LIST OF ORDER EXECUTION VENUES FOR FINANCIAL INSTRUMENTS. 1. CAPITAL SECURITIES (incl. shares, ADR, GDR, ETF)
|
|
|
- Harvey Pope
- 5 years ago
- Views:
Transcription
1 Annex No 1 to AS NORVIK BANKA ORDER EXECUTION POLICY FOR FINANCIAL INSTRUMENTS LIST OF ORDER EXECUTION VENUES FOR FINANCIAL INSTRUMENTS 1. CAPITAL SECURITIES (incl. shares, ADR, GDR, ETF) ORDER EXECUTION FACTORS Priority sequence of factors that are taken into account when selecting an Execution Venue: 1) Price a market price at which the Client s Order is executed. 2) Possibility of execution or / and settlement an important factor that defines the performance possibility of both execution and settlement. 3) Size the Bank s execution procedure may differ for the Orders whose size exceeds the size of standard Order. 4) Costs any other costs associated with the deal that may be collected on top of the Bank s commission fees. 5) Speed a factor that is important for the markets or various circumstances of the markets characterised by swift changes of price. 6) Other factors any other factors that may effect execution of the Order. If the Client has given a specific instruction, the Bank executes the Order in compliance with that instruction. When determining the factors, the Bank relies on the following criteria: 1) Characteristics of Client various Clients may have various needs. 2) Characteristics of the Client s Order the potential impact of the Order on the market situation. 3) Characteristics of the financial instrument FI liquidity and existence of the centralised market. 4) Characteristics of the Execution Venue liquidity available to the Bank in the specific Execution Venue. EXECUTION VENUES AS NORVIK BANKA is a member of the stock exchange and has direct access to: Nasdaq Riga By means of the services provided by Business Partners, the Bank has indirect access to the following Order Execution Venues: Order Execution Venue Australia Australian Securities Exchange Austria Vienna Stock Exchange Belgium NYSE Euronext Brussels Stock Exchange Canada - Montreal Exchange Canada Toronto Stock Exchange Czech Republic Prague Stock Exchange Denmark Nasdaq Copenhagen Estonia Nasdaq Tallinn Page 1/6 MP/00865/05/2.10/ /in effect as of
2 Finland Nasdaq Helsinki France NYSE Euronext Paris Stock Exchange Germany Frankfurt Stock Exchange Germany - Xetra Greece Athens Stock Exchange Hong Kong Hong Kong Stock Exchange Hungary Budapest Stock Exchange Italy Borsa Italiana Japan - Osaka Securities Exchange Japan - Tokyo Stock Exchange Latvia Nasdaq Riga Lithuania Nasdaq Vilnius Netherlands NYSE Euronext Amsterdam Stock Exchange New Zealand Stock Exchange Norway Nasdaq Norway NYSE Arca Poland Warsaw Stock Exchange Portugal NYSE Euronext Lisbon Stock Exchange Russia - Moscow Exchange Singapore Stock Exchange of Singapore Singapore Exchange Ltd. Spain Madrid Stock Exchange Sweden Nasdaq Stockholm Switzerland SWX Swiss Exchange Turkey Istanbul Stock Exchange UK London Stock Exchange USA - American Stock Exchange USA - ArcaEdge USA - BATS USA Direct Edge USA NASDAQ USA New York Stock Exchange (NYSE) USA NYSE Arca USA OTC Markets Pink List of Business Partners Business Partners Baltikums Bank Credit Suisse Securities (Europe) Ltd Page 2/6 MP/00865/05/2.10/ /in effect as of
3 KBL European Private Bankers S.A. KIT Finans OOO Otkritie Securities Limited Pinnacle Capital Markets LLC Renaissance Securities (Cyprus) Ltd Uralsib Bank PJSC Exotix Limited List of Depositories Depositories Cor Clearing LLC Credit Suisse (Switzerland) Ltd. Nasdaq CSD SE 2. DEBT SECURITIES (incl. bonds, debentures, ) ORDER EXECUTION FACTORS 1) Size 2) Possibility of execution 3) Possibility of settlement 4) Price 5) Speed 6) Other factors EXECUTION VENUES By means of the services provided by Business Partners, the Bank has indirect access to the following Order Execution Venues: Order Execution Venue Estonia Nasdaq Tallinn Latvia Nasdaq Riga Lithuania Nasdaq Vilnius Russia - Moscow Exchange Bloomberg (DTS) _ OTC transactions List of Business Partners Adamant Capital AS DNB Banka Page 3/6 MP/00865/05/2.10/ /in effect as of
