FOW International Awards shortlist. Category 1: Personal and individual awards

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1 FOW International Awards shortlist Published 13 Oct 2016 William Mitting Contact Author After over 120 entries have been reviewed, the FOW International Awards shortlist has been released. The winners will be unveiled at a Gala Dinner in London on 7 December at which Icap group chief executive Michael Spencer will receive the lifetime achievement award. Congratulations to all our shortlisted firms. Category 1: Personal and individual awards LIFETIME ACHIEVEMENT AWARD Winner: Michael Spencer, ICAP EXECUTIVE OF THE YEAR Shaun Lynn, President, BGC Partners Xavier Rolet, CEO, LSE Jeff Sprecher, CEO and ChaIrman, Intercontinental Exchange Lance Uggla, President, IHS Markit Category 2: Exchanges and clearing categories US and Canada IntercontinentalExchange Nodal Exchange CME Group TMX

2 South America BM&F Bovespa Rosario Futures Exchange MexDer Bolsa de Valores de Colombia Europe Nasdaq Eurex IntercontinentalExchange Euronext Asia-Pacific ASX Singapore Exchange Hong Kong Exchanges and Clearing Taiwan Futures Exchange Middle East and Africa Dubai Gold and Commodities Exchange Johannesburg Stock Exchange Dubai Mercantile Exchange Tel Aviv Stock Exchange BEST TECHNOLOGY INNOVATION BY AN EXCHANGE BSE new data centre Eurex ISA Direct Nasdaq NFF Korea Exchange Azerbaijan trading system

3 CLEARING HOUSE OF THE YEAR The Americas CME LCH ICE Clear US OCC CLEARING HOUSE OF THE YEAR Europe Nasdaq Clearing LCH Eurex Clearing ICE Clear Europe CLEARING HOUSE OF THE YEAR APAC and MEA Singapore Exchange LCH Hong Kong Exchanges and Clearing JSCC US OPTIONS EDGX MIAX CBOE Nasdaq Options Market BEST NEW EXCHANGE OR TRADING PLATFORM BSE - mutual fund trading platform Nasdaq Futures Exchange

4 GMEX ICE Futures Singapore MOST INNOVATIVE NEW CONTRACT Equities and equity indexes Singapore Exchange MSCI China Moscow Exchange Micex mini CME Group BTIC suite Taiwan Futures Exchange TOPIX MOST INNOVATIVE NEW CONTRACT Commodities and energy Singapore Exchange SGX Platts Iron Ore China London Metal Exchange Steel scrap CME Group aluminium suite Multi Commodity Exchange of India Gold Global MOST INNOVATIVE NEW CONTRACT Interest rates and currency CME Group Ultra 10 year treasury notes ASX 20 year treasuries Taiwan Futures Exchange USD/CNT Dubai Gold and Commodity Exchange Quanto currency contracts PROP TRADERS Voted for by prop traders, no shortlist EXCHANGE DEAL OF THE YEAR IntercontinentalExchange acquisition of Interactive Data Corporation Nasdaq acquisition of ISE

5 Deutsche Bourse acquisition of 360T London Stock Exchange disposal of Russell Investments SEF OF THE YEAR Tradition Tradeweb Bloomberg Tullett Prebon TRADE REPOSITORY OF THE YEAR Unavista DTCC CME Trade Repository Regis-TR Category 3: Banks, brokers and market makers BANK OF THE YEAR Citi SocGen JP Morgan Bank of America Merrill Lynch IDB OF THE YEAR OTC Global Holdings Tullett Prebon Tradition BGC Partners NON-BANK FCM OF THE YEAR RJ O Brien

6 ADM Investor Services ED&F Man Phillip Capital CLIENT CLEARING FIRM OF THE YEAR Citi JP Morgan Bank of America Merrill Lynch Goldman Sachs MARKET MAKER OF THE YEAR XTX Flow Traders Citadel Securities Optiver PROP TRADERS CLEARING FIRM OF THE YEAR Voted for by prop traders, no shortlist Category 4: Technology providers Trade reconciliation Duco Sapient Traiana Broadridge Blockchain Nasdaq

7 Symbiont National Settlement Depository Russia SETL Post trade TrueEx Traiana Message Automation Broadridge Regulatory reporting Sapient Risk Focus Abide Financial Misys Risk management Trading Screen Nasdaq Quantifi Rival Systems Trading and execution Dash360 Trading Technologies Rival Systems Tethys Technology

8 Connectivity Beeks Itiviti Ullink Perseus Collateral management Cloud Margin Quantifi Calypso Lombard Risk Market surveillance Ancoa Nasdaq Onemarketdata B-next TRADING SYSTEM OF THE YEAR Buy-side Horizon Itiviti Trading Technologies Rival Systems TRADING SYSTEM OF THE YEAR Sell-side Thomson Reuters

9 Fidessa Horizon Redi BEST INNOVATION BY AN ISV - REGULATORY CHANGE Itiviti Abide Financial B-next

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