NOTE. A Note on the Trinomial Analogue of Bailey's Lemma

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1 Journal of Combinatorial Theory Series A 8 48 (998) Article No. TA NOTE A Note on the Trinomial Analogue of Bailey's emma S. Ole Warnaar* Department of athematics University of elbourne Parkville Victoria 3052 Australia Communicated by the anaging Editors Received April Recently Andrews and Berkovich introduced a trinomial version of Bailey's lemma. In this note we show that each ordinary Bailey pair gives rise to a trinomial Bailey pair. This largely widens the applicability of the trinomial Bailey lemma and proves some of the identities proposed by Andrews and Berkovich. 998 Academic Press In a recent paper Andrews and Berkovich (AB) proposed a trinomial analogue of Bailey's lemma [3]. As a starting point AB took the following definitions of the q-trinomial coefficients ; B; q = \ A +2 j=0 q j( j+b) (q) (q) j (q) j+a (q) &2j&A () and ; A&n; T n ( A q)=q \ ((&n)&a(a&n))2 q&. (2) A +2 Here (a) => n=0 (&aqn ) and (a) n =(a) (aq n ) n # Z. To simplify equations it will also be convenient to introduce the notation Q n ( A q)=t n ( A q)(q). (3) We note that the q-trinomial coefficients are non-zero for &A only. A pair of sequences ~=[~ ] 0 and ; =[; ] 0 is said to form a trinomial Bailey pair relative to n if ; = Q n ( r q) ~ r. (4) The trinomial analogue of the Bailey lemma is stated as follows [3]. * Present address Instituut voor Theoretische Fysica Universiteit van Amsterdam Valckenierstraat XE Amsterdam The Netherlands Copyright 998 by Academic Press All rights of reproduction in any form reserved. 4

2 NOTE 5 emma. If (~ ;) is a trinomial Bailey pair relative to 0 then (&) q 2 ; =(&) + ~ q 2 +q &2 Q ( q). (5) Similarly if (~ ; ) is a trinomial Bailey pair relative to then (&q & ) q ; =(&) { Q ( q)& Q (& + q) +q && & Q (& & q) +q =. (6) & As a corollary of their lemma AB obtain the identities 2 (&) q 2 ; = (&q)2 (q) 2 for a trinomial Bailey pair relative to 0 and ~ q 2 +q &2 (7) 2 (&q & ) q ; = (&q)2 (q) 2 ~ { &= +q +& (8) +q for a trinomial Bailey pair relative to. In Ref. [3] the Eqs. (7) and (8) are used to derive several new q-series identities. As input AB take trinomial Bailey pairs obtained from polynomial identities which on one side involve q-trinomial coefficients. Among these identities is an identity by the author which was stated in Ref. [7] without proof and therefore AB conclude ``We have checked that his conjecture implies'' followed by their Eq. (3.2) which is an identity for the characters of the N=2 superconformal models S(2p (p&)2). We now point out that Eq. (3.2) is a simple consequence of emma 2 stated below. First we recall the definition of the ordinary (i.e. binomial) Bailey pair. A pair of sequences ( ;) such that ; = is said to form a Bailey pair relative to a. r (q) &r (aq) +r (9)

3 6 NOTE emma 2. et ( ;) form a Bailey pair relative to a=q l where l is a non-negative integer. For n=0 the following identity holds &l s#+l (mod 2) (q) l ; (&s&l)2 = Q n (2r+lq) r. (0) For l> the above of course trivializes to 0=0. Before proving emma 2 we note an immediate consequence. Corollary. et ( ;) form a Bailey pair relative to a=q l with nonnegative integer l. Then (~ ; ) is defined as ~ 0... ~ l& =0 ~ 2+l = ~ 2+l+ =0 0 ; 0... ; l&=0 ; +l= s# (mod 2) (q) l ; (&s)2 0 () forms a trinomial Bailey pair relative to n=0. Proof. The proof is trivial once one adopts the representation of the q-trinomial coefficients as given by Eqs. (2.58) and (2.59) of Ref. [2] Q n ( A q)= T n( A q) = (q) s#+a (mod 2) (q) (&A&s)2 (q) (+A&s)2 n=0. (2) Now take the defining relation (9) of a Bailey pair with a=q l and make the replacement (&s&l)2 where s is an integer 0s&l such that s#+l (mod 2). After multiplication by this becomes ; (&s&l)2 =(q) l r (q) (&s&l)2&r (q) (&s+l)2+r. (3) Summing over s yields Eq. (0). K Returning to AB's paper we note that their Eq. (3.2) simply follows from Corollary and the ``( p& p) Bailey pairs'' which arise from the ( p& p) polynomial identities proved in Refs. [4 7]. Of course an equivalent statement is that the ``conjecture of Ref. [7]'' is proved using emma 2 and the ( p& p) Bailey pairs. To make this somewhat more explicit we consider the special case p=3. Then the (2 3) Bailey pairs

