Global Futures and Options Volume. Global Futures and Options Volume by Category. Global Futures and Options Volume by Region

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1 Global Futures and Options Volume Based on the number of contracts traded and/or cleared at 84 exchanges worldwide Jan-Oct 2011 Jan-Oct 2012 % Change Futures 10,372,245,544 9,237,477, % Options 10,882,208,113 8,674,940, % Total 21,254,453,657 17,912,418, % Global Futures and Options Volume by Category Based on the number of contracts traded and/or cleared at 84 exchanges worldwide Category Jan-Oct 2011 Jan-Oct 2012 % Change Individual Equities 5,984,972,416 5,453,858, % Equity Indices 7,131,189,564 5,246,906, % Interest Rate 3,031,725,148 2,524,619, % Foreign Currency 2,757,474,761 1,994,345, % Agriculture 860,310,710 1,047,568, % Energy 690,832, ,250, % Non-Precious Metals 344,202, ,733, % Precious Metals 276,400, ,006, % Other 177,345, ,130, % Total 21,254,453,657 17,912,418, % Note: Other includes contracts based on commodity indices, credit, fertilizer, housing, inflation, lumber, plastics and weather. 30.4% Individual Equities 29.3% Equity Indices 14.1% Interest Rate 11.1% Foreign Currency 5.8% Agriculture 4.1% Energy 4.0% Metals 1.1% Other Global Futures and Options Volume by Region Based on the number of contracts traded and/or cleared at 84 exchanges worldwide Region Jan-Oct 2011 Jan-Oct 2012 % Change Asia Pacific 8,361,518,113 6,364,400, % North America 7,009,892,772 6,053,691, % Europe 4,256,486,920 3,748,407, % Latin America 1,337,097,924 1,494,991, % Other 289,457, ,928, % Total 21,254,453,657 17,912,418, % Note: Location of exchanges is determined by country of registration. Other consists of exchanges in Dubai, Israel, South Africa, and Turkey. 35.5% Asia Pacific 33.8% North America 20.9% Europe 8.3% Latin America 1.4% Other 12 Futures Industry

2 Top 30 Derivatives Exchanges Ranked by number of contracts traded and/or cleared Rank Exchange Jan-Oct 2012 Volume Annual % Change Oct 2012 Open Interest Annual % Change 1 CME Group 2,465,178, % 80,842, % 2 Eurex * 1,975,677, % 111,955, % 3 Korea Exchange 1,712,260, % 2,853, % 4 National Stock Exchange of India 1,652,906, % 183, % 5 NYSE Euronext * 1,630,889, % 64,313, % 6 BM&FBovespa 1,410,574, % 62,130, % 7 CBOE Holdings * 964,407, % 381, % 8 Nasdaq OMX * 924,210, % 8,181, % 9 Moscow Exchange 896,224, % 5,044, % 10 Multi Commodity Exchange of India 807,710, % 2,158, % 11 Dalian Commodity Exchange 503,883, % 2,962, % 12 IntercontinentalExchange ** 371,553, % 73,128, % 13 Shanghai Futures Exchange 289,311, % 1,465, % 14 Zhengzhou Commodity Exchange 278,873, % 1,166, % 15 ASX Group 218,028, % 17,681, % 16 BSE 193,634,967 84,161.3% 99,755 3,700.2% 17 TMX Group * 181,189, % 4,613, % 18 Osaka Securities Exchange 167,678, % 4,493, % 19 London Metal Exchange 132,928, % 2,013, % 20 JSE South Africa 128,962, % 1,528, % 21 Taiwan Futures Exchange 126,385, % 1,326, % 22 BATS Exchange * 107,609, % N/A