I WB Funding Corporation West Des Moines, Iowa

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2 Form FR Y-6 Fiscal Year Ending December 31, 2016 Report tem 2(a): Organization Chart West Bank West Des Moines, A ncorporated in owa LE: West Bancorporation Capital Trust 100% owned ncorporated in owa LEl: WB Funding Corporation 100% owned ncorporated in owa LE: 100% owned ncorporated in owa LE:

3 Results: A list of branches for your depository institution: WEST BANK (D_RSSD: ). This depository institution is held by WEST BANCORPORATON, NC. ( ) of WEST DES MONES, A. The data are as of 12/31/2016. Data reflects information that was received and processed through 01/10/2017. Reconciliation and Verification Steps 1. n the Data Action column of each branch row, enter one or more of the actions specified below 2. f required, enter the date in the Effective Date column Actions OK: f the branch information is correct, enter 'OK' in the Data Action column. Change: f the branch information is incorrect or incomplete, revise the data, enter 'Change' in the Data Action column and the date when this information first became valid in the Effective Date column. Close: f a branch listed was sold or closed, enter 'Close' in the Data Action column and the sale or closure date in the Effective Date column. Delete: f a branch listed was never owned by this depository institution, enter 'Delete' in the Data Action column. Add: f a reportable branch is missing, insert a row, add the branch data, and enter 'Add' in the Data Action column and the opening or acquisition date in the Effective Date column. f printing this list, you may need to adjust your page setup in MS Excel. Try using landscape orientation, page scaling, and/or legal sized paper. Submission Procedure When you are finished, send a saved copy to your FRB contact. See the detailed instructions on this site for more information. f you are ing this to your FRB contact, put your institution name, city and state in the subject line of the . Note: To satisfy the FR Y-10 reporting requirements, you must also submit FR Y-10 Domestic Branch Schedules for each branch with a Data Action of Change, Close, Delete, or Add. The FR Y-10 report may be submitted in a hardcopy format or via the FR Y-10 Online application - * FDC UNNUM, Office Number, and D_RSSD columns are for reference only. Verification of these values is not required. Data Action Effective Date Branch Service Type Branch D_RSSD* Popular Name Street Address City State Zip Code County Country FDC UNNUM* Office Number* Head Office Head Office D_RSSD* Comments OK Full Service (Head Office) WEST BANK ND STREET WEST DES MONES A POLK UNTED STATES WEST BANK OK Full Service CORALVLLE BRANCH TH AVENUE CORALVLLE A JOHNSON UNTED STATES WEST BANK OK Limited Service CTY CENTER BRANCH 809 6TH AVENUE DES MONES A POLK UNTED STATES WEST BANK OK Full Service EAST BRANCH 2440 EAST EUCLD AVENUE DES MONES A POLK UNTED STATES WEST BANK OK Limited Service NORTH BRANCH 3839 MERLE HAY ROAD, SUTE 190 DES MONES A POLK UNTED STATES WEST BANK OK Full Service SOUTH BRANCH 3920 SOUTH WEST 9TH STREET DES MONES A POLK UNTED STATES WEST BANK OK Full Service LMR BRANCH 1910 LOWER MUSCATNE ROAD OWA CTY A JOHNSON UNTED STATES WEST BANK OK Limited Service URBANDALE BRANCH TH STREET URBANDALE A POLK UNTED STATES WEST BANK OK Full Service WAUKEE BRANCH 955 EAST HCKMAN ROAD WAUKEE A DALLAS UNTED STATES WEST BANK OK Full Service GRAND BRANCH 125 GRAND AVENUE WEST DES MONES A POLK UNTED STATES WEST BANK OK Full Service ROCHESTER BRANCH 2188 NORTHWEST SUPEROR DRVE ROCHESTER MN OLMSTED UNTED STATES Not Required Not Required WEST BANK

Form FR V-6 Fiscal Vear Ending December 31, 2016 R epo rtlt em 3S : ecun "f 1es H 0 d ers Current Securities Holders with ownership, control or holdings of 5% or more with power to vote as of fiscal

4 Form FR V-6 Fiscal Vear Ending December 31, 2016 R epo rtlt em 3S : ecun "f 1es H 0 d ers Current Securities Holders with ownership, control or holdings of 5% or more with power to vote as of fiscal year ending Securities Holders not listed in 3(1)(a) through (3)(1)(c) that had ownership, control or holdings of 5% or more with power to vote during the fiscal year ending (1)(a) (1)(b) (1)(c) (2)(a) (2)(b) (2)(c) Number and Number and Country of Percentage of Country of Percentage of Name & Address (City, State, Citizenship or Each Class of Name & Address (City, State, Citizenship or Each Class of Country) ncorporation Voting Securities Country) ncorporation Voting Securities The Jay Newlin Trust USA 1,041, % Trustee: Catherine Bay of Common Stock Johnston, A

