Trust Research & Innovation Standard Operating Procedure
|
|
- Audra Butler
- 5 years ago
- Views:
Transcription
1 Title f Standard Operating Prcedure: Dcument Summary: Dcument Authr: Target Audience: Cnsultatin: Apprval Cmmittee: Crss Reference Dcument(s): Assciated Trust Dcuments Cntact details fr further infrmatin: RDSOP03: Definitin and Delegatin f Investigatr Respnsibilities fr CTIMPs T utline the divisin and allcatin f respnsibilities, clarify bundaries f respnsibility within the research study team, and hw they shuld be dcumented Jennifer Higham Research Gvernance Manager Trust-wide and External Researchers R&I Operatinal Grup and R&I Cmmittee members R&I Cmmittee Research Apprval Plicy RDSOP8A: Pharmacvigilance fr Trust- Spnsred MHRA-regulated Clinical Trials RDSOP8B: Pharmacvigilance fr MHRAregulated Clinical Trials nt spnsred by the Trust RD SOP30 Study Cnduct Jennifer Higham, Research Gvernance Manager Jennifer.higham@gmmh.nhs.uk Mnitring Minimum Requirement Review f SOP cntent Frequency Annually Prcess fr mnitring Review by Authr, redraft, submissin t R&I Operatinal Grup Evidence Minutes f R&I Operatinal Grup Respnsible Individual(s) Head f R&I Office Respnse Cmmittee(s) Research & Innvatin Cmmittee Operating Prcedure 1 Intrductin Fr a Clinical Trial f an Investigatinal Medicinal Prduct (CTIMP) t be managed safely and effectively, it is essential that all staff invlved are aware f the anticipated extent f their invlvement and the limits t their authrity. Status: draft Next review date: 01/07/2020 Page 1 f 5
2 Internatinal Cnference n Harmnisatin Gd Clinical Practice Guidelines (ICH GCP) define an investigatr as A persn respnsible fr the cnduct f the clinical trial at a trial site. The investigatr is respnsible fr prtecting the integrity, health and welfare f the research subjects. The investigatr must be: Qualified by educatin, training and experience Thrughly familiar with the study prtcl and any investigatinal prduct(s) Aware f, and cmpliant with Gd Clinical Practice (GCP) and any applicable regulatry requirements pertaining t clinical trial cnduct, e.g. Medicines fr Human Use (Clinical Trials) Regulatins 2004 and subsequent amendments; Department f Health Research Gvernance Framewrk The investigatr, wh has verall respnsibility fr the cnduct f a study, either at single r multiple sites, is termed the Chief Investigatr (CI). Each site invlved in a study will have a lcal Principal Investigatr (PI) wh has respnsibility fr the cnduct f the study at that site. The PI at a particular site may als be the CI f the study. If a team f investigatrs cnducts a trial at a site, the investigatr respnsible fr leading the team is the PI and ther investigatrs are referred t as c-investigatrs. 2 Purpse T utline the divisin and allcatin f respnsibilities, clarify bundaries f respnsibility within the research study team, and hw they shuld be dcumented. 3 Rles and Respnsibilities 3.1 Duties within the Organisatin It is the respnsibility f the Research & Innvatin Office team (r prxy) t make Trust R&I SOPs available t all research active staff wrking n Trustapprved research studies It is the respnsibility f the study Chief Investigatr (CI) r lcal Principal Investigatr (PI) t ensure that up-t-date cpies f Trust R&I SOPs are available t research staff It is the respnsibility f the study Chief Investigatr r lcal Principal Investigatr t infrm the Research Supprt C-rdinatr f the names f all research staff invlved n a study s that cpies f SOPs can be distributed apprpriately, and t ensure that up-t-date cpies are filed in the Investigatr Site file and are available t research staff It is the respnsibility f the study Chief Investigatr r Principal Investigatr t designate if the SOPs f anther rganisatin are t be fllwed fr a study. Fr example thse f a Clinical Research Netwrk r cmmercial spnsr. If there is significant cnflict between the external SOP and the Trust R&I SOP it Status: draft Next review date: 01/07/2020 Page 2 f 5
3 is the respnsibility f the CI r PI t reslve these with the Research Office prir t starting the study It is the persnal respnsibility f all staff t fllw Trust (r the designated alternative rganisatins) prcedural dcuments. 3.2 Specific t this SOP Fr all CTIMPs Spnsred r C-Spnsred by the Trust, the PI/CI will be required t sign a list f duties delegated t him/ her by the Trust, and t cnfirm that all members f staff listed n the Delegatin f Duties lg are authrised t wrk n the trial, befre HRA apprval is given. A Template Delegatin f Duties Lg is available frm the R&I Office Fr all CTIMPs Spnsred r c-spnsred by the Trust that invlve ther sites a Spnsr Agreement is required between the site and the Trust. The CI will be required t initiate this with the Research Office and the Principal Investigatr at the ther site Fr all CTIMPs Spnsred by ther rganisatins, there must be a delegatin f duties t the Trust and t the lcal PI. This is incrprated as an Appendix t the natinal mdel Spnsr Agreement if this has been used. See fr example mdel agreements The PI, c-investigatr(s) if applicable and any assigned research practitiner (e.g. research nurse, practitiner, fficer r c-rdinatr) respnsible fr the trial must discuss and agree n the study requirements and the delegatin f duties. 4 Prcedure 4.1 When Individual trial related duties and functins must be defined, established, allcated and dcumented prir t the initiatin f a trial. This may be cnducted with a representative frm the spnsr if apprpriate. The delegatin f tasks will depend n the qualificatins and experience f the individuals in the team, and may vary frm study t study. This shuld ccur befre any trial prcedures are perfrmed i.e. During the apprval prcess During the trial set up phase At the site initiatin visit Status: draft Next review date: 01/07/2020 Page 3 f 5
