Vontobel Trading Venues
|
|
|
- Adam Stuart Anthony
- 5 years ago
- Views:
Transcription
1 1/6 Vontobel Trading Venues The enclosed list shows the most important trading venues that are taken into consideration in order to achieve the best possible execution for the client. The list is not complete. The "Bank" can use other, not listed, trading venues in those instances where either an advantage for the "Client" is clearly indicated, or no disadvantage is perceived. The "Bank" can also delete a trading venue from the list at any time. Where an advantage for the "Client" can be expected, or no disadvantage is anticipated, the "Bank" can act as principal in a transaction. In order to achieve the best possible execution, where an internal transaction takes place, all available on-, and off-exchange quotes are consolidated. On those trading venues where the "Bank" is a member, orders are usually executed by the "Bank", acting as agent. Depending on the prevailing market situation and/or the "Client's" instructions, orders can be placed through the broker network. In non-member markets, the "Bank" does not have the possibility to transact orders itself and in those instances the broker network will always be used.
2 2/6 Financial Instrument Trading Venue Access Europe Aquis Exchange EU Aquis Auction on Demand EU BATS Europe EU BATS Europe Dark EU BATS Periodic Auction EU Blockmatch Dark EU Blockmatch MTF RFQ EU Borsa Italiana EU Börse Berlin EU Börse Düsseldorf EU Börse Hamburg EU Börse Hannover EU Börse München EU Börse Stuttgart EU BX Berne Exchange EU CBOE Europe - LIS Service EU Chi-X Europe EU Chi-X Europe Dark EU Euronext Amsterdam Stock Exchange EU Euronext Brussels Stock Exchange EU Euronext Lisbon Stock Exchange EU Euronext Paris Stock Exchange EU Euronext Block EU ITG Posit EU ITG Posit Dark EU ITG Posit Auction EU Irish Stock Exchange EU Istanbul Stock Exchange EU London Stock Exchange EU Luxembourg EU Madrid Stock Exchange EU Nasdaq OMX Nordics Copenhagen EU Nasdaq OMX Nordics Copenhagen Dark EU Nasdaq OMX Nordics Copenhagen AoD EU Nasdaq OMX Nordics Helsinki EU Nasdaq OMX Nordics Helsinki Dark EU Nasdaq OMX Nordics Helsinki AoD EU Nasdaq OMX Nordics Stockholm EU Nasdaq OMX Nordics Stockholm Dark EU Nasdaq OMX Nordics Stockholm AoD EU
3 3/6 Financial Instrument Trading Venue Access Oslo Stock Exchange EU SIX Swiss Exchange (XSWX) EU SIX Swiss Exchange Virt-X (XVTX) EU SIX Swiss Exchange (Liquidnet/SLS) EU SIX Swiss Exchange at Midpoint EU Turquoise EU Turquoise Dark EU Turquoise Lit Auctions EU Turquoise Plato Block Discovery EU UBS MTF EU Vontobel Investment Banking EU Wiener Börse EU Xetra EU Xetra Frankfurt EU Central & Eastern Europe Abu Dhabi Exchange Eastern EU Amman Stock Exchange Eastern EU Bratislava Stock Exchange Eastern EU Bucharest Stock Exchange Eastern EU Budapest Stock Exchange Eastern EU Bulgarian Stock Exchange Eastern EU Moscow Exchange Eastern EU OMX Riga Exchange Eastern EU OMX Tallinn Exchange Eastern EU OMX Vilnius Exchange Eastern EU Prague Stock Exchange Eastern EU Russian Trading System Stock Exchange Eastern EU Tel Aviv Stock Exchange Eastern EU Ukranian Stock Exchange Eastern EU Warsaw Stock Exchange Eastern EU Zagreb Stock Exchange Eastern EU
4 4/6 Financial Instrument Trading Venue Access North & Latin America Bolsa de Valores de Lima US Mexican Stock Exchange US NASDAQ US New York Stock Exchange US Sao Paolo Stock Exchange US Toronto Stock Exchange US TSX Venture Exchange US Asia & Africa Australian Securities Exchange Asien Bursa Malaysia Asien Hong Kong Stock Exchange Asien Jakarta Stock Exchange Asien Johannesburg Stock Exchange Asien Korea Stock Exchange Asien New Zealand Stock Exchange Asien Osaka Securities Exchange Asien Philippine Stock Exchange Asien Stock Exchange of Singapore Asien Stock Exchange of Thailand Asien Tokyo Stock Exchange Asien
