INO 2012 Assessment (AMDAL) System Capacity Development for Social Safeguard Preparation and

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1 PORTFOLIO ANALYSIS Table 1: Strengthening and Use of Country Safeguard Systems Technical Assistance s TA Title DMC Cost Year 6285 Strengthening Country Safeguard Systems REG 1,568,000 a 2005 Report on a Suggested Methodology for Assessing Country Safeguard REG 2011 System Preliminary Country Safeguards Review: India: Environment Safeguard IND 2011 Preliminary Country Safeguards Review: Kyrgyz Republic: Environment KGZ 2011 Safeguard Preliminary Country Safeguards Review: People s Republic of China: PRC 2011 Environment Safeguard Preliminary Country Safeguards Review: Philippines: Indigenous PHI 2011 Peoples 7566 Strengthening and Use of Country Safeguard Systems REG 9,000,000 b 2010 Strengthening Environmental Impact Assessment System and its BAN 2012 Implementation Practices Preparation of Draft Sub Decree on Informal Settlers CAM 2011 Strengthening Capacity of Indonesia s Environment Impact INO 2012 Assessment (AMDAL) System Capacity Development for Social Safeguard Preparation and INO 2012 Implementation in Water Resource Management and Energy in Indonesia Strengthening Community Consultation and Grievance Redress KAZ 2013 Mechanism in the Committee on Road Strengthening Capacity for Strategic Environment Assessment KGZ 2013 Strengthening WREA Capacity to Implement Lao Resettlement Policies LAO 2010 Reform of Legal and Regulatory Framework for Involuntary MON 2010 Resettlement (Phase I) Reform of Legal and Regulatory Framework for Involuntary MON 2011 Resettlement (Phase II) Improving Legal and Regulatory Framework for Environmental Impact MON 2011 Assessment Capacity Building for Implementing Environment and Social MYA 2012 Safeguards in Myanmar Institutional Strengthening and Capacity Development for the MYA 2014 Ministry of Construction on Environment and Social Safeguards Strengthening Involuntary Resettlement Safeguard Systems in Nepal NEP 2012 Environmental Training for Civil Servants in Pakistan PAK 2012 Enhancing the Philippine Environmental Impact Statement (EIS) PHI 2011 System Improvement Initiatives Country Safeguard Review PNG 2011 Developing Resettlement Safeguards Capacity in the Transport Sector TIM 2012 in Timor-Leste Strengthening the Regulatory Framework for EIA in Timor-Leste TIM 2012 ESMS Capacity-Building for Private Sector Financial Intermediaries REG 2010 Supporting and Strengthening National-Level Capacity for a Country SRI 2010 Involuntary Resettlement Safeguard System Strengthening Implementation Capacity for EIA in Vanuatu VAN 2014 Amending the 2003 Land Law and Its Implementing Decrees VIE 2010 Capacity Development for the Implementation of the New VIE 2011 Environment Decree Mainstreaming Biodiversity Considerations into Country VIE 2014 Environmental Safeguard System EIA Clearinghouse and Capacity Strengthening through Twinning SRI, LAO

2 TA Title DMC Cost Year 7038 Enhancing the Legal and Administrative Framework for Land INO 800, Strengthening Enforcement of Environmental Laws and Regulations PRC 300, Mainstreaming Land Acquisition and Resettlement Safeguards in the REG 5,000, Central and West Asia Region 7474 Strengthening of Judicial Capacity to Adjudicate Upon Environmental REG 225, Laws and Regulations 7548 Improving the Implementation of Environmental Safeguards in REG 1,550, Central and West Asia 7735 Building Capacity for Environmental Prosecution, Adjudication, REG 2,705, Dispute Resolution, Compliance, and Enforcement in Asia 8210 Preparation of Regulations and Capacity Development Plan for MON 200, Involuntary Resettlement 8217 Strengthening Country Safeguard Systems in the Transport Sector SOL 600, Improving the implementation of safeguard policy applications in REG 225, selected South Asia Developing Member Countries 8309 Capacity Building for Enhanced Safeguards Management PAK 550, Strengthening Safeguards Capacity in the Urban Sector in Kiribati KIR 220, Aligning Asian Development Bank and Country Systems for Improved INO 1,500, Performance 8569 Improving Safeguard Policy Applications in South Asia Developing REG 1,500, Member Countries 8663 Sustainable Environmental Management of s in Central and REG 1,500, West Asia Total 27,443,000 BAN = Bangladesh, CAM = Cambodia, PRC = People s Republic of China, CSS = country safeguard systems, IND = India, INO = Indonesia, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, LAO = Lao PDR, MON = Mongolia, MYA = Myanmar, NEP = Nepal, PAK = Pakistan, PHI = Philippines, PNG = Papua New Guinea, SOL = Solomon Islands, SRI = Sri Lanka, TA = technical assistance, TIM = Timor-Leste, VIE = Viet Nam. a Initial approval in 2005 was for $800,000. Supplementary financing was approved for $170,000 in 2007 and $598,000 in b Initial approval in 2010 was for $5 million. Supplementary financing was approved for $3 million and $1 million in 2011 and 2013, respectively. Source: ADB website on country safeguards systems, and project data sheets. Table 2: Financial Intermediary s Approved with Safeguard FI Categorization ( ) Loan Public/ Safeguards Category Amount No. DMC Name Pre-SPS SPS Private ENV IR IP ($ million) 2404 IND MFF-India Infrastructure x Public FI B A Financing Facility / BAN Public-Private Infrastructure x Public FI A A Development Facility 2509 IND MFF-India Infrastructure x Public FI B B Financing Facility PHI Credit for Better Health Care x Public FI C A INO Indonesian Infrastructure Financing x Public FI A A Facility Company 2549 BAN Small and Medium Sized Enterprise x Public FI C C Development 2586 IND MFF-Second India Infrastructure x Public FI B B Financing Facility - Tranche PRC MFF-Guangdong Energy Efficiency x Public FI C C and Environment Improvement Investment Program - Tranche IND Micro, Small and Medium Enterprise Development x Public FI C C

