ROXAS AND COMPANY, INC. (formerly CADP GROUP CORPORATION)

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2 GEERAL IFORMATIO SHEET (GIS) FOR THE YEAR 2016 STOCK CORPORATIO GEERAL ISTRUCTIOS: 1. FOR USER CORPORATIO: THIS GIS SHOULD BE SUBMITTED WITHI THIRTY (30) CALEDAR DAYS FROM THE DATE OF THE AUAL STOCKHOLDERS' MEETIG. DO OT LEAVE AY ITEM BLAK. WRITE ".A." IF THE IFORMATIO REQUIRED IS OT APPLICABLE TO THE CORPORATIO OR "OE" IF THE IFORMATIO IS O-EXISTET. 2. IF O MEETIG IS HELD, THE CORPORATIO SHALL SUBMIT THE GIS TOGETHER WITH A AFFIDAVIT OF O-HOLDIG OF MEETIG WITHI THIRTY (30) CALEDAR DAYS FROM THE DATE OF THE SCHEDULED AUAL MEETIG (AS PROVIDED I THE BY-LAWS). HOWEVER, SHOULD A AUAL STOCKHOLDERS' MEETIG BE HELD THEREAFTER, A EW GIS SHALL BE SUBMITTED/FILED. 3. THIS GIS SHALL BE ACCOMPLISHED I EGLISH AD CERTIFIED AD SWOR TO BY THE CORPORATE SECRETARY OF THE CORPORATIO. 4. THE SEC SHOULD BE TIMELY APPRISED OF RELEVAT CHAGES I THE SUBMITTED IFORMATIO AS THEY ARISE. FOR CHAGES RESULTIG FROM ACTIOS THAT AROSE BETWEE THE AUAL MEETIGS, THE CORPORATIO SHALL SUBMIT OLY THE AFFECTED PAGE OF THE GIS THAT RELATES TO THE EW IFORMATIO TOGETHER WITH A COVER LETTER SIGED BY THE CORPORATE SECRETARY OF THE CORPORATIO. THE PAGE OF THE GIS AD COVER LETTER SHALL BE SUBMITTED WITHI SEVE (7) DAYS AFTER SUCH CHAGE OCCURRED OR BECAME EFFECTIVE. 5. SUBMIT FOUR (4) COPIES OF THE GIS TO THE CETRAL RECEIVIG SECTIO, GROUD FLOOR, SEC BLDG., EDSA, MADALUYOG CITY. ALL COPIES SHALL UIFORMLY BE O A4 OR LETTER-SIZED PAPER WITH A STADARD COVER PAGE. THE PAGES OF ALL COPIES SHALL USE OLY OE SIDE. CORPORATIOS SUBMITTIG A COPY OF THEIR GIS OLIE OR VIA ITERET SHALL SUBMIT OE (1) HARD COPY OF THE GIS, TOGETHER WITH A CERTIFICATIO UDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED OLIE COTAIS THE EXACT DATA I THE HARD COPY. 6. OLY THE GIS ACCOMPLISHED I ACCORDACE WITH THESE ISTRUCTIOS SHALL BE COSIDERED AS HAVIG BEE FILED. 7. THIS GIS MAY BE USED AS EVIDECE AGAIST THE CORPORATIO AD ITS RESPOSIBLE DIRECTORS/OFFICERS FOR AY VIOLATIO OF EXISTIG LAWS, RULES AD REGULATIOS CORPORATE AME: BUSIESS/TRADE AME: ================================ PLEASE PRIT LEGIBLY ===================================== ROXAS AD COMPAY, IC. (formerly CADP GROUP CORPORATIO) DATE REGISTERED: 10/7/1918 SEC REGISTRATIO UMBER: 834 DATE OF AUAL MEETIG PER BY-LAWS: ACTUAL DATE OF AUAL MEETIG: 09 March 2016 COMPLETE PRICIPAL OFFICE ADDRESS: COMPLETE BUSIESS ADDRESS: AME OF EXTERAL AUDITOR & ITS SIGIG PARTER: REYES TACADOG & CO. / Mr. PROTACIO T. TACADOG PRIMARY PURPOSE/ACTIVITY/IDUSTRY PRESETLY EGAGED I: HOLDIG AD IVESTMET COMPAY 4th Wednesday of February 7F CACHO-GOZALES BLDG., 101 AGUIRRE ST., LEGASPI VILLAGE, MAKATI CITY SEC ACCREDITATIO UMBER (if applicable): 0078-AR-1 IDUSTRY CLASSIFICATIO: OE FISCAL YEAR ED: 30 SEPTEMBER CORPORATE TAX IDETIFICATIO UMBER (TI) WEBSITE/URL ADDRESS: ADDRESS: FAX UMBER: TELEPHOE UMBER(S): to 06 GEOGRAPHICAL CODE: OE ================================ ITERCOMPAY AFFILIATIOS ======================================= PARET COMPAY SEC REGISTRATIO O. ADDRESS SUBSIDIARY/AFFILIATE SEC REGISTRATIO O. ADDRESS PLEASE SEE ATTACHED SHEET OTE: USE ADDITIOAL SHEET IF ECESSARY GIS_STOCK(v.2005) Page 1