4 Atonline Limited Baltikums Bank Banca IMI S.P.A. BANKA Zarattini&CO SA Barclays Capital plc BCP Securities LLC BOCI Securities Ltd BrokerCreditService Ltd (Cyprus) Carl Kliem S.A. Commerzbank AG London Branch Continental Capital Markets Ltd Credit Agricole CIB Credit Suisse Securities (Europe) Ltd Deutsche Bank AG London Branch Dragon Capital Limited (Cyprus) ED&F Man Capital Markets Limited Exotix Limited Expobank Fintailor Investments Limited GFI Securities Limited (UK) Goldman Sachs International ICAP Management Services Ltd ICAP Plc Interprombank Invest Banca SpA Jefferies International Ltd JPMorgan Chase Bank NA London Branch KBL European Private Bankers S.A. Kepler Capital Markets SA MeritKapital Limited (Cyprus) Merril Lynch International Mitsubishi UFJ Trust International Limited Mizuho International Plc. Morgan Stanley & Co International plc NKB Investments Limited Nomura International plc NORVIK BANKA PJSC Oolders, Heijning & Voogelaar B.V. (OHV) Page 4/6 MP/00865/05/2.10/ /in effect as of
5 OJSC "Alfa-Bank" OOO KIT Finance Oppenheimer Europe, Ltd (UK) Otkritie Securities Limited Pareto Securities AS (Norway) Promsvyazbank Renaissance Securities (Cyprus) Ltd RIA Capital Markets Ltd (UK) Ronin Europe Limited Sberbank CIB (UK) Ltd. Schildershoven Finance Sigma Trade Limited (London) TD Securities (The Toronto-Dominion Bank) The Royal Bank of Scotland plc Tradition Limited (UK) Tullet Prebon plc UBS Limited Univer Capital (Russia) URALSIB Securities Ltd Veles International Limited (Cyprus) VTB Capital plc YAR Bank Ltd (Russia) ZAO Bank Uralsib ZAO Finans-Invest List of Depositories Depositories Cor Clearing LLC Credit Suisse (Switzerland) Ltd. Nasdaq CSD SE 3. DERIVATIVE FINANCIAL INSTRUMENTS (incl. share options, futures) ORDER EXECUTION FACTORS 1) Possibility of execution 2) Size 3) Speed 4) Price 5) Possibility of settlement 6) Other factors Page 5/6 MP/00865/05/2.10/ /in effect as of
6 EXECUTION VENUES By means of the services provided by Business Partners, the Bank has indirect access to the following Order Execution Venues: Euronext Derivatives Market Euronext.liffe Intercontinental Exchange (ICE) London Metal Exchange (LME) Russia - Moscow Exchange Order Execution Venue USA - Chicago Board of Trade (CBOT) USA - Chicago Board Options Exchange (CBOE) USA - Chicago Mercantile Exchange (CME) USA LIFFE USA - New York Board of Trade (NYBOT) USA - New York Mercantile Exchange (NYMEX), (incl. COMEX Division) List of Business Partners Business Partners KIT Finans OOO Pinnacle Capital Markets LLC List of Depositories Depositories Cor Clearing LLC Credit Suisse (Switzerland) Ltd. Nasdaq CSD SE 4. FOREX TRANSACTIONS (MARGINAL) EXECUTION FACTORS 1) Price 2) Speed 3) Costs 4) Possibility of execution 5) Size 6) Other factors EXECUTION VENUE AS NORVIK BANKA Page 6/6 MP/00865/05/2.10/ /in effect as of
Best execution policy
Best execution policy I. Purpose 1. This document: a) sets forth the measures that BCV takes to obtain the best possible result when executing orders and/or receiving and transmitting orders on behalf
MANDATORY PROVIDENT FUND SCHEMES AUTHORITY
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Approved Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation (the Regulation) defines
Order Execution Policy
Order Execution Policy Contents 1 Introduction 1 2 Scope of Application 2 3 Execution factors 3 4 Criteria for determining the importance of execution factors 4 5 Execution venues list of accepted intermediaries
ORDER EXECUTION POLICY FOR RETAIL CLIENTS LARGE SIZE ORDERS DEFINITION TABLE... 4 APPENDIX I...
Contents ORDER EXECUTION POLICY FOR RETAIL CLIENTS... 2 1. Field of application of the Order Execution Policy... 2 2. Obligation for Best Execution... 2 3. Execution Venues... 2 4. Types of transactions
MANDATORY PROVIDENT FUND SCHEMES AUTHORITY
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Approved Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation ( the Regulation )
Manulife Asset Management (Europe) Limited
Manulife Asset Management (Europe) Limited Order Execution Policy Statement January 2018 CONTENTS INTRODUCTION... 3 SCOPE... 3 BEST EXECUTION CRITERIA... 3 BEST EXECUTION - SPECIFIC TYPES OF INSTRUMENTS...