4 4.2 Level and Delegatin f Respnsibility The CI r PI has verall respnsibility fr all duties utlined in the delegatin f duties agreement with either the Trust r external Spnsr. These duties will vary depending n whether the investigatr is the CI fr the study if it is spnsred/ c-spnsred by the Trust, r if they are a PI/ CI fr a trial nt spnsred by the Trust. In summary, these respnsibilities nrmally include: Ensuring the welfare and medical care f trial subjects Obtaining apprval f and cntinued cmmunicatin with regulatry bdies e.g. Ethics Cmmittee, MHRA, Trust management Cnduct f the study in cmpliance with the prtcl Crrect infrmed cnsent prcedures Administratin and management f strage f investigatinal prduct as apprpriate Ensuring that lcal management needs are met Safety reprting e.g. Adverse Events and Serius Adverse Events The accurate and timely cmpletin f trial data Archiving It is f paramunt imprtance that the investigatr in charge n site whether CI r PI, keep detailed recrds f all adverse events reprted t them and that they reprt these t the spnsr, hst institutin and regulatry authrities apprpriately (see RDSOP 8A Pharmacvigilance fr Trust-Spnsred MHRA-regulated Clinical Trials; RDSOP 8B Pharmacvigilance fr MHRAregulated Clinical Trials nt spnsred by the Trust). Any delegatin assciated with this prcedure must be well dcumented and delegatin must be made nly t apprpriately trained individuals The PI can nminate an apprpriately experienced and qualified persn, e.g. a Research Nurse, t assist in the management f the study at the investigatinal site. The allcatin f tasks t apprpriately qualified persns shuld be recrded in the Delegatin f Duties Lg with specimen signatures and the initials f all invlved. If large numbers f clinical staff are invlved in a rutine part f the trial as part f their duties e.g. delivering a study drug ver many weeks, it may be mre practical t include the senir staff member respnsible fr their cnduct in the lg, e.g. ward sister, rather than every single staff member. This must be agreed with the spnsr Sme trial related respnsibilities may als be delegated t apprpriately qualified persnnel accrding t lcal practice. This must be dcumented n the Delegatin f Duties Lg and signed and dated by the PI. Tasks Status: draft Next review date: 01/07/2020 Page 4 f 5
5 cmmnly assciated with clinical research team rles are listed in the Delegatin f Duties Lg This is an nging prcess as circumstances may change, e.g. different members f staff may becme invlved in the study The delegatin f duties lg must: List the names f all staff invlved and utline which prcedures have been delegated t them Be signed and dated by the CI r PI (whichever is based n site), and supplied t the spnsr if required Be filed apprpriately in the investigatr site file. If archived by a spnsr, a cpy must remain at the site Be cpied t the R&I Office and apprpriate pharmacies whenever it is updated If the study has an external spnsr, they shuld be made aware f the planned divisin f tasks. Cntact names and rles f ther individuals invlved in the trial (e.g. pharmacy, labratry staff) shuld als be ntified t the spnsr and kept in the investigatr site file. Additinal Infrmatin References and Bibligraphy Internatinal Cnference n Harmnisatin f Gd Clinical Practice 1996 (last accessed ) y/e6/e6_r1_guideline.pdf Department f Health Research Gvernance Framewrk fr Health and Scial Care 2005 (last accessed ) cyandguidance/dh_ Medicines fr Human Use (Clinical Trials) Regulatins 2004 (last accessed ) UKCRC Mdel Agreements: Status: draft Next review date: 01/07/2020 Page 5 f 5
UNIVERSITY OF LEICESTER, UNIVERSITY OF LOUGHBOROUGH & UNIVERSITY HOSPITALS OF LEICESTER NHS TRUST JOINT RESEARCH SUPPORT OFFICE
UNIVERSITY OF LEICESTER, UNIVERSITY OF LOUGHBOROUGH & UNIVERSITY HOSPITALS OF LEICESTER NHS TRUST JOINT RESEARCH SUPPORT OFFICE STANDARD OPERATING PROCEDURES University f Leicester (UL) SOP S-1016 UL Versin
More informationPolicy Coversheet. Link Tutors: appointment and responsibilities
Plicy Cversheet Name f Plicy: Link Tutrs: appintment and respnsibilities Purpse f Plicy: Intended audience(s): Apprval fr this plicy given by: T utline the arrangements fr the appintment f University Link
More informationPSNC Briefing on the NHS Complaints procedure (from 1 April 2009)
PSNC Briefing n the NHS Cmplaints prcedure (frm 1 April 2009) Under the prvisins f the Natinal Health Service (Pharmaceutical Services) Regulatins 2005 1 pharmacy cntractrs are required t make arrangements
More informationAudit and Risk Management Committee Charter
Audit and Risk Management Cmmittee Charter Pivtal Systems Crpratin ("Cmpany") 1. Objectives The Audit and Risk Management Cmmittee (Cmmittee) has been established by the bard f directrs (Bard) f the Cmpany.
