Our Philosophy of a True Community Capital Marketplace

Transcription

1 2015 WEBINAR ANNUAL

2 1 Kim Kaselionis Founder/Managing Partner Our Philosophy of a True Community Capital Marketplace Together we can build economically vibrant and sustainable communities through mutually beneficial relationships within a Community Capital Marketplace, a hybrid financial ecosystem that is based on collaborative rather than adversarial relationships among financial institutions, investors and businesses. This model provides: Investors with new opportunities Companies with new sources of capital, and Financial institutions with a steady stream of qualified businesses with which to build relationships and stay relevant. Advocacy Breakaway Funding supports local business ownership and entrepreneurial innovation in our communities as a sustainable financial model supported by community financial institutions to restore jobs and maintain a vibrant US economy. Join us and be a key component of this growing capital marketplace. BREAKAWAY FUNDING 2015 WEBINAR ANNUAL 1

3 Community Engagement With the decisions handed down on the various regulations under Title III of the JOBS Act of 2012, we were among the first to speak on its significance to investors and entrepreneurs as a solution toward building sustainable local ecosystems designed for full community engagement. Access to Capital Workshop Rohnert Park, CA Access to Capital Workshop Petaluma, CA, PENSCO Condference Equity Crowdfunding Panel Seattle, WA Disability Unity Festival, San Francisco Breakaway Fundng, LLC. All rights reserved.

4 3 Measuring the Impact of Our Webinars Breakaway Funding offers a wide array educational resources for investors and entrepreneuers, in addition to panel appearances, entrepreneurial community support and more.. More participants would join a live panel over a live webinar. 27% of responding business owners are considering raising capital. More than a third of the participating business owners have yet to initiate a crowdfunded capital raise. 69% are more likely to listen to a recording Metropole Global Alternative Funding Forum Los Angeles, CA 82% rated presenters as very good or better Small Busines Boost Conference UC Davis, Davis, CA Of the investment community surveyed: 65% are considering investment opportunities. Most are fairly new to crowdfunding but active in other areas of financial investment. BREAKAWAY FUNDING 2015 WEBINAR ANNUAL 3

5 Webinars for Entrepreneurs

6 5 Presentation Recordings for Business Owners Preparing your company for a capital raise takes preparation and planning. This series of webinar recording will be useful to you at differing stages of your preparation for a capital raise. Using Crowdfunding to Fund Real Estate Projects Developing Your Exit Strategy: The Key to Winning Over Investors Due Diligence: You Never Get a Second Chance to Make a First Impression Getting Your Act Together: Preparing Your Company for a Capital Raise How to Pitch Your Deal to Investors Marketing Your Startup: Telling Your Story Your Way Affordable Care Act (ACA) Compliance for Employers: The Keys to Play or Pay Beyond the Grind: Retirement Options for Entrepreneurs BREAKAWAY FUNDING 2015 WEBINAR ANNUAL 5

7 Webinars for Investors

8 7 Presentation Recordings for Investors Choosing to invest in a company also takes preparation and planning. This series of webinar recordings will be useful to you at differing stages of your evaluation process. What s in a Number: Using Valuation to Get the Most From Your Investment How to Evaluate Private Equity Investments Like a Professional Using Crowdfunding to Fund Real Estate Projects Investment Fundamentals for the 21st Century: Opening Doors to Crowdfunding Using Crowdfunding and Self Directed IRA/401K for Alternative Investments Beyond the Grind: Retirement Options for Entrepreneurs Title III Lives! BONUS MATERIAL (find us in itunes Podcasts) Fourth Annual Metropole Global Alternative Funding Forum Equity Crowdfunding panel moderated by Kim Kaselionis, Founder, Breakaway Funding. Panelists include: Oscar A Jofre Jr., Founder & CEO at KoreConX Ronald Miller, Partner at StartEngine Richard Swift, Ph.D., Rod Turner, Venture Capitalist & Entrepreneur Enzo Villani, Equities.com BREAKAWAY FUNDING 2015 WEBINAR ANNUAL 7

