Notifications to FIN-FSA of the application of exemptions from the disclosure obligation
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1 1 (8) Notifications to FIN-FSA of the application of exemptions from the disclosure obligation The FIN-FSA has received s of application for exemptions from the disclosure obligation from the companies listed below. The exemptions are based on chapter 9, section 8 a of the Securities Markets Act (746/212, as amended) and earlier provisions. The exemptions concern fund management companies, collective investment undertakings and investment firms authorised within the European Economic Area. Parent companies of such companies do not have to sum up their holdings with the shareholdings of mutual funds managed by fund management companies, the shareholdings of collective investment under-takings, or the shareholdings managed by investment firms by virtue of asset management agreements, provided that the shares are managed independently of the parent company. Deutsche Bank AG Concept Fund Solution PLC- xtrackers (IE) PLC, lreland CORPORATE II, Luxembourg CORPORATE III, Luxembourg CORPORATE XII, Luxembourg DB ADVISORY MULTIBRANDS, Luxembourg DB PBC, Luxembourg DB Platinum II - closed , Luxembourg DB Platinum III - closed , Luxembourg DB Platinum IV, Luxembourg DB Platinum, Luxembourg DB PRIVATMANDAT COMFORT, Luxembourg DB PWM, Luxembourg DEAWM FIXED MATURITY, Luxembourg Deutsche Alternative Asset Management (Global) Limited, United Kingdom Deutsche Alternative Asset Management (UK) Limited, United Kingdom Deutsche Asset Management (UK) Limited, United Kingdom Deutsche Asset Management S.A., Luxembourg Deutsche Asset Management S.G.I.I.C., S.A., Spain Deutsche Bank (Suisse) SA, Switzerland Deutsche Bank Luxembourg S.A., Luxembourg Deutsche Bank Osterreich AG, Austria FIVA 10/ /2018
2 2 (8) Deutsche Bank AG Nordea Bank Abp Deutsche Bank Societa per Azioni, ltaly Deutsche Bank, Sociedad Anonima Espanola, Spain DEUTSCHE CONCEPT, Luxembourg Deutsche Global Liquidity Series PLC, lreland DEUTSCHE INSTITUTIONAL, Luxembourg Deutsche International Corporate Services (lreland) Limited, lreland DEUTSCHE INVEST II, Luxembourg Deutsche Noor lslamic Funds PLC, lreland Deutsche Oppenheim Family Office AG, Germany DWS Alternatives GmbH (renamed ), Germany DWS FLEXPENSION, Luxembourg DWS FUNDS, Luxembourg DWS GARANT, Luxembourg DWS Group GmbH & Co. KGaA, Germany DWS Grundbesits GmbhH (renamed ), Germany Dws International GmbH, Germany DWS INVEST (renamed on ), Luxembourg Dws lnvestment GmbH, Germany DWS lnvestmentaktiengesellschaft mit Teil-gesell schatt vermogen, Germany DWS SELECT, Luxembourg Sai. Oppenheim jr. &Cie. AG & Co. Kom- manditgesellschaft auf Aktien, Germany WEPLA Beteiligungsgesellschaft mbh, Germany Whale Holdings S.a.r.l., Luxembourg XTRACKERS II, Luxembourg XTRACKERS, Luxembourg Nordea Funds Ltd, Finland Nordea Investment Funds S.A., Luxembourg FIVA 10/ / FIVA 8/ /2018
3 3 (8) Amundi Amundi Asset Management Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Investment Company A S, Czech Republic Pioneer Investment Fund Management Limited, Hungary Pioneer Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Austria GmbH, Austria Pioneer Investments Kapitalanlagegesellschaft GmbH, Germany KBI Fund Managers Ltd, Ireland KBI Global Investor Ltd, Ireland KBI Global Investor (North America) Ltd, Ireland Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Investment Company A S, Czech Republic Pioneer Investment Fund Management Limited, Hungary Pioneer Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Austria GmbH, Austria Pioneer Investments Kapitalanlagegesellschaft GmbH, Germany KBI Fund Managers Ltd, Ireland KBI Global Investor Ltd, Ireland KBI Global Investor (North America) Ltd, Ireland FIVA 7/ / FIVA 7/ /2017
4 4 (8) Crédit Acricole Amundi Alternative Investments Ireland, Ireland Amundi Asset Management, France Amundi Austria GmbH, Austria Amundi Iberia SGIIC, SA, Spain Amundi Immobilier, France Amundi Luxembourg SA, Luxembourg Amundi Polska TFI, Poland Amundi Private Equity Funds, France Amundi Real Estate Italia SGR SPA, Italia Amundi Real Estate Luxembourg, Luxembourg Amundi Società di Gestione del Risparmio S.p.A, Italia Amundi UK Ltd, United Kingdom BFT Investment Managers, France CPR Asset Management, France Etoile Gestion, France Investicni Kapitalova Spolecnost KB, a.s, Czech Republic Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Inestments Austria GmbH, Austria Pioneer Investment Company A S, Czech Republic Pioneer Investment Fund Management Limited, Hungary, Pioneer Investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Kapitalanagegesellschaft GmbH Société Générale Gestion S2G, France Tikehau Capital Europe Ltd, United Kingdom FIVA 10/ /2017