More informationKey issuing Procedure
Key issuing Prcedure Categry Type Apprved by Prperty Prcedure Directr, Prperty Services Date Plicy Tk Effect 1 January 2015 Last Apprved Revisin 1 January 2015 Spnsr Respnsible Officer Finance and Administratin
More informationGuidelines for submission to the NSW Population and Health Services Research Ethics Committee. Version June 2015
Guidelines fr submissin t the NSW Ppulatin and Health Services Research Versin 3.0 18 June 2015 Cntents Sectin 1: Intrductin... 3 Sectin 2: Research Gvernance... 4 Sectin 3: Submissins t the NSW PHSREC...
More informationCOMPLAINTS POLICY ARUNSIDE PRIMARY SCHOOL. POLICY ADOPTED: 20 th JUNE 2016 THE POLICY IS TO BE REVIEWED: November 2017
COMPLAINTS POLICY ARUNSIDE PRIMARY SCHOOL POLICY ADOPTED: 20 th JUNE 2016 THE POLICY IS TO BE REVIEWED: Nvember 2017 Arunside Primary Schl Blackbridge Lane West Sussex RH12 1RR Cmplaints Plicy (Parents
More informationClosing Out Award. The PI will work with ORA in obtaining the applicable resolution. Residuals
Clseut All spnsred prject awards must be frmally clsed-ut as sn as pssible after the prject end date t ensure that all expenses psted t this prject are allwable, n additinal charges are psted, all payments
More informationHuntington Bancshares Incorporated
Audit Cmmittee Apprved By: Bard f Directrs Huntingtn Bancshares Incrprated Apprval Date 1 f 6 Purpse f Cmmittee The Audit Cmmittee (Cmmittee) is established by the Bard f Directrs (Bard) t assist the Bard
More informationCritical Incident Policy
Critical Incident Plicy Scpe This plicy is applicable t Kaplan Business Schl Pty Ltd and t critical incidents that may ccur while students are undertaking study at Kaplan Business Schl, (Kaplan). Purpse
More informationLocal Code Of Corporate Governance
Lcal Cde Of Crprate Gvernance Apprved by Jint Cmmittee 26 June 2017 Reprt N JC 09/2017 LOCAL CODE OF CORPORATE GOVERNANCE INTRODUCTION Crprate gvernance is the cmbinatin f prcesses and structures implemented
More informationRegulatory & Pharma News Update August 2015
Regulatry & Pharma News Update August 2015 REGULATORY NEWS Draft Addendum t ICH E6 Released ICH E6(R1) (Guideline fr Gd Clinical Practice) has been in place since 1996 but is underging revisin in the frm
More informationCHARTER OF RESERVES, HEALTH, SAFETY, ENVIRONMENT AND SOCIAL RESPONSIBILITY COMMITTEE 2018
CHARTER OF RESERVES, HEALTH, SAFETY, ENVIRONMENT AND SOCIAL RESPONSIBILITY COMMITTEE 2018 The Reserves, Health, Safety, Envirnment and Scial Respnsibility Cmmittee Charter utlines the specific rles and
More information[AGENCY NAME] Mandate and Roles Document. (Pure Advisory Committees)
[This sample dcument has been develped by the Agency Gvernance Secretariat. It is intended t be used fr infrmatinal purpses nly. Agencies are encuraged t adapt the dcument t meet their specific needs.
More informationPurpose... 1 Definitions... 1 Policy... 2
Cntents Purpse... 1 Definitins... 1 Plicy... 2 1. Privacy Principles... 2 2. Cllectin f infrmatin... 2 3. Unique Student Identifiers (USI)... 3 4. Strage and use f infrmatin... 4 5. Disclsure f infrmatin...
More informationAudit Committee Charter. St Andrew s Insurance (Australia) Pty Ltd St Andrew s Life Insurance Pty Ltd St Andrew s Australia Services Pty Ltd
Audit Cmmittee Charter St Andrew s Insurance (Australia) Pty Ltd St Andrew s Life Insurance Pty Ltd St Andrew s Australia Services Pty Ltd Versin 3.0, 19 February 2018 Apprver Bard f Directrs St Andrew
More informationProducer Statements will be accepted only in accordance with this policy.