N/A 23 Hong Kong Exchanges and Clearing 99,697, % 6,958, % 24 China Financial Futures Exchange 78,389, % 94, % 25 Singapore Exchange 65,348, % 2,336, % 26 London Stock Exchange Group 60,166, % 13,029, % 27 Tokyo Financial Exchange 57,608, % 1,229, % 28 MEFF 56,957, % 15,300, % 29 Tel-Aviv Stock Exchange 55,833, % 687, % 30 Turkish Derivatives Exchange 53,332, % 327, % * Open interest for these exchanges does not include options traded in the U.S. and cleared by OCC. ** Includes OTC products converted to futures on Oct. 15 Futures Industry January

3 Exchange Groups Futures and options volume broken down by subsidiary exchanges Volume Volume % Open Interest Open Interest % Exchange Jan-Oct 2011 Jan-Oct 2012 Change Oct 2011 Oct 2012 Change ASX 99,323, ,112, % 13,509,393 15,362, % ASX 24 88,864,116 85,916, % 2,385,874 2,319, % ASX Group 188,188, ,028, % 15,895,267 17,681, % Bolsa de Valores de São Paulo 688,520, ,920, % 16,810,375 15,679, % Bolsa de Mercadorias & Futuros 562,068, ,653, % 32,505,374 46,451, % BM&FBovespa 1,250,588,328 1,410,574, % 49,315,749 62,130, % Chicago Board Options Exchange 997,385, ,762, % N/A N/A N/A C2 Exchange 44,099,973 41,943, % N/A N/A N/A CBOE Futures Exchange 10,568,658 18,701, % 140, , % CBOE Group 1,052,054, ,407, % 140, , % Chicago Mercantile Exchange 1,551,567,759 1,222,526, % 37,266,047 31,399, % Chicago Board of Trade 894,484, ,774, % 14,171,939 15,253, % New York Mercantile Exchange 463,482, ,877, % 39,060,940 34,189, % CME Group 2,909,534,767 2,465,178, % 90,498,926 80,842, % Eurex 1,760,296,601 1,445,320, % 128,329, ,955, % International Securities Exchange 670,460, ,357, % N/A N/A N/A Eurex 2,430,757,388 1,975,677, % 128,329, ,955, % ICE Futures Europe 228,795, ,936, % 4,327,690 7,225, % ICE Futures U.S. 92,431, ,276, % 3,030,502 3,037, % ICE Futures Canada 3,946,661 4,318, % 161, , % Chicago Climate Futures Exchange 76,936 21, % 54, % IntercontinentalExchange * 325,251, ,553, % 7,573,656 73,128, % * Includes OTC products converted to futures on Oct. 15 MCX-SX 747,590, ,314, % 1,086,575 1,283, % Multi Commodity Exchange of India 271,504, ,396, % 498, , % Multi Commodity Exchange of India 1,019,095, ,710, % 1,584,652 2,158, % Nasdaq OMX PHLX 830,509, ,414, % N/A N/A N/A Nasdaq Options ket (U.S.) 166,783, ,226, % N/A N/A N/A Nasdaq OMX (Nordic markets) 97,466,107 90,127, % 7,730,093 8,135, % Nasdaq OMX BX Options N/A 8,198,224 N/A N/A N/A N/A Nasdaq OMX Commodities 701, , % 116,532 45, % Nasdaq OMX Futures Exchange (U.S.) N/A 516,915 N/A N/A 476 N/A Nasdaq OMX 1,095,460, ,210, % 7,846,625 8,181, % NYSE Liffe Europe 988,820, ,860, % 71,404,056 63,195, % NYSE Amex Options 525,234, ,287, % N/A N/A N/A NYSE Arca Options 416,424, ,504, % N/A N/A N/A NYSE Liffe U.S. 17,068,461 16,236, % 886,664 1,118, % NYSE Euronext 1,947,547,637 1,630,889, % 72,290,720 64,313, % Note: Open interest for U.S. equity options is held at OCC rather than at the exchanges. 14 Futures Industry