5 5 (8) Sampo Plc Mandatum Life Insurance Company Limited FIVA 5/ /2016 Mandatum Life Insurance Company Limited Handelsbankens Fondbolagsförvaltning AB Svenska Handelsbanken AB (publ) Swedbank AB, Sweden Swedbank Robur AB Innova Services Ltd Mandatum Life Insurance Baltic SE Mandatum Life Investment Services Ltd Mandatum Life Services Ltd Mandatum Life Fund Management S.A. Handelsbanken Fonder AB, Sweden Handelsbanken Fondbolag Ab, Finland Handelsbanken Kapitalförvaltning AS, Norway Handelsbanken Funds, Luxembourg Handelsinvest Investeringsforvaltning A/S, Denmark Handelsbanken Fonder AB, Sweden Handelsbanken Fondbolag Ab, Finland Handelsbanken Kapitalförvaltning AS, Norway Handelsbanken Funds, Luxembourg Handelsinvest Investeringsforvaltning A/S, Denmark Heartwood Wealth Management Limited, UK Swedbank Robur AB Swedbank AS, Estonia Swedbank AS (Portfolio management), Latvia Swedbank AB (Private Wealth Management Division), Lithuania Swedbank Management Company S.A., Luxembourg Swedbank Robur Kapitalförvaltning AB Swedbank Robur Fonder AB Swedbank investiciju valdymas, UAB, Lithuania Swedbank Ieguldijumu Parvaldes Sabiedriba AS, Latvia Swedbank Investeerimisfondid AS, Estonia Swedbank Asset Management AS, Norway Banko Fonder AB, Sweden FIVA 5/ / FIVA 19/ /2015 FIVA 6/ /2013 FIVA 20/ /2015 FIVA 6/ /2013 FIVA 13/ / /206/2009 FIVA 13/ /2014 FIVA 2/ / /206/2009 Swedbank Investeerimsfondid AS, Estonia Hansa Private Equity Partners S.a.r.l., Luxembourg FIVA13/ /2014
6 6 (8) Lannebo & Partners AB Lannebo Fonder FIVA14/ /2014 OP-Pohjola osk OP-Rahastoyhtiö Oy FIVA 1/ /2011 DnB NOR ASA UniCredit S.p.A. Franklin Resources, Inc. DnB NOR Kapitalforvaltning AS, Norway DnB NOR Asset Management AB, Sweden Carlson Fund Management AB, Sweden Calson Fonder AB, Sweden Bank Pekao S.A., Poland Bankhaus Neelmeyer AG, Germany Europa Investment Fund Management Limited, Hungary Internationale Immobilien Institut GmbH, Germany Pekao Pioneer Universal Pension Company S.A., Poland Pioneer Alternative Investment Management Limited, Ireland Pioneer Alternative Investment Management S.G.R.p.A., Italy Pioneer Asset Management A.S., Czech Republic Pioneer Asset Management S.A., Luxembourg Pioneer Asset Management SAI S.A., Romania Pioneer Investment Company A.S., Czech Republic Pioneer Investment Fund Management Limited, Hungary Pioneer investment Management Limited, Ireland Pioneer Investment Management S.G.R.p.A., Italy Pioneer Investments Austria GmbH, Austria Pioneer Investments Kapitalanlagegesellschaft mbh, Germany Pioneer Pekao Investment Fund Company S.A., Poland Pioneer Pekao Investment Management S.A., Poland Schoellerbank Invest AG, Austria Status Vermögensverwaltung GmbH, Germany Structured Invest Societe Anonyme, Luxembourg UniCredit Bank AG, Germany UniCredit Bank Austria AG, Austria UniCredit Luxembourg S.A., Luxembourg Franklin Templeton Investment Management Limited Fiduciary Trust International Limited /207/ /207/ /207/2010
7 7 (8) Sampo Pankki Oyj Sampo Rahastoyhtiö Oy /207/2009 Allianz SE, Germany Allianz Global Investors AG, Germany Allianz Global Investors Europe Holding GmbH, Germany Allianz Global Investors Deutschland GmbH, Germany Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany ALPHA TRUST INVESTMENT SERVICES S.A RCM (UK) Ltd, UK Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxemburg RCM (UK) Ltd, UK Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxemburg RCM (UK) Ltd, UK Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxemburg Allianz Global Investors Kapitalanlagegesellschaft mbh, Germany Allianz Global Investors Advisory GmbH, Germany Allianz Global Investors Luxembourg S.A., Luxembourg Allianz Global Investors Luxembourg S.A., Luxembourg Taylor Young Investment Management Ltd. Alpha Trust Mutual Fund Management S.A /230/ /230/ /230/ /230/2007 WIENER STÄDTISCHE Versicherung AG Ringturm Kapitalanlagegesellschaft m.b.h /230/2007
8 8 (8) Nordea Bank AB (publ) Nordea Rahastoyhtiö Suomi Oy Nordea Fondene Norge AS Nordea Fonder AB Nordea Investment Funds I S.A. Nordea Investment Funds S.A. Nordea Investment Management AB /230/2007 Skandinaviska Enskilda Banken Ab (publ) SEB Gyllenberg Rahastoyhtiö Oy /230/2007 SEB Gyllenberg Oy SEB Gyllenberg Rahastoyhtiö Oy /230/2007 SEB Gyllenberg Private Bank Oy SEB Gyllenberg Rahastoyhtiö Oy /230/2007
Notifications to FIN-FSA of the application of exemptions from the disclosure obligation
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