3 Loan Public/ Safeguards Category Amount No. DMC Name Pre-SPS SPS Private ENV IR IP ($ million) 2634 UZB Second Small and Microfinance x Public FI FI FI Development 2660 IND MFF-National Capital Region Urban x Public FI FI FI Infrastructure Financing Facility - Tranche PNG Microfinance Expansion x Public FI C B KAZ MFF: Small and Medium Enterprise x Public FI FI FI Investment Program - Tranche IND MFF-Second India Infrastructure x Public FI FI FI Financing Facility Tranche PRC Energy Efficiency and Emission x Public FI FI FI Reduction in Shandong Province 2773 PRC MFF-Guangdong Energy Efficiency x Public FI C C and Environment Improvement Investment Program - Tranche UZB Housing for Integrated Rural x Public FI FI FI Development Investment Program - Tranche REG ASEAN Infrastructure Fund x Public FI FI FI IND MFF - Second India Infrastructure x Public FI FI FI Financing Facility - Tranche PRC Hebei Energy Efficiency Improvement x Public FI FI FI and Emission Reduction 2865/ BAN Financing Brick Kiln Efficiency x Public FI FI FI Improvement 2867 MLD Inclusive Micro, Small, and Medium- x Public FI FI FI 6.00 Sized Enterprise Development 2922/ ARM Women's Entrepreneurship Support x Public FI FI FI Sector Development Program (SF) 7200 PRC Credite Orienwise Group Limited x Private FI C C KAZ Guarantee and Loan JSC x Private FI C C Kazkommertsbank 7250 MLD Secured Loan Republic of the x Private FI C C 4.50 Maldives South Asian SME Leasing Facility 7251 SRI Secured Loan Rep. of Sri Lanka x Private FI C C South Asian SME Leasing Facility 7255 KAZ Senior Loan to Bank Centercredit x Private FI C C PAK JS Private Equity Fund I x Private FI B/C C AZE Debt Financing to Bank of Baku x Private FI C C MON Loan to Khan Bank x Private FI C C GEO Senior Loan to Joint Stock x Private C C C Commercial Bank of Georgia 7264 REG Micro and Small Enterprise x Private FI C C Financing Facility 7266 AZE Subordinated Loan to International x Private FI C C Bank of Azerbaijan (IBA) 7267 AZE Subordinated Loan to Bank x Private FI C C Respublika Open Joint Stock Company 7269 / SRI Loan to Commercial Leasing x Private FI C C Company Limited 7274 MLD Equity Investment and Loan to the Housing Development Finance Corporation x Private FI C C

4 Loan Public/ Safeguards Category Amount No. DMC Name Pre-SPS SPS Private ENV IR IP ($ million) 7282 INO Loan to Bank Mandiri (PERSERO) x Private FI C C VIE Loan to Saigon Thuong Tin Bank x Private FI C C (SACOMBANK) 7298 INO Equity Investment in Indonesian x Private FI A A Infrastructure Financing Facility Company 7299 REG Islamic Infrastructure Fund (CIMB) x Private FI B/C C GEO Bank Republic Joint Stock Company x Private FI C C REG Credit Guarantee and Investment x Private FI FI FI Facility 7312 REG ASEAN China Investment Fund II x Private FI C C / GEO Bank of Georgia x Private FI FI FI REG Asia Water Fund x Private FI FI FI / REG Clean Energy Funds - Renewable x Private FI FI FI Energy Asia Fund 7322/ INO Housing Finance Program x Private FI FI FI REG Shorecap II Limited x Private FI FI FI REG MFI Risk Participation Facility x Private FI FI FI / INO Indonesia Eximbank x Private FI FI FI IND Solar Power Generation x Private FI FI FI / REG Climate Ventures Capital Funds x Private FI FI FI REG Sino-Green Climate Investment Fund x Private FI FI FI / ARM SME Finance Program x Private FI FI FI / 7345/ 7346/ 2810/ 2811/ 2812/ REG Aureos Southeast Asia Fund II x Private FI FI FI / BAN Industrial Energy Efficiency Finance x Private FI FI FI Program 7350 / KGZ Senior Unsecured Loan in Kyrgyz x Private FI FI FI Investment and Credit Bank Small and Medium-Sized Enterprise Finance 7352 REG Customized Fund Investment Group x Private FI FI FI / IND Renewable Energy and Energy x Private FI FI FI Efficiency s 7355 / PRC Microfinance Wholesale Lending x Private FI FI FI Facility 7357 PHI Philippine Investment Alliance for x Private FI FI FI Infrastructure Fund 7359 / SRI Housing Finance x Private FI FI FI IND Credit Enhancement of Bonds x Private FI FI FI UZB Equity Investments in Ipak Yuli Bank x Private FI FI FI / REG Supply Chain Finance Program x Private FI FI FI Total , ARM = Armenia, AZE = Azerbaijan, BAN = Bangladesh, PRC = People s Republic of China, DMC = developing member country, ENV = environment, FI = financial intermediary, GEO = Georgia, IND = India, INO = Indonesia, IP = Indigenous Peoples, IR = 4

5 involuntary resettlement, KAZ = Kazakhstan, KGZ = Kyrgyz Republic, MFF = multitranche financing facility, MLD = Maldives, MON = Mongolia, PAK = Pakistan, PHI = Philippines, REG = regional, SRI = Sri Lanka, UZB = Uzbekistan, VIE = Viet Nam. Note: Some FI projects did not get a safeguard FI categorization; some obtained a safeguards category C; a few were classified as environmental safeguard category A or B. Source: Loan and Grant Financial Information Services (LFIS). Table 3: Profile of the 66 Financial Intermediary s Approved, Item Description Pre-SPS % of Total Approved SPS % of Total Approved Categorization s categorized FI for environment and C for social safeguards s categorized FI for environment and A/B for social safeguards s categorized FI for both environment and social safeguards Total Sector Public sector Private sector Total Type Equity projects (including MFFs and sector loans) Investment projects (including MFFs and sector loans) Loans Other types (guarantee projects) Total Safeguards With EMS/ESMS at approval a Document With ESSF at approval With neither EMS/ESMS nor ESSF at approval (indicated as category C) With neither EMS/ESMS nor ESSF due to other reasons (cancelled, no counterparty, awaiting documents, breach of contract, etc.) Total Modality MFFs/sector loans implemented by FIs s implemented by FIs Total Infrastructure Infrastructure oriented Orientation Non-infrastructure oriented Total Total Amount ($ million) Total Amount, Public and Private ($ million) Percentage to Total ADB Portfolio, Public and Private With EMS/ESMS Without EMS/ESMS 190 1,784 With ESSF With Safeguards Documents 1,664 1,714 Total FIs 1,854 3,498 Public Sector 989 1,624 FI MFF/Sector Loan Private Sector 866 1,874 FI 866 1,726 MFF/Sector Loan Total ADB Portfolio 32,540 37,915 % FIs to Total ADB Portfolio 6 9 Total ADB Public 29,993 32,704 % Public FIs to Total ADB Public 3 5 Total ADB Private 2,546 5,210 % Private FIs to Total ADB Private

