GENERAL INFORMATION SHEET (GIS)

Transcription

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2 GENERAL INFORMATION SHEET (GIS) FOR THE YEAR 2010 GENERAL INSTRUCTIONS: 1. FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. 2. IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS TOGETHER WITH AN AFFIDAVIT OF NON-HOLDING OF MEETING WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE SCHEDULED ANNUAL MEETING (AS PROVIDED IN THE BY-LAWS). HOWEVER, SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED. 3. THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION. 4. THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT ONLY THE AFFECTED PAGE OF THE GIS THAT RELATES TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETARY OF THE CORPORATION. THE PAGE OF THE GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURRED OR BECAME EFFECTIVE. 5. SUBMIT TWO (2) COPIES OF THE GIS TO THE CENTRAL RECEIVING SECTION, GROUND FLOOR, SEC BLDG., EDSA, MANDALUYONG CITY. ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER WITH A STANDARD COVER PAGE. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE. CORPORATIONS SUBMITTING A COPY OF THEIR GIS ONLINE OR VIA INTERNET SHALL SUBMIT ONE (1) HARD COPY OF THE GIS, TOGETHER WITH A CERTIFICATION UNDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED ONLINE CONTAINS THE EXACT DATA IN THE HARD COPY. 6. ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED. 7. THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING LAWS, RULES AND REGULATIONS CORPORATE NAME: ================================ PLEASE PRINT LEGIBLY ===================================== DATE REGISTERED: ALLIANCE GLOBAL GROUP, INC. BUSINESS/TRADE NAME: ALLIANCE GLOBAL GROUP, INC. October 12, 1993 SEC REGISTRATION NUMBER: AS FISCAL YEAR END: December 31 DATE OF ANNUAL MEETING PER BY-LAWS: 3rd Tuesday of September CORPORATE TAX IDENTIFICATION NUMBER (TIN) ACTUAL DATE OF ANNUAL MEETING:. October 5, 2010 COMPLETE PRINCIPAL OFFICE ADDRESS: 7th Floor, 1880 Eastwood Avenue, Eastwood CyberPark, 188 E. Rodriguez Jr. Avenue,, Metro Manila WEBSITE/URL ADDRESS: ADDRESS: COMPLETE BUSINESS ADDRESS: intingdin@ymail.com FAX NUMBER: th Floor, 1880 Eastwood Avenue, Eastwood CyberPark, 188 E. Rodriguez Jr. Avenue,, Metro Manila NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER: Punongbayan & Araullo - Leonardo D. Cuaresma, Jr. PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN: SEC ACCREDITATION TELEPHONE NUMBER(S): NUMBER (If applicable): 001-AR to 41 INDUSTRY CLASSIFICATI GEOGRAPHICAL CODE: Holding Company ================================ INTERCOMPANY AFFILIATIONS ======================================= PARENT COMPANY SEC REGISTRATION NO. ADDRESS... SUBSIDIARY/AFFILIATE SEC REGISTRATION NO. ADDRESS ANGLO WATSONS GLASS, INC. A /F 1880 Eastwood Avenue, Eastwood CyberPark, Bagumbayan, Q.C. ALLIANCE GLOBAL BRANDS, INC. A /F 1880 Eastwood Avenue, Eastwood CyberPark, Bagumbayan, Q.C. FIRST CENTRO, INC. AS /F 1880 Eastwood Avenue, Eastwood CyberPark, Bagumbayan, Q.C. GOLDEN ARCHES DEVELOPMENT CORPORATION /F Citibank Centre, Paseo de Roxas, Makati GOLDEN ARCHES REALTY CORPORATION /F Citibank Centre, Paseo de Roxas, Makati EMPERADOR DISTILLERS, INC. CS /F 1880 Eastwood Avenue, Eastwood CyberPark, Bagumbayan, Q.C. MEGAWORLD CORPORATION /F The World Centre, 330 Sen. Gil J. Puyat Ave., Makati NOTE: USE ADDITIONAL SHEET IF NECESSARY GIS_STOCK(v.2005) Page 1