5 5/6 Financial Instrument Trading Venue Access Bonds Interdealer Broker Market NASDAQ SIX Swiss Exchange Vontobel Investment Banking Xetra Frankfurt Warrants SIX Structured Products Vontobel Investment Banking Zertifikate Börse Frankfurt equates to equity markets if listed other market makers / issuers Futures & Options American Stock Exchange Australian Securities Exchange Boston Option Exchange Brazilian Mercantile & Futures Exchange CBOE Futures Exchange Chicago Board of Trade Chicago Board Options Exchange Chicago Mercantile Exchange EDX London ENDEX EUREX Euronext Amsterdam Euronext.liffe European Climate Exchange European Energy Exchange Hong Kong Exchanges & Clearing Ltd ICE Futures Intercontinental Exchange International Securities Exchange Italian Derivatives Market Kansas City Board of Trade Korea Exchange London Metal Exchange MEFF Minneapolis Grain Exchange Moscow Interbank Currency Exchange Nasdaq Liffe Markets New York Board of Trade
6 6/6 Financial Instrument Trading Venue Access New York Mercantile Exchange Nordpool NYBOT Coffee, Sugar and Cocoa Exchange NYSE ARCA OMX Nordic Exchange OneChicago Osaka Securities Philadelphia Board of Trade Singapore Exchange Derivatives Trading Sydney Futures Exchange Thailand Futures Exchange Tokyo Financial Exchange Winnipeg Commodities Exchange OTC Products Vontobel Investment Banking other market makers / issuers
Vontobel Trading Venues
1/5 Vontobel Trading Venues The enclosed list shows the most important trading venues that are taken into consideration in order to achieve the best possible execution for the client. The list is not complete.
EXECUTION VENUE LIST 2018 BANK JULIUS BAER & CO. LTD.
15 TH MAY 2018 1/5 EXECUTION VENUE LIST 2018 BANK JULIUS BAER & CO. LTD. Cash Equities, Exchange Traded Funds & Securitized Derivatives Europe Austria Wiener Boerse AG Broker Network Cyprus Cyprus Stock
Best execution policy
Best execution policy I. Purpose 1. This document: a) sets forth the measures that BCV takes to obtain the best possible result when executing orders and/or receiving and transmitting orders on behalf
Information on the Order Execution and Order Allocation Policy for UBS AG London Branch, Wealth Management
UBS AG London Branch 5 Broadgate London, EC2M 2AN Tel. +44-20-7568-0000 www.ubs.com/uk Information on the Order Execution and Order Allocation Policy for UBS AG London Branch, Wealth Management UBS AG
J.P. Morgan Treasury and Securities Services Execution Policy
J.P. Morgan Treasury and Securities Services Execution Policy May 2012 This document sets out information on JPMorgan Chase Bank, N.A., London Branch s, J.P. Morgan Securities Ltd. s and J.P. Morgan Europe
List of Execution Venues
BeGo 2017-11 IG-04 EN List of Execution Venues Appendix This document of Joh. Berenberg, Gossler & Co. KG ( Berenberg ) is an Appendix to the Berenberg Policy for the Execution of Orders in Financial Instruments
KEPLER CHEUVREUX BEST EXECUTION POLICY
KEPLER CHEUVREUX BEST EXECUTION POLICY Art. 1 - Introduction When receiving and executing or transmitting orders on behalf of "Clients", each relevant Kepler Group entity (Head office, branches and subsidiaries)
Execution Policy for Professional Clients
Execution Policy for Professional Clients Table of contents 1 EXECUTION POLICY FOR ORDERS OF PROFESSIONAL CLIENTS... 02 1.1 Scope...02 1.2 Execution Standards...02 1.3 Execution Standards per Class of
MetaStock Xenith Exchanges (Fees di borsa mensili)
MetaStock Xenith Exchanges (Fees di borsa mensili) Abu Dhabi Securities Exchange $0.00 Agricultural Futures Exchange of Thailand $0.00 Amman Stock Exchange $5.00 Athens Derivatives Level 1 $1.43 Athens