4 NOTE 7 are nothing but the entries A() and A(2) of Slater's list [6]. Specifically A() contains the following Bailey pair relative to 6j ={q 2 &j q 6j 2 +j &q 6j2 &5j+ &q 6j2 +5j+ =3j0 =3j>0 =3j&>0 =3j+>0 and ; = (q) 2. (4) By application of Corollary this gives the trinomial Bailey pair ~ ={ 6 j q 2 & j q 6 j 2 + j &q 6 j 2 &5j+ &q 6j2 +5j+ =6j0 =6j>0 =6j&2>0 =6j+2>0 and (5) ; = s# (mod 2) ikewise using entry A(2) we get (q) &s. ~ ={ 6 j q 2 & j q 6 j 2 + j &q 6 j 2 &5j+ &q 6j2 +5j+ =6j&>0 =6j+>0 =6j&3>0 =6j+3>0 and (6) ; = s (mod 2) (q) &s. Setting n=0 and summing up both trinomial Bailey pairs we arrive at the trinomial Bailey pair of Eqs. (3.8) and (3.9) of [3]. (Unlike the case p4 this trinomial Bailey pair was actually proven by AB using Theorem 5. of Ref. [].) Very similar results can be obtained through application of Slater's A(3) and A(4) A(5) and A(6) and A(7) and A(8). We conclude this note with several remarks. First it is of course not true that each trinomial Bailey pair is a consequence of an ordinary Bailey pair. The pairs given by Eqs. (3.3) and (3.4) of Ref. [3] are examples of irreducible trinomial Bailey pairs. Second it is intriguing to observe that if one replaces Q n ( r q) by its q-multinomial analogue [5 8] and

5 8 NOTE takes that as the definition of a q-multinomial Bailey pair it is beyond trinomials no longer possible to construct multinomial Bailey pairs out of ordinary ones. This signals a special relation between q-binomial and q-trinomial coefficients. Finally it is worth noting that the Bailey flow from the minimal model ( p p+) to the N=2 superconformal model S(2p (p&)2) as concluded by AB could now be replaced by ( p& p) N=2 S(2p ( p&)2). Perhaps it would be better though to write ( p& p)(p p+)n=2 S(2p (p&)2) where the first arrow indicates the flow induced by Corollary and the second arrow the flow induced by (7) and (8). ACKNOWEDGENTS I thank Alexander Berkovich for helpful comments. This work is supported by the Australian Research Council. REFERENCES. G. E. Andrews Euler's ``Exemplum memorabile induction fallacis'' and q-trinomial coefficients J. Amer. ath. Soc. 3 (990) G. E. Andrews and R. J. Baxter attice gas generalization of the hard hexagon model. III. q-trinomial coefficients J. Statist. Phys. 47 (987) G. E. Andrews and A. Berkovich ``A Trinomial Analogue of Bailey's emma and N=2 Superconformal Invariance'' Rep. q-alg [submitted to Comm. ath. Phys.]. 4. A. Berkovich Fermionic counting of RSOS-states and Virasoro character formulas for the unitary minimal series (& &+) Exact results Nucl. Phys. B 43 (994) A. Schilling ultinomials and polynomial bosonic forms for the branching functions of the su@ (2) (2) (2) N+ conformal coset models Nucl. Phys. B 467 (996) J. Slater A new proof of Roger's transformations of infinite series Proc. ondon ath. Soc. (2) 53 (95) S. O. Warnaar Fermionic solution of the AndrewsBaxterForrester model. II. Proof of elzer's polynomial identities J. Statist. Phys. 84 (996) S. O. Warnaar The AndrewsGordon identities and q-multinomial coefficients Comm. ath. Phys. 84 (997)

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