EXECUTION VENUE LIST 2018 BANK JULIUS BAER & CO. LTD.
15 TH MAY 2018 1/5 EXECUTION VENUE LIST 2018 BANK JULIUS BAER & CO. LTD. Cash Equities, Exchange Traded Funds & Securitized Derivatives Europe Austria Wiener Boerse AG Broker Network Cyprus Cyprus Stock
MANDATORY PROVIDENT FUND SCHEMES AUTHORITY. Guidelines on Recognized Exchanges
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Recognized Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation ( the Regulation
BEST EXECUTION POLICY
BEST EXECUTION POLICY Effective from 3 January 2018 TABLE OF CONTENT 1. Introductory provisions 2. Execution Venues and Quality of Executions 3. Execution venues where the Company executes customer's instructions
Information on Erste Group Banks Execution Policy for Professional Clients
Information on Erste Group Banks Execution Policy for Professional Clients Information on Erste Group Banks Execution Policy for Professional Clients Information on Erste Group Banks Execution Policy for
Vontobel Trading Venues
1/5 Vontobel Trading Venues The enclosed list shows the most important trading venues that are taken into consideration in order to achieve the best possible execution for the client. The list is not complete.
Execution Policy for Professional Clients
Execution Policy for Professional Clients Table of contents 1 EXECUTION POLICY FOR ORDERS OF PROFESSIONAL CLIENTS... 02 1.1 Scope...02 1.2 Execution Standards...02 1.3 Execution Standards per Class of
GUIDE TO UNREGULATED FUNDS IN JERSEY
GUIDE TO UNREGULATED FUNDS IN JERSEY CONTENTS PREFACE 1 1. Unregulated Eligible Investor Fund 2 2. Unregulated Exchange Traded Fund 2 3. General 2 Schedule 1 4 Who is an Eligible Investor? 4 Schedule 2
Vontobel Trading Venues
1/6 Vontobel Trading Venues The enclosed list shows the most important trading venues that are taken into consideration in order to achieve the best possible execution for the client. The list is not complete.
ABN AMRO (Channel Islands) Limited Order Execution Policy
ABN AMRO (Channel Islands) Limited Order Execution Policy 1. Introduction 1.1. What is the aim of this policy? In this policy document, the bank has set out the procedures and rules used to execute your
Information on the Order Execution and Order Allocation Policy for UBS AG London Branch, Wealth Management
UBS AG London Branch 5 Broadgate London, EC2M 2AN Tel. +44-20-7568-0000 www.ubs.com/uk Information on the Order Execution and Order Allocation Policy for UBS AG London Branch, Wealth Management UBS AG
Global Markets and Exchanges: Recent Trends
Global Markets and s: Recent Trends Michael Shepherd, National President, Finsia, and Vice-Chairman, ASX 25 September 26 teryear s Business Chalkies and Open Outcry Growing Levels of Global Capital US$Tn
POLICY OF CUSTOMER ORDER IMPLEMENTATION OF UNICREDIT BANKA SLOVENIJA
POLICY OF CUSTOMER ORDER IMPLEMENTATION OF UNICREDIT BANKA SLOVENIJA d.d. General Terms and Conditions of Conducting Transactions with Financial Instruments of UniCredit Banka Slovenija d.d. SUPPLEMENT
Borsa Italiana/Milan Stock Exchange Level 2 Professional EUR 55. (Stocks & Futures) (Stocks & Futures) (Stocks & Futures)
Service Level Status Currency New price in charged subscription currency Athens Exchange Level 1 Private EUR 7 Athens Exchange Level 2 Private EUR 10 Athens Exchange Level 1 Professional EUR 10 Athens
September Sadakazu Osaki Executive Fellow Nomura Institute of Capital Markets Research
September 2006 Sadakazu Osaki Executive Fellow Nomura Institute of Capital Markets Research International Reorganization of Stock s - 1 Europe Euronext Proposal for Management Integration NYSE Group United
Order Execution Policy January 2018
Order Execution Policy January 2018 This policy is applicable to the below LCM entities: LCM Group Louis Capital Markets UK LLP, London LCM products ALL Cash Equities Options on cash/index Option/Future
BNY Mellon EMEA Order Handling and Execution Policy List of Execution Venues. For Professional Clients