3 Subsidiary/Affiliate SEC Registration o. Address Roxaco Land Corporation F CGB, 101 Aguirre St., Legaspi Village, Makati City Roxas Green Energy Corporation CS F CGB, 101 Aguirre St., Legaspi Village, Makati City United Ventures Corporation asugbu, Batangas asugbu Feeds Corporation A F CGB, 101 Aguirre St., Legaspi Village, Makati City Roxas Holdings, Inc. PW 15 6F CGB, 101 Aguirre St., Legaspi Village, Makati City SAMG Management and Services, Inc. CS Barangay Pantalan, asugbu, Batangas Roxaco Commercial Properties Corporation A F CGB, 101 Aguirre St., Legaspi Village, Makati City Fuego Hotels and Properties Management Corporation CS th Floor, 139 Corporate Center Bldg., Valero St., Salcedo Village Makati City Roxaco Vanguard Hotels Corporation CS Unit 2A 18 th Floor Robinsons Cybergate Center Tower 3, Pioneer St., Mandaluyong City Roxaco ACM Development Corporation A th / 5 th Floor, CSJ Bldg., 105 Aguirre St., Legaspi Village, Makati City Fuego Development Corporation A rd Floor, Centermall Bldg., Pres. Ave., BF Homes Sucat, Paranaque Fuego Land Corporation A rd Floor, Centermall Bldg., Pres. Ave., BF Homes Sucat, Paranaque Club Punta Fuego, Inc. A Balaytigue, asugbu, Batangas

