List of Execution Venues
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- Herbert Ellis
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1 Bank of America Merrill Lynch ( BofAML ) (including its affiliates) uses the following execution venues when obtaining best execution as defined by MiFID. The list detailed below is not exhaustive and may be subject to change and reissued from time to time, as set out in BofAML s Policy. BofAML may also use other execution venues where it deems appropriate from time to time in accordance with the guidelines set out in the Policy. Asset class Region Regulated Markets of which MLI is a direct member and MTFs accessed by MLI Aquis UK Athex Group Bloomberg UK Borsa Italiana Cboe UK Deutsche Borse Xetra Equiduct Euronext Amsterdam Euronext Brussels Euronext Paris Euronext Lisbon Irish Stock Exchange ITG Posit London Stock Exchange NASDAQ OMX Nordic- Copenhagen NASDAQ OMX Nordic Helsinki NASDAQ OMX Nordic Stockholm Oslo Børs Six Swiss Exchange Tel Aviv Stock Exchange Trade Web UK January Bank of America Corporation 1 Proprietary
2 Turquoise UBS Warsaw Stock Exchange Wiener Börse Asset class Region Regulated Markets of which BofASE is/will be a direct member and MTFs that are/will be accessed by BofASE subject to BofASE membership approval. Aquis BV Athens Exchange Group Bloomberg BV Borsa Italiana Cboe UK Deutsche Borse Equiduct Euronext Amsterdam Euronext Brussels Euronext Lisbon Euronext Paris Irish Stock Exchange ITG Posit London Stock Exchange (non-trading) NASDAQ OMX Nordic- Copenhagen NASDAQ OMX Nordic Helsinki Nasdaq OMX Nordic Oslo January Bank of America Corporation 2 Proprietary
3 NASDAQ OMX Nordic Stockholm Oslo Børs Tradeweb BV Turquoise BV Wiener Börse AG Warsaw Stock Exchange Please note that MLI has recognition status for NASDAQ OMX Dubai Asset class Region Regulated Markets which an MLI affiliate accesses or is a direct member of Name of affiliate Mercado a término de Rosario (ROFEX) Merrill Lynch Argentina Mercado Abierto Electronico (MAE) Merrill Lynch Argentina Bovespa Merrill Lynch S/A CTVM - 13 Toronto Stock Exchange Merrill Lynch Canada Inc TSX Venture Exchange Merrill Lynch Canada Inc Canadian Securities Exchange (Pure Trading venue) Merrill Lynch Canada Inc TriAct Canada (MatchNow) Merrill Lynch Canada Inc Montreal Exchange Merrill Lynch Canada Inc Santiago Stock Exchange Bolsa Mexicana de Valores BATS ZX Exchange BATS Y Exchange NASDAQ OMX BX (previously the Boston Stock Exchange) Chicago Stock Exchange Merrill Lynch Corredores de Bolsa SpA Merrill Lynch Mexico, S.A. de C.V., Casa de Bolsa January Bank of America Corporation 3 Proprietary
4 DirectEdge A DirectEdge X NASDAQ NYSE NYSE ARCAIPELAGO NYSE AMEX NYSE MKT NASDAQ OMX PHLX (previously the Philadelphia Stock Exchange) APAC Australian Securities Exchange (ASX) APAC Chi X Merrill Lynch (Australia) Limited Merrill Lynch (Australia) Limited APAC Hong Kong Stock Exchange (HKSE) Merrill Lynch Far East Limited APAC Bombay Stock Exchange DSP Merrill Lynch Limited APAC National Stock Exchange of India DSP Merrill Lynch Limited APAC Jakarta Stock Exchange PT Merrill Lynch Indonesia APAC Japan Exchange Group (JPX) APAC Tokyo Financial Exchange (TFX) APAC Tokyo Stock Exchange (TSE) APAC Osaka Exchange (OSE) APAC KOSPI of Korea