KEPLER CHEUVREUX BEST EXECUTION POLICY
KEPLER CHEUVREUX BEST EXECUTION POLICY Art. 1 - Introduction When receiving and executing or transmitting orders on behalf of "Clients", each relevant Kepler Group entity (Head office, branches and subsidiaries)
ABN AMRO (Channel Islands) Limited Order Execution Policy
ABN AMRO (Channel Islands) Limited Order Execution Policy 1. Introduction 1.1. What is the aim of this policy? In this policy document, the bank has set out the procedures and rules used to execute your
CITI MARKETS AND BANKING EXECUTION POLICY
CITI MARKETS AND BANKING EXECUTION POLICY ISSUE DATE: AUGUST 2015 REVISED: DECEMBER 2017 2017 Citigroup Inc. TABLE OF CONTENTS 1 POLICY 3 ANNEX A 10 SCHEDULE 1 24 2017 Citigroup Inc. POLICY 1 PURPOSE OF
MANDATORY PROVIDENT FUND SCHEMES AUTHORITY
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Approved Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation ( the Regulation )
MANDATORY PROVIDENT FUND SCHEMES AUTHORITY
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Approved Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation (the Regulation) defines
MARKETS & BANKING EXECUTION POLICY
CITIGROUP GLOBAL MARKETS EUROPE AG MARKETS & BANKING EXECUTION POLICY AUGUST 2018 CITIGROUP INC. 2018 TABLE OF CONTENTS 1 OVERVIEW 3 1.1 Purpose 3 1.2 Scope 3 1.3 Ownership / Contact Details 4 2 ACHIEVING
ING Wholesale Banking Best Execution and Order Handling Policy
ING Wholesale Banking Best Execution and Order Handling Policy 1. When do we apply best execution to client transactions? This ING Wholesale Banking Best Execution and Order Handling Policy (the Policy)
The Insider Dealing (Securities and Regulated Markets) (Amendment) Order, 2008
GUERNSEY STATUTORY INSTRUMENT 2008 NO. 6b The Insider Dealing (Securities and Regulated Markets) (Amendment) Order, 2008 Made Laid before the States Coming into operation I I November, 2008, 2008 1 December,
MANDATORY PROVIDENT FUND SCHEMES AUTHORITY. Guidelines on Recognized Exchanges
Guidelines III.4 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY III.4 Guidelines on Recognized Exchanges INTRODUCTION Section 2 of the Mandatory Provident Fund Schemes (General) Regulation ( the Regulation
SuperFeed Market Coverage
SuperFeed Market Coverage 04 January 2016 2016 SR Labs LLC. All rights reserved. No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the
Borsa Italiana/Milan Stock Exchange Level 2 Professional EUR 55. (Stocks & Futures) (Stocks & Futures) (Stocks & Futures)
Service Level Status Currency New price in charged subscription currency Athens Exchange Level 1 Private EUR 7 Athens Exchange Level 2 Private EUR 10 Athens Exchange Level 1 Professional EUR 10 Athens
CAYMAN ISLANDS MONETARY AUTHORITY PRIVATE SECTOR CONSULTATION
CAYMAN ISLANDS MONETARY AUTHORITY PRIVATE SECTOR CONSULTATION AMENDMENTS TO SECTION 3.104(d) AND APPENDIX H OF THE GUIDANCE NOTES ON THE PREVENTION AND DETECTION OF MONEY LAUNDERING AND TERRORIST FINANCING
Order Execution Policy
Order Execution Policy State Street Global Markets International Limited State Street Global Markets International Limited ( SSGMIL ) provides trading services in equities, fixed income, futures and foreign
Information on Erste Group Banks Execution Policy for Professional Clients
Information on Erste Group Banks Execution Policy for Professional Clients Information on Erste Group Banks Execution Policy for Professional Clients Information on Erste Group Banks Execution Policy for
Fundsmith LLP Order Execution Policy
Fundsmith LLP Order Execution Policy 1. INTRODUCTION 1.1 Fundsmith LLP is authorised in the UK by the Financial Conduct Authority ("FCA") as a UCITS manager and a full scope UK alternative investment manager.