3 GENERAL INFORMATION SHEET ==================================== PLEASE PRINT LEGIBLY ================================== AUTHORIZED CAPITAL STOCK CAPITAL STRUCTURE PAR/STATED VALUE Common 12,950,000, (No. of shares X Par/Stated Value) 12,950,000, SUBSCRIBED CAPITAL (Net of buy-back shares) 12,950,000,000 P 12,950,000, F I L I P I N O NO. OF STOCK- HOLDERS IN THE HANDS OF THE PUBLIC ** PAR/STATED VALUE OWNERSHIP 969 Common 5,914,302,040 5,914,302, ,914,302, % 5,914,302,040 P 5,914,302, % F O R E I G N (INDICATE BY NATIONALITY) NO. OF STOCK- HOLDERS IN THE HANDS OF THE PUBLIC ** PAR/STATED VALUE OWNERSHIP Brit.Virgin 1 Common 120,000, ,000, ,000, % Non- 1 Common 2,297,394,663 2,297,394, ,297,394, % Chinese 2 Common 2,200 2, , % American 1 Common 5,000 5, , % Percentage of Foreign Equity : 2,417,401,863 P 2,417,401, % SUBSCRIBED P 8,331,703, % PAID-UP CAPITAL (Net of buy-back shares) F I L I P I N O NO. OF STOCK- HOLDERS 969 Common 7,302,326,116 1 PAR/STATED VALUE OWNERSHIP 7,302,326, % 7,302,326,116 P 7,302,326, % F O R E I G N (INDICATE BY NATIONALITY) NO. OF STOCK- HOLDERS PAR/STATED VALUE OWNERSHIP Brit.Virgin 1 Common 120,000, ,000, % Non- 1 Common 2,297,394, ,297,394, % Chinese 2 Common 2, , % American 1 Common 5, , % 2,417,401,863 P 2,417,401, % PAID-UP P 9,719,727, % NOTE: USE ADDITIONAL SHEET IF NECESSARY * Common, Preferred or other classification ** Other than Directors, Officers, Shareholders owning 10% of outstanding shares. GIS_STOCK (v.2005) Page 2

4 GENERAL INFORMATION SHEET ================================ PLEASE PRINT LEGIBLY ================================ NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS D I R E C T O R S / O F F I C E R S INC'R BOARD STOCK HOLDER OFFICER EXEC. COMM. TAX IDENTIFICATION NO. (TIN) FOR FILIPINOS or PASSPORT NO. FOR FOREIGNERS 1. ANDREW L. TAN - N C Y Chairman C/C 11 Abueva St., Corinthian Gardens, Q.C. A/M SERGIO R. ORTIZ-LUIS, JR. - N I Y Vice C/M 24 Sto. Tomas St., Urdaneta Village, Makati Chairman A/M KINGSON U. SIAN - N M Y President Unit 1803 Horizon Condo., Meralco Ave., Pasig KATHERINE L. TAN - N M Y Treasurer 11 Abueva St., Corinthian Gardens, Q.C WINSTON S. CO - N M Y. N/M 23 Lopez Jaena St., Ayala Heights Subd., Balara, Quezon 6. ALEJO L. VILLANUEVA, JR. - N I Y. C/M Unit land Pasong Tamo Tower, Pasong Tamo Extension, Makati A/C N/M RENATO M. PIEZAS - N M Y. N/C 95-K- 10th Street, Kamias, Quezon DINA D.R. INTING - N. Y FVP- Commonwealth Hobart Homes, Old Balara, Finance/CIO Quezon 9. DOMINIC V. ISBERTO - N. N Corporate Regency Townhomes, Xavierville 2, Q.C. Secretary ROLANDO D. SIATELA - N. N Assistant Laguna Bel-Aire, Sta. Rosa Laguna Corporate Secretary 11. NOTHING FOLLOWS INSTRUCTIONS: FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR. FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT. FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT. FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER, SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON. FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER. GIS_STOCK (v.2005) Page 3