6 EMS = environmental management system, ESMS = environmental and social management system, ESSF = environmental and social safeguards framework, FI = financial intermediary, MFF = multitranche financing facility, SPS = Safeguard Policy Statement. a Loans 2516 and 7298 were counted as only one project in the detailed safeguard requirements assessment. Source: This study, and Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database and ADB Data Sheets. A. By Safeguards Area Summary of ADB s Approved, Table 4: Summary of Safeguards Classification of s, Classification/ Category No. % No. % No. % No. % No. % No. % No. % ENV A B C FI Total IR A B B/C C FI Total IP A B C FI Total ENV = environment, FI = financial intermediary, IR = involuntary resettlement, IP = Indigenous Peoples. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. Table 5: Re-categorization of Safeguards Classification of s, Re-categorization ENV IR IP Total Upgrade C to B Upgrade B to A Re-categorized C to FI Downgrade A to B Downgrade B to C Downgrade A to C ENV = environment, FI = financial intermediary, IR = involuntary resettlement, IP = Indigenous Peoples. Source: This study from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. 6

7 a) Environment Figure 1: Safeguards Classification by Lending Volume Pre- and Post-SPS Adoption 100% 80% 60% 40% 20% 0% Pre-SPS Post-SPS A B C FI b) Involuntary Resettlement 100% % 60% 40% 20% 0% Pre-SPS Post-SPS A B C FI c) Indigenous Peoples 100% % 60% 40% 20% 0% Pre-SPS Post-SPS A B C FI FI = financial intermediary, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 7

8 B. By Sector Table 6: Environmental Safeguards Classification of s by Sector, Sector and Category No. % No. % No. % No. % No. % No. % No. % ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 2 25% 1 17% 2 17% 3 25% 3 23% 3 27% B 5 100% 5 63% 5 83% 10 83% 9 75% 10 77% 7 64% C 0% 1 13% 0% 0% 0% 0% 0% FI 0% 0% 0% 0% 0% 0% 1 9% Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 2 50% 1 17% 6 100% C 3 100% 2 100% 2 100% 1 100% 2 50% 5 83% 0% FI 0% 0% 0% 0% 0% 0% 0% Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 2 20% 4 22% 4 21% 6 25% 6 23% 3 14% 6 22% B 8 80% 10 56% 10 53% 16 67% 13 50% 17 77% 17 63% C 0% 0% 0% 1 4% 1 4% 1 5% 2 7% FI 0% 4 22% 5 26% 1 4% 6 23% 1 5% 2 7% Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 29% 2 40% 2 40% 6 35% 1 20% 3 25% 5 45% FI 15 71% 3 60% 3 60% 11 65% 4 80% 9 75% 6 55% HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 2 67% 0% 0% 1 100% 3 75% 1 33% C 1 100% 1 33% 1 50% 2 100% 0% 1 25% 2 67% FI 0% 0% 1 50% 0% 0% 0% 0% Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4% A 1 50% 0% 0% 0% 0% B 0% 1 33% 2 100% 0% 0% C 0% 2 67% 0% 3 60% 2 50% FI 1 50% 0% 0% 2 40% 2 50% Multisector 11 13% 15 17% 11 12% 11 10% 13 12% A 2 18% 5 33% 3 27% 0% 3 23% B 6 55% 5 33% 3 27% 4 36% 5 38% C 2 18% 3 20% 3 27% 4 36% 2 15% FI 1 9% 2 13% 2 18% 3 27% 3 23% PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% % % 9 100% 4 100% % 3 100% FI 0% 0% 0% 0% 0% 0% 0% Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22% A 10 48% 5 26% 6 26% 7 26% 6 21% 7 28% 7 30% B 8 38% 10 53% 11 48% 18 67% 21 75% 16 64% 12 52% C 2 10% 3 16% 4 17% 2 7% 1 4% 2 8% 3 13% FI 1 5% 1 5% 2 9% 0% 0% 0% 1 4% WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 2 33% 0% 1 10% 3 25% 0% 2 13% 0% B 2 33% 4 67% 9 90% 8 67% % 13 87% % C 1 17% 2 33% 0% 1 8% 0% 0% 0% FI 1 17% 0% 0% 0% 0% 0% 0% 8

9 Sector and Category No. % No. % No. % No. % No. % No. % No. % Not classified 0% 0% 1 1% A 0% B 1 100% C 0% FI 0% Total % % % % % % % ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. Table 7: Involuntary Resettlement Safeguards Classification of s by Sector, Sector and Category No. % No. % No. % No. % No. % No. % No. % ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 2 25% 2 33% 2 17% 5 42% 6 46% 2 18% B 1 20% 4 50% 2 33% 5 42% 3 25% 4 31% 4 36% C 4 80% 2 25% 2 33% 5 42% 4 33% 3 23% 4 36% FI 0% 0% 0% 1 9% Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 1 25% 0% 0% B 1 33% 0% 0% 0% 1 25% 1 17% 2 33% C 2 67% 2 100% 2 100% 1 100% 2 50% 5 83% 4 67% FI 0% 0% 0% 0% Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 4 40% 2 11% 3 16% 3 13% 4 15% 2 9% 5 19% B 4 40% 9 50% 9 47% 9 38% 13 50% 9 41% 13 48% C 2 20% 7 39% 7 37% 11 46% 3 12% 10 45% 7 26% FI 1 4% 6 23% 1 5% 2 7% Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 1 20% 0% 0% 0% 0% B 0% 0% 1 20% 0% 0% 0% 0% B/C 1 5% 0% 0% C 20 95% 5 100% 3 60% 8 47% 1 20% 3 25% 5 45% FI 9 53% 4 80% 9 75% 6 55% HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 1 33% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 1 100% 2 67% 2 100% 2 100% 1 100% 4 100% 3 100% FI 0% 0% 0% 0% Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4% A 0% 1 33% 1 50% 0% 0% B 0% 0% 0% 0% 1 25% C 2 100% 2 67% 1 50% 3 60% 1 25% FI 2 40% 2 50% Multisector 11 13% 15 17% 11 12% 11 10% 13 12% 0% A 2 18% 7 47% 4 36% 0% 5 38% B 5 45% 4 27% 3 27% 2 18% 1 8% C 4 36% 4 27% 4 36% 6 55% 4 31% FI 3 27% 3 23% PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% % % 9 100% 4 100% % 3 100% FI 0% 0% 0% 0% 9