Prducer Statements Plicy This plicy has been prepared t ensure that Cuncil has clearly dcumented plicies and prcedures fr the request fr and acceptance f Prducer Statements in cnnectin with applicatins
More informationApproval Process and Arrangements for University Consultancy Work
Apprval Prcess and Arrangements fr University Cnsultancy Wrk 1 Intrductin Cnsultancy activities can be separated int tw types: thse undertaken in City s name (University cnsultancy) and thse undertaken
More informationTASSAL GROUP LIMITED ABN Procedures for the Oversight and Management of Material Business Risks. (Approved by the Board 28 May 2015)
Prcedures fr the Oversight and Management f Material Business Risks TASSAL GROUP LIMITED ABN 15 106 067 270 Prcedures fr the Oversight and Management f Material Business Risks (Apprved by the Bard 28 May
More informationRisk and Audit Committee charter
Risk and Audit Cmmittee charter 1. Intrductin The Bard f Cffey Internatinal Limited ( Cffey r the Cmpany ) has established a Risk and Audit Cmmittee ( Cmmittee ). It is nted that the Cmmittee is a sub-cmmittee
More informationSTATE OF NEW YORK MUNICIPAL BOND BANK AGENCY
STATE OF NEW YORK MUNICIPAL BOND BANK AGENCY Recvery Act Bnd Prgram Written Prcedures fr Tax Cmpliance and Internal Mnitring, adpted September 12, 2013 PROGRAM OVERVIEW The State f New Yrk Municipal Bnd
More informationTelephone: Fax: Web: Job Description
Jb Descriptin Psitin: Accuntability: Functin: Chief Executive Bard f Directrs The Chief Executive is respnsible t the Bard f Directrs thrugh the Chair f the Bard. The Pst Hlder has delegated respnsibility
More informationAudit & Risk Committee Charter
Audit & Risk Cmmittee Charter AUDIT & RISK COMMITTEE CHARTER The Audit & Risk Cmmittee has been established by reslutin f the Bard f Macmahn Hldings Limited ( Macmahn r the Cmpany ). Membership The Audit
More informationHandling Complaints at Lloyd s: Guidance for managing agents and their representatives
Cmplaints May 2017 Llyd s cmplaints Handling Cmplaints at Llyd s: Guidance fr managing agents and their representatives This guidance nte prvides a practical prcess fr handling UK cmplaints received frm
More informationChapter 17. Environmental and Social Management System and Environmental and Social Management Plan
Chapter 17 Envirnmental and Scial Management System and Envirnmental and Scial Management Plan CONTENTS 17 ENVIRONMENTAL AND SOCIAL MANAGEMENT SYSTEM AND ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN 17-1 17.1
More informationPowerlink - Corporate Entertainment & Hospitality - Policy
Pwerlink - Crprate Entertainment & Hspitality - Plicy Plicy stream Gvernance Authred by Chief Financial Officer Maurie Brennan Apprved by Pwerlink Bard Current versin: 04/05/2017 SECURITY CLASSIFICATION
More informationAUDIT and ASSURANCE COMMITTEE TERMS OF REFERENCE
AUDIT and ASSURANCE COMMITTEE TERMS OF REFERENCE P U R P O S E The Cmmittee is an perating Cmmittee f the Grup Bard and is charged with the respnsibility f gaining assurance fr the Grup Bard that the rganisatin
More informationCorporate Governance Charter
BANQUE INTERNATIONALE A LUXEMBOURG Crprate Gvernance Charter BIL draws n its 160 years f expertise t serve clients, applying the highest standard f business ethics and integrity. Gd and sund gvernance
More informationSchool Business Manager
Plicy Title: Risk Assessment Plicy Authr: Schl Business Manager Audience: Staff Reviewed by: Gvernrs Review frequency: Annual Reviewed when: Octber 2016 Risk Assessment Plicy Intrductin Nrthease Manr Schl
More informationWork Instruction. for Change Management. Work Instruction Administrator John Doe Chief Corporeal Officer ACME
Wrk Instructin fr Change Management Wrk Instructin Administratr Jhn De Chief Crpreal Officer Wrk Instructin Authr Benjamin M.A. Rbsn Directr f Operatins IPSec Pty Ltd Date f Last Update 3/05/2011 12 Mrtuary
More informationManual of Administrative Policies and Procedures
Manual f Administrative Plicies and Prcedures POLICY 1.49 Cntract Management and Signing Authrity Plicy Categry: General Related Prcedures: Prcedures fr Negtiating, Apprving and Signing University Cntracts
More informationAllowable Costs on Sponsored Projects: Policy & Operational Procedure
Allwable Csts Plicy Allwable Csts n Spnsred Prjects: Plicy & Operatinal Prcedure Plicy Sectins Plicy Statement Reasn fr Plicy Wh Shuld Knw This Plicy Cntacts Applicable ACP Plicies Determinatin f Allwability
More informationEXECUTIVE SUMMARY INTERNAL AUDIT REPORT. IOM Kingston JM JULY 2017
EXECUTIVE SUMMARY INTERNAL AUDIT REPORT IOM Kingstn JM201701 17-21 JULY 2017 Issued by the Office f the Inspectr General Page 1 f 9 Reprt n the Audit f IOM Kingstn Executive Summary Audit File N. JM201701
More informationCHARTER OF THE NOMINATING AND CORPORATE GOVERNANCE COMMITTEE OF THE BOARD OF DIRECTORS OF PLURALSIGHT, INC. Adopted May 3, 2018
CHARTER OF THE NOMINATING AND CORPORATE GOVERNANCE COMMITTEE PURPOSE OF THE BOARD OF DIRECTORS OF PLURALSIGHT, INC. Adpted May 3, 2018 The purpse f the Nminating and Crprate Gvernance Cmmittee (the Nminating