CITIGROUP GLOBAL MARKETS DEUTSCHLAND AG MARKETS & BANKING EXECUTION POLICY
CITIGROUP GLOBAL MARKETS DEUTSCHLAND AG MARKETS & BANKING EXECUTION POLICY DECEMBER 2016 TABLE OF CONTENTS 1 OVERVIEW 3 1.1 Purpose 3 1.2 Scope 3 1.3 Target Audience 4 1.4 Ownership / Contact Details 4
BEST EXECUTION POLICY
BEST EXECUTION POLICY Effective from 3 January 2018 TABLE OF CONTENT 1. Introductory provisions 2. Execution Venues and Quality of Executions 3. Execution venues where the Company executes customer's instructions
Order Execution Policy
Order Execution Policy Contents 1 Introduction 1 2 Scope of Application 2 3 Execution factors 3 4 Criteria for determining the importance of execution factors 4 5 Execution venues list of accepted intermediaries
List of Execution Venues
Bank of America Merrill Lynch ( BofAML ) (including its affiliates) uses the following execution venues when obtaining best execution as defined by MiFID. The list detailed below is not exhaustive and
autobahn Equity Market Insight 1,200 4,500 Volume (MM) 3,500 2,500 1,500 1, Dec Volume (MM) Price VIX Close 30-Dec 31-Dec
autobahn Equity Market Insight MARKET MICROSTRUCTURE STATISTICS NOVEMBER & DECEMBER 29 Europe US 26 STOXX 6 Index 5,5 1,2 S&P 5 Index 3, 24 22 2 Volume 4,5 3,5 1,5 5 Volume (MM) 1,1 1, Volume 2, 1,5 1,
Beneficial Ownership Register in the Cayman Islands
TRICOR CAYMAN August 2017 Global Provider of Integrated Business, Corporate & Investor Services Tricor Services (Cayman Islands) Limited Beneficial Ownership Register in the Cayman Islands Tricor clients
PlusFeed Data Coverage
PlusFeed Data Coverage European Exchanges Austria Vienna Stock Exchange level 1 & 2 Belgium Euronext Brussels - level 1 & 2 Bulgaria Bulgarian Stock Exchange - Sofia Croatia Zagreb Stock Exchange Cyprus
TRADITION EXECUTION POLICY
TRADITION EXECUTION POLICY This Execution Policy is applicable to broker services provided to you by the Tradition Group of Companies (collectively known as Tradition or we ). Where the client instructs
Powered by FY 2009/10
Powered by E x c h a n g e H o s t i n g G l o b a l M a r k e t D ata P r i c e L i s t FY 2009/10 European Trading Venues (1 of 3) BATS Europe MTF-Equities Raw Direct Level 1 RD1XBAT 20,000 Eurex CEF
Appendix to the Special Conditions for Securities Transactions. Execution Policy
Appendix to the Special Conditions for Securities Transactions. Execution Policy Order Execution Policy for Transactions in Financial Instruments of DZ BANK AG Deutsche Zentral-Genossenschaftsbank, Frankfurt
Manulife Asset Management (Europe) Limited
Manulife Asset Management (Europe) Limited Order Execution Policy Statement January 2018 CONTENTS INTRODUCTION... 3 SCOPE... 3 BEST EXECUTION CRITERIA... 3 BEST EXECUTION - SPECIFIC TYPES OF INSTRUMENTS...
MORGAN STANLEY & CO. INTERNATIONAL PLC / MORGAN STANLEY BANK INTERNATIONAL LIMITED ORDER EXECUTION POLICY PROFESSIONAL & RETAIL CLIENTS
MORGAN STANLEY & CO. INTERNATIONAL PLC / MORGAN STANLEY BANK INTERNATIONAL LIMITED ORDER EXECUTION POLICY PROFESSIONAL & RETAIL CLIENTS In accordance with applicable legal and regulatory requirements,
Index Methodology Guide for the FactSet Pet Care Index TM
Index Methodology Guide for the FactSet Pet Care Index TM Version 1.0 October 29, 2018 1 Copyright 2018 All rights reserved. Table of Contents Index Methodology Guide for the FactSet Pet Care Index TM...
ORDER EXECUTION POLICY FOR RETAIL CLIENTS LARGE SIZE ORDERS DEFINITION TABLE... 4 APPENDIX I...
