WMI PRIVATE BANKING CERTIFIED PRIVATE BANKER (CPB) Application Form

Transcription

1 For Official Use CPBL2 Intake 1/2 WMI PRIVATE BANKING CERTIFIED PRIVATE BANKER (CPB) Application Form FI Name General Instructions Thank you for your interest in the WMI Certified Private Banker (CPB) Programme. Please read the following instructions carefully before completing the application form. Supplementary instructions are given in each section of the form. Complete the sections accordingly and provide the supporting documents as required. You may wish to retain a copy of the completed form for personal record. All registration details will be kept in strict confidence. Early application is strongly encouraged. Tuition Fee Participants may enrol for the entire programme or by module. Upon acceptance into the programme, applicants will need to pay the full applicable tuition fee. Payment should be made by cheque/ cashier s order in favour of Nanyang Technological University. The tuition fee is subject to applicable GST. Programme Module Fees CPB Level 2 (Core Modules) CPB (Electives) Rules & Regulations $ Ethical Conduct $ Investment Product Strategies $ Investment Advisory $ 1, Wealth Planning $ 1, Client Relationship Management $ 2, Digital Wealth Management $ Complete Level 2 Programme $ 8, Market Specialisation (CPB Level 2) $ 1, Cross Banking (CPB Level 2) $ 1, Note: The above fees are indicative and subject to change Application Please send your completed application form, the supporting documents and cheque* payment for the application fee by registered mail to: Wealth Management Institute, NTU 11 Slim Barracks Rise, NTU@one-north, Executive Centre, #05-01 Singapore All applicants will be notified on the outcome of their application. For more information, please reach us at (65) or connectwmi@ntu.edu.sg. *Cheques should be crossed and made payable to Nanyang Technological University. Write your Name and Contact Number at the back of the Cheque. Page 1 of 6

2 CHECKLIST Applicant s Name as in NRIC/ Employment Pass Applicant s NRIC No./ Fin Application Form and Supporting Documents Before sending your application to the Wealth Management Institute, please check ( ) the following items (where applicable) to ensure they have been included in your application: Application form (including this checklist, duly completed) Copies of CACS Assessment result slips (if applicant has passed the assessments) Page 2 of 6

3 1. PERSONAL INFORMATION OF APPLICANT Please read the instructions carefully and print clearly in BLOCK LETTERS. Name (as in NRIC or Work Pass) Mailing Address Contact Nos. Address Office : Mobile No. : Home : Date of Birth (dd/mm/yyyy) Gender: Dietary Restriction (if any) Nationality Country of Birth For Singapore Citizen or Permanent Resident NRIC No. For Singapore-based Foreigner Currently possess a valid work pass? Foreign Identification No. (FIN) 2. CURRENT EMPLOYMENT Name of Company Date of Joining Company Address Work Department (e.g. Private Banking; Commercial Banking; IT) Designation Corporate Rank Nature of Work (e.g. RM in Private Banking; Investment Advisor) 3. EMPLOYMENT HISTORY Total number of years of working experience: years Total number of years of work experience in private banking: years Page 3 of 6

4 Previous Employment Please indicate previous full-time work experiences in reverse chronological order. Full-time national services and part-time, temporary and vacation jobs need not be included. From To Organisation Designation Nature of Work (e.g. RM in Private Bank) 4. HIGH SCHOOL / POLYTECHNIC / COLLEGE / UNIVERSITY EDUCATION Please list in reverse chronological order. From To Name of Institution, Country Highest qualification achieved, Major (if any) 5. OTHER QUALIFICATIONS Please include professional courses you are currently undertaking or are being admitted to (e.g. CFA, ACCA, etc.) if applicable. From To Professional Body Discipline Status Page 4 of 6

5 Have you passed the CACS Paper 1 & 2? Yes If yes, please indicate the Paper(s) passed and the date(s) of Assessment(s): CACS Paper(s) CACS Assessment Date(s) CACS Paper 1 CACS Paper 2 If no, please indicate if you intend to take the CACS Paper(s): Yes 6. PROGRAMME REGISTRATION Please check ( ) the boxes corresponding to the module(s) for which you are applying below. Participants who would like to attain the Level 2 IBF Advanced certification in the area of Wealth Management Private Banking and obtain 2 years exemption of CACS CPD hours would need to successfully complete all core modules required. Applicants should have 3 years or more of related direct work experience. MODULE Rules & Regulations PUBLIC RUN INTAKE 1 10 Apr 19 (AM) Ethical Conduct 10 Apr 19 (PM) Investment Product Strategies Investment Advisory Wealth Planning Client Relationship Management Digital Wealth Management 11 Apr 19 (AM) 11 Apr 19 (PM) 12 Apr Apr Apr 19 (AM) 24 Apr Apr Apr 19 PUBLIC RUN INTAKE 2 10 Jul 19 (AM) 10 Jul 19 (PM) 11 Jul 19 (AM) 11 Jul 19 (PM) 12 Jul Jul Jul 19 (AM) 24 Jul Jul Jul 19 Full Fees GST Total Fees Payable $ $ $ $ $ $ $ $ $ $ 1, $ $ 1, $ 1, $ $ 1, $ 2, $ $ 2, Apr Jul 19 $ $ $ 1, COMPLETE LEVEL 2 PROGRAMME See dates above See dates above $ 8, $ $ 8, Market Specialisation (CPBL2 Elective) 15 Apr Jul 19 $ 1, $ $ 1, Page 5 of 6

6 Cross Banking (CPBL2 Elective) 16 Apr Jul 19 $ 1, $ $ 1, The above fees are indicative and subject to change. * This programme will be accredited under the IBF Standards, and will be eligible for funding under the IBF Standards Training Scheme (IBF-STS), subject to all eligibility criteria being met. Participants are advised to assess the suitability of the programme and its relevance to their business activities or job roles. IBF-STS provides 70% to 90% funding for direct training costs subject to all eligibility criteria being met. Find out more on 7. SUPPLEMENTARY INFORMATION a. Are you currently pursuing any other programmes? Yes, please specify: b. Have you ever been convicted of a criminal offence by a court of law of any country? Yes, please specify: c. How did you find out about the programme? Newspaper WMI Website My Company IBF Website MAS Website Word of Mouth Others, please specify: Page 6 of 6