More informationStandard INT Evaluation of Interchange Transactions
Standard INT-006-4 Evaluatin f Interchange Transactins A. Intrductin 1. Title: Evaluatin f Interchange Transactins 2. Number: INT-006-4 3. Purpse: T ensure that respnsible entities cnduct a reliability
More informationBUSINESS ETHICS ASSESSMENT
TENDER / ASSIGNMENT TENDER / ASSIGNMENT NUMBER TENDER MANAGER / ASSIGNMENT LEADER AUTHOR DATE 20160118 PART 1 (2) BUSINESS PARTNER NAME REGISTERED ADDRESS HOMEPAGE VISITING ADDRESS (IF DIFFERENT FROM ABOVE)
More informationAUDIT & RISK COMMITTEE CHARTER
AUDIT & RISK COMMITTEE CHARTER Rle and Respnsibilities The Bard f The Institute f Internal Auditrs Australia (IIA-Australia) has established a Bard Audit & Risk Cmmittee as part f its respnsibilities in
More informationAudit Committee Charter
www.subsea7.cm Audit Cmmittee Charter 5 23.May.17 Mark Fley VP Grup Financial Cntrller Dd Fraser Chairman f the Audit Cmmittee Revisin Revisin Date Dcument Owner Dcument Apprver Revisin: 5 Audit Cmmittee
More informationAudit Committee Charter
Audit Cmmittee Charter I. Purpse f Audit Cmmittee The purpse f the Audit Cmmittee, which is part f the Bard, shall be (a) t assist the Bard s versight f (i) the integrity f the Cmpany s financial statements,
More informationInternational Complaints Handling: New Procedures in Italy. To advise of new complaints handling arrangements for Italy
market bulletin Ref: Y5041 Title Purpse Type Frm Internatinal Cmplaints Handling: New Prcedures in Italy T advise f new cmplaints handling arrangements fr Italy Event Paul Brady Head f Market Cnduct Date
More informationNCTJ Conflicts of Interest Policy and Procedures
NCTJ Cnflicts f Interest Plicy and Prcedures Purpse This plicy aims t draw attentin t the pssibility f cnflicts, minimise r prevent a cnflict ccurring and manage cnflicts that have arisen. Definitin f
More informationSerco Business IFTC/LOP/06/04/01
Serc Management System: UK & Eurpe Lcal Operating Prcedure Dcument Title: Cmplaint & Assessment Appeal Prcedure Business Unit: Resilience & Training/IFTC Dcument details Dcument Reference IFTC/LOP/06/04/01
More informationTD Insurance s Multi-Year Accessibility Plan
TD Insurance s Multi-Year Accessibility Plan TABLE OF CONTENTS... 1 INTRODUCTION AND STATEMENT OF COMMITMENT... 1 OUR PLAN... 1 ACCESSIBILITY POLICIES...1 TRAINING...1 INFORMATION COMMUNICATION STANDARDS...2
More informationGuidelines for the Development of a Cooperative Biosecurity Plan for Grazing Livestock
Guidelines fr the Develpment f a Cperative Bisecurity Plan fr Grazing Livestck July 2016 AIM Prvide guidelines fr prducer grups t set up and maintain a cperative bisecurity plan (CBP) fr an endemic disease
More informationProcurement Update
Prcurement Update OSC Cmmittee Meeting 30 th Nv 2017 Head f Prcurement - Paul Meigh Central Bedfrdshire Cuncil www.centralbedfrdshire.gv.uk Gvernance why we have prcurement rules Required t be part f ur
More informationPolicy Planning and Analysis Team (PAT) Charter
Plicy Planning and Analysis Team (PAT) Charter Purpse f this Charter Dcument This charter defines the missin, guiding principles, scpe, rles, membership, and peratins fr the Plicy Planning and Analysis
More informationTERMS OF REFERENCE. Audit and Risk Committee (the "Committee") of Wilmcote Holdings Plc (the "Company")
References t the "Bard" shall mean the full Bard f Directrs. MEMBERSHIP - The Bard has reslved t establish a cmmittee f the Bard t be knwn as the Audit and Risk Cmmittee. - The Cmmittee shall cmprise at
More informationTHE CLOROX COMPANY AUDIT COMMITTEE CHARTER. [Effective May 8, 2017]
THE CLOROX COMPANY AUDIT COMMITTEE CHARTER [Effective May 8, 2017] PURPOSE AND AUTHORITY The Audit Cmmittee ( Cmmittee ) is established by the Bard f Directrs ( Bard ) fr the purpses f: 1. Representing
More informationAUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER
AUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER August 2012 OPUS Grup Limited Audit, Risk Management and Cmpliance Cmmittee 1. GENERAL PURPOSE The primary bjective f the Audit, Risk Management
More informationTERMS OF REFERENCE FOR THE PROVISION OF OUTSOURCED INTERNAL AUDIT SERVICE
W&RSETA Standard Bidding Dcuments Terms f Reference TERMS OF REFERENCE FOR THE PROVISION OF OUTSOURCED INTERNAL AUDIT SERVICE 1 W&RSETA Standard Bidding Dcuments Terms f Reference 1. BACKGROUND TO W&RSETA
More informationEngineering IT Application Development Governance Workflow
Apprved April 6, 2018 Engineering IT Applicatin Develpment Gvernance Wrkflw This dcument is intended t define the gvernance structure and prcesses t be used in guiding the activities f the Engineering
More informationProject Lead Role Profile
Prject Lead Rle Prfile July 2010 Mre infrmatin n this vacancy & what it s like t wrk at Getfeedback & Crels check ut ur website http://www.getfeedback.net/careers/vacancies/ 1 Rle Title Rle Purpse Key
More informationCRSP Index Governance Committees Terms of Reference. Introduction... 2 Governance and Oversight Control Framework... 3 Index Oversight Committee...