5 Form FR Y-6 Fiscal Year Ending December 31, 2016 Report tem 4: nsiders (1)(a)(b)(c) and (2)(a)(b)(c) (1) (2) (3)(a) (3)(b) (3)(c) (4)(a) (4)(b) (4)(c) Percentage of List names of other companies Name, City, State, Countrv Principal Occupation ii other than with Holdi11<1 Comoanv Title & Position with Holdinq Comoanv Title & Position with Subsidiaries (include names of subsidiaries) Title & Position with Other Businesses (include names of other businesses) Percentage of Voting Shares in Holding Comoanv Voting Shares in Subsidiaries (include names of subsidiaries) (includes partnerships) if 25% or more of voting securities are held (list names of companies and oercentage of votir! securities held) Frank W. Berlin Consultant - Frank W. Benin - West Bank Consultant Frank Berlin 0.35% West Des Moines, A & Associates & Associates Joyce A. Chapman Retired - West Bank American Equity 0.20% Des Moines, A nvestment Life Holding Company Steven K. Gaer Chief Operating Officer & General West Bank Chief Operating Officer & General 0.04% West Des Moines, A Counsel - R&R Reatty Group Counsel R&R Realty Group Michael J. Gardin North liberty, A Chairman & CEO Heartland Express, nc. West Bank Chairman & CEO Heartland Express, nc. 0.01% Heartland Express, nc. 41.2% GF ACO Properties LLC 25.0% MAJ Properties 33.3% MAJ Properties 33.3% MAJ Florida Properties LLC 33.3% LakeRidge Development Corp. 33.3% Douglas R. Gulling Executive Vice President & Executive Vice President,, Executive Vice 0.25% Guiling Enterprises 50% Urbandale, A CFO, West Bank Treaurer & CFO President and CFO West Bank Kaye R. Lozier President Lozier Consutting, LLC West Bank President Lozier Consulting, LLC 0.05% Lozier Consutting, LLC - 100% Des Moines, A Sean P. McMurray Clive, A CEO AgSolver, nc. West Bank CEO Agsoiver, nc. Businessolver, LLC CEO & DataVision, nc. 0.07% DataVision, nc 50% VVision, nc. 50% CEO & - VVision, nc. Board Secretary Macks, nc. CEO Praxik, LLC Sustainability Partners, LLC

6 Form FR Y-6 Fiscal Year Ending December 31, 2016 (1) (2) (3)(a) (3)(b) (3)(c)!4Xa > (4Xb) (4Xc) Percentage of List names of other companies Percentage of Voting Shares (ncludes partnerships) if 25% or Title & Position with Title & Position with Other Voting Shares in Subsidiaries more of voting securities are held Name, City, State, Principal Occupation if other than Title & Position with Subsidiaries (include names Businesses (include names of in Holding (include names (List names of companies and Coun withholdi Com an Holdi Com an of subsidiaries other businesses Com an of subsidiaries rcenta e of voti securities held David R. Milligan Retired, Chairman -West Bank 0.19% West Des Moines, A George D. Milligan President - The Graham Group, nc. -West Bank President -The Graham Group, nc. 0.08% Freemon! Homes LLC -33% Des Moines, A -United Fire & Freemon! Farms, nc. -25% Casualty Company David D. Nelson Chairman & CEO - West Bank, CEO & President, Chairman & 0.54% Johnston, A CEO - West Bank James W. Noyce Retired -West Bank - United Fire & 0.05% PTA LLC-33% West Des Moines, A Casualty Company Hanee N. Olafson Executive Vice President & Chief Executive Vice President &, Executive Vice 0.15% Johnston, A Risk Officer -West Bank Chief Risk Officer President and Chief Risk Officer -West Bank Robert G. Pulver President & CEO - All-State -West Bank President & CEO -All-State 0.28% All-State ndustries, nc. -n.50% West Des Moines, A ndustries, nc. ndustries, nc. All State nvestments, L.C % Golden Handcuffs, LC % GOCC nvestment LLC % River Oaks Farms, LLC -100% Lou Am Sandburg Retired - West Bank 0.04% Clive, A Brad L. Winterbottom President -West Bank Executive Vice President & President % Urbandale, A West Bank Philip Jason Worth Sales Manager - G cresvjewett -West Bank Sales Manager -GilcresVJewett 0.03% West Des Moines, A Lumber Company Lumber Company

For Use By Tiered Holding Companies

FR Y-6 Page 2 of 2 For Use By Tiered Holding Companies Top-tiered holding companies must list the names, mailing address, and physical locations of each of their subsidiary holding companies below. First