Contents ORDER EXECUTION POLICY FOR RETAIL CLIENTS... 2 1. Field of application of the Order Execution Policy... 2 2. Obligation for Best Execution... 2 3. Execution Venues... 2 4. Types of transactions
Order Execution Policy January 2018
Order Execution Policy January 2018 This policy is applicable to the below LCM entities: LCM Group Louis Capital Markets UK LLP, London LCM products ALL Cash Equities Options on cash/index Option/Future
POSIT MTF User Guidance
POSIT MTF User Guidance Effective: 3 rd January, 2018 Contents 1) Introduction... 3 2) POSIT MTF universe... 3 3) POSIT MTF trading calendar, hours and trading sessions... 3 4) Market segments... 4 5)
LIST OF ORDER EXECUTION VENUES FOR FINANCIAL INSTRUMENTS. 1. CAPITAL SECURITIES (incl. shares, ADR, GDR, ETF)
Annex No 1 to AS NORVIK BANKA ORDER EXECUTION POLICY FOR FINANCIAL INSTRUMENTS LIST OF ORDER EXECUTION VENUES FOR FINANCIAL INSTRUMENTS 1. CAPITAL SECURITIES (incl. shares, ADR, GDR, ETF) ORDER EXECUTION
ORDER EXECUTION POLICY
ORDER EXECUTION POLICY EFFECTIVE DATE: 3 JANUARY 2018 Head office : 130 Wood Street - London EC2V 6DL - United Kingdom Louis Capital Markets UK LLP: Authorised and regulated in the United Kingdom by the
Best Execution Policy Information for Eligible Counterparties, Professional clients and Retail clients
Best Execution Policy Information for Eligible Counterparties, Professional clients and Retail clients Contents 1 Best Execution Obligations 1.1. Introduction 3 1.2. Achieving Best Execution in relation
Guideline relating the. Solactive Global Pure Gold Miners Net Total Return Index (Solactive Global Pure Gold Miners)
Guideline relating the Solactive Global Pure Gold Miners Net Total Return Index (Solactive Global Pure Gold Miners) Version 1.2 dated July 02, 2012 1 Contents Introduction 1 Index specifications 1.1 Short
2012 Market Segmentation Survey. Grégoire Naacke 5 November 2013
Market Segmentation Survey Grégoire Naacke 5 November 213 Introduction This survey is being conducted since 27. The domestic market capitalization was broken down in four segments according to thresholds.
THE WORLD FEDERATION OF EXCHANGES PUBLISHES 2017 FULL YEAR MARKET HIGHLIGHTS
THE WORLD FEDERATION OF EXCHANGES PUBLISHES 217 FULL YEAR MARKET HIGHLIGHTS London, Thursday 15 February 218 The World Federation of Exchanges ( The WFE ), the global industry group for exchanges and CCPs,
Results and Impact Report. Sustainable Stock Exchanges initiative
Results and Impact Report Sustainable Stock s initiative 2017 Consensus Building Broad engagement with exchanges on sustainability Seven new partner exchanges, reaching nearly 10,000 new listed companies
Closing Prices used for Index Calculation v2.1
Closing Prices used for Index Calculation v2.1 This document applies to any Index Series where specifically referenced in the Ground Rules. ftserussell.com November 2017 Closing Prices used for Index Calculation
Know-Your-Customer (KYC) Information for RAN ELF Raiffeisen Anlagenvermietung GmbH (RAN)
RAN ELF Raiffeisen Anlagenvermietung GmbH A-1190 Wien, Mooslackengasse 12 Tel. +43 1 71601-0, Fax +43 1 71601-8029 leasing@rl.co.at, www.raiffeisen-leasing.at JBPark GmbH Vienna, 18.04.2016 Handelskai
5. The percentage of assets invested in non-liquid assets shall be maintained at a prudent level.
Notice n o 010 /2005-AMCM SUBJECT: COMPOSITION AND VALUATION OF ASSETS CONSTITUTING THE PATRIMONY OF PENSION FUNDS In accordance with Article 35 paragraph 1 of Decree-Law n o 6/99/M of 8 th February, the
autobahn Equity Market Insight Volume (MM) 6,500 1,000 Volume (MM) 5,000 2,000 3,500 2,000 Volume 29-June Volume Price VIX Close 25-June 29-June
autobahn Equity Market Insight MARKET MICROSTRUCTURE STATISTICS MAY & JUNE 2009 Europe US 260 235 STOXX 600 Index Volume Price 6,500 5,000 950 Volume Price S&P 500 Index 2,500 2,000 1,500 Price 210 185
Execution venues and preferred counterparties of the LLB Group
Execution venues and preferred counterparties of the LLB Group Equities, exchange-traded funds (ETFs) Switzerland SIX Structured Products XQMH LLB AG as market participant Switzerland SIX Swiss Exchange
Client Order Execution Policy
Client Order Execution Policy Effective from January 2019 TABLE OF CONTENT 1. Introductory provisions 2. Execution Venues and Quality of Executions 3. Execution venues where the Company executes client's