5 ================================ PLEASE PRINT LEGIBLY ================================ STOCKHOLDERS: 974 as of September 30, 2010 NO. OF STOCKHOLDERS WITH 100 OR MORE EACH: 963 NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS TYPE NUMBER AMOUNT OWNER- SHIP 1. THE ANDRESONS GROUP, INC. Common 3,943,616,194 3,943,616, Filpino 40.57% 3,943,616, ,943,616,194 3,943,616, PCD NOMINEE CORPORATION Common 2,297,394,663 2,297,394, % Non- G/F MKSE Bldg. Ayala Ave. Makati 2,297,394,663 2,297,394, a. The Hongkong and Shanghai Common 1,203,894,191 1,203,894, Banking Corp Ltd 2,297,394, /F Discovery Suites, ADB 12.39% Ave., Ortigas Center, Pasig SUB 1,203,894,191 1,203,894, b. Deutsche Bank Manila Common 662,736, ,736, /F Ayala Tower One, Ayala 6.82% Triangle, Makati SUB 662,736, ,736, PCD NOMINEE CORPORATION Common 1,628,995,465 1,628,995, Filpino G/F MKSE Bldg. Ayala Ave. Makati 16.76% 1,628,995,465 1,628,995, ,628,995, a. Citibank. Common 402,426, ,426, /F Citibank Tower Villar corner Valero Sts. Makati SUB 402,426, ,426, % 4. ALTAVISION RESOURCES, INC. Common 451,574, ,574, ,574, ,574, ,574, % 5. ANDREW L. TAN Common 341,684, ,684, Abueva St., Corinthian Gardens, Quezon 3.52% 341,684, ,684, ,684, YORKSHIRE HOLDINGS, INC. Common 255,773, ,773, /F The World Centre Bldg., 330 Sen. Gil Puyat Ave., Makati GENERAL INFORMATION SHEET ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: P 128,336,716,951 (consolidated) STOCKHOLDER'S INFORMATION SUBSCRIBED 255,773, ,773, ASIAGROUP HOLDINGS, INC. Common 220,004, ,004, ,004, ,004, AMOUNT OF SUBSCRIBED CAPITAL AMOUNT OF PAID-UP CAPITAL AMOUNT PAID 2.63% 255,773, % 220,004, ,139,042, TAX IDENTIFICATION NO. (TIN) FOR FILIPINOS or PASSPORT NO. FOR FOREIGNERS INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. GIS_STOCK (v.2005) Page 4

6 GENERAL INFORMATION SHEET ==================================== PLEASE PRINT LEGIBLY ================================== STOCKHOLDERS: 974 NO. OF STOCKHOLDERS WITH 100 OR MORE EACH: 963. STOCKHOLDER'S INFORMATION NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS TYPE NUMBER AMOUNT 8. GLOBALAND HOLDINGS, INC. Common 220,004, ,004, ,004, ,004, GRAND BELAIR HOLDINGS, INC. Common 220,004, ,004, ,004, ,004, LE BRISTOL HOLDINGS, INC. Common 216,100, ,100, ,100, ,100, CALIFORNIA ORCHARD GROWERS' Common 120,000, ,000, INVESTMENTS, INC. - Non- c/o 120,000, ,000, EASTWOOD PROPERTY HOLDINGS, INC. Common 112,600, ,600, c/o 112,600, ,600, GILMORE PROPERTY MARKETING Common 96,781,765 96,781, ASSOCIATES, INC. - c/o 96,781,765 96,781, ANDRESONS GLOBAL, INC. Common 3,088,596 30,088, /F IBM Plaza Eastwood, Bagumbayan, Quezon AMOUNT OF SUBSCRIBED CAPITAL SUBSCRIBED 3,088,596 30,088, OWNER- SHIP 2.26% 2.26% 2.22% 1.23% 1.16% 1.00% 0.31% AMOUNT PAID 1,015,578, TAX IDENTIFICATION NO. (TIN) FOR FILIPINOS or PASSPORT NO. FOR FOREIGNERS 220,004, ,004, ,100, ,000, ,600, ,781, ,088, INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary. GIS_STOCK (v.2005) Page 5