4 Top 20 Agricultural Futures & Options Contracts 1 Soy Meal Futures, DCE 10 tonnes 42,194, ,911, % 2 White Sugar Futures, ZCE 10 tonnes 110,241, ,915, % 3 Rubber Futures, SHFE 5 tons 80,396,357 64,823, % 4 Corn Futures, CBOT 5,000 bushels 66,946,233 63,424, % 5 Soy Oil Futures, DCE 10 tonnes 49,049,058 52,979, % 6 Soybean Futures, CBOT 5,000 bushels 38,216,694 45,132, % 7 Corn Futures, DCE 5,000 bushels 22,439,911 34,473, % 8 No. 1 Soybean Futures, DCE 10 tonnes 21,963,065 33,924, % 9 Palm Oil Futures, DCE 10 tonnes 18,995,267 27,258, % 10 Sugar #11 Futures, ICE Futures U.S. 112,000 pounds 22,238,031 24,067, % 11 Strong Gluten Wheat Futures, ZCE 10 tonnes 7,173,404 23,625, % 12 Corn Options on Futures, CBOT 5,000 bushels 25,152,950 23,342, % 13 Wheat Futures, CBOT 5,000 bushels 20,879,596 23,170, % 14 Soybean Oil Futures, CBOT 60,000 pounds 19,992,812 22,774, % 15 Cotton No. 1 Futures, ZCE 5 tonnes 136,812,724 19,293, % 16 Soybean Options on Futures, CBOT 5,000 bushels 11,450,007 16,028, % 17 Soybean Meal Futures, CBOT 100 short tons 14,111,688 15,516, % 18 Live Cattle Futures, CME 40,000 pounds 11,519,147 11,930, % 19 Lean Hogs Futures, CME 40,000 pounds 8,503,893 9,852, % 20 Refined Soy Oil Futures, NCDEX 10 tonnes 4,383,933 7,197, % Top 20 Energy Futures & Options Contracts 1 Brent Crude Futures, ICE Futures Europe 1,000 barrels 111,684, ,875, % 2 Light, Sweet Crude Oil Futures, Nymex 1,000 barrels 151,433, ,952, % 3 Henry Hub Natural Gas Futures, Nymex 10,000 MMBTU 64,868,958 82,161, % 4 Gasoil Futures, ICE Futures Europe 100 tonnes 55,889,301 55,367, % 5 Crude Oil Futures, MCX 100 barrels 44,547,741 47,919, % 6 NY Harbor RBOB Gasoline Futures, Nymex 42,000 gal 26,125,335 31,579, % 7 No. 2 Heating Oil Futures, Nymex 42,000 gal 26,148,237 30,733, % 8 WTI Crude Oil Futures, ICE Futures Europe 1,000 barrels 44,957,456 28,379, % 9 Light, Sweet Crude Oil Opt. on Futures, Nymex 1,000 barrels 31,916,141 27,894, % 10 Natural Gas Futures, MCX 1,250 MMBTU 7,463,502 23,379, % 11 Natural Gas European-Style Options, Nymex 10,000 MMBTU 19,832,148 21,877, % 12 U.S. Oil Fund ETF Options * N/A 24,940,426 18,560, % 13 Henry Hub Natural Gas Swap Futures, Nymex 2,500 MMBTU 16,935,080 16,360, % 14 U.S. Natural Gas Fund ETF Options * N/A 11,478,737 10,968, % 15 Brent Crude Oil Futures, Moscow Exchange 10 barrels 17,352,367 10,045, % 16 Brent Crude Oil Options, ICE Futures Europe 1,000 barrels 1,781,842 7,588, % 17 Natural Gas Penultimate Swap Fut., Nymex 2,500 MMBTU 5,986,335 7,238, % 18 EUA Futures, ICE Futures Europe 1,000 EUAs 4,438,833 5,109, % 19 UK Nat. Gas Fut. (Seasons), ICE Futures Europe 1,000 therms/day 2,259,480 2,764, % 20 Crude Oil 1 Month CSO Options, Nymex 1,000 barrels 2,614,660 2,668, % * Traded on multiple U.S. options exchanges Futures Industry January