Exchange (KRX) APAC KOSDAQ of Korea Exchange (KRX) APAC Taiwan Stock Exchange (TW/TWO) Moscow Exchange Merrill Lynch Japan Securities Co Ltd. Merrill Lynch Japan Securities Co Ltd. Merrill Lynch Japan Securities Co Ltd. Merrill Lynch Japan Securities Co Ltd. Merrill Lynch International Inc Seoul Branch Merrill Lynch International Inc Seoul Branch Merrill Lynch Securities (Taiwan) Ltd. OOO Merrill Lynch Securties (MLS) Tadawul, Saudi Stock Market Merrill Lynch KSA Johannesburg Stock Exchange Limited (JSE) Merrill Lynch South Africa January Bank of America Corporation 4 Proprietary
5 Bolsa de Madrid MERRILL LYNCH CAPITAL MARKETS ESPAÑA, S.A Borsa Istanbul Merrill Lynch Yatirim Bank Asset class Region SIs accessed by MLI MLI when acting in its capacity as SI Third party SIs including: Jane Street Tower Virtu Asset class Region SIs accessed by BofASE BofASE when acting in its capacity as SI Third party SIs including: Jane Street Tower Virtu Asset class Region ATS & PTS accessed by MLI affiliates BIDS Trading ATS IEX ATS KnightMatch Level ATS Wells Fargo ATS Citadel Apogee UBS Securities Name of affiliate Omega ATS Merrill Lynch Canada Inc January Bank of America Corporation 5 Proprietary
6 Alpha Trading Systems Merrill Lynch Canada Inc Chi-X Canada CX2 Lynx APAC Chi X APAC Japannext Merrill Lynch Canada Inc Merrill Lynch Canada Inc Merrill Lynch Canada Inc Merrill Lynch Japan Securities Co Ltd. Merrill Lynch Japan Securities Co Ltd. Asset class Region Crossing networks/matching systems used by MLI affiliates Global BlockCross (Pulse) Fidelity CrossStream Instinct X (Instinct is used by MLI & affiliates) APAC ASX Centrepoint Citadel Connect KnightLink Asset class Region Exchange MLI, affiliate or third party broker BM&F BOVESPA *LIC Third Party Broker Montreal Exchange (MX) MLC Ice Canada MLPFS Montreal Exchange (MX) MLC Bolsa Mex De Derivados *Lic Third Party Broker Bolsa Mexicana de Valores (BMV) Third Party Broker Bats Options Market MLPFS January Bank of America Corporation 6 Proprietary
7 Boston Options Exchange (BOX) MLPFS C2 Options Exchange MLPFS CBOE Futures (CFE) MLPFS Chicago Board Of Trade MLPFS Chicago Board Options Exchange (CBOE), MLPFS Chicago Mercantile Exch Imm MLPFS Commodity Exchange (Comex) MLPFS Default Us Equity Options MLPFS Electronic Liquidity Exchange MLPFS Eris Exchange *Lic* MLPFS Ice Clear Credit *Lic MLPFS Ice Futures Us (Csce) MLPFS Ice Futures Us (Nyce) MLPFS International Securities Exchange (ISE) MLPFS ISE Gemini Options Exchange MLPFS Miami International Securities Exchange LLC (MIAX) MLPFS EDGX OPTIONS MLPFS & MLPro ISE MERCURY OPTIONS MLPFS & MLPro MIAX PEARL OPTIONS MLPFS & MLPro Minneapolis Grain Exchange Third Party Broker January Bank of America Corporation 7 Proprietary
8 NASDAQ OMX BX Options MLPFS NASDAQ OMX FUTURES (NFX) MLPFS NASDAQ OMX PHLX MLPFS NASDAQ Options Market MLPFS New York Mercantile Exchange MLPFS Nodal Exchange MLPFS NYSE ARCA MLPFS NYSE MKT LLC MLPFS ONEC MLPFS Ice Cleared Fx *Lic BANA SF APAC Australian Securities Exc *Lic MLAF APAC Australian Securities Exchange Limited (ASX) MLEA APAC New Zealand Fut & Opt Exchange MLAF APAC China Financial Futures Exchange (CFFEX) Third Party Broker APAC Hong Kong Exchanges & Clrg Ltd ML Far East Ltd APAC Hong Kong Exchanges and Clearing Limited (HKEx) ML Far East Ltd APAC Bombay Stock Exchange *Lic DSP Merrill Lynch Ltd APAC National Stock Exch Of India (Nse) DSP Merrill Lynch Ltd APAC Bombay Stock Exchange (Bse) DSP Merrill Lynch Ltd APAC National Stock Exch Of India (Nse) DSP Merrill Lynch Ltd January Bank of America Corporation 8 Proprietary