CRSP Index Gvernance Cmmittees Terms f Reference CRSP Center fr Research in Security Prices The University f Chicag Bth Schl f Business Chicag, IL 60603 Intrductin... 2 Gvernance and Oversight Cntrl Framewrk...
More informationCorporate Governance Principles
Crprate Gvernance Principles Revised 05-03-2018 Amphenl s Crprate Gvernance Principles have been apprved by the Bard f Directrs and, tgether with the Cmpany s Certificate f Incrpratin, as amended and/r
More informationNational Australia Bank Limited GROUP ENVIRONMENTAL REPORTING AND OFFSET MANAGEMENT POLICY
Natinal Australia Bank Limited GROUP ENVIRONMENTAL REPORTING AND OFFSET MANAGEMENT POLICY Administratin Infrmatin Schedule Last review date June 2016 Next review date June 2018 Dcument Owner General Manager,
More informationBOARD OF DIRECTORS. Trust Quality Governance Structure Review
P March BOARD OF DIRECTORS th Thursday 30P 2017 Trust Quality Gvernance Structure Review Intrductin The purpse f this paper is t utline fr the Trust Bard the nward Quality Gvernance Structure. At the request
More informationUniversity of Oregon Sponsored Projects Services NIH Fellowship Award Charge Guidance. Guidance Purpose and Overview
Guidance Purpse and Overview The University f Oregn (UO) receives Ruth L. Kirschstein Natinal Research Service Awards (NRSA) Fellwship Grants (als knwn as F30, F31 and F32 grants) frm the Natinal Institutes
More informationNESA School Governance Compliance Requirements supporting the NSW Education Act 1990
NESA Schl Gvernance Cmpliance Requirements supprting the NSW Educatin Act 1990 NSW Educatin Standards Authrity (NESA) Registratin Systems and Member Nn-gvernment Schls (NSW) Manual (Refer t Schl Gvernance
More informationHIPAA Privacy Rule LINKS AND RESOURCES AFFECTED ENTITIES IMPACT ON EMPLOYERS. Provided by Brown & Brown of Louisiana, LLC
Prvided by Brwn & Brwn f Luisiana, LLC HIPAA Privacy Rule The HIPAA Privacy Rule establishes natinal standards t prtect individuals medical recrds and ther persnal health infrmatin. The Privacy Rule applies
More informationTerms of Reference - Board of Directors (approved by the Board on 12 April 2018)
Terms f Reference - Bard f Directrs (apprved by the Bard n 12 April 2018) 1. Respnsibility and Principal Duties The Bard f Directrs has the verall respnsibility fr the gvernance f the Cmpany and fr supervising
More informationInformation concerning the constitution, goals and functions of the agency, including 1 :
Annual Reprt cmpliance checklist This checklist utlines the gvernance, perfrmance, reprting cmpliance and prcedural requirements f the Financial Administratin and Audit Act 1977 and the Financial Management
More informationOur vision is: New Zealand values the wellbeing of tamariki above all else.
POSITION DESCRIPTION Oranga Tamariki Ministry fr Children Title: Grup: Reprts t: Lcatin: Direct Reprts: Budget: Senir Advisr Gvernance Team Crprate Services Manager, Gvernance Natinal Office, Wellingtn
More informationCODE OF CONDUCT AND ETHICS POLICY ON CONFLICTS OF INTEREST
CODE OF CONDUCT AND ETHICS POLICY ON CONFLICTS OF INTEREST Magna Internatinal Inc. Plicy n Gifts & Entertainment 1 POLICY ON CONFLICTS OF INTEREST Magna emplyees have a duty t act in Magna s best interest.
More informationHSBC USA INC. HSBC BANK USA, N.A. CHARTER OF THE COMPLIANCE COMMITTEE
HSBC USA INC. HSBC BANK USA, N.A. CHARTER OF THE COMPLIANCE COMMITTEE I. Cmmittee Purpse The Cmpliance Cmmittee (the Cmmittee ) is appinted by the Bards f Directrs f HSBC USA Inc. (the Crpratin ) and HSBC
More informationStakeholder Relations and Communications Policy
Stakehlder Relatins and Cmmunicatins Plicy Effective January 15, 2008 Apprved by the Bard f Directrs n January 15, 2008 TABLE OF CONTENTS Sectin I Stakehlder Relatins and Cmmunicatins Plicy 1 NOVA SCOTIA
More informationFINANCE & AUDIT COMMITTEE
FINANCE & AUDIT COMMITTEE Page 1 f 8 CHARTER f the Finance & Audit Cmmittee f the Bard Of Directrs f Spectral Medical Inc. Purpse The primary functin f the Finance & Audit Cmmittee (the Cmmittee ) f the
More informationCÉGEP HERITAGE COLLEGE POLICY # 42 CONCERNING THE CONTRACT RULES COMPLIANCE MONITOR (CRCM) ADMINISTRATOR: Director of Building and Computer Services
42 CÉGEP HERITAGE COLLEGE POLICY # 42 CONCERNING THE CONTRACT RULES COMPLIANCE MONITOR (CRCM) COMING INTO FORCE: June 19, 2014 REVISED: N/A ADMINISTRATOR: Directr f Building and Cmputer Services Preamble
More informationSignificant Financial Disclosure Policy for Investigators
Significant Financial Disclsure Plicy fr Investigatrs Disclsure Frm in Micrsft Wrd Frmat Intrductin Federal regulatins require the University t manage, reduce, r eliminate any actual r ptential cnflicts
More informationGuidelines and Recommendations Guidelines on periodic information to be submitted to ESMA by Credit Rating Agencies
Guidelines and Recmmendatins Guidelines n peridic infrmatin t be submitted t ESMA by Credit Rating Agencies 23 June 2015 ESMA/2015/609 Table f Cntents 1 Scpe... 3 2 Definitins... 3 3 Purpse f Guidelines...