BNY Mellon EMEA Order Handling and Execution Policy List of Execution Venues For Professional Clients Effective date: 3 rd January 2018 Version number: 1.0 1. Introduction In accordance with regulatory
J.P. Morgan Treasury and Securities Services Execution Policy
J.P. Morgan Treasury and Securities Services Execution Policy May 2012 This document sets out information on JPMorgan Chase Bank, N.A., London Branch s, J.P. Morgan Securities Ltd. s and J.P. Morgan Europe
TRADITION EXECUTION POLICY
TRADITION EXECUTION POLICY This Execution Policy is applicable to broker services provided to you by the Tradition Group of Companies (collectively known as Tradition or we ). Where the client instructs
Order Execution Policy
This document sets out the Order Execution Policy of Santander Investment Bolsa, SV, SAU (SIB), as required by the Markets in Financial Instruments Directive of the European Union (otherwise known as "MiFID")
ORDER EXECUTION POLICY
ORDER EXECUTION POLICY EFFECTIVE DATE: 3 JANUARY 2018 Head office : 130 Wood Street - London EC2V 6DL - United Kingdom Louis Capital Markets UK LLP: Authorised and regulated in the United Kingdom by the
Price List for private customers
Price List for private customers Danske Bank A/S Estonia branch Valid From: April 1st 2018 Accounts Cash Management Electronic channels Payments Payment Cards Loans Leasing Investment Mandatory funded
Appendix to the Special Conditions for Securities Transactions. Execution Policy
Appendix to the Special Conditions for Securities Transactions. Execution Policy Order Execution Policy for Transactions in Financial Instruments of DZ BANK AG Deutsche Zentral-Genossenschaftsbank, Frankfurt
List of Execution Venues
BeGo 2017-11 IG-04 EN List of Execution Venues Appendix This document of Joh. Berenberg, Gossler & Co. KG ( Berenberg ) is an Appendix to the Berenberg Policy for the Execution of Orders in Financial Instruments
Reporting practices for domestic and total debt securities
Last updated: 27 November 2017 Reporting practices for domestic and total debt securities While the BIS debt securities statistics are in principle harmonised with the recommendations in the Handbook on
Client Order Execution Policy
Client Order Execution Policy Effective from January 2019 TABLE OF CONTENT 1. Introductory provisions 2. Execution Venues and Quality of Executions 3. Execution venues where the Company executes client's
PRICE LIST OF INVESTMENT SERVICES
PRICE LIST OF INVESTMENT SERVICES Management Board of the investment company InterCapital Securities Ltd. from Zagreb, Masarykova 1, registered with the Commercial Court in Zagreb under MBS: 080420080,
METHODOLOGY FOR IQ MERGER ARBITRAGE INDEX
METHODOLOGY FOR IQ MERGER ARBITRAGE INDEX Last Updated: 7/1/2017 Introduction This document sets forth the methodology for the following index (the Index ): o IQ Merger Arbitrage Index For any ETF based
List of Tariffs applicable as of 1 June 2017
Patria Finance, a.s., Jungmannova 745/24, 110 00 Prague 1, Czech Republic, ID No. 26455064 Registered with the Commercial Register, Section B, File No. 7215 Maintained by the Municipal Court in Prague
Offshore fee schedule
Online Country Exchange name Commission bps (cents) Min commission Austria Wiener Borse Stock Exchange 25 15 EUR Belgium Euronext Brussels 25 15 EUR Denmark OMX Nordic Stock Exchange Copenhagen 25 39 DKK
Results and Impact Report. Sustainable Stock Exchanges initiative
Results and Impact Report Sustainable Stock s initiative 2017 Consensus Building Broad engagement with exchanges on sustainability Seven new partner exchanges, reaching nearly 10,000 new listed companies
SAXO CAPITAL MARKETS UK LTD - EQUITY ACTIVE TRADER Rates and Conditions, valid from 1 July 2015
STOCKS & ETFs FLAT FEE THRESHOLD COMMISSION ABOVE MAIN MARKETS FLAT FEE (TRADE SIZE) THRESHOLD NASDAQ, NYSE & NYSE ARCA 1) Stocks 6,000 shares 0.7 cps/share London Stock Exchange 1) Stocks 4.99 GBP 30,000
External Execution / Transmission Policy
UniCredit UniCredit Bank Bank AG AG Milan External Execution / Transmission Policy Edition: October 2015 Page 1 of 16 TABLE OF CONTENTS 1 PRELIMINARY PROVISIONS... 3 1.1 INTRODUCTION... 3 1.2 SCOPE...