JULY 2018 J.P. MORGAN EMEA CASH EQUITIES: EXECUTION POLICY APPENDIX 2 E M E A C A S H E Q U I T I E S : E X E C U T I O N P O L I C Y
JULY 2018 J.P. MORGAN EMEA CASH EQUITIES: EXECUTION POLICY APPENDIX 2 Table of contents 1. About this version... 1 2. Introduction... 2 3. Execution factors... 4 4. Order handling... 5 5. Factors affecting
Thai securities market s presence in the world
- 2554 : 02 229 2128, 2120 2122 Email: Research@set.or.th Thai securities market s presence in Asia Thai securities market s presence in the world Market Capitalization ก GDP ก ก ก Market Capitalization
Index Methodology Guide for the FactSet Global Robotics & Automation Index TM
Index Methodology Guide for the FactSet Global Robotics & Automation Index TM Version 1.0 September 13, 2018 1 Copyright 2018 All rights reserved. Table of Contents Index Methodology Guide for the FactSet
THE WORLD FEDERATION OF EXCHANGES PUBLISHES 2018 FULL YEAR MARKET HIGHLIGHTS
THE WORLD FEDERATION OF EXCHANGES PUBLISHES 18 FULL YEAR MARKET HIGHLIGHTS London, Tuesday 12 February 19 The World Federation of Exchanges ( WFE ), the global industry group for exchanges and CCPs, has
Real-time market data subscriptions
Real-time market data subscriptions Last edit: 4 januari 2016 Real-time market data - Europe Country Non- Euronext - Basic (Stocks (incl. Deep Book), Options and Futures) EUR 1,10 N/A Euronext - Total
FINANCIAL INSTITUTIONS KNOW YOUR CUSTOMER / ANTI-MONEY LAUNDERING & COUNTERING THE FINANCING OF TERRORISM QUESTIONNAIRE
FINANCIAL INSTITUTIONS KNOW YOUR CUSTOMER / ANTI-MONEY LAUNDERING & COUNTERING THE FINANCING OF TERRORISM QUESTIONNAIRE Section I General Administrative Information Legal Name of Institution Legal Form
ASEAN COMMON EXCHANGE GATEWAY
ASEAN COMMON EXCHANGE GATEWAY For 3 rd OIC Member States Stock Exchanges Forum - October 2009 Bursa Malaysia Berhad ( the Company ) reserve all proprietary rights to the contents of this Presentation.
WFE Members (as of September 2006)
WFE Members (as of September 2006) American Stock Exchange Athens Exchange Australian Stock Exchange Bermuda Stock Exchange BME Spanish Exchanges Bolsa de Comercio de Buenos Aires Bolsa de Comercio de
Order Execution Policy
This document sets out the Order Execution Policy of Santander Investment Bolsa, SV, SAU (SIB), as required by the Markets in Financial Instruments Directive of the European Union (otherwise known as "MiFID")
TRADITION EXECUTION POLICY. January 2018
TRADITION EXECUTION POLICY January 2018 1 1. INTRODUCTION 1.1. This policy sets out the approach of Tradition London Group ( TLG ) in relation to taking all sufficient steps when executing an, receiving
Summary of BBVA s order execution policy
Summary of BBVA s order execution policy Banco Bilbao Vizcaya Argentaria, S.A. is a duly authorised bank registered on the Bank of Spain s Register of Special Banks and Bankers Register number 3 under
Equity Primary Markets and Trading Report
Equity Primary Markets and Trading Report European market data update Q: 26 Association for Financial Markets in Europe www.afme.eu Table of Contents Table of Contents Highlights... 3 European Equity activity
Execution and Transmission Strategy Summary
Execution and Transmission Strategy Summary 1 1 Introduction 1.1. Purpose of document This document provides a summary of the Execution and Transmission Strategy defined by Mediobanca (the Bank ), and
Order Execution Policy - Corporate and Investment Bank Division
Bank Level 3 Order Execution Policy - Corporate and Investment Bank Division Listed Annex & relevant affiliates within Corporate and Investment Bank Division ( The Bank ) Bank 1. Introduction This Annex
ORDER EXECUTION POLICY
ORDER EXECUTION POLICY Last Reviewed on 23 February 2016 Last Updated on 23 February 2016 Terms that appear in Capital Case typeset are defined at the end of this document. 1. INTRODUCTION / LEGAL BACKGROUND
GUIDE TO UNREGULATED FUNDS IN JERSEY
GUIDE TO UNREGULATED FUNDS IN JERSEY CONTENTS PREFACE 1 1. Unregulated Eligible Investor Fund 2 2. Unregulated Exchange Traded Fund 2 3. General 2 Schedule 1 4 Who is an Eligible Investor? 4 Schedule 2
Turkey Country Presentation
