Examination Schedule /2019
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1 UNIVERSITY QUALIFICATIONS LEVEL 7 Exam Date and Start Time in Financial Advice in Financial Advice in Pensions (for Stock Exchange) in Stockbroking Professional Certificate in Digital and Data Analytics in General Data Protection Regulation (GDPR) Administration () in Consumer Credit 05 January pm Regulation Regulation 05 January pm 12 January am Stock Exchange Securities and Markets Digital 12 January pm 12 January pm Investment Investment Stock Exchange Regulatory Environment Pensions Pensions Pensions Life Assurance Life Assurance GDPR Administration in 19 January pm Loans Loans 11 May pm Regulation Regulation 11 May pm 18 May am Stock Exchange Securities and Markets 18 May pm Investment Investment Stock Exchange Regulatory Environment 18 May pm Pensions Pensions Pensions Introduction to Data Digital Consumer Credit Life Assurance Life Assurance GDPR Administration in 25 May pm Loans Loans Introduction to Data Consumer Credit 07 September pm Regulation Regulation Investment Investment Pensions Pensions Pensions Life Assurance Life Assurance GDPR Administration in 21 September pm Loans Loans
2 UNIVERSITY QUALIFICATIONS LEVEL 7 in in International Investment Fund / Diploma in Compliance in Complex Financial Instruments in International in, Operations and Digital University Diploma in in ConsumerProtection Risk, Culture and Ethical Behaviour in 08 December - 9:00am Introduction to Investment Funds 05 January am PDC 1 Complex Financial Instruments 05 January pm PDC 3 Micro Economics 12 January am Digital Financial Introduction to Financial Accounting Information 12 January pm PDC 2 19 January - 9:00am 11 May- 9.00am PDC 1 Complex Financial Instruments PDC 4 Introduction to Data Macro Economics 11 May pm PDC 3 Micro Economics 18 May am Custody & Transfer Agency Digital Financial Introduction to Financial Accounting Information 18 May pm PDC 2 Consumer Protection Risk, Culture and Ethical Behaviours 18 May pm Fund Accounting and Valuation 25 May pm Macro Economics PDC 4 Introduction to Data PDC 1 PDC 3 PDC 2 Consumer Protection Risk, Culture and Ethical Behaviours 21 September pm 21 September pm PDC 4
3 UNIVERSITY QUALIFICATIONS LEVEL 8 in in SME Credit in Lending To Professionals, Self-Employed and Micro-SMEs in International Investment Fund in Risk Practices Professonal Diploma in Corporate Credit in PersonalDebt and Personal Insolvency 05 January am Principles of Personal Credit o5 January pm Principles of Corporate Credit Risk o5 January pm Operational Risk Practices 12 January am 12 January pm Portfolio and Front Line Pricing for Risk, Funding and Liquidity Risk 12 January pm Principles & Practice of SME Financing & Distressed 19 January pm Customer Experience Risk SME Credit Risk 11 May am 11 May pm Operational Risk Practices 11 May pm SME Financing & Distressed 18 May pm Personal and Micro SME Credit Application, Negotiation, Documentation & Financing Alternatives 18 May am SME Property Credit 18 May pm Principles & Practice of and Financing Legal and Regulatory Framework for Investment Fund Corporate Credit Risk Personal Debt & Personal Insolvency SME Agri Credit and Financing Principles of Personal Credit 25 May pm Customer Experience SME Credit Risk Risk 07 September pm SME Financing & Distressed Risk Framework Culture & Principles and Practice of Personal and Micro SME Credit Application, Negotiation, Documentation & Financing Alternatives and Operations of International Investment Fund 21 September pm Customer Experience Corporate Risk Products 21 September pm SME Credit Risk Examination Schedule Introduction to Economics & Regulatory Capital Requirements
4 UNIVERSITY QUALIFICATIONS LEVEL 8 in Wealth in in a Digital Age in, Culture and Operational Risk in Investment Fund Risk (Operational Risk, Conduct Risk and Risk Culture) 05 January am in a Digital Age in a Digital Age 05 January pm BFS Stage 2 BFS Stage 3 05 January pm Operational Risk Practices Treasury & Risk 12 January am 12 January pm 12 January pm SME Financing and Distressed / Principles and Practice of International Finance 19 January pm Customer Experience Risk Customer Experience SME Credit Risk 11 May am in a Digital Age Corporate Governance & Finance in a Digital Age 11 May pm Operational Risk Practices 11 May pm SME Financing & Distressed 18 May am Wealth Wealth Portfolio 18 May pm 18 May pm Principles & Practice of / Personal Debt & Personal Insolvency 25 May pm Customer Experience Risk Customer Experience SME Credit Risk 07 September pm SME Financing & Distressed Strategy for in a Digital Age Risk FrameworkCulture & Principles and Practice of 21 September pm Customer Experience Customer Experience 21 September pm SME Credit Risk
5 UNIVERSITY QUALIFICATIONS LEVEL 9 MSc in - Year 2 MSc in - Year 1 in in in Data Protection in Asset 01 December pm 01 December pm 08 December pm Risk in Financial Institutions Risk in Financial Institutions 08 December pm Managing for Compliance 05 January am Data Protection Policies & Procedures 05 January pm 12 January am Tax & Estate Planning 12 January pm 19 January pm 11 May am Asset Asset Financial/White Collar Crime Asset 11 May pm 18 May am Corporate Finance Corporate Finance Data Protection Policies & Procedures 18 May pm Business Economics/Behavioural Decision Making 21 September pm
6 UNIVERSITY QUALIFICATIONS LEVEL 9 Exam Date and Start Time MSc in Compliance (including Graduate Diploma modules) Year 2 MSc in Compliance (including Graduate Diploma modules) Year 1 in Advanced Risk in Applied Alternative Investments MSc in - January 2019 Start Year 2 Year 1 01 December pm International Financial Regulation 01 December pm 08 December pm Designing an Internal Governance Framework Risk in Financial Institutions 08 December pm Managing for Compliance Managing for Compliance 05 January am 05 January pm Investment Valuation & Risk 12 January am 12 January pm Risk Governance Culture & Enterprise Risk 19 January pm Asset and Liability Liquidity & Market Risk 11 May am Financial/White Collar Crime 11 May pm Applied Alternative Investment Strategies 18 May am Data Protection Policies & Procedures Regulatory & Economic Capital, Credit Risk & Pricing for Risk 18 May pm Business Economics/ Behavioural Decision Making 21 September pm Strategic Operational, Conduct & Reputational Risk
7 UNIVERSITY QUALIFICATIONS LEVEL 9 Year 1 Year 2 in Ethical Practice in 01 December pm 01 December pm 08 December pm Financial & Risk Saturday December pm Ethical Practice in 05 January am Principles & Ethics of Personal 05 January pm 12 January am Tax & Estate Planning 12 January pm 19 January pm 11 May am Asset 11 May pm 18 May am Retirement Planning 18 May pm
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