Summary of BBVA s order execution policy
Summary of BBVA s order execution policy Banco Bilbao Vizcaya Argentaria, S.A. is a duly authorised bank registered on the Bank of Spain s Register of Special Banks and Bankers Register number 3 under
FEES AND COMMISSIONS. Transaction Fee (Per transaction) Observations
FEES AND COMMISSIONS 1.- Equity transactions (1) 1.1.- Equity transactions traded on Spanish markets (SIBE). Transaction Fee (Per transaction) Observations 1.1.1. Purchase/sale of securities (2) Requests
KEPLER CHEUVREUX BEST EXECUTION POLICY
KEPLER CHEUVREUX BEST EXECUTION POLICY Art. 1 - Introduction When receiving and executing or transmitting orders on behalf of "Clients", each relevant Kepler Group entity (Head office, branches and subsidiaries)
METHODOLOGY FOR IQ GLOBAL RESOURCES INDEX
METHODOLOGY FOR IQ GLOBAL RESOURCES INDEX Last Updated: 2/21/2018 Introduction This document sets forth the methodology for the following index (the Index ): o IQ Global Resources Index For any ETF based
PRICE LIST OF SERVICES OF PPF banka a. s. for Legal Entities
PRICE LIST OF SERVICES OF PPF banka a. s. for Legal Entities Contents Page 1. Payment accounts in CZK 2 1.1. Legal entities 2 1.2. Foundations and Endowment funds 2 2. Payment accounts in foreign currency
Real-time market data subscriptions
Real-time market data subscriptions Last edit: 4 januari 2016 Real-time market data - Europe Country Non- Euronext - Basic (Stocks (incl. Deep Book), Options and Futures) EUR 1,10 N/A Euronext - Total
Fee Schedule for NSD s Depository Services
Fee Schedule for NSD s Depository Services Section 1. General Provisions 1.1. This Fee Schedule for NSD s Depository Services (the Fee Schedule ) sets out fees payable for depository services provided
TARIFF. In force as of Investment Services in Financial instruments
TARIFF for fees and commissions of Raiffeisenbank (Bulgaria) EAD for deals and operations with financial instruments for individual clients and legal entities 1. Investment Services in Financial instruments
SuperFeed Market Coverage
SuperFeed Market Coverage 04 January 2016 2016 SR Labs LLC. All rights reserved. No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the
Order Execution Policy
Order Execution Policy State Street Global Markets International Limited State Street Global Markets International Limited ( SSGMIL ) provides trading services in equities, fixed income, futures and foreign
Price list. Forex trading rates and conditions Contract for Difference (CFD) trading rates and conditions... 3
Price list Forex trading rates and conditions... 2 Contract for Difference (CFD) trading rates and conditions... 3 Index CFD trading rates and conditions... 5 Stock trading rates and conditions... 6 Net
Open Day 2017 Clearstream execution-to-custody integration Valentin Nehls / Jan Willems. 5 October 2017
Open Day 2017 Clearstream execution-to-custody integration Valentin Nehls / Jan Willems 5 October 2017 Deutsche Börse Group 1 Settlement services: single point of access to cost-effective, low risk and
Beneficial Ownership Register in the Cayman Islands
TRICOR CAYMAN August 2017 Global Provider of Integrated Business, Corporate & Investor Services Tricor Services (Cayman Islands) Limited Beneficial Ownership Register in the Cayman Islands Tricor clients
KEPLER CHEUVREUX BEST EXECUTION POLICY
KEPLER CHEUVREUX BEST EXECUTION POLICY Art. 1 - Introduction When receiving and executing or transmitting orders on behalf of "Clients", each relevant Kepler Group entity (Head office, branches and subsidiaries)
Permitted Investments
Permitted Investments Sanlam Life & Pensions UK Limited (the Company ) offers a range of linked long-term insurance contracts. The linked assets held in respect of those contracts must be permitted links
POSIT MTF User Guidance
POSIT MTF User Guidance Effective: 3 rd January, 2018 Contents 1) Introduction... 3 2) POSIT MTF universe... 3 3) POSIT MTF trading calendar, hours and trading sessions... 3 4) Market segments... 4 5)
STOXX EMERGING MARKETS INDICES. UNDERSTANDA RULES-BA EMERGING MARK TRANSPARENT SIMPLE
STOXX Limited STOXX EMERGING MARKETS INDICES. EMERGING MARK RULES-BA TRANSPARENT UNDERSTANDA SIMPLE MARKET CLASSIF INTRODUCTION. Many investors are seeking to embrace emerging market investments, because
Approach to Employment Injury (EI) compensation benefits in the EU and OECD
Approach to (EI) compensation benefits in the EU and OECD The benefits of protection can be divided in three main groups. The cash benefits include disability pensions, survivor's pensions and other short-
Ground Rules. FTSE MPF Index Series v2.8
Ground Rules FTSE MPF Index Series v2.8 ftserussell.com February 2018 Contents 1.0 Introduction... 3 2.0 Management Responsibilities... 5 3.0 FTSE Russell Index Policies... 6 4.0 Eligible Securities...