9 Our Featured Partners in 2015 Burr Pilger Mayer Burr Pilger Mayer, Inc. is a team of innovative accountants and consultants servicing a diverse clientele. We deliver creative, proactive services in a timely, cost-effective manner to assist our clients in achieving financial and business goals. Carle, Mackie, Power & Ross LLP With a proactive, results driven approach CMPR delivers high quality, value added legal services designed to meet the aims and objectives of all our clients. CFP Media Group Since 2003, we ve helped hundreds of customers in 22 different industries create and deliver rich content and media experiences for their customers that have led to stronger sales, higher profits and dominant market positions. Flaster/Greenberg A growing, multi-disciplinary law firm distinguished by a reputation for legal excellence across a broad range of practice areas. Forte ACA Compliance Forte is an ACA compliance solutions for employers, specifically employers with between 51 to 1,000 employees. The solution is based on a secure, web-based system that assesses employee eligibility and affordability as well as produces valuable data reporting for submission to the IRS. Horgen, Rosen, Beckham and Coren, LLP Horgan, Rosen, Beckham and Coren, LLP is a multi-service boutique firm ranked the #1 most active legal advisor to financial institutions on the West Coast and among the Top 20 law firms nationwide representing financial institutions in the areas of mergers and acquisitions by SNL Financial Breakaway Fundng, LLC. All rights reserved.

10 9 Our Featured Partners, CONTINUED Integrated Wealth Strategies Independent financial advocate for individuals and small business owners. Self Directed IRAs, Solo 401ks and Retirement income planning Keiretsu Forum Keiretsu Forum is a global angel investor network with more than 1500 accredited investor members throughout 40 chapters on three continents. North Bay Angels The North Bay Angels is an active investor group who invests primarily in early stage equity and venture debt, where our participation will have an impact on the success of the company. They also consider current return opportunities. PENSCO Trust Company PENSCO is the leading alternative asset custodian, with more than two decades of expertise in holding private equity, real estate, notes, and other non-exchange traded assets. Putney Financial Group The Putney Financial Group strives to achieve superior investment results for each of our clients by implementing strategies consistent with their individual goals, objectives, and risk tolerance. We manage separate customized portfolios for each of our clients. Our primary investment focus is on asset allocation across a range of asset classes. SAFE-BIDCO Established in 1981 to provide loans to small businesses for the purpose of manufacturing or purchasing alternative energy equipment, State Assistance for Enterprise, Business and Industrial Development Corp, better known as SAFE-BIDCO, is a United States non-depository lender set up by the California State Legislature for financing of small business loans in California. BREAKAWAY FUNDING 2015 WEBINAR ANNUAL 9

11 Let s talk: (415) DISCLAIMER: Breakaway Funding, LLC ( Breakaway Funding ) is not a broker, dealer or underwriter of securities and does not represent, underwrite, endorse or sponsor any particular offering or solicit investors on behalf of issuers. Nothing herein contained should be construed as an offer to sell, a solicitation of an offer to buy, a recommendation for or endorsement of any security, or a sponsorship of any company, by Breakaway Funding. Breakaway Funding does not affect any securities transactions. The opportunity to invest in a particular issuer though Breakaway Funding s crowdfunding platform should, in no way, be construed as a warranty, representation, or guarantee by Breakaway Funding as to the quality of any issuer or its worthiness for investment. You are solely responsible for determining whether any investment, investment strategy, security or related transaction is appropriate for you based on your personal investment objectives, financial circumstances and risk tolerance. Issuers, investors, and users of Breakaway Funding s crowdfunding platform are responsible for consulting with licensed professionals and investment advisors for any legal, tax, insurance, due diligence review, or investment advice. Breakaway Funding makes no guarantee of any investment made or any specific results. Investments are considered highrisk and investors may lose a portion or all of their investment. Investors may choose to invest in any offering provided by Issuers on Breakaway Funding s crowdfunding platform webpage and at their own risk. Investors expressly assume all risks when accessing Breakaway Funding s crowdfunding platform Bridgeway, Suite 203 Sausalito, CA (415) BreakawayFund f /BreakawayFunding