RECONCILIATION OF SHARE CAPITAL AUDIT

Transcription

1 file:///c:/users/inbhpat1/desktop/rosca/bse%2rosca%2q3%2216.html Page 1 of 5 RECONCILIATION OF SHARE CAPITAL AUDIT Scrip code* 52 Name of the company* ABB India Limited Registered office address Registered office address* 21st Floor, World Trade Center, Brigade Gateway, No.26/1, Dr Rajkumar Road, Malleshwaram West Registered office state* Karnataka Registered office city* Bengaluru Registered office pin code* 5655 Registered office contact number* STD Code* Registered office contact number* Registered office fax Correspondence address Correspondence address 21st Floor, World Trade Center, Brigade Gateway, No.26/1, Dr Rajkumar Road, Malleshwaram West Correspondence state Karnataka Correspondence city Bengaluru Correspondence pin code 5655 Correspondence contact number STD Code Correspondence contact number Correspondence fax address* investor.helpdesk@in.abb.com Reporting quarter* ISIN* INE117A122 Face value* 2 Stock Exchange Details : Name of stock Exchange Listed Capital % Of total issued capital Name of other stock exchanges where the company's securities are listed BSE Ltd National Stock Exchange of India Ltd(NSE)

2 file:///c:/users/inbhpat1/desktop/rosca/bse%2rosca%2q3%2216.html Page 2 of 5 Capital Details : Number of shares % Of total issued capital Issued capital* Listed capital (BSE) (As per company records)* Held in dematerialised form in CDSL* Held in dematerialised form in NSDL* Physical* Total no.of shares* Reasons for difference if any, Between issued capital and listed capital* Reasons for difference if any, Between issued capital and total number of shares* Reasons for difference if any, Between listed capital and total number of shares*

3 file:///c:/users/inbhpat1/desktop/rosca/bse%2rosca%2q3%2216.html Page 3 of 5 Certifying the details of changes in share capital during the quarter under consideration as per Table below : Serial No. Particulars No.of shares Applied / Not Applied for listing Listed on Stock Exchanges (Specify Names) whether intimated to CDSL whether intimated to NSDL In-prin appr. pending for SE (Specify Names) Register of members is updated* If not, Updated upto which date Reference of previous quarter with regards to excess dematerialised shares,if any. Has the company resolved the matter (excess dematerialised shares mentioned above) in the current quarter? * If not, Reason why? Yes NA

4 file:///c:/users/inbhpat1/desktop/rosca/bse%2rosca%2q3%2216.html Page 4 of 5 Mentioned the total no.of requests, If any, confirmed after 21 days and the total no.of requests pending beyond 21 days with the reasons for delay Total no.of demat requests No.of requests* No.of shares* Reasons for delay Confirmed after 21 days* Pending for more than 21 days* Compliance Officer Details Name of the compliance officer* B Gururaj Designation* Deputy General Counsel & Company Secretary Membership Nos F2631 Telephone no.* Fax no id* investor.helpdesk@in.abb.com

5 file:///c:/users/inbhpat1/desktop/rosca/bse%2rosca%2q3%2216.html Page 5 of 5 CA/CS* Name of certifying auditor* Certifying Auditor Details Company secretary K Jayachandran Date of issue of report* Address* No.1181, 6th Main, 'A' Block (Next to Café Coffee Day), Rajajinagar, Bangalore 56 1 Contact no.* Fax no. - Membership no Firms registration number of audit firm Name of the firm * COP number 431 K Jayachandran Appointment of common agency for share registry work* Name of RTA SEBI registration no. Address State City Registrar and Share Transfer Agent Details Yes Karvy Computershare Private Limited INR221 No.51/2, TKN Complex, Vanivilas Road, Basavangudi Karnataka Bengaluru Pincode 564 Contact no Fax number of RTA - id Website Address Any other detail that the auditor may like to provide. (e.g. BIFR company, delisting from SE) einward.ris@karvy.com

6 Page 1 of 4 Welcome Bhanutej MyProfile Logout NSE Electronic Application Processing System Company: ABB India Limited 13-Oct-216 5::27 PM Submitted Reconciliation of Share Capital Audit Application No Symbol * ISIN Code * Face Value * 2 Quarter Start Date * Submitted Date * ABB INE117A122 1-Jul Oct :13:21 Company Name * Exchange Identifier * Quarter End Date * ABB India Limited Listed 3-Sep-216 Report Capital (Company) Issued * Report Capital (Company) Listed * CDSL * NSDL * Physical * Total No of Diff between Issued Cap (Rep) & Listed Cap(Rep) Diff between Issued cap(rep) and Total Diff between Listed cap(rep) & Total Reason for Difference in Issued cap(rep) and Listed cap(rep) No of Reasons Total no. of Reason for Difference in Issued cap(rep) and Total No. of

7 Page 2 of 4 No of Reasons Total no. of Reason for Difference in Listed cap(rep) and Total No. of No of Reasons Total no. of Company Address Details Office Type Address City District State Pin Code Country Web Site Isd Edit Register India ABB Limit ed Edit --Select- BANGALO KARNATA 5655 INDIA investor.h Names of the Stock Exchanges where the Company's Securities are listed NSE National Stock Exchange BSE THE STOCK EXCHANGE, BOMBAY MCX MCX Remarks Certify the details of change in share capital during the quarter under consideration Particulars * No. of * Applied for Listing CDSL Informed NSDL Informed IPA Pending Not Listed on Stock Exchange Remarks Register of Member Updated * Y Last Update Date * Has the Company NA

8 Page 3 of 4 Ref of prev Qtr to Excess Demat Other Details (Auditor) Reject Remarks resolved the matter mentioned in "Ref of prev Qtr to Excess Demat "? * Please enter the reason if the Company has not resolved the matter mentioned Rework Remarks No. of requests, if any, confirmed after 21 days and the total no. of request pending beyond 21 days with the reasons for delay Days Condition * Requests No. of * Reason Remarks Not Contact Details Contact Type * Name * Address * Address1 Address2 Address3 City Pin Code Auditor (Practicin K Jayachan No.1181, 6t 2nd Stage Rajajinagar Bangalore 561 Common Agency Karvy Comp No.51/2, TK Vanivilas Ro Basavanagu Bengaluru 564 Compliance Offic B Gururaj 21st Floor, W Brigade Gat Dr Rajkuma Malleshwara Bengaluru 5655 Attachment Details Attachment* Company Remarks ABBROSCAQ3216.pdf Exchange Remarks One Time Password Enter One Time Password received on your mobile phone and (This OTP will expire after 15min) Enter One Time Password Confirm Cancel If you do not receive One Time Password on SMS/ , click here to resend the SMS&

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