4 STOCK CORPORATIO ================================ PLEASE PRIT LEGIBLY ================================ Corporate ame: A. Is the Corporation a covered person under the Anti Money Laundering Act YES O (AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365) Please check the appropriate box: a. b. c. d. e. f. g. h. i. j. k. a. Insurance Companies b. Insurance Agents a. c. Insurance Brokers b. d. Professional Reinsurers e. Reinsurance Brokers f. Holding Companies g. Holding Company Systems h. Pre-need Companies c. i. Mutual Benefit Association j. All Other Persons and entities supervised and/or regulated by the Insurance Commission (IC) a. Securities Dealers d. acting as (or arranging for another person to act as) a b. Securities Brokers c. Securities Salesman 7. nominee shareholder for another person Persons who provide any of the following services: d. Investment Houses a. managing of client money, securities or other assets e. Investment Agents and Consultants f. Trading Advisors b. management of bank, savings or securities accounts g. Other entities managing Securities or rendering similar services h. Mutual Funds or Open-end Investment Companies c. organization of contributions for the creation, operation or i. Close-end Investment Companies j. Common Trust Funds or Issuers and other similar entities k. Transfer Companies and other similar entities management of companies d. creation, operation or management of juridical persons or l. Other entities administering or otherwise dealing in currency, commodities or financial derivatives based there on arrangements, and buying and selling business entities m. Entities administering of otherwise dealing in valuable objects 8. one of the above n. Entities administering or otherwise dealing in cash Substitutes Describe and other similar monetary instruments or property supervised nature of and/or regulated by the Securities and Exchange Commission business: HOLDIG AD IVESTMET COMPAY (SEC) B. Banks Offshore Banking Units Quasi-Banks Trust Entities on-stock Savings and Loan Associations Pawnshops Foreign Exchage Dealers Money Changers Remittance Agents Electronic Money Issuers GEERAL IFORMATIO SHEET Financial Institutions which Under Special Laws are subject to Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation, including their subsidiaries and affiliates. 6. Has the Corporation complied with the requirements on Customer Due Diligence (CDD) or Know Your Customer (KYC), record-keeping, and submission of reports under the AMLA, as amended, since the last filing of its GIS? Jewelry dealers in precious metals, who, as a business, trade in precious metals Jewelry dealers in precious stones, who, as a business, trade in precious stone Company service providers which, as a business, provide any of the following services to third parties: acting as a formation agent of juridical persons acting as (or arranging for another person to act as) a director or corporate secretary of a company, a partner of a partnership, or a similar position in relation to other juridical persons providing a registered office, business address or accommodation, correspondence or administrative address for a company, a partnership or any other legal person or arrangement YES O 1-A

5 GEERAL IFORMATIO SHEET STOCK CORPORATIO ==================================== PLEASE PRIT LEGIBLY ================================== CORPORATE AME: ROXAS AD COMPAY, IC. AUTHORIZED CAPITAL STOCK TYPE OF SHARES * SHARES CAPITAL STRUCTURE COMMO 3,375,000, PAR/STATED VALUE (o. of shares X Par/Stated Value) 3,375,000, SUBSCRIBED CAPITAL F I L I P I O VARIOUS O. OF STOCK- HOLDERS TYPE OF SHARES * TOTAL 3,375,000,000 TOTAL P SHARES SHARES I THE HADS OF THE PUBLIC ** PAR/STATED VALUE 3,375,000, OWERSHIP COMMO 1,589,296,753 1,973,674, ,589,296, % F O R E I G (IDICATE BY ATIOALITY) O. OF STOCK- HOLDERS TOTAL 1,589,296,753 1,589,296, SHARES I PAR/STATED TYPE OF SHARES * THE HADS SHARES VALUE OWERSHIP OF THE PUBLIC ** VARIOUS COMMO 384,377,879 1,973,674, ,377, % Percentage of Foreign Equity : 19.48% PAID-UP CAPITAL F I L I P I O VARIOUS O. OF STOCK- HOLDERS TYPE OF SHARES * TOTAL 384,377, ,377, % TOTAL SUBSCRIBED P 1,973,674, SHARES PAR/STATED VALUE OWERSHIP COMMO 1,589,296, ,589,296, % 0.00% F O R E I G (IDICATE BY ATIOALITY) O. OF STOCK- HOLDERS TYPE OF SHARES * TOTAL 1,589,296,753 TOTAL P 1,589,296, SHARES PAR/STATED VALUE OWERSHIP VARIOUS COMMO 384,377, ,377, % TOTAL 384,377,879 TOTAL P 384,377, TOTAL PAID-UP P 1,973,674, OTE: USE ADDITIOAL SHEET IF ECESSARY * Common, Preferred or other classification ** Other than Directors, Officers, Shareholders owning 10% of outstanding shares. GIS_STOCK (v.2005) Page 2