ICICIdirect and SAXO Bank
ICICIdirect and SAXO Bank ICICIdirect Introduces Global Equities & ETFs ICICIdirect in Association with Saxo Bank Provide all Resident Indian Investors access to world wide Equity Market, ETFs, Bond Markets.
Powered by FY 2009/10
Powered by E x c h a n g e H o s t i n g G l o b a l M a r k e t D ata P r i c e L i s t FY 2009/10 European Trading Venues (1 of 3) BATS Europe MTF-Equities Raw Direct Level 1 RD1XBAT 20,000 Eurex CEF
SAXO BANK S BEST EXECUTION POLICY
SAXO BANK S BEST EXECUTION POLICY THE SPECIALIST IN TRADING AND INVESTMENT Page 1 of 6 Page 1 of 6 1 INTRODUCTION 1.1 This policy is issued pursuant to, and in compliance with, EU Directive 2004/39/EC
TARIFF COMMISSIONS AND TAXES FOR DIFFERENT PLACES OF EXECUTION AND SERVICES OF KBC SECURITIES N.V. BULGARIA BRANCH. Commissions and Taxes
TARIFF COMMISSIONS AND TAXES FOR DIFFERENT PLACES OF EXECUTION AND SERVICES OF KBC SECURITIES N.V. BULGARIA BRANCH І. Executing of deals on the Bulgarian Stock Exchange Acceptance of orders for securities
Table 1: Foreign exchange turnover: Summary of surveys Billions of U.S. dollars. Number of business days
Table 1: Foreign exchange turnover: Summary of surveys Billions of U.S. dollars Total turnover Number of business days Average daily turnover change 1983 103.2 20 5.2 1986 191.2 20 9.6 84.6 1989 299.9
Fintailor Investments is regulated by Cyprus Securities and Exchange Commission under licence number 133/11.
BEST EXECUTION POLICY INTRODUCTION Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC
P3: Causes of Globalisation
Learning Aim B P3: Causes of Globalisation The main features of globalisation e.g. trading blocs, international mobility of labour and capital, international currencies, multinational corporations, international
FEESCHEDULE DEGIRO PROFESSIONAL SERVICES All types of accounts (normal, custody, and pension)
FEESCHEDULE DEGIRO PROFESSIONAL SERVICES All types of accounts (normal, custody, and pension) MINIMUM ACTIVITY FEE Minimum activity fee over account value end of month till 250,000 Normal/Custody account
FEES SCHEDULE (COPPER / GOLD)
FEES SCHEDULE (COPPER / GOLD) Applicable from April 208 excluding discretionary management agreement and investment advisory agreement CBP Quilvest LU EN Fees Schedule Excluding Management April 208 /5
Schedule 3 - Classification Guide Jersey Listed Funds
Schedule 3 - Classification Guide Jersey Listed Funds Issued April 2008 Appendix 1 Updated January 2009 OBJECTIVE The purpose of this guide is to define a Listed Fund and to set out the characteristics
HSE HR Circular 009/ th March, Subsistence Allowances Abroad
Office of the National Director of Human Resources Health Service Executive Dr. Steevens Hospital Dublin 8 Tel: (01) 635 2319 Fax: (01) 635 2486 E-mail: nationalhr@hse.ie HSE HR Circular 009/2009 25 th
S&P Toronto Stock Exchange Composite Index, S&P TSX60 Index
Collateral Securities Selection Criteria in respect of db x-trackers ETFs adopting investment policy (ii) (a) as of 31 October 2017 Deutsche Bank AG in its capacity as swap counterparty, has an account
Price List for Business Customers Danske Bank A/S Estonia branch Valid From: January 1st 2019
Price List for Business Customers Danske Bank A/S Estonia branch Valid From: January 1st 2019 Accounts Packages Cash Management Electronic channels Payments Guarantees Documentary credits Documentary collection
FEES SCHEDULE (SILVER/PLATINUM)
FEES SCHEDULE (SILVER/PLATINUM) Applicable from April 208 under an Investment Advisory Agreement CBP Quilvest LU EN Investment Advisory Fees Schedule April 208 /5 ADVISORY MANAGEMENT, CUSTODY FEES AND
Changes to Price Source, Data Delivery and Holiday Calendars for the FTSE Fixed Income Indexes (formerly the Citi Fixed Income Indexes)