12 th ASF Tokyo Roundtable Turkey Country Presentation November 2016 Mustafa Ozer STRUCTURE OF THE TURKISH CAPITAL MARKETS REGULATORY STRUCTURE OF TURKİSH FINANCIAL MARKETS Banking Capital Markets Insurance
MAINFIRST GROUP BEST EXECUTION POLICY
MAINFIRST GROUP BEST EXECUTION POLICY Effective: July 2014 1. Introduction Pursuant to applicable rules 1 MainFirst Bank AG, MainFirst Schweiz AG and in general the MainFirst Group (hereinafter referred
Best Execution Policy
Best Execution Policy Contents 1 Interactive Investor Services Limited s commitment to you 3 2 Background 3 3 Our relationship with you 3 4 What is Best Execution? 3 5 How do you determine your Best Execution
Permitted Investments
Permitted Investments Sanlam Life & Pensions UK Limited (the Company ) offers a range of linked long-term insurance contracts. The linked assets held in respect of those contracts must be permitted links
2013 Market Segmentation Survey
Market Segmentation Survey Introduction This survey is being conducted since 2007. The domestic market capitalization was broken down in four segments according to thresholds. The same threshold levels
2002 IOMA Annual Survey
2002 IOMA Annual Survey May 2003 2002 IOMA Market Report May 2003 Table of Contents (slides) WFE Derivatives Membership 3 WFE 45 Members Trade Derivatives 4 Overview of 2002 5 2002 Total Worldwide Derivative
Equity Primary Markets and Trading Report
Equity Primary Markets and Trading Report European market data update Q: 6 Association for Financial Markets in Europe www.afme.eu Table of Contents Table of Contents Highlights... 3 European Equity activity
MIFID2 ASIAN FINANCIAL INSTITUTIONS BEST EXECUTION SEPTEMBER 2017
MIFID2 ASIAN FINANCIAL INSTITUTIONS BEST EXECUTION SEPTEMBER 2017 IS MIFID2 RELEVANT TO ME? Trading on EU trading venues Using an EU affiliate to book trades Providing services to / trading with EU clients
PRESENTATION OF WSE GROUP RESULTS IN Q OCTOBER 2013
PRESENTATION OF WSE GROUP RESULTS IN Q3 2013 OCTOBER 2013 WSE Group in Q3 2013 Strengthening WSE s international position Acquisition of shares in Aquis Exchange Continued negotiations with CEESEG New
Table no. 1 Ten largest domestic equity market capitalizations
ASPECTS REGARDING THE ACTIVITY OF EXCHANGES FROM EUROPEAN UNION Matei Mirela Petroleum and Gas University, 39, Bd Bucuresti, Ploiesti, Prahova, 0244/575312, mirematei@yahoo.com Commodities and stock exchanges
Sparinvest S.A. Best execution and order execution policy
Sparinvest S.A. Best execution and order execution policy Contents 1. Purpose... 3 2. Best Execution... 3 2.1 Criteria to achieve Best Execution... 3 2.2 Broker selection and venues for execution... 4
BME. Euronext OMX. Euronext. London OMX. Figure 1: Quarterly European IPO activity by value and volume. Total European listings comprise those with:
IPO Watch Europe Q 0 IPO Watch Europe Q 0 Figure : Quarterly European IPO activity by value and volume H 0 Q 0 Q 0 H 0 Total European listings comprise those with: Less than m raised Greater than m raised
2010 COST AND REVENUE SURVEY
COST AND REVENUE SURVEY Romain Devai & Grégoire Naacke World Federation of Exchanges November 2011 WFE Members (as of December ) Amman Stock Exchange Athens Exchange Australian Securities Exchange Bermuda
1. INTRODUCTION 2 6. DISCLAIMER 13. GUIDEBOOK The Finvex Sustainable Efficient World 30 Index (Net Return and Price Return)
GUIDEBOOK The Finvex Sustainable Efficient World 30 Index (Net Return and Price Return) Version 2.1, 27 th of September 2013 Public use of this Index Guidebook or parts thereof is subject to S&P Opco,
Marex Financial Limited: Order Execution Policy
Marex Financial Limited: Order Execution Policy January 2018 www.marexspectron.com TABLE OF CONTENTS 1. INTRODUCTION & SCOPE... 3 2. MFL DESKS... 3 3. WHEN IS BEST EXECUTION OWED... 4 3.1. Determining
GLOBAL MARKET ACCESS, WORLD-CLASS SERVICE PRODUCTS AND SERVICES OVERVIEW
GLOBAL MARKET ACCESS, WORLD-CLASS SERVICE PRODUCTS AND SERVICES OVERVIEW 1 About PGM As an independent brokerage firm, Paragon Global Markets LLC (PGM) provides its clients with superior execution and
GUIDELINE ON INSURANCE (GENERAL BUSINESS) (VALUATION) RULES
GL2 GUIDELINE ON INSURANCE (GENERAL BUSINESS) (VALUATION) RULES Insurance Authority Contents Page 1. Introduction 1 2. Overview of the Insurance (General Business) (Valuation) Rules 1 3. Application.....