More informationAgenda item Data Quality Group. Terms of Reference and Operating Arrangements
Data Quality Grup Terms f Reference and Operating Arrangements Terms f Reference Data Quality Grup Infrmatin Gvernance Sub Cmmittee DATA QUALITY GROUP Terms f Reference and Operating Arrangements 1. INTRODUCTION
More informationPolicy and Procedures Date: April 23, Subject: Policy and Procedures for Establishment of New Schools at Virginia Tech
Virginia Plytechnic Institute and State University N. 6150 Rev.: 1 Plicy and Prcedures Date: April 23, 2002 Subject: Plicy and Prcedures fr Establishment f New Schls at Virginia Tech 1. Purpse...1 2. Plicy...1
More informationNorthern Michigan University Guidelines on Match/Cost Share of Sponsored Programs
Nrthern Michigan University Guidelines n Match/Cst Share f Spnsred Prgrams TABLE OF CONTENTS A. Plicy Statement, Descriptin f Prcess, and Mandatry Requirements Plicy Statement...1 1. Backgrund...2 2. Definitins...2
More informationDATA PROTECTION POLICY FOR PUPILS AND PARENTS
DATA PROTECTION POLICY FOR PUPILS AND PARENTS This Plicy is relevant t the whle schl including EYFS Cntents 1.0 Intrductin 2.0 Respnsibility fr data prtectin 3.0 Types f persnal data prcessed by the schl
More informationUniversity of Central Florida
Guidance & Directive N: ORC-05 Subject Authrity University f Central Flrida Guidance & Directive Direct Cst Charging Date f Adptin/Revisin: September 2006 OMB Circulars A-21 and A-110; CASB Disclsure Statement
More informationNUMBER: BUSF 3.30 Business and Finance. Other Educational and General Program Accounts ("E" Funds) Date: October 18, 2006 I. PURPOSE OF THE POLICY
NUMBER: BUSF 3.30 SECTION: Business and Finance SUBJECT: Other Educatinal and General Prgram Accunts ("E" Funds) Date: Octber 18, 2006 Plicy fr: Prcedure fr: Authrized by: Issued by: All Campuses All Campuses
More informationRISK MANAGEMENT AND BUSINESS CONTINUANCE A FAIS Standard. An AC Guidance Note. July 2010
RISK MANAGEMENT AND BUSINESS CONTINUANCE A FAIS Standard An AC Guidance Nte July 2010 Risk Management and Business Cntinuance - A FAIS standard The General Cde f cnduct deals in a number f ways with the
More information17 February 2012 EMA/531641/2010 Compliance and Inspections
17 February 2012 EMA/531641/2010 Cmpliance and Inspectins Pre-submissin instructin n the detailed descriptin f the pharmacvigilance system f a marketing authrisatin hlder; t be submitted with a marketing
More informationAre you ready for the FUTURE of your Quality Management system?
1 Are yu ready fr the FUTURE f yur Quality Management system? BACKGROUND Quality Management System standard, ISO 9001 has made sme majr changes released in September 2015. Organizatins are studying and
More informationSUMMARY FOR THIRD PARTY SUPPLIERS
Anti-Mney Laundering and Cunter Terrrist Financing SUMMARY FOR THIRD PARTY SUPPLIERS RATIONALE Grup Plicy Ratinale This Plicy has been designed t assist in managing the risk f Mney Laundering, Terrrist
More informationFCM Grant Preparation Process:
FCM Grant Preparatin Prcess: FCM Pre-Award: Our rle is t assist with the preparatin, review, apprval, and negtiatin f prpsal develpment and t advise FCM faculty & staff wh seek external funding frm federal,
More informationBoard of Directors Job Description
Bard f Directrs Jb Descriptin Abut SVP s Bard f Directrs Members at Large SVP Bulder Cunty s Bard f Directrs is cmprised f 5 t 15 members. The Executive Cmmittee includes the Bard Chair, Vice Chair, Treasurer,
More informationPractice Management: Billing, Coding and Collections. Provided by Coverys Risk Management
Practice Management: Billing, Cding and Cllectins Prvided by Cverys Risk Management Practice Management: Billing, Cding and Cllectins What s the Risk? Overly aggressive cllectin techniques can alienate
More informationThe Committee is specifically charged with the following duties and responsibilities:
CORPORATE GOVERNANCE POLICY AND PROCEDURES MANUAL AUDIT AND RISK COMMITTEE CHARTER The Bard has reslved t establish a Cmmittee f the Bard t be knwn as the Audit and Risk Cmmittee. This Cmmittee will replace
More informationAudit, Risk & Compliance Committee Charter
Audit, Risk & Cmpliance Cmmittee Charter Objective and rle f the cmmittee The bjective f the Cmmittee is t assist the Bard f Directrs t discharge its crprate gvernance respnsibilities t exercise due care,
More informationEXECUTIVE SUMMARY INTERNAL AUDIT REPORT. IOM Mogadishu SO November 7 December 2018