9 APAC Osaka Exchange ML (Japan) Securities Co Ltd APAC Osaka Securities Exchange (OSE) ML (Japan) Securities Co Ltd APAC Tocom Tokyo Commodity Exchange Third Party Broker APAC Tokyo Financial Exchange (TFX) ML (Japan) Securities Co Ltd APAC Japan Exchange Group (JPX) ML (Japan) Securities Co Ltd APAC Korea Stock Exchange MLID SEOUL APAC Korean Futures Exchange MLID SEOUL APAC Korean Futures Exchange Third Party Broker APAC Korean Futures Exchange Third Party Broker APAC Bursa Malaysia Third Party Broker APAC Singapore Exch Trdng Ltd (Sgx Dt) MLS APAC Taiwan Futures Exchange Third Party Broker APAC Taiwan Futures Exchange Third Party Broker APAC Taiwan Futures Exchange Third Party Broker APAC Taiwan Futures Exchange MLST APAC Taiwan Futures Exchange Third Party Broker APAC Taiwan Stock Exchange MLST APAC Thailand Futures Exchange (TFEX) Third Party Broker Euronext Brussels MLI NASDAQ OMX Nordic - Copenhagen MLI January Bank of America Corporation 9 Proprietary
10 Euronext Paris (Matif) MLI Euronext Paris (Monep) MLI Euronext Paris (Monep) MLI Eurex MLI Eurex MLI Eurex - Dutch Securities MLI Eurex - French Securities MLI Eurex - Italian Securities MLI Eurex - Spain MLI Eurex Flex MLI European Energy Exchange (EEX) (licensed) MLI Athens Exchange Third Party Broker Athens Stock Exchange Third Party Broker Athens Stock Exchange Third Party Broker Tel Aviv Stock Exchange *Lic MLI Tel-Aviv Stock Exchange (TASE) MLI IDEM MLI Italian Market (IDEM) MLI NASDAQ OMX Commodities *LIC* MLI Warsaw Stock Exchange Third Party Broker January Bank of America Corporation 10 Proprietary
11 Warsaw Stock Exchange *Lic Third Party Broker Euronext Lisbon MLI Moscow Exchange OOO Merrill Lynch Securities Johannesburg Stock Exch *Lic ML South Africa Pty Ltd Meff - Renta Variable Sa MLI MEFF Renta Variable (MEFF-RV) MLI IMAREX *LIC (NOS) MLI NASDAQ OMX Equity Options (licensed) MLI NASDAQ OMX Nordic *LIC MLI Euronext Amsterdam MLI Euronext Amsterdam MLI ICE ENDEX *LIC MLI Borsa Istanbul *Lic* MLYD Ice Futures Europe MLI Ice Futures Europe MLPFS London Metal Exchange MLI LSE Market (Turquoise/ EDX) MLI LSE Market (Turquoise/ EDX) MLI ICE Futures US (Energy Division) MLI ICE FINANCIALS MLI January Bank of America Corporation 11 Proprietary
12 ICE - SOFT COMMODITIES MLI ICE EQUITY OPTIONS EXCHANGE MLI LSE Curve Global MLI Asset class Region Execution venue FICC products, including OTC derivatives, structured and securitised products, structured notes (excluding exchange traded derivatives) BofAML legal entities that are MiFID Investment Firms, including when acting in its capacity as a systematic internaliser If BofAML has an outage in a material market, there is a process in place to notify clients immediately that we are unable to access that particular venue. Please note a list of Equity exchanges accessed via third party brokers is available upon request. January Bank of America Corporation 12 Proprietary
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