September Sadakazu Osaki Executive Fellow Nomura Institute of Capital Markets Research
September 2006 Sadakazu Osaki Executive Fellow Nomura Institute of Capital Markets Research International Reorganization of Stock s - 1 Europe Euronext Proposal for Management Integration NYSE Group United
DECEMBER 2017 J.P. MORGAN EMEA CASH EQUITIES: EXECUTION POLICY APPENDIX 2 E M E A C A S H E Q U I T I E S : E X E C U T I O N P O L I C Y
DECEMBER 2017 J.P. MORGAN EMEA CASH EQUITIES: EXECUTION POLICY APPENDIX 2 Table of contents 1. About this version... 1 2. Introduction... 2 3. Execution factors... 4 4. Order handling... 5 5. Factors affecting
Sparinvest S.A. Best execution and order execution policy
Sparinvest S.A. Best eecution and order eecution policy Best eecution and order eecution Contents 1. Purpose... 3 2. Best Eecution... 3 2.1 Criteria to achieve Best Eecution... 3 2.2 Broker selection and
Trading Hours: 2017 Christmas and New Year Holidays
Trading Hours: 2017 Christmas and New Year Holidays Friday 22 December 2017 Contract Singapore Markers (Tradable) Emissions and Options Three Month Sterling and Options One Month Sonia Eris GBP Interest
Pan-Europe MTF Equity Trade and Quote Data File Format Document Version 1.2
Pan-Europe MTF Equity Trade and Quote Data File Format Document Version 1.2 Pan-Europe MTF Equity Trade and Quote Dataset, v1.2 Page 1 of 5 1.0 Trade Data Sample 01/02/2015,08:00:18.373,62.14,103,0,FRA,,,T
Best Execution of Orders Policy of ING Belgium in detail
Best Execution of Orders Policy of ING Belgium in detail 12/11/2016 Version This document provides the practical details, per Financial Instrument category, of the Best Execution of Orders Policy (hereafter
IOMA Derivative trading: trends since 1998
IOMA Derivative trading: trends since 1998 by Didier Davydoff and Grégoire Naacke IEM Finance May 29 As of May 29, the members of IOMA / IOCA were: Athens Derivatives Exchanges Australian Securities Exchange
List of Tariffs applicable as of 1 June 2017
Patria Finance, a.s., Jungmannova 745/24, 110 00 Prague 1, Czech Republic, ID No. 26455064 Registered with the Commercial Register, Section B, File No. 7215 Maintained by the Municipal Court in Prague
SAXO BANK S BEST EXECUTION POLICY
SAXO BANK S BEST EXECUTION POLICY THE SPECIALIST IN TRADING AND INVESTMENT Page 1 of 6 Page 1 of 6 1 INTRODUCTION 1.1 This policy is issued pursuant to, and in compliance with, EU Directive 2004/39/EC
Spreads tightened on LSE and Aquis but widened on BATS (CXE), Turquoise and BATS (BXE) both at touch and for larger deal sizes.
IFS FTSE -100 BATTLEMAP LSE, BATS (BXE) and Aquis gained market share in October at the expense of BATS (CXE) and Turquoise. Spreads tightened on LSE and Aquis but widened on BATS (CXE), Turquoise and
Offshore fee schedule
Online Country Exchange name Commission bps (cents) Min commission Austria Wiener Borse Stock Exchange 25 15 EUR Belgium Euronext Brussels 25 15 EUR Denmark OMX Nordic Stock Exchange Copenhagen 25 39 DKK
BNY Mellon EMEA Order Handling and Execution Policy List of Execution Venues. For Professional Clients
BNY Mellon EMEA Order Handling and Execution Policy List of Execution Venues For Professional Clients Effective date: 3 rd January 2018 Version number: 1.0 1. Introduction In accordance with regulatory
ING Wholesale Banking Best Execution and Order Handling Policy
ING Wholesale Banking Best Execution and Order Handling Policy 1. When do we apply best execution to client transactions? This ING Wholesale Banking Best Execution and Order Handling Policy (the Policy)
POLICY OF CUSTOMER ORDER IMPLEMENTATION OF UNICREDIT BANKA SLOVENIJA
POLICY OF CUSTOMER ORDER IMPLEMENTATION OF UNICREDIT BANKA SLOVENIJA d.d. General Terms and Conditions of Conducting Transactions with Financial Instruments of UniCredit Banka Slovenija d.d. SUPPLEMENT