10 Sector and Category No. % No. % No. % No. % No. % No. % No. % Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22% A 11 52% 6 32% 9 39% 9 33% 9 32% 12 48% 9 39% B 2 10% 4 21% 2 9% 9 33% 7 25% 9 36% 7 30% C 8 38% 9 47% 12 52% 9 33% 12 43% 4 16% 6 26% FI 0% 0% 0% 1 4% WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 2 33% 2 33% 1 10% 3 25% 1 7% 5 33% 5 28% B 3 50% 3 50% 7 70% 7 58% 12 80% 10 67% 10 56% C 1 17% 1 17% 2 20% 2 17% 2 13% 0% 3 17% FI 0% 0% 0% 0% 0% 0% 0% Not classified 0% 0% 1 1% A 0% B 0% C 1 100% FI 0% Total % % % % % % % ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. Table 8: Indigenous Peoples Safeguards Classification of s by Sector, Sector and Category No. % No. % No. % No. % No. % No. % No. % ANR 5 6% 8 9% 6 6% 12 10% 12 11% 13 11% 11 10% A 0% 1 13% 1 17% 0% 4 33% 1 8% 0% B 2 40% 4 50% 3 50% 5 42% 3 25% 4 31% 4 36% C 3 60% 3 38% 2 33% 7 58% 5 42% 8 62% 6 55% FI 0% 0% 0% 0% 0% 0% 1 9% Education 3 3% 2 2% 2 2% 1 1% 4 4% 6 5% 6 6% A 0% 0% 0% 0% 0% 0% 1 17% B 3 100% 1 50% 2 100% 1 100% 2 50% 3 50% 3 50% C 0% 1 50% 0% 0% 2 50% 3 50% 2 33% FI 0% 0% 0% 0% 0% 0% 0% Energy 10 12% 18 20% 19 20% 24 21% 26 24% 22 19% 27 25% A 0% 3 17% 2 11% 0% 1 4% 0% 2 7% B 4 40% 4 22% 8 42% 1 4% 0% 1 5% 2 7% C 6 60% 11 61% 9 47% 22 92% 19 73% 20 91% 21 78% FI 0% 0% 0% 1 4% 6 23% 1 5% 2 7% Finance 21 24% 5 6% 5 5% 17 15% 5 5% 12 11% 11 10% A 0% 0% 1 20% 0% 0% 0% 0% B 0% 0% 1 20% 0% 0% 0% 0% C % 5 100% 3 60% 8 47% 1 20% 3 25% 5 45% FI 0% 0% 0% 9 53% 4 80% 9 75% 6 55% HSP 1 1% 3 3% 2 2% 2 2% 1 1% 4 4% 3 3% A 0% 1 33% 1 50% 0% 0% 0% 0% B 0% 0% 0% 1 50% 0% 1 25% 1 33% C 1 100% 2 67% 1 50% 1 50% 1 100% 3 75% 2 67% FI 0% 0% 0% 0% 0% 0% 0% Industry and Trade 2 2% 3 3% 2 2% 0% 0% 5 4% 4 4% A 0% 1 33% 0% 0% 0% B 0% 0% 2 100% 0% 0% C 2 100% 2 67% 0% 3 60% 2 50% FI 0% 0% 0% 2 40% 2 50% 10

11 Sector and Category No. % No. % No. % No. % No. % No. % No. % Multisector 11 13% 15 17% 11 12% 11 10% 13 12% 0% 0% A 1 9% 2 13% 1 9% 0% 0% B 5 45% 3 20% 3 27% 2 18% 2 15% C 5 45% 10 67% 7 64% 6 55% 8 62% FI 0% 0% 0% 3 27% 3 23% PSM 6 7% 10 11% 14 15% 9 8% 4 4% 11 10% 3 3% A 0% 0% 0% 0% 0% 0% 0% B 0% 0% 0% 0% 0% 0% 0% C 6 100% % % 9 100% 4 100% % 3 100% FI 0% 0% 0% 0% 0% 0% 0% Transport and ICT 21 24% 19 21% 23 24% 27 23% 28 26% 25 22% 23 22% A 5 24% 1 5% 1 4% 1 4% 1 4% 0% 2 9% B 4 19% 6 32% 3 13% 4 15% 4 14% 1 4% 2 9% C 12 57% 12 63% 19 83% 22 81% 23 82% 24 96% 18 78% FI 0% 0% 0% 0% 0% 0% 1 4% WOMIS 6 7% 6 7% 10 11% 12 10% 15 14% 15 13% 18 17% A 0% 0% 1 10% 1 8% 0% 0% 0% B 1 17% 0% 2 20% 3 25% 2 13% 1 7% 3 17% C 5 83% 6 100% 7 70% 8 67% 13 87% 14 93% 15 83% FI 0% 0% 0% 0% 0% 0% 0% Not classified 0% 0% 1 1% A 0% B 0% C 1 100% FI 0% Total % % % % % % % ANR = agriculture and natural resources, HSP =health and social protection, ICT = information and communications technology, PSM = public sector management, WOMIS = water supply and other municipal infrastructure and services. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES) database. 11