6 GEERAL IFORMATIO SHEET STOCK CORPORATIO ================================ PLEASE PRIT LEGIBLY ================================ CORPORATE AME: ROXAS AD COMPAY, IC. D I R E C T O R S / O F F I C E R S AME, ATIOALITY AD CURRET RESIDETIAL ADDRESS 1. PEDRO E. ROXAS/ MAKATI CITY 2. ATOIO J. ROXAS/ MAKATI CITY 3. CARLOS ATOIO R. ELIZALDE/ 1701 THE PEAK 107 LEVISTE ST. SALCEDO VILL. 4. FRACISCO JOSE R. ELIZALDE/ 1701 THE PEAK 107 LEVISTE ST. SALCEDO VILL. 5. GUILLERMO D. LUCHAGCO/ 1148 TAMARID ROAD, DASMARIAS VILLAGE, 6. CORAZO S. DE LA PAZ-BERARDO 17A MCKILEY ROAD, FORBES PARK, MAKATI 7. FERADO L. GASPAR MAKATI CITY 8. PETER D. BAROT/ 19/F LIBERTY CETER, 104 H.V. DELA COSTA ST. 9. ARMADO B. ESCOBAR/ MAKATI CITY 10. ALEZADRO S. CASABAR/ nothing follows IC'R BOARD SEX STOCK HOLDER C M Y M M Y M M Y M M Y I M Y I F Y M M Y M M M OFFICER Chairperson / Pres. & CEO CORP. SEC. EVP-CFO/ Treas./ Risk Mgt. Ofcr. Asst. Corp. Sec./CIO/CO EXEC. COMM. C/ A A C C/A/ A TAX IDETIFICATIO O. (TI) FOR S and FOREIGERS ISTRUCTIOS: FOR BOARD COLUM, PUT "C" FOR CHAIRMA, "M" FOR MEMBER, "I" FOR IDEPEDET DIRECTOR. FOR IC'R COLUM, PUT "Y" IF A ICORPORATOR, "" IF OT. FOR STOCKHOLDER COLUM, PUT "Y" IF A STOCKHOLDER, "" IF OT. FOR OFFICER COLUM, IDICATE PARTICULAR POSITIO IF A OFFICER, FROM VP UP ICLUDIG THE POSITIO OF THE TREASURER, SECRETARY, COMPLIACE OFFICER AD/OR ASSOCIATED PERSO. FOR EXECUTIVE COMMITTEE, IDICATE "C" IF MEMBER OF THE COMPESATIO COMMITTEE; "A" FOR AUDIT COMMITTEE; "" FOR OMIATIO AD ELECTIO COMMITTEE. ADDITIOALLY WRITE "C" AFTER SLASH IF CHAIRMA AD "M" IF MEMBER. Page 3

7 Page 4 GEERAL IFORMATIO SHEET STOCK CORPORATIO ================================ PLEASE PRIT LEGIBLY ================================ CORPORATE AME: ROXAS AD COMPAY, IC. TOTAL STOCKHOLDERS: 3,384 O. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 3,138 TOTAL ASSETS BASED O LATEST AUDITED FIACIAL STATEMETS: P7,034,981, (As of 30 September 2015) STOCKHOLDER'S IFORMATIO AME, ATIOALITY AD CURRET RESIDETIAL ADDRESS TYPE SHARES SUBSCRIBED UMBER AMOUT (PhP) OWER- SHIP AMOUT PAID (PhP) 1. SPCI Holdings, Inc. C 642,779, ,779, % 642,779, TAX IDETIFICATIO O. (TI) FOR S and FOREIGERS Unit 1701, The Peak, 107 Levistre Street Legaspi Village, Makati City TOTAL 642,779, ,779, PESA HOLDIGS, IC. C 530,130, ,130, % 530,130, F CG BLDG., 101 AGUIRRE ST., LEGASPI VILL. MAKATI 530,130, ,130, CISCO Holdings, Inc. C 112,500, ,500, % 112,500, Unit 1701, The Peak, 107 Levistre Street Legaspi Village, Makati City TOTAL 112,500, ,500, CRE Holdings, Inc. C 112,500, ,500, % 112,500, Unit 1701, The Peak, 107 Levistre Street Legaspi Village, Makati City TOTAL 112,500, ,500, IÑIGO Holdings, Inc. C 112,500, ,500, % 112,500, Unit 1701, The Peak, 107 Levistre Street Legaspi Village, Makati City 112,500, ,500, SRE Holdings, Inc. C 112,500, ,500, % 112,500, Unit 1701, The Peak, 107 Levistre Street Legaspi Village, Makati City TOTAL 112,500, ,500, PCD ominee Corporation C 76,444,432 76,444, % 76,444, F Tower I, Enterprise Center, Ayala Avenue Makati City TOTAL 76,444,432 76,444, TOTAL AMOUT OF SUBSCRIBED CAPITAL TOTAL AMOUT OF PAID-UP CAPITAL ISTRUCTIO: SPECIFY THE TOP 20 STOCKHOLDERS AD IDICATE THE REST AS OTHERS ote: For PDTC ominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. GIS_STOCK (v.2013) Page 4