7 GENERAL INFORMATION SHEET ==================================== PLEASE PRINT LEGIBLY ============================== STOCKHOLDERS: 974 NO. OF STOCKHOLDERS WITH 100 OR MORE EA ASSETS BASED ON LATEST AUDITED FS: P 128,336,716,951 (consolidated) STOCKHOLDER'S INFORMATION SUBSCRIBED NAME, NATIONALITY AND CURRENT RESIDENTIAL ADDRESS TYPE NUMBER AMOUNT OWNER- SHIP AMOUNT PAID 15. FORBESTOWN PROPERTIES & HOLDINGS, Common 10,000,000 10,000, INC. - Forbestown Commercial Center, Bonifacio Global, Taguig 10,000,000 10,000, % 10,000, APEX MANAGEMENT & DEVELOPMENT Common 6,500,000 6,500, GROUP, INC. - 18/F Aurora Tower, Araneta Center Cubao, Quezon 6,500,000 6,500, % 6,500, ANA GO &/OR GO KIM PA Common 3,500,000 3,500, /F Goiti Bldg., 15 Muelle De Banco Nacional, Plaza Lacson, Sta. Cruz 3,500,000 3,500, % 3,500, ARAFOR TRADING AND DEVELOPMENT Common 1,000,000 1,000, CORPORATION - 17/F Aurora Tower, Araneta Center Cubao, Quezon 1,000,000 1,000, % 1,000, KAUSWAGAN DEVELOPMENT CORPORATION Common 1,000,000 1,000, /F Aurora Tower, Araneta Center Cubao, Quezon 1,000,000 1,000, % 1,000, LUCIO W. YAN &/OR CLARA Y. YAN Common 1,000,000 1,000, Lafayette St., Greenhills Mandaluyong 0.01% 1,000, ,000,000 1,000, OTHERS (954 stockholders) Common 92,207,104 92,207, ,207,104 92,207, % 92,207, AMOUNT OF SUBSCRIBED CAPITAL excluding buy-back shares AMOUNT OF PAID-UP CAPITAL 10,269,827, INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's Attach separate sheet, if necessary. GIS_STOCK (v.2005) Page 6

8 GENERAL INFORMATION SHEET PLEASE PRINT LEGIBLY 1. INVESTMENT OF CORPORATE FUNDS IN ANOTHER CORPORATION 1.1 STOCKS DATE OF BOARD RESOLUTION (CONSOLIDATED) 20,350,324, BONDS/COMMERCIAL PAPER (Issued by Private Corporations) LOANS/ CREDITS/ ADVANCES 3,105,427, ,998,664, GOVERNMENT TREASURY BILLS 1.5 OTHERS 2. INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS SECONDARY PURPOSES (PLEASE SPECIFY:) DATE OF BOARD RESOLUTION DATE OF STOCKHOLDERS RATIFICATION 3. TREASURY NO. OF % AS TO THE NO. OF ISSUED 550,100, % 4. UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR (consolidated) P 17,059,492, DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR:. TYPE OF DIVIDEND DATE DECLARED CASH 5.2 STOCK 5.3 PROPERTY ADDITIONAL ISSUED DURING THE PERIOD:. DATE NO. OF AMOUNT SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY: NAME OF AGENCY: SEC B S P TYPE OF LICENSE/REGN. DATE ISSUED: I C DATE STARTED OPERATIONS: ANNUAL COMPENSATION OF DIRECTORS DURING THE PRECEDING FISCAL YEAR (in PhP) NO. OF OFFICERS 7 NO. OF RANK & FILE EMPLOYEES 16,756 MANPOWER COMPLEMENT 16,763 NOTE: USE ADDITIONAL SHEET IF NECESSARY GIS_STOCK (v.2005) Page 7

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