12 C. By Operational Department Figure 2: Safeguards Classification by Operations Department Pre- and Post-SPS Adoption a) Environment 100% 4% 10% 6% 5% 4% 6% 11% 18% 13% 7% 5% 2% 32% 12% 23% 9% 80% 20% 40% 22% 59% 48% 52% 60% 41% 3% 59% 73% 74% 40% 49% 69% 73% 14% 44% 55% 43% 35% 43% 20% 18% 15% 19% 9% 9% 14% 10% 11% 0% 8% 7% Central and West East Asia Pacific Private Sector South Asia Southeast Asia A B C FI b) Involuntary Resettlement 100% 0% 0% 10% 5% 4% 0% 0% 6% 0% 2% 26% 80% 34% 36% 38% 43% 26% 33% 46% 66% 11% 68% 62% 53% 60% 16% 43% 40% 37% 42% 55% 32% 63% 17% 45% 50% 19% 25% 20% 30% 18% 17% 25% 25% 14% 19% 20% 0% 9% 2% 6% Central and West East Asia Pacific Private Sector South Asia Southeast Asia A B C FI c) Indigenous Peoples 100% 80% 60% 40% 20% 0% 10% 5% 4% 6% 2% 38% 51% 63% 64% 67% 87% 68% 67% 86% 88% 76% 90% 59% 20% 42% 17% 18% 36% 27% 11% 17% 2% 9% 8% 11% 15% 2% 3% 7% 16% 3% 4% Central and West East Asia Pacific Private Sector South Asia Southeast Asia A B C FI FI = financial intermediary, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 12

13 Safeguards Category Environment Table 9: Number of s by Safeguards Risk Category in and , by Department CWRD EARD PARD PSOD SARD SERD No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % A B C FI Involuntary Resettlement A B C FI Indigenous Peoples A B C FI Total: CWRD = Central and West Asia Department, EARD = East Asia Department, FI = financial intermediary, PARD = Pacific Department, PSOD = Private Sector Operations Department, SARD = South Asia Department, SERD = Southeast Asia Department. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 13

14 D. By Financing Modality a) Environment Figure 3: Safeguards Classification by Financing Modality Pre- and Post-SPS Adoption 100% 80% 60% 40% 20% 0% 2% 3% 14% 12% 11% 10% 2% 7% 2% 5% 38% 33% 35% 59% 52% 59% 3% 65% 69% 96% 80% 92% 98% 23% 37% 11% 44% 32% 20% 28% 23% 38% 26% 15% 7% 15% 4% 13% 8% 4% 4% MFF NS -- Private Program Sector Other b) Involuntary Resettlement A B C FI 100% 3% 10% 2% 8% 40% 30% 28% 27% 80% 27% 37% 31% 66% 63% 60% 18% 36% 39% 96% 44% 38% 98% 60% 92% 38% 40% 41% 22% 20% 31% 33% 32% 18% 27% 19% 2% 2% 7% 13% 15% 0% 2% 0% 0% 4% MFF NS -- Private Program Sector Other A B C FI c) Indigenous Peoples 100% 80% 60% 40% 20% 0% 3% 10% 2% 37% 31% 60% 50% 53% 58% 73% 70% 84% 81% 96% 95% 58% 29% 41% 60% 27% 42% 19% 19% 11% 8% 11% 20% 5% 9% 0% 5% 3% 2% 8% 2% 2% 11% 4% MFF NS -- Private Program Sector Other A B C FI FI = financial intermediary, MFF = multitranche financing facility, NS = nonsovereign, SPS = Safeguard Policy Statement. Source: This study based on data from Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 14

15 Safeguards Category Environment Table 10: Number of s by Safeguards Risk Category in and , by Financing Modality MFF NS Private Program Sector Other No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % No. % A B C FI Involuntary Resettlement A B C FI Indigenous Peoples A B C FI Total: FI = financial intermediary, MFF = multitranche financing facility, NS = nonsovereign. Source: Regional and Sustainable Development Department, Environment and Safeguards Division (RSES). 15

16 Table 11: ADB s Approved in with Safeguards Classification Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 EARD PRC Tianjin Integrated Gasification Combined Cycle Power Plant Energy A C C 2010 SARD IND Micro, Small, and Medium Enterprise Development - Credit Line/NS- Finance 50.0 FI C C Public (DFI) 2010 SARD SRI North East Community Restoration and Development II - Supplementary T and ICT A A B 2010 SERD INO Java-Bali Electricity Distribution Performance Improvement Energy 50.0 C C C 2010 EARD MON Regional Road Development - Supplementary T and ICT 8.0 B C C 2010 SARD SRI Fiscal Management Efficiency (formerly Fiscal Management Reform PSM 50.0 C C C Program II) 2010 PARD SAM Economic Recovery Support Program (Subprogram 1) Program Multisector 16.0 C C C 2010 SARD SRI Conflict-Affected Region Emergency ANR 66.1 B C C 2010 EARD PRC Second Heilongjiang Road Network Development MFF-Subproject WOMIS B B C 2010 EARD PRC Integrated Renewable Biomass Energy Development Sector (formerly Rural Finance 50.0 FI FI FI Energy and Ecosystem 2010 CWRD UZB MFF - Water Supply and Sanitation Services Investment Program - Tranche 2 MFF-Subproject T and ICT A B C 2010 CWRD UZB Second Small and Microfinance Development ANR B A C 2010 CWRD UZB MFF - Central Asia Regional Economic Cooperation Corridor 2 Road Investment MFF-Subproject WOMIS B B B Program SERD VIE Strengthening Water Management and Irrigation Systems Rehabilitation Program Finance 60.4 C C C 2010 SARD IND MFF - North Karnataka Urban Sector Investment Program - Tranche 2 Program HSP C C C 2010 SARD NEP Rural Finance Sector Development Cluster Program (Subprogram 2) Program Finance C C C 2010 CWRD PAK Punjab Millennium Development Goals Program - Subprogram 2 Sovereign Energy A C C Guarantee 2010 CWRD PAK Sindh Growth and Rural Revitalization Program - Subprogram 2 WOMIS A A C 2010 CWRD AZE Janub Gas-Fired Power Plant WOMIS A A A 2010 EARD PRC Wuhan Urban Environmental Improvement ANR 40.0 B C B 2010 EARD PRC Chongqing Urban-Rural Infrastructure Development Demonstration WOMIS 60.0 B B B 2010 SARD BAN Second Crop Diversification SAL Multisector B B C 2010 SARD NEP Secondary Towns Integrated Urban Environmental Improvement WOMIS 35.0 B B C 2010 SARD IND MFF - Rural Roads Sector II Investment Program - Tranche 5 MFF-Subproject T and ICT 85.0 B C C 2010 SERD INO Metropolitan Sanitation Management and Health T and ICT 10.0 B B C 2010 CWRD GEO MFF - Sustainable Urban Transport Investment Program - Tranche 1 WOMIS A A B 2010 SARD NEP Kathmandu Sustainable Urban Transport Energy B B C 2010 EARD PRC Guangxi Southwestern Cities Development Program PSM 9.5 C C C 2010 EARD PRC Inner Mongolia Autonomous Region Environment Improvement (Phase II) MFF-Subproject Multisector 78.0 FI FI FI 2010 PARD RMI Public Sector Program - Subprogram 1 Energy B A C 2010 SARD IND MFF - National Capital Region Urban Infrastructure Financing Facility -Tranche 1 Multisector C C B 2010 SARD BAN Bangladesh-India Electrical Grid Interconnection T and ICT B A C 2010 SERD PHI Social Protection Support Program Multisector C C C 2010 SARD IND Bihar State Highways II (formerly Bihar State Roads II) Program Finance C C C 2010 CWRD GEO Social Services Delivery Program PSM 25.0 C C C 2010 SERD THA Capital Market Development Program ANR 29.8 B B C 2010 SERD BAN Strengthening Governance Management SAL Multisector 48.5 B C C 2010 CWRD KGZ CAREC Regional Road Corridor Improvement (Supplementary) MFF-Subproject ANR 67.6 B C C 16

