuant to Fed. R. Civ. P. 15 by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. J.P. Morgan Securities LLC served on 10/21/2015, answer due 11/4/2015. (Reise, Jack) (Entered: 10/23/2015) 10/23/ SUMMONS (Affidavit) Returned Executed on 31 Amended Complaint,, with a 14 day response/answer filing deadline pursuant to Fed. R. Civ. P. 15 by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Citigroup Global Markets Inc. served on 10/21/2015, answer due 11/4/2015. (Reise, Jack) (Entered: 10/23/2015) 10/29/ WAIVER OF SERVICE Returned Executed by Nationstar Mortgage Holdings Inc.. Michael D. Malone waiver sent on 10/21/2015, answer due 12/21/2015. (Millor, Sandra) (Entered: 10/29/2015) 10/29/ WAIVER OF SERVICE Returned Executed by Nationstar Mortgage Holdings Inc.. Brett Hawkins waiver sent on 10/21/2015, answer due 12/21/2015. (Millor, Sandra) (Entered: 10/29/2015)

15 10/29/ WAIVER OF SERVICE Returned Executed by Nationstar Mortgage Holdings Inc.. Robert H. Gidel waiver sent on 10/21/2015, answer due 12/21/2015. (Millor, Sandra) (Entered: 10/29/2015) 10/29/ WAIVER OF SERVICE Returned Executed by Nationstar Mortgage Holdings Inc.. David C. Hisey waiver sent on 10/21/2015, answer due 12/21/2015. (Millor, Sandra) (Entered: 10/29/2015) 11/02/ MOTION for Extension of Time to Respond and Approval of the Proposed Briefing Schedule by Jesse K. Bray, Robert H. Gidel, Brett Hawkins, David C. Hisey, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. Attorney Sandra Jessica Millor added to party Robert H. Gidel(pty:dft), Attorney Sandra Jessica Millor added to party Brett Hawkins(pty:dft), Attorney Sandra Jessica Millor added to party David C. Hisey(pty:dft), Attorney Sandra Jessica Millor added to party Michael D. Malone(pty:dft). Responses due by 11/19/2015 (Attachments: # 1 Text of Proposed Order)(Millor, Sandra) Modified text/relief on 11/3/2015 (ar2). (Entered: 11/02/2015) 11/03/ ORDER granting 42 Motion for Extension of Time to Respond and Approval of the Proposed Briefing Schedule. Barclays Capital Inc., Jesse K. Bray, Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, David C. Hisey, J.P. Morgan Securities LLC, Michael D. Malone, Nationstar Mortgage Holdings Inc., and Robert D. Stiles Answer due 12/17/2015. Signed by Judge William P. Dimitrouleas on 11/2/2015. (ar2) (Entered: 11/03/2015) 12/09/ NOTICE of Attorney Appearance by Thomas Meeks on behalf of Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC. Attorney Thomas Meeks added to party Barclays Capital Inc.(pty:dft), Attorney Thomas Meeks added to party Citigroup Global Markets Inc.(pty:dft), Attorney Thomas Meeks added to party J.P. Morgan Securities LLC(pty:dft). (Meeks, Thomas) (Entered: 12/09/2015) 12/10/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Adam S. Hakki. Filing Fee $ Receipt # 113C by Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC. Responses due by 12/28/2015 (Attachments: # 1 Text of Proposed Order)(Meeks, Thomas) (Entered: 12/10/2015) 12/10/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Agnes Dunogue. Filing Fee $ Receipt # 113C by Barclays Capital Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC. Responses due by 12/28/2015 (Attachments: # 1 Text of Proposed Order)(Meeks, Thomas) (Entered: 12/10/2015) 12/11/ Agreed MOTION for Leave to File Excess Pages for Briefing in Connection with Defendants' Motion to Dismiss the Amended Complaint by Barclays Capital Inc., Jesse K. Bray, Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, David C. Hisey, J.P. Morgan Securities LLC, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. Attorney Sandra Jessica Millor added to party Barclays Capital Inc.(pty:dft), Attorney Sandra Jessica Millor added to party Citigroup Global Markets Inc.(pty:dft), Attorney Sandra Jessica Millor added to party J.P. Morgan Securities LLC(pty:dft). (Millor, Sandra) (Entered: 12/11/2015) 12/11/ ORDER granting 45 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Adam S.