8 GEERAL IFORMATIO SHEET STOCK CORPORATIO ==================================== PLEASE PRIT LEGIBLY ================================== CORPORATE AME: ROXAS AD COMPAY, IC. TOTAL STOCKHOLDERS: 3,384 O. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 3,138 TOTAL ASSETS BASED O LATEST AUDITED FIACIAL STATEMETS: P7,034,981, (As of 30 September 2015) STOCKHOLDER'S IFORMATIO AME, ATIOALITY AD CURRET RESIDETIAL ADDRESS TYPE SHARES SUBSCRIBED UMBER AMOUT (PhP) OWER- SHIP 8. ATOIO J. ROXAS C 50,030,659 50,030, % Unit 1701, The Peak, 107 Levistre Street Legaspi Village, Makati City TOTAL 50,030,659 50,030, Rizal Commercial Banking C 3,048,161 3,048, % 333 SE. GIL PUYAT AVE. MAKATI CITY TOTAL 3,048,161 3,048, AMOUT PAID (PhP) TAX IDETIFICATIO O. (TI) FOR S and FOREIGERS 50,030, ,048, PEDRO E. ROXAS C 2,969,690 2,969, % 7F CG BLDG., 101 AGUIRRE ST., LEGASPI VILLAGE, MAKATI CITY TOTAL 2,969,690 2,969, ,969, ATOIO ROXAS CHUA C 2,379,610 2,379, % 6F LEGASPI TOWERS 200 PASEO DE ROXAS MAKATI CITY TOTAL 2,379,610 2,379, ,379, DECEASED 12. MARI CARME ROXAS DE ELIZALDE C 1,361,241 1,361, % MAKATI TOTAL 1,361, FRACISCO JOSE R. ELIZALDE C 1,233,675 1,233, % 1701 THE PEAK, 107 LEVISTE ST., SALCEDO VILLAGE, MAKATI CITY TOTAL 1,233,675 1,233, ,233, CARLOS R. ELIZALDE C 1,220,858 1,220, % 1701 THE PEAK, 107 LEVISTE ST., SALCEDO VILLAGE, MAKATI CITY TOTAL 1,220,858 1,220, ,220, SATIAGO R. ELIZALDE C 1,210,930 1,210, % 1,210, MAKATI TOTAL HOLDERS AD IDICATE THE REST AS OTHERS ote: For PDTC ominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. GIS_STOCK (v.2013) Page 5