17 Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 CWRD KGZ Emergency Assistance for Recovery and Reconstruction T and ICT 35.0 B B B 2010 SARD IND MFF - Agribusiness Infrastructure Development Investment Program - Tranche 1 Energy 16.7 B B C 2010 SERD CAM Rural Roads Improvement Program PSM 10.0 C C C 2010 CWRD KGZ Power Sector Improvement (formerly Transmission and Distribution Program PSM 10.0 C C C Metering ) (formerly Transmission and Distribution Metering ) 2010 SERD CAM Public Financial Management for Rural Development Program - Subprogram 2 MFF-Subproject WOMIS 43.4 B C C (Subprogram 2) 2010 SERD CAM Promoting Economic Diversification Program (Subprogram 2) MFF-Subproject Energy 89.7 B B C 2010 SARD IND Infrastructure Development Investment Program for Tourism - Tranche 1 MFF-Subproject ANR 51.6 A C C 2010 SARD IND MFF - Assam Power Sector Enhancement Investment Program - Tranche 2 Program PSM 40.0 C C C 2010 SARD IND MFF - Sustainable Coastal Protection and Management Investment Program - Tranche 1 Energy B B C 2010 SERD VIE Second Small and Medium-Sized Enterprises Development Program - Subprogram I MFF-Subproject ANR 56.9 A A B 2010 SARD IND Bihar Power System Improvement T and ICT 24.5 B B B 2010 SARD IND MFF - Assam Integrated Flood and Riverbank Erosion Risk Management Finance 13.0 FI FI FI Investment Program - Tranche SARD NEP Subregional Transport Enhancement MFF-Subproject Energy A A C 2010 PARD PNG Microfinance Expansion TA Loan T and ICT 23.0 C C C 2010 SARD IND MFF - Himachal Pradesh Clean Energy Development Investment Program-Tranche 3 MFF-Subproject Multisector FI FI FI 2010 SARD BAN Subregional Transport Preparatory Facility ANR 40.0 B C C 2010 CWRD KAZ MFF - Small and Medium Enterprise Investment Program - Tranche 1 Sector Multisector B B C 2010 EARD PRC Jiangxi Sustainable Forest Ecosystem Development ANR 60.0 B B B 2010 SARD BAN City Region Development T and ICT A A A 2010 SARD BAN Sustainable Rural Infrastructure Improvement HSP 27.0 C C B 2010 CWRD KAZ MFF: CAREC Transport Corridor 1 (Zhambyl Oblast Section) [Western Europe- T and ICT 75.0 B B B Western People's Republic of China International Transit Corridor] Investment Program - Tranche SERD VIE Second Greater Mekong Subregion Regional Communicable Diseases Control T and ICT B A C 2010 EARD PRC Risk Mitigation and Strengthening of Endangered Reservoir in Shandong Province Program Finance 10.0 C C C 2010 SERD VIE Second Northern GMS Transport Network Improvement Program Finance 60.0 C C C 2010 SARD IND Karnataka State Highway Improvement Program PSM C C C 2010 SERD CAM Financial Sector Development Program (Cluster 2, Subprogram 4) Program Finance C C C 2010 SERD VIE Financial Sector Program III - Subprogram II MFF-Subproject T and ICT A A C 2010 SERD INO Infrastructure Reform Sector Development Program (Subprogram 3) MFF-Subproject Multisector FI FI FI 2010 EARD PRC Yunnan Integrated Road Network Development T and ICT 12.0 B B C 2010 SERD PHI Financial Market Regulation and Intermediation Program, Subprogram II T and ICT 45.0 B C C 2010 CWRD GEO Road Corridor Investment Program - 2 ANR 30.0 B B B 2010 SARD IND Second India Infrastructure Tranche Financing Facility - Tranche 2 Program PSM C C C 2010 PARD KIR Road Rehabilitation MFF-Subproject T and ICT C C C 2010 EARD MON Regional Logistics MFF-Subproject WOMIS 63.0 B B C 2010 SERD REG GMS-VIE Biodiversity Conservation Corridor MFF-Subproject Energy B C C 2010 SERD INO Sixth Development Policy Support Program MFF-Subproject Energy B B C 2010 EARD PRC Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 2 MFF-Subproject T and ICT B B C 17

