F.R. Y-6 information FT BANCSHARES, INC. AURELIA, IOWA FISCAL YEAR ENDING DECEMBER 31, 2016 REPORT ITEM 2a: ORGANIZATION CHART BANK HOLDING COMPANY

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2 F.R. Y-6 information FISCAL YEAR ENDING DECEMBER 31, 2016 REPORT ITEM 2a: ORGANIZATION CHART BANK HOLDING COMPANY Aurelia, Iowa Incorporated in Iowa (1,000,000 shares authorized - $1.00 par value stock) (6,149 shares issued and outstanding) SUBSIDIARY BANK First Trust & Savings Bank Marcus, Iowa Incorporated in Iowa ( 1,200 shares authorized, issued and outstanding) (1,200 [100.0%] of shares owned by Bank Holding Co.) Footnote: No LEI for the above entities

3 Kepcrt Item lb R»ults: A iist o! branche< for your depository 1r><t1'.ut1on FIRST TRUST & SAVINGS BANK (ID_RSSD 79174GJ Th«depositor1 m!1tu"cn IS held b y n BAr..iC5HARES, INC. : ) of AUREUA, IA The dat a ore a< of 12/31/2015 Da\3 reflect> 1nformatton that WO> received and proce»ed through Ol/10/20i '/ Recondliat1on and Verification Steps 1. In the Data Action column of each branch row, enter one or more of the actions spei:1f1ed below 2_ If required, enter the date 1n the Effective Date column OK' If the branch 1nformat1on ''correct, enter 'OK' 1n the Data Action column. Change: If the branch mformat1on ;, incorrect or incomplete, revise the data, enter 'Change' 1n the Data Action column and the date w!ien this information!i<st bec<!me valid 1n the Effect;ve Date column Close: If a b'"nd1 l1sted w-. sold or closed, enter 'Close' 1n the Data Action columrl and the <ale or closure date in the <ffeclive Date column Delete' If a branch listed w.s never owned by this de pository 1nstitu11on, enter 'Delete' in the Data Action column Add: If a reportable branch i m1«ing, insert a row, add the branch data, and enter 'Add' rn the Data Action column and the opening or acqu S1t1on date in the Eftective Date column If printing this Ii<!, you may need to adjust your page etup rn MS heel. Try u<1ng landscape orientation, page <cal ng, and/of legal ><Zed paper Submission Procedure When you are fini<hed, send a saved copy to your FRB contact See the detailed mstruct ons on this site for more 1nformat1on. II you are e-'1'.aillng this to your FRB contact, pul your 1nst1tution name, my and state in the subject line of the e-m<11i Note To safofy the FR Y-10,..,porting requirements, you must also submit rn V-10 Dome;t<e Branch Schedules for eoch branch with a Data Action of Change. Close, Delete, or Add. The FR Y-10 report may be submitted 1n a hardcopy format or >ia the R Y-10 OnlLne application - https-/nloonlrne femralreserve gov ' 'DIC UNINUM, Office Number, and ID _RSSD column< are for reference only_ Verification of these ;alues IS na! required I FCIC UNINUM'!Office Number" I Head Office Head Office ID RSSD' Comments Data Action I Effective Date Btanch Service Type Branch ID RSSD' Popular Name Street Address City State Zip Code!County I Country " Full Service (Head Office) IRST TRUST & SAVINGS 8Ar>K JOO WEST PINE STREET MARCUS " CHEROKEE UNITED STATES 0, I Full Service EAST 2ND STREET OfFICt: 111 EAST lnd STREET I AURELIA I' CHEROKEE UNITED STATES ' FIRST TRUST & SAVINGS BANK " Full Service N LEWIS AVENUE OFFICE 101 NORTH LEWIS AVENUE I CLEGHORN I' I CHEROKEE iuwrrn STA TES FIRST TRUST & SAVINGS BANK FIRST TRUST & SAVINGS BANK

4 FORM FRY-6 DECEMBER 31, 2016 Report Item 3: Shareholders Current Shareholders with ownership, control or holdings of 5% (l)(a) Name & Address or more with power to vote as of (l)(b) Country of Citizenship or Incorporation (l)(c) Number and Percentage of Each Class of Voting Securities Shareholders not listed in 3(l)(a) through 3(l)(c) that had ownership, control or holdings of 5% or more with power to vote (2)(a) Name and Address during the fiscal year ending (2)(b) Country of Citizenship or Incorporation (2)(c) Number and Percentage of Each Class of Voting Securities Cheryl Pingrey Dorsey Superior, Colorado 2, % owned. 3, % controlled Superior, Colorado % owned 3, % controlled Mark Pingrey Lafayette, Colorado % owned 3, % controlled Barbara Pingrey Lafayette, Colorado % owned 3, % controlled Kyle Pingrey Cherokee, Iowa % owned

5 F.R. Y-6 INFORMATION FISCAL YEAR ENDING DECEMBER 31, 2016 Report Item 4: Insiders (4)(c) List names of other (1) Name & Address (2) Principal Occupation if other than with Bank Holding Company (3)(a) Title & Position with Bank Holding Company (3)(b) Title & Position with Subsidiaries (Include names of subsidiaries) (3)(c) Title & Position with Other Businesses (Include names of other businesses) (4)(a) Percentage of Voting Shares in Bank Holding Company (4)(b) Percentage of Voting Shares in Subsidiaries (Include names of subsidiaries) companies (includes partnerships) if 25% or more of voting securities are held (List names of companies and percentage of voting securities held) Mark D. and Barbara B % controlled Pingrey Goint tenancy) Banking Director, Chairman Chairman, Director, Lafayette, CO & President President, CEO Kyle H. Pingrey Banking Director, Vice-President 1.12% controlled Cherokee, IA Secretary & Cheryl Pingrey Dorsey Superior, CO Cheryl Pingrey Cheryl Pingrey Director 47.95% controlled Dorsey Dorsey Director