9 TOTAL STOCKHOLDERS: 3,384 O. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 3,138 TOTAL ASSETS BASED O LATEST AUDITED FIACIAL STATEMETS: P7,034,981, (As of 30 September 2015) STOCKHOLDER'S IFORMATIO SHARES SUBSCRIBED AME, ATIOALITY AD CURRET RESIDETIAL ADDRESS GEERAL IFORMATIO SHEET STOCK CORPORATIO ==================================== PLEASE PRIT LEGIBLY ================================== CORPORATE AME: ROXAS AD COMPAY, IC. TYPE UMBER AMOUT (PhP) OWER- SHIP 16. CETRAL AZUCARERA DELA CARLOTA C 1,178,400 1,178, % RETIREMET TRUST FUD PHILIPPIE ATIOAL 6F CG BLDG., 101 AGUIRRE ST., LEGASPI TOTAL 1,178,400 1,178, VILLAGE, MAKATI CITY 17. EQUITABLE SECURITIES FAO IÑIGO ELIZALDE C 933, , % PHILIPPIE ATIOAL 6F LEGASPI TOWERS 200 PASEO DE ROXAS MAKATI CITY TOTAL 933, , SEVERO A. TUASO & COMPAY, IC. C 537, , % 14-B CORPORATE, AD AVEUE ORTIGAS AVEUE, PASIG CITY TOTAL 537, , DOLORES TEUS DE M. VARA DE REY C 488, , % THE CHASE MAHATTA BAK, 1 CHASE MAHATTA, EW YORK TOTAL 488, , COCEPCIO TEUS VDA. DE M. VARA DE REY C 445, , % AMOUT PAID (PhP) 1,178, TAX IDETIFICATIO O. (TI) FOR S and FOREIGERS , OT O FILE 537, OT O FILE 488, OT O FILE 445, OT O FILE BAKERS TRUST COMPAY, 16 WALL STREET EW YORK, USA TOTAL 445, , OTHERS C 207,262, ,262, % 207,262, TOTAL 207,262, ,262, TOTAL AMOUT OF SUBSCRIBED CAPITAL 1,973,674, TOTAL AMOUT OF PAID-UP CAPITAL 1,973,674, ISTRUCTIO: SPECIFY THE TOP 20 STOCKHOLDERS AD IDICATE THE REST AS OTHERS ote: For PDTC ominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. GIS_STOCK (v.2013) Page 6

10 GEERAL IFORMATIO SHEET STOCK CORPORATIO CORPORATE AME: PLEASE PRIT LEGIBLY ROXAS AD COMPAY, IC. 1. IVESTMET OF CORPORATE FUDS I AOTHER CORPORATIO 1.1 STOCKS DATE OF BOARD RESOLUTIO BODS/COMMERCIAL PAPER (Issued by Private Corporations) LOAS/ CREDITS/ ADVACES GOVERMET TREASURY BILLS OTHERS 2. IVESTMET OF CORPORATE FUDS I ACTIVITIES UDER ITS SECODARY PURPOSES (PLEASE SPECIFY:) DATE OF BOARD RESOLUTIO DATE OF STOCKHOLDERS RATIFICATIO 3. TREASURY SHARES % AS TO THE TOTAL O. OF SHARES O. OF SHARES ISSUED 938,211, % 4. URESTRICTED/UAPPROPRIATED RETAIED EARIGS AS OF ED OF LAST FISCAL YEAR: P689,212, DIVIDEDS DECLARED DURIG THE IMMEDIATELY PRECEDIG YEAR: TYPE OF DIVIDED DATE DECLARED CASH 5.2 CASH 5.3 PROPERTY TOTAL ADDITIOAL SHARES ISSUED DURIG THE PERIOD: DATE O. OF SHARES OE OE OE 0.00 AMOUT SECODARY LICESE/REGISTRATIO WITH SEC AD OTHER GOV'T AGECY: AME OF AGECY: SEC B S P TYPE OF LICESE/REG. Permit to Sell Securities DATE ISSUED: 3/16/1994 I C DATE STARTED 10/17/1918 OPERATIOS: TOTAL AUAL COMPESATIO OF DIRECTORS DURIG THE PRECEDIG FISCAL YEAR (in PhP) P1,325, TOTAL O. OF OFFICERS 4 TOTAL O. OF RAK & FILE EMPLOYEES 6 TOTAL MAPOWER COMPLEMET 11 OTE: USE ADDITIOAL SHEET IF ECESSARY Page 7

(Company s Full Name) 7 T H F L O O R C G B U I L D I N G A G U I R R E S T R E E T L E G A S P I V I L L A G E M A K A T I C I T Y

P W 0 0 0 0 0 8 3 4 R O X A S A N D C O M P A N Y, I N C. ( F O R M E R L Y C A D P G R O U P C O R P O R A T I O N ) (Company s Full Name) 7 T H F L O O R C G B U I L D I N G 1 0 1 A G U I R R E S T R