18 Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 SARD IND MFF - Rajasthan Urban Sector Development Investment Program (Tranche 3) MFF-Subproject T and ICT A A C 2010 CWRD PAK MFF - Renewable Energy Development Sector Investment Program PFR2 MFF-Subproject T and ICT A A C 2010 CWRD PAK MFF Power Distribution Enhancement (Tranche 2) MFF-Subproject T and ICT 40.0 B B C 2010 CWRD KAZ MFF - CAREC Corridor 2 (Mangystau Oblast Sections) Investment Program - MFF-Subproject Energy 69.0 B B C Tranche CWRD ARM North-South Road Corridor Investment Program - 2 Multisector 12.8 B C C 2010 SERD VIE GMS Ben Luc-Long Thanh Expressway (MFF $650 m) - PFR 1 MFF-Subproject T and ICT B C C 2010 SERD VIE Ho Chi Minh City Urban Mass Rapid Transit Line 2 Investment Program - PFR 1 MFF-Subproject T and ICT B C C 2010 SARD IND MFF- Madhya Pradesh Power Sector Investment Program (Tranche 6) T and ICT 23.0 B C C 2010 PSOD GEO Bank Republic Joint Stock Company NS-Private Finance 20.0 FI C C 2010 PSOD AFG Sungas Liquefied Petroleum Gas NS-Private Energy 8.0 B C C 2010 PSOD ARM Zvartnots Airport Expansion (Phase 2) NS-Private T and ICT 40.0 B A C 2010 PSOD REG Credit Guarantee and Investment Facility NS-Private Finance FI FI FI 2010 PSOD REG ASEAN China Investment Fund II NS-Private Finance 25.0 FI FI FI 2010 PSOD REG Asia Water Fund NS-Private Finance 20.0 FI FI FI 2010 PSOD REG Shorecap II Limited NS-Private Finance 10.0 FI FI FI 2010 PSOD GEO Port of Poti NS-Private T and ICT 18.0 B C C 2010 PSOD REG MFI Risk Participation Facility NS-Private Finance FI FI FI 2010 PSOD PAK Uch II - Power Private Limited NS-Private Energy A C C 2010 SERD VIE /2614 SOE Reform and Corporate Governance Facilitation Program - 1 MFF-Subproject PSM C C C 2010 SARD BAN /2623 Natural Gas Access Improvement (formerly Clean Fuel Development Energy B A C ) 2010 CWRD UZB /2630 Talimarjan Power (formerly CASAREM-Talimarjan Energy Development Energy A C C ) (formerly CASAREM-Talimarjan Energy Development ) 2010 SARD SRI /2640 Northern Road Connectivity T and ICT B B C 2010 SERD VIE /2643 Health Human Resources Sector Development Program SDP Multisector 60.0 C C B Program/ 2010 SERD VIE /2653 Skills Enhancement Education 70.0 C C B 2010 SERD CAM /2673 Water Resources Management Sector Development Program (Program) SDP ANR 30.0 B B C Program/ 2010 SERD VIE /2683 Sustainable Rural Infrastructure Development in Northern Mountain ANR B B B Provinces 2010 PARD PAL /2692 Water Sector Improvement Program Program WOMIS 16.0 C C C 2010 SARD BAN /2702 Padma Multipurpose Bridge T and ICT A A C 2010 SARD SRI /2711 Jaffna and Kilinochchi Water Supply and Sanitation WOMIS 90.0 B B C 2010 PARD PNG /2714 Town Electrification Investment Program, Tranche 1 MFF-Subproject Energy 57.3 B B B 2010 PSOD PRC /2627 Songhua River Basin Water Pollution Control and Management Private NS-Private WOMIS B B C Sector Facility 2010 PSOD THA /2628 Solar Power NS-Private Energy 70.0 B C C 2010 PSOD AZE /2637 Garadagh Cement Expansion and Energy Efficiency Improvement NS-Private Energy 27.0 A C C 2010 PSOD THA /2678 Bangchak Solar NS-Private Energy B C C 2010 PSOD GEO /2690 Bank of Georgia NS-Private Finance 50.0 FI FI FI 2010 PSOD PRC /2693 Municipal Natural Gas Infrastructure Development 2 NS-Private Energy B B C 2010 PSOD PRC /2698 Jilin Wind Power NS-Private Energy B B C 18

19 Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2010 PSOD PAK /2704 Zorlu Enerji Power NS-Private Energy 36.8 B C C 2010 PSOD REG /7321 Clean Energy Funds - Renewable Energy Asia Fund NS-Private Energy 40.0 FI FI FI 2010 PSOD INO /2712 Housing Finance Program NS-Private Finance FI FI FI 2011 CWRD KAZ CAREC Transport Corridor I (Zhambyl Oblast Section) [Western Europe-Western T and ICT 4.7 B B C People's Republic of China International Transit Corridor] Investment Program - Tranche SARD IND Madhya Pradesh State Roads III MFF-Subproject T and ICT B B C 2011 CWRD TKM North-South Railway T and ICT 95.0 A B C 2011 EARD PRC Qinghai Rural Water Resources Management MFF-Subproject WOMIS B B C 2011 PARD COO Avatiu Port Development (Supplementary) MFF-Subproject T and ICT B A C 2011 SERD INO Indonesia Eximbank T and ICT B C C 2011 SERD VIE Ha Noi Metro Rail System (Line 3: Nhon-Ha Noi Station Section) ANR 60.0 B A A 2011 EARD PRC Forestry and Ecological Restoration in Three Northwest Provinces NS-Public Finance FI FI FI 2011 CWRD UZB Central Asia Regional Economic Cooperation Corridor 2 Road Investment Program T and ICT A A C - Tranche SERD VIE Phuoc Hoa Water Resources (Supplementary) ANR B C A 2011 SARD IND Bangalore Metro Rail Transit System NS-Private T and ICT 40.0 B C C 2011 CWRD GEO Urban Services Improvement Investment Program - Tranche 1 MFF-Subproject T and ICT B B C 2011 CWRD ARM Sustainable Urban Development Investment Program - Tranche 1 ANR 60.0 A A B 2011 SERD VIE Water Sector Investment Program - Tranche 1 NS-Public T and ICT B C C 2011 CWRD KGZ CAREC Corridor 1 (Biskek-Torugart Road) - 3 MFF-Subproject WOMIS 80.0 B B C 2011 SARD BAN Khulna Water Supply MFF-Subproject T and ICT 48.6 B A C 2011 EARD PRC Xinjiang Altay Urban Infrastructure and Environment Improvement NS-Private WOMIS B B C 2011 EARD PRC Gansu Tianshui Urban Infrastructure Development MFF-Subproject WOMIS B B C 2011 SARD BAN Third Primary Education Development T and ICT 55.0 A C C 2011 SARD BAN Second Chittagong Hill Tracts Rural Development WOMIS 75.0 B A C 2011 SARD IND Madhya Pradesh Energy Efficiency Improvement Investment Program - Tranche 1 Multisector A A B 2011 EARD PRC Railway Energy Efficiency and Safety Enhancement Investment Program-Tranche 3 Multisector A A C 2011 EARD MON Higher Education Reform Education B B B 2011 SARD SRI Additional Financing National Highways Sector NS-Private Energy A C C 2011 SERD INO Urban Sanitation and Rural Infrastructure Support to the PNPM Mandiri ANR 55.0 B A A 2011 SARD BAN Power System Efficiency Improvement MFF-Subproject Energy B B C 2011 SARD IND North Eastern State Roads Investment Program -Tranche 1 MFF-Subproject T and ICT C C C 2011 EARD PRC Shandong Energy Efficiency and Emission Reduction Education 20.0 C C C 2011 CWRD UZB Second Central Asia Regional Economic Cooperation Corridor 2 Road Investment T and ICT 85.0 B A C Program - Tranche EARD PRC Guangdong Energy Efficiency and Environment Improvement Investment Multisector B C C Program - Tranche CWRD UZB Housing for Integrated Rural Development Investment Program - Tranche 1 Energy A B C 2011 SARD NEP Kathmandu Valley Water Supply Improvement MFF-Subproject T and ICT 74.8 B A B 2011 SERD LAO Secondary Education Sector Development Program Energy FI FI FI 2011 SARD IND Gujarat Solar Power Transmission MFF-Subproject T and ICT B C C 2011 CWRD UZB Advanced Electricity Metering MFF-Subproject Energy 42.9 FI FI FI 2011 SERD LAO Additional Financing Nam Ngum River Basin Development Sector NS-Private Energy A B C 19