5 Top 20 Equity Index Futures & Options Contracts Rank Contract Index Multiplier Jan-Oct 2011 Jan-Oct 2012 % Change 1 Kospi 200 Options, Korea Exchange * 500,000 Korean won 3,140,818,598 1,491,340, % 2 S&P CNX Nifty Options, NSE India 50 Indian rupees 701,858, ,089, % 3 SPDR S&P 500 ETF Options ** N/A 613,817, ,232, % 4 E-mini S&P 500 Futures, CME 50 U.S. dollars 522,925, ,318, % 5 RTS Futures, Moscow Exchange 2 U.S. dollars 304,360, ,792, % 6 Euro Stoxx 50 Futures, Eurex 10 euros 347,628, ,292, % 7 Euro Stoxx 50 Options, Eurex 10 euros 311,123, ,420, % 8 S&P 500 Options (SPX) Options, CBOE 100 U.S. dollars 166,765, ,611, % 9 Sensex Options, BSE 15 Indian rupees 20, ,565, ,849.2% 10 Nikkei 225 Mini Futures, OSE 100 yen 100,897, ,135, % 11 ishares Russell 2000 ETF Options ** N/A 146,612, ,233, % 12 Powershares QQQ ETF Options ** N/A 120,068,541 96,885, % 13 CBOE Volatility (VIX) Options, CBOE 100 U.S. dollars 86,167,494 90,121, % 14 Taiex Options, Taifex 50 New Taiwan dollars 107,467,694 85,626, % 15 CSI 300 Futures, CFFEX 300 Chinese RMB 39,107,160 78,389, % 16 S&P CNX Nifty Futures, NSE India 50 Indian rupees 102,170,701 71,369, % 17 BSE 100 Options, BSE *** 50 Indian rupees N/A 57,051,234 N/A 18 Kospi 200 Futures, Korea Exchange 500,000 Korean won 74,010,485 54,474, % 19 E-mini Nasdaq 100 Futures, CME 20 U.S. dollars 64,532,463 52,179, % 20 ishares MSCI Emerging kets ETF Options ** N/A 61,281,376 52,144, % * Multiplier changed from 100,000 won for series listed from ch onwards. ** Traded on multiple U.S. options exchanges *** Began trading in August 2012 Top 20 Foreign Exchange Futures & Options Contracts 1 U.S. Dollar/Indian Rupee Futures, NSE India 1,000 USD 611,556, ,591, % 2 U.S. Dollar/Indian Rupee Futures, MCX-SX 1,000 USD 708,078, ,781, % 3 U.S. Dollar/Russian Ruble Fut., Moscow Exchange 1,000 USD 164,838, ,988, % 4 U.S. Dollar/Indian Rupee Options, NSE India 1,000 USD 216,777, ,914, % 5 U.S. Dollar Futures, BM&F 50,000 USD 72,739,432 71,494, % 6 Euro FX Futures, CME 125,000 Euro 72,260,033 57,686, % 7 U.S. Dollar Futures, Korea Exchange 10,000 USD 58,068,010 46,043, % 8 U.S. Dollar Futures, Rofex 1,000 USD 44,605,070 43,738, % 9 Australian Dollar Futures, CME 100,000 AUD 25,690,215 28,322, % 10 Euro/U.S. Dollar Futures, Moscow Exchange 1,000 Euro 40,343,167 27,173, % 11 British Pound Futures, CME 62,500 GBP 24,958,834 22,071, % 12 Canadian Dollar Futures, CME 100,000 CAD 19,269,492 19,800, % 13 Japanese Yen Futures, CME 12,500,000 Yen 25,433,212 18,692, % 14 Australian Dollar/Japanese Yen Futures, TFX 10,000 Euro 36,014,787 14,584, % 15 Euro/Japanese Yen Futures, TFX 10,000 AUD 22,857,510 14,453, % 16 U.S. Dollar Futures, Turkdex 1,000 USD 13,118,508 9,600, % 17 Mexican Peso Futures, CME 500,000 MXP 7,702,190 9,471, % 18 Swiss Franc Futures, CME 125,000 CHF 9,187,808 8,707, % 19 Euro/Indian Rupee Futures, MCX-SX 1,000 Euro 27,625,638 8,391, % 20 Mexican Peso/U.S. Dollar Futures, Mexder 10,000 USD 5,838,015 8,220, % 16 Futures Industry