Changes to Price Source, Data Delivery and Holiday Calendars for the FTSE Fixed Income Indexes (formerly the Citi Fixed Income Indexes) FTSE Russell has undertaken various initiatives to integrate the
DIVERSIFICATION. Diversification
Diversification Helps you capture what global markets offer Reduces risks that have no expected return May prevent you from missing opportunity Smooths out some of the bumps Helps take the guesswork out
CAYMAN ISLANDS MONETARY AUTHORITY PRIVATE SECTOR CONSULTATION
CAYMAN ISLANDS MONETARY AUTHORITY PRIVATE SECTOR CONSULTATION AMENDMENTS TO SECTION 3.104(d) AND APPENDIX H OF THE GUIDANCE NOTES ON THE PREVENTION AND DETECTION OF MONEY LAUNDERING AND TERRORIST FINANCING
BEST EXECUTION POLICY
BEST EXECUTION POLICY Prepared by : Treasury Department Date : 17 April 2018 Effective date : 1 May Next review date : 31 December 2018 Version : 1-2018 1 Contents 1 Purpose of this Policy... 3 2 What
ORDER EXECUTION POLICY SUMMARY
ORDER EXECUTION POLICY SUMMARY CANTOR FITZGERALD IRELAND LTD ORDER EXECUTION POLICY SUMMARY Effective Date April 2015 1. Introduction The Markets in Financial Instruments Directive ("MiFID") came into
EMEA PWM Best Execution Policy Summary
EMEA PWM Best Execution Policy Summary A. Background This document summarises the best execution policy ( Policy ) for the Private Wealth Management division in EMEA ( PWM ) of Goldman Sachs International
GUIDE TO LISTED FUNDS IN JERSEY
GUIDE TO LISTED FUNDS IN JERSEY CONTENTS PREFACE 1 1. Introduction 2 2. Investor Restrictions and Recognised Exchanges 2 3. Legal Forms and Fund Structures 2 4. Investment Strategies and Restrictions 3
EUE3 vs. EUE2 July 2009 Model Structure Comparison
EUE3 vs. EUE2 Model Structure Comparison This document compares the re-estimated Barra European Equity Model (EUE3) to its predecessor, EUE2. We compare model structure, asset coverage, factors and descriptors
ING Wholesale Banking Best Execution and Order Handling Policy
ING Wholesale Banking Best Execution and Order Handling Policy 1. When do we apply best execution to client transactions? This ING Wholesale Banking Best Execution and Order Handling Policy (the Policy)
Financial wealth of private households worldwide
Economic Research Financial wealth of private households worldwide Munich, October 217 Recovery in turbulent times Assets and liabilities of private households worldwide in EUR trillion and annualrate
INDEX GUIDELINE. Solactive Global Benchmark Series [GBS] Version 1.7
![INDEX GUIDELINE. Solactive Global Benchmark Series [GBS] Version 1.7](/thumbs/89/100761153.jpg "INDEX GUIDELINE. Solactive Global Benchmark Series [GBS] Version 1.7")
INDEX GUIDELINE Solactive Global Benchmark Series [GBS] Version 1.7 10 September 2018 TABLE OF CONTENTS Introduction... 4 1 Index Specifications... 6 1.1 Index Versions... 6 1.2 Initial value... 6 1.3
The Insider Dealing (Securities and Regulated Markets) (Amendment) Order, 2008
GUERNSEY STATUTORY INSTRUMENT 2008 NO. 6b The Insider Dealing (Securities and Regulated Markets) (Amendment) Order, 2008 Made Laid before the States Coming into operation I I November, 2008, 2008 1 December,
Spain France. England Netherlands. Wales Ukraine. Republic of Ireland Czech Republic. Romania Albania. Serbia Israel. FYR Macedonia Latvia
Germany Belgium Portugal Spain France Switzerland Italy England Netherlands Iceland Poland Croatia Slovakia Russia Austria Wales Ukraine Sweden Bosnia-Herzegovina Republic of Ireland Czech Republic Turkey
Securities trading, clearing and settlement statistics. Compilation notes
Securities trading, clearing and settlement statistics Compilation notes June 2018 Contents Compilation notes 2 1 Notes for data on Securities Exchanges (SEE) 2 2 Notes for data on Central Clearing Counterparties
EMPLOYMENT RATE Employed/Working age population (15-64 years)