EXECUTIVE SUMMARY INTERNAL AUDIT REPORT IOM Mgadishu SO201701 27 Nvember 7 December 2018 Issued by the Office f the Inspectr General Page 1 f 12 Reprt n the Audit f IOM Mgadishu Executive Summary Audit
More informationHUMAN RESOURCES AND COMPENSATION COMMITTEE CHARTER
HUMAN RESOURCES AND COMPENSATION COMMITTEE CHARTER PURPOSE The Human Resurces and Cmpensatin Cmmittee (the Cmmittee ) f Precisin Drilling Crpratin (the Crpratin ) is a standing cmmittee f the bard f directrs
More informationEnforceable Undertakings Operational Policy
Enfrceable Undertakings Operatinal Plicy Enfrceable Undertakings Operatinal Plicy. Nvember 2018 Page 1 f 13 Enfrceable Undertakings Operatinal Plicy This plicy sets ut Maritime NZ s apprach t enfrceable
More informationOSHA INSPECTION CHECKLIST
OSHA INSPECTION CHECKLIST HANDLING AN OSHA INSPECTION The Occupatinal Safety and Health Act (OSH Act) authrizes the Occupatinal Safety and Health Administratin (OSHA) t cnduct wrkplace inspectins and investigatins
More informationBest Execution & Client Order Execution Policy. October P age 1 6. BE31/10/17 v1
Best Executin & Client Order Executin Plicy Octber 2017 BE31/10/17 v1 P age 1 6 Cntents 1. Backgrund... 3 2. Order placement... 3 3. Order executin factrs... 3 4. Order executin plicy... 3 5. Order executin
More informationCALL FOR INTELLECTUAL SERVICE PROVIDERS ( EXTERNAL CONSULTANTS ) OECD Guidelines for Multinational Enterprises National Contact Point Peer Reviews
CALL FOR INTELLECTUAL SERVICE PROVIDERS ( EXTERNAL CONSULTANTS ) OECD Guidelines fr Multinatinal Enterprises Natinal Cntact Pint Peer Reviews The OECD is seeking submissins frm cnsultants t supprt the
More informationAdvarra IRB Sequence of Submission and Review Checklist and Review Process for Study Teams
Advarra IRB Sequence f Submissin and Review Checklist and Review Prcess fr Study Teams 1. Start by cntacting the KUMC IRB ffice t cnfirm that the study is eligible fr review by the Advarra IRB. 2. The
More informationAnti-Money Laundering Policy
Date f latest apprval: 03.05.2016 Respnsible fr dcument: Kirsten Gulbrandsen Respnsible department: Risk Management Anti-Mney Laundering Plicy May 2016 Date f latest apprval: 03.05.2016 Respnsible fr dcument:
More informationCopiague Chamber of Commerce
Cpiague Chamber f Cmmerce Est. 1955 BASIC REQUIREMENTS AND RESPONSIBILITIES FOR HOLDING OFFICE & POSITION DESCRIPTIONS 2016 Table f Cntents The basic requirements and respnsibilities fr hlding Office Psitin
More informationCanadian Association for the Study of the Liver Endorsement Policy
Canadian Assciatin fr the Study f the Liver Endrsement Plicy 1. Purpse: The purpse f this CASL plicy is t define the criteria and the prcess that will be fllwed fr requests frm utside rganizatins, agencies,
More informationGifts & Hospitality. Effective Date Author Owner Approval Last Review Revise Date August 2017
Gifts & Hspitality Effective Date Authr Owner Apprval Last Review Revise Date August 2017 Iain Simm Jeremy Arn Miles Rberts Nvember 2011 August 2019 The Pwer f Less www.dssmith.cm Gifts and Hspitality
More informationGovernance Structure & Charter. Risk Management Resource. Strengthening the sector
Gvernance Structure & Charter Risk Management Resurce Strengthening the sectr Cntrls Mdel Gvernance Structure Cntext A Gvernance Structure and Charter frms part f an rganisatin s cnstitutin, which is a
More informationClub and Organization Conduct Procedures
Club and Organizatin Cnduct Prcedures Purpse The purpse f the Student Cde f Cnduct ( Cde ) is t maintain the general welfare f the University cmmunity and supprt cmmunity safety and student grwth by helping
More informationHASSRA Finance Bulletin Issue 2 October Key messages
President: Rbert Devereux, Permanent Secretary Department fr Wrk & Pensins First Vice President: Una O Brien, Permanent Secretary Department f Health HASSRA Finance Bulletin Issue 2 Octber 2014 Key messages
More informationCollaboration Assessment Worksheets
Part 1 f 5: Knwledge Base Cllabratin Assessment Wrksheets 1. Have the cllabrating agencies agreed upn a cmmn definitin fr the target ppulatin? Cllabrating agencies have nt determined a cmmn definitin f
More informationCorrective Services NSW
Crrective Services NSW File Number: Date issued: COMMUNITY CORRECTIONS DUTIES AND PROGRESSION CRITERIA This dcument rescinds and replaces the agreement made n 4 June 2010. Duties Cmmunity Crrectins Officer
More information