6 Top 20 Interest Rate Futures & Options Contracts 1 Eurodollar Futures, CME 1,000,000 USD 495,925, ,229, % 2 One Day Inter-Bank Deposit Futures, BM&F 100,000 Real 270,747, ,639, % 3 10 Year Treasury Note Futures, CBOT 100,000 USD 276,437, ,204, % 4 Euro-Bund Futures, Eurex 100,000 Euro 206,757, ,467, % 5 3 Month Euribor Futures, Liffe U.K. 1,000,000 Euro 210,883, ,378, % 6 5 Year Treasury Note Futures, CBOT 100,000 USD 147,512, ,824, % 7 3 Month Sterling Futures, Liffe U.K. 500,000 GBP 102,392,375 99,752, % 8 IDI Index Options, BM&F 1 Real 85,950,843 95,634, % 9 Euro-Bobl Futures, Eurex 100,000 Euro 125,135,965 91,962, % 10 Eurodollar Mid-Curve Options on Futures, CME 1,000,000 USD 82,062,407 81,073, % 11 Euro-Schatz Futures, Eurex 100,000 Euro 146,321,519 81,016, % Year Treasury Bond Futures, CBOT 100,000 USD 78,310,987 77,104, % 13 3 Month Euribor Options, Liffe U.K. 1,000,000 Euro 105,448,918 63,681, % Year Treasury Note Opt. on Fut., CBOT 100,000 USD 43,985,883 47,286, % 15 Eurodollar Options on Futures, CME 1,000,000 USD 84,230,664 46,499, % 16 2 Year Treasury Note Futures, CBOT 200,000 USD 63,408,375 45,365, % 17 3 Year Treasury Bond Futures, ASX ,000 AUD 36,280,437 37,453, % 18 Euro-Bund Options on Futures, Eurex 100,000 Euro 30,504,791 35,887, % 19 Long Gilt Futures, Liffe U.K. 100,000 GBP 29,005,976 31,199, % 20 3 Year Treasury Bond Fut., Korea Exchange 100 million KRW 29,791,187 26,037, % Top 20 Metals Futures & Options Contracts 1 Steel Rebar Futures, SHFE 10 tonnes 61,391, ,568, % 2 Copper Futures, SHFE 5 tonnes 30,775,616 50,760, % 3 High Grade Primary Aluminum Futures, LME 25 tonnes 48,030,862 49,156, % 4 SPDR Gold Shares ETF Options * N/A 64,790,552 45,134, % 5 Silver MIC Futures, MCX 1 kilogram 35,151,127 43,931, % 6 Comex Gold Futures, Nymex 100 ounces 42,168,399 36,875, % 7 Gold Petal Futures, MCX ** 1 gram 17,880,307 31,155, % 8 Silver M Futures, MCX 5 kilograms 39,224,210 30,872, % 9 Copper Grade A Futures, LME 25 tonnes 28,540,760 30,258, % 10 ishares Silver Trust ETF Options * N/A 73,333,365 29,928, % 11 Copper Futures, MCX 1 tonne 27,129,518 28,698, % 12 Special High Grade Zinc Futures, LME 25 tonnes 18,127,351 24,390, % 13 Gold M Futures, MCX 100 grams 20,840,700 18,530, % 14 Zinc Futures, SHFE 5 tonnes 46,345,295 18,445, % 15 Copper Mini Futures, MCX *** 250 kilograms N/A 15,705,292 N/A 16 Silver Futures, SHFE **** 15 kilograms N/A 15,190,102 N/A 17 Silver Futures, MCX 30 kilograms 21,239,289 14,546, % 18 Comex Copper Futures, Nymex 25,000 pounds 10,444,132 13,840, % 19 Nickel Futures, MCX 250 kilograms 12,150,644 13,025, % 20 Standard Lead Futures, LME 25 tonnes 9,135,669 11,685, % * Traded on multiple U.S. options exchanges ** Began trading in April 2011 *** Began trading in February 2012 **** Began trading in 2012 Futures Industry January