1 EMPLOYMENT RATE 1980-2003 Employed/Working age population (15-64 years 80 % Finland (Com 75 70 65 60 EU-15 Finland (Stat. Fin. 55 50 80 82 84 86 88 90 92 94 96 98 00 02 9.9.2002/SAK /TL Source: European
Securities trading, clearing and settlement statistics. Compilation notes
Securities trading, clearing and settlement statistics Compilation notes June 2017 Contents Compilation notes 2 1 Notes for data on Securities Exchanges (SEE) 2 2 Notes for data on Central Clearing Counterparties
Schedule 3 Jersey Listed Fund Guide
Schedule 3 Jersey Listed Fund Guide Issued: 2 April 2012 Objective Objective The purpose of this guide is to define a Listed Fund and to set out the characteristics that such a fund would usually be expected
Equity Primary Markets and Trading Report
Equity Primary Markets and Trading Report European market data update Q: 6 Association for Financial Markets in Europe www.afme.eu Table of Contents Table of Contents Highlights... 3 European Equity activity
Bank of Canada Triennial Central Bank Survey of Foreign Exchange and Over-the-Counter (OTC) Derivatives Markets
Bank of Canada Triennial Central Bank Survey of Foreign Exchange and Over-the-Counter (OTC) Derivatives Markets Turnover for, and Amounts Outstanding as at June 30, March, 2005 Turnover data for, Table
Equity Primary Markets and Trading Report
Equity Primary Markets and Trading Report European market data update Q: 26 Association for Financial Markets in Europe www.afme.eu Table of Contents Table of Contents Highlights... 3 European Equity activity
MEMBER REGULATION. notice
MEMBER REGULATION INVESTMENT DEALERS ASSOCIATION OF CANADA notice ASSOCIATION CANADIENNE DES COURTIERS EN VALEURS MOBILIÈRES Contact: L. Boyce: (416) 943-6903 lboyce@ida.ca MR0143 May 27, 2002 ATTENTION:
MAINFIRST GROUP BEST EXECUTION POLICY
MAINFIRST GROUP BEST EXECUTION POLICY Effective: July 2014 1. Introduction Pursuant to applicable rules 1 MainFirst Bank AG, MainFirst Schweiz AG and in general the MainFirst Group (hereinafter referred
ECFIN-C3 (2009) PART 1 MAIN DEVELOPMENTS
ECFIN-C3 (2009) PART 1 MAIN DEVELOPMENTS Methodological note Since the issue for the second quarter of 2004, nominal and real effective exchange rates presented in this report are calculated based on a
mergermarket s Q M&A House League Tables of Financial Advisers to European M&A
April 17, 2006 Contact Information: Janice Tsang (deal queries, submissions etc) janice.tsang@mergermarket.com Tel: +44 (0)20 7059 6179 Hannah Bagshawe (PR) hannah.bagshawe@mergermarket.com Tel: +44 (0)20
FUNDS TRANSFER REQUEST FORM (for non-payroll payments) (Please type or print)
UNITED NATIONS NATIONS UNIES FUNDS TRANSFER REQUEST FORM (for non-payroll payments) (Please type or print) Before completing, please read the attached instructions carefully. This form must be completed
JPMorgan International Equity Income Fund Schedule of Portfolio Investments as of January 31, 2018 (Unaudited)
Schedule of Portfolio Investments as of January 31, 2018 (Unaudited) THE UNAUDITED CERTIFIED MUTUAL FUNDS HOLDINGS LIST ( the List ) IS TO BE USED FOR REPORTING PURPOSES ONLY. IT IS NOT TO BE REPRODUCED
MetaStock Xenith Exchanges (Fees di borsa mensili)
MetaStock Xenith Exchanges (Fees di borsa mensili) Abu Dhabi Securities Exchange $0.00 Agricultural Futures Exchange of Thailand $0.00 Amman Stock Exchange $5.00 Athens Derivatives Level 1 $1.43 Athens
Best Execution Policy
Best Execution Policy Contents 1 Interactive Investor Services Limited s commitment to you 3 2 Background 3 3 Our relationship with you 3 4 What is Best Execution? 3 5 How do you determine your Best Execution
autobahn Equity Market Insight 1,200 4,500 Volume (MM) 3,500 2,500 1,500 1, Dec Volume (MM) Price VIX Close 30-Dec 31-Dec
autobahn Equity Market Insight MARKET MICROSTRUCTURE STATISTICS NOVEMBER & DECEMBER 29 Europe US 26 STOXX 6 Index 5,5 1,2 S&P 5 Index 3, 24 22 2 Volume 4,5 3,5 1,5 5 Volume (MM) 1,1 1, Volume 2, 1,5 1,