16 Hakki; granting 46 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Attorney Agnes Dunogue. Signed by Judge William P. Dimitrouleas on 12/11/2015. (ar2) (Entered: 12/11/2015) 12/11/ Corporate Disclosure Statement by Barclays Capital Inc. identifying Corporate Parent Barclays PLC, Corporate Parent Barclays Group US Inc., Corporate Parent Barclays Bank PLC for Barclays Capital Inc. (Meeks, Thomas) (Entered: 12/11/2015) 12/11/ Corporate Disclosure Statement by Citigroup Global Markets Inc. identifying Corporate Parent Citigroup Global Markets Holdings, Inc., Corporate Parent Citigroup Financial Products Inc., Corporate Parent Citigroup Inc. for Citigroup Global Markets Inc. (Meeks, Thomas) (Entered: 12/11/2015) 12/11/ Corporate Disclosure Statement by J.P. Morgan Securities LLC identifying Corporate Parent JP Morgan Chase & Co., Corporate Parent J.P. Morgan Broker-Dealer Holdings Inc. for J.P. Morgan Securities LLC (Meeks, Thomas) (Entered: 12/11/2015) 12/14/ ORDER granting 47 Agreed Motion to Exceed Page Limits. Signed by Judge William P. Dimitrouleas on 12/14/2015. (ar2) (Entered: 12/14/2015) 12/17/ Corporate Disclosure Statement by Nationstar Mortgage Holdings Inc. (Millor, Sandra) (Entered: 12/17/2015) 12/17/ Defendant's MOTION for the Court to Take Judicial Notice in Support of Their Motion to Dismiss the Amended Complaint by Barclays Capital Inc., Jesse K. Bray, Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, David C. Hisey, J.P. Morgan Securities LLC, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16)(Millor, Sandra) (Entered: 12/17/2015) 12/17/ Defendant's MOTION to Dismiss 31 Amended Complaint,, Nationstar Defendants' Incorporated Supporting Memorandum of Law and Underwriter Defendants' Joinder Therein by Barclays Capital Inc., Jesse K. Bray, Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, David C. Hisey, J.P. Morgan Securities LLC, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. Responses due by 1/4/2016 (Millor, Sandra) (Entered: 12/17/2015) 12/30/ Unopposed MOTION for Extension of Time to File Response/Reply/Answer to Defendants' Motion for the Court to Take Judicial Notice in Support of Their Motion to Dismiss the Amended Complaint by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. (Attachments: # 1 Text of Proposed Order)(Reise, Jack) (Entered: 12/30/2015) 12/31/ ORDER granting 56 Unopposed Motion for Extension of Time to File Response to Motion. Responses due by 2/2/2016 Signed by Judge William P. Dimitrouleas on 12/31/2015. (jas) (Entered: 01/04/2016)

17 01/11/ Unopposed MOTION to Withdraw as Attorney for the Nationstar Defendants by Mitchell A. Lowenthal. by Jesse K. Bray, Robert H. Gidel, Brett Hawkins, David C. Hisey, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. Responses due by 1/28/2016 (Attachments: # 1 Exhibit 1 - Order Granting Unopposed Motion to Withdraw Mitchell A Lowenthal as Counsel)(Millor, Sandra) (Entered: 01/11/2016) 01/11/ ORDER granting 58 Nationstar Defendants' Unopposed Motion to Withdraw Mitchell A. Lowenthal as Counsel. Attorney Mitchell A. Lowenthal terminated as counsel of record for the Nationstar Defendants, and is relieved of and shall have no further responsibility in this matter. Signed by Judge William P. Dimitrouleas on 1/11/2016. (pes) (Entered: 01/12/2016) 02/02/ RESPONSE in Opposition re 55 Defendant's MOTION to Dismiss 31 Amended Complaint,, Nationstar Defendants' Incorporated Supporting Memorandum of Law and Underwriter Defendants' Joinder Therein filed by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Replies due by 2/12/2016. (Attachments: # 1 Exhibit A- Declaration of Jack Reise)(Reise, Jack) (Entered: 02/02/2016) 02/05/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Joshua A. Materese. Filing Fee $ Receipt # 113C by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Responses due by 2/22/2016 (Reise, Jack) (Entered: 02/05/2016) 02/05/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Richard A. Russo, Jr.. Filing Fee $ Receipt # 113C by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Responses due by 2/22/2016 (Reise, Jack) (Entered: 02/05/2016) 02/05/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Sharan Nirmul. Filing Fee $ Receipt # 113C by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Responses due by 2/22/2016 (Reise, Jack) (Entered: 02/05/2016) 02/05/ MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Meredith L. Lambert. Filing Fee $ Receipt # 113C by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG

18 Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Responses due by 2/22/2016 (Reise, Jack) (Entered: 02/05/2016) 02/09/ ORDER granting 61 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing; granting 62 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing; granting 63 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing; and granting 64 Motion to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing. Signed by Judge William P. Dimitrouleas on 2/8/2016. (ar2) (Entered: 02/09/2016) 03/03/ REPLY to Response to Motion re 55 Defendant's MOTION to Dismiss 31 Amended Complaint,, Nationstar Defendants' Incorporated Supporting Memorandum of Law and Underwriter Defendants' Joinder Therein filed by Barclays Capital Inc., Jesse K. Bray, Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, David C. Hisey, J.P. Morgan Securities LLC, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. (Attachments: # 1 Exhibit 1)(Millor, Sandra) (Entered: 03/03/2016) 03/03/ RESPONSE in Support re 54 Defendant's MOTION for the Court to Take Judicial Notice in Support of Their Motion to Dismiss the Amended Complaint filed by Barclays Capital Inc., Jesse K. Bray, Citigroup Global Markets Inc., Robert H. Gidel, Brett Hawkins, David C. Hisey, J.P. Morgan Securities LLC, Michael D. Malone, Nationstar Mortgage Holdings Inc., Robert D. Stiles. (Millor, Sandra) (Entered: 03/03/2016) 06/20/ ORDER GRANTING MOTION TO DISMISS AMENDED COMPLAINT re 55 Motion to Dismiss;granting 54 Motion for the Court to Take Judicial Notice. The Amended Complaint DE 31 is hereby DISMISSED. The Court in an abundance of caution will allow Plaintiffs permission to file a second amended complaint on or before July 11, (Amended Pleadings due by 7/11/2016). Signed by Judge William P. Dimitrouleas on 6/20/2016. (mc) (Entered: 06/21/2016) 07/05/ Unopposed MOTION for Extension of Time to Amend Complaint by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan. Responses due by 7/22/2016 (Attachments: # 1 Proposed Order)(Reise, Jack) (Entered: 07/05/2016) 07/05/ ORDER granting 69 Unopposed Motion for Extension of Time to Amend. Second Amended Complaint due by 7/22/2016. Signed by Judge William P. Dimitrouleas on 7/5/2016. (ar2) (Entered: 07/05/2016) 07/22/ NOTICE by City of Taunton Contributory Retirement System, Oklahoma Firefighters Pension & Retirement System, Pembroke Pines Firefighters and Police Officers Pension Fund, Shawn Ghatan, Trustee of the SDG Trust, Southeastern Pennsylvania Transportation Authority Consolidated Pension Plan (Reise, Jack) (Entered: 07/22/2016) 07/25/ ORDER OF DISMISSAL this cause is before the Court upon Plaintiff's Notice DE 71. The above-styled action is DISMISSED WITH PREJUDICE. The Clerk is directed

19 to CLOSE this case and DENY AS MOOT any pending motions. Signed by Judge William P. Dimitrouleas on 7/25/2016. (mc) NOTICE: If there are sealed documents in this case, they may be unsealed after 1 year or as directed by Court Order, unless they have been designated to be permanently sealed. See Local Rule 5.4 and Administrative Order (Entered: 07/25/2016) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at