7 Top 30 Futures Commission Merchants in the U.S. Based on Value of Customer Segregated Funds Held for Trading in U.S. Futures kets Rank Company Name October 2011 October 2012 % Change 1 Goldman Sachs & Co. 20,346,497,796 20,463,532, % 2 J.P. Morgan Securities LLC 19,170,979,010 18,100,941, % 3 Newedge USA LLC 20,833,983,459 17,082,323, % 4 Deutsche Bank Securities Inc. 15,136,579,003 14,757,500, % 5 UBS Securities LLC 9,445,467,218 8,644,856, % 6 Citigroup Global kets Inc. 10,148,689,984 8,354,106, % 7 Merrill Lynch Pierce Fenner & Smith 9,365,678,809 7,715,747, % 8 Morgan Stanley & Co LLC 5,169,696,486 7,403,703, % 9 Barclays Capital Inc. 5,705,209,090 6,229,871, % 10 Credit Suisse Securities (USA) LLC 6,243,488,159 5,909,602, % 11 R.J. O Brien & Associates LLC 2,576,684,829 3,939,099, % 12 ADM Investor Services Inc. 2,486,620,013 3,045,484, % 13 Jefferies Bache LLC 2,999,526,000 2,768,273, % 14 ABN Amro Clearing Chicago LLC 2,107,076,881 2,713,216, % 15 BNP Paribas Prime Brokerage Inc. 1,397,505,939 1,949,579, % 16 Interactive Brokers LLC 641,683,621 1,765,864, % 17 Mizuho Securities USA Inc. 1,190,472,913 1,763,587, % 18 FCStone LLC 1,293,351,455 1,677,471, % 19 Rosenthal Collins Group LLC 1,372,387,305 1,667,184, % 20 RBS Securities Inc. 2,411,857,477 1,516,125, % 21 Merrill Lynch Professional Clearing Corp 791,273, ,716, % 22 Macquarie Futures USA LLC 823,515, ,879, % 23 McVean Trading & Investments LLC 853,285, ,952, % 24 HSBC Securities USA Inc. 857,990, ,062, % 25 Goldman Sachs Execution & Clearing LP 1,143,170, ,550, % 26 Morgan Stanley Smith Barney LLC 586,487, ,457, % 27 RBC Capital kets LLC 460,524, ,208, % 28 Vision Financial kets LLC 331,504, ,619, % 29 J.P. Morgan Clearing Corp. 650,292, ,382, % 30 Timber Hill LLC 680,012, ,416, % Total Customer Funds Held by All FCMs 153,021,487, ,352,192, % * Previously registered as Prudential Bache Commodities LLC Note: Ranking based on the total amount of funds that futures commission merchants are required to segregate on behalf of customers trading on a U.S. futures exchange. FCMs owned by the same holding company have not been consolidated. Source: Commodity Futures Trading Commission 18 Futures Industry

8 FIA/FOA International Derivatives Expo June 2013 The Brewery, Chiswell Street, London EC1 k Your Diary! The Futures Industry Association and the Futures and Options Association are pleased to present the sixth Annual International Derivatives Expo. Last year s event boasted more than 40 exhibits showcasing the latest in products and technology for the derivatives industry, plus 30+ sessions with high-profile speakers, information-packed workshops, and endless networking opportunities. Contact Toni Vitale Chan, tvitale-chan@futuresindustry.org, ph or Bernadette Connolly, connollyb@foa.co.uk, ph +44 [0] for information on becoming a sponsor or exhibitor. More information at Customer Segregated Funds Jan 2006 to Oct Note: Ranking based on the total amount of funds that futures commission merchants are required to segregate on behalf of customers trading on a U.S. futures market. FCMs owned by the same holding company have not been consolidated. 50 Jan 2006 Jan 2007 Jan 2008 Jan 2009 Jan 2010 y Jan 2011 y Jan 2012 Source: Commodity Futures Trading Commission Futures Industry January