20 Year Dept DMC No. No. Name Loan Type Sector Amount ENV IR IP 2011 CWRD UZB Central Asia Regional Economic Cooperation Corridor 6 (Marakand-Karshi) MFF-Subproject Multisector FI FI FI Railway Electrification 2011 SERD REG ASEAN Infrastructure Fund WOMIS 80.0 B B C 2011 PARD PNG Rural Primary Health Services Delivery (SF) Program Education 10.0 C C B 2011 SERD INO Second Local Government Finance and Governance Reform Program - Energy B B C Subprogram SERD VIE Transport Connections in Northern Mountainous Provinces (SF) Energy C C C 2011 SARD SRI Local Government Enhancement Sector (SF) Sector ANR 5.0 B B B 2011 SERD LAO Second Private Sector and SME Development Program - Subprogram 1 (SF) T and ICT B C C 2011 SARD IND Railway Sector Investment Program - Tranche 1 Equity Multisector FI FI FI 2011 SARD IND Himachal Pradesh Clean Energy Transmission Investment Program - Tranche 1 HSP 20.0 B C C 2011 PARD KIR South Tarawa Sanitation Improvement Sector (SF) Program PSM C C C 2011 SARD NEP Decentralized Rural Infrastructure and Livelihood - Additional Financing (SF) T and ICT 80.0 B B A 2011 SARD IND Uttarakhand Urban Sector Development Investment Program - Tranche 2 Sector WOMIS 59.0 B B B 2011 SARD IND Assam Power Sector Enhancement Investment Program-Tranche 3 Program PSM 5.0 C C C 2011 PARD SAM Economic Recovery Support Program (Subprogram 2) (SF) NS-Private Energy 97.0 A A C 2011 EARD PRC Xi'an Urban Road Network Improvement MFF-Subproject T and ICT B A C 2011 SERD INO Low-Carbon and Resilient Development Program MFF-Subproject Energy B B C 2011 SARD IND Assam Urban Infrastructure Investment - Tranche 1 WOMIS 7.6 B B C 2011 CWRD GEO Urban Services Improvement Investment Program - Tranche 2 ANR 18.0 B B B 2011 SARD NEP Electricity Transmission Expansion and Supply Improvement MFF-Subproject WOMIS B B C 2011 SERD LAO Smallholder Development - Additional Financing (SF) NS-Private Energy 48.0 B B C 2011 SERD VIE O Mon IV Combined Cycle Power Plant MFF-Subproject Energy 50.0 B B C 2011 SERD CAM Third Financial Sector Program - Subprogram 1 (SF) Program Multisector 10.8 C C C 2011 SARD BHU Urban Infrastructure T and ICT A A C 2011 SERD INO Regional Roads Development Policy-based Multisector C C C lending 2011 PARD VAN Interisland Shipping Support (SF) MFF-Subproject Multisector 81.0 B B C 2011 EARD PRC Guangxi Beibu Gulf Cities Development MFF-Subproject WOMIS 40.0 B C C 2011 SARD IND Second India Infrastructure Financing Facility - Tranche 3 Energy 56.0 B B C 2011 SARD IND National Power Grid Development Investment Program - Tranche 3 ANR 5.0 B C C 2011 CWRD KAZ Central Asia Regional Economic Cooperation Corridor 1 (Taraz Bypass) Energy A A C 2011 CWRD UZB Water Supply and Sanitation Services Investment Program - Tranche 3 Program Finance 15.0 C C C 2011 SERD VIE Comprehensive Socioeconomic Urban Development in Viet Tri, Hung Yen, Multisector 19.9 B C C and Dong Dang 2011 SERD VIE Support for the Implementation of the Poverty Reduction Program V - T and ICT B A B Subprogram 3 (SF) 2011 SERD VIE Development of the Northern Chu and Southern Ma Rivers Irrigation System T and ICT 10.8 B C C (SF) 2011 EARD PRC Hai River Estuary Area Pollution Control and Ecosystem Rehabilitation Multisector A A C 2011 SARD IND Madhya Pradesh Energy Efficiency Improvement Investment Program - Tranche 2 MFF-Subproject Multisector FI FI FI 2011 CWRD AZE Road Network Development Program - Tranche 3 MFF-Subproject Energy 76.0 B B C 2011 PARD VAN Port Vila Urban Development (SF) MFF-Subproject WOMIS 58.0 B B C 2011 SARD IND Infrastructure Development Investment Program for Tourism - Tranche 2 Multisector 70.0 B A B 20