* * PROPERTY AND CASUALTY COMPANIES ASSOCIATION EDITION QUARTERLY STATEMENT AS OF MARCH 31, 2018 OF THE CONDITION AND AFFAIRS OF THE

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1 * * PROPERTY AND CASUALTY COMPANIES ASSOCIATION EDITION QUARTERLY STATEMENT AS OF MARCH, 08 OF THE CONDITION AND AFFAIRS OF THE OLD AMERICAN INDEMNITY COMPANY NAIC Group Code 0476, 0476 NAIC Company Code 665 Employer s ID Number (Current Period) (Prior Period) Organized under the Laws of Kentucky, State of Domicile or Port of Entry Kentucky Country of Domicile United States Incorporated/Organized //956 Commenced Business 05/0/957 Statutory Home Office 50 WEST MAIN STREET, SUITE 00, LEXINGTON, KY, US (Street and Number) (City or Town, State, Country and Zip Code) Main Administrative Office 4675 DALLAS PARKWAY, SUITE 500 DALLAS, TX, US (Street and Number) (City or Town, State, Country and Zip Code) (Area Code) (Telephone Number) Mail Address 4675 DALLAS PARKWAY, SUITE 500, DALLAS, TX, US 7554 (Street and Number or P.O. Box) (City or Town, State, Country and Zip Code) Primary Location of Books and Records 4675 DALLAS PARKWAY, SUITE 500 DALLAS, TX, US (Street and Number) (City or Town, State, Country and Zip Code) (Area Code) (Telephone Number) Internet Web Site Address Statutory Statement Contact TRAVIS ALAN GLASS (Name) (Area Code) (Telephone Number) (Extension) TRAVIS.GLASS@OLDAM.COM ( Address) (Fax Number) OFFICERS Name Title Name Title ANDREW JAMES KIRKPATRICK, PRESIDENT MELISSA WADDELL SAYLORS, SECRETARY MARK FRANCIS BANAR, TREASURER, OTHER OFFICERS DEBRA JANE ROBERTS, CHIEF EXECUTIVE OFFICER BRENT LAYNE MCGILL, EXECUTIVE VICE PRESIDENT & CHIEF ACTUARY DIRECTORS OR TRUSTEES DEBRA JANE ROBERTS ANDREW JAMES KIRKPATRICK BRENT LAYNE MCGILL State of County of TEXAS DALLAS ss The officers of this reporting entity being duly sworn, each depose and say that they are the described officers of said reporting entity, and that on the reporting period stated above, all of the herein described assets were the absolute property of the said reporting entity, free and clear from any liens or claims thereon, except as herein stated, and that this statement, together with related exhibits, schedules and explanations therein contained, annexed or referred to, is a full and true statement of all the assets and liabilities and of the condition and affairs of the said reporting entity as of the reporting period stated above, and of its income and deductions therefrom for the period ended, and have been completed in accordance with the NAIC Annual Statement Instructions and Accounting Practices and Procedures manual except to the extent that: () state law may differ; or, () that state rules or regulations require differences in reporting not related to accounting practices and procedures, according to the best of their information, knowledge and belief, respectively. Furthermore, the scope of this attestation by the described officers also includes the related corresponding electronic filing with the NAIC, when required, that is an exact copy (except for formatting differences due to electronic filing) of the enclosed statement. The electronic filing may be requested by various regulators in lieu of or in addition to the enclosed statement. ANDREW JAMES KIRKPATRICK MELISSA WADDELL SAYLORS MARK FRANCIS BANAR PRESIDENT SECRETARY TREASURER a. Is this an original filing? Yes [X] No [ ] Subscribed and sworn to before me this b. If no: day of,. State the amendment number. Date filed. Number of pages attached POLLYANNA YOUNG, NOTARY PUBLIC OCTOBER 8, 08

2 ASSETS Assets Current Statement Date 4 Nonadmitted Assets Net Admitted Assets (Cols. - ) December Prior Year Net Admitted Assets. Bonds 8,8,89 8,8,89 8,6,05. Stocks:. Preferred stocks. Common stocks. Mortgage loans on real estate:. First liens. Other than first liens 4. Real estate: 4. Properties occupied by the company (less $ encumbrances) 4. Properties held for the production of income (less $ encumbrances) 4. Properties held for sale (less $ encumbrances) 5. Cash ($ 7,99 ), cash equivalents ($ ) and short-term investments ($,4,45 ),56,70,56,70,64,47 6. Contract loans (including $ premium notes) 7. Derivatives 8. Other invested assets 9. Receivables for securities 85, Securities lending reinvested collateral assets. Aggregate write-ins for invested assets. Subtotals, cash and invested assets (Lines to ) 9,84,759 9,84,759 0,675,5. Title plants less $ charged off (for Title insurers only) 4. Investment income due and accrued 5,76 5,76 7,74 5. Premiums and considerations: 5. Uncollected premiums and agents balances in the course of collection 77,84 77,84 7, Deferred premiums, agents balances and installments booked but deferred and not yet due (including $ earned but unbilled premiums) 57,805 57, ,48 5. Accrued retrospective premiums ($ ) and contracts subject to redetermination ($ ) 6. Reinsurance: 6. Amounts recoverable from reinsurers 77, 77, 64,55 6. Funds held by or deposited with reinsured companies 6. Other amounts receivable under reinsurance contracts 7. Amounts receivable relating to uninsured plans 8. Current federal and foreign income tax recoverable and interest thereon 8. Net deferred tax asset 9. Guaranty funds receivable or on deposit 0. Electronic data processing equipment and software. Furniture and equipment, including health care delivery assets ($ ). Net adjustment in assets and liabilities due to foreign exchange rates. Receivables from parent, subsidiaries and affiliates,66 4. Health care ($ ) and other amounts receivable 5. Aggregate write-ins for other-than-invested assets 6. Total assets excluding Separate Accounts, Segregated Accounts and Protected Cell Accounts (Lines to 5),,5,,5,5, From Separate Accounts, Segregated Accounts and Protected Cell Accounts 8. Total (Lines 6 and 7),,5,,5,5, DETAILS OF WRITE-INS 98. Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 through 0 plus 98) (Line above) 50. MGA Receivable Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 through 50 plus 598) (Line 5 above)

3 LIABILITIES, SURPLUS AND OTHER FUNDS Current Statement Date December, Prior Year. Losses (current accident year $ 0,706 ) 78,0 99,605. Reinsurance payable on paid losses and loss adjustment expenses. Loss adjustment expenses,849 7, Commissions payable, contingent commissions and other similar charges 5. Other expenses (excluding taxes, licenses and fees) 77,70 05, Taxes, licenses and fees (excluding federal and foreign income taxes) 9,975 40,88 7.Current federal and foreign income taxes (including $ on realized capital gains (losses)) 7. Net deferred tax liability 8. Borrowed money $ and interest thereon $ 9. Unearned premiums (after deducting unearned premiums for ceded reinsurance of $ 746,74 and including warranty reserves of $ and accrued accident and health experience rating refunds including $ for medical loss ratio rebate per the Public Health Service Act) 9,0 4,0 0. Advance premium. Dividends declared and unpaid:. Stockholders. Policyholders. Ceded reinsurance premiums payable (net of ceding commissions) 78,5 85,999. Funds held by company under reinsurance treaties 0,654 88,89 4. Amounts withheld or retained by company for account of others 5. Remittances and items not allocated 6. Provision for reinsurance (including $ certified) 7. Net adjustments in assets and liabilities due to foreign exchange rates 8. Drafts outstanding 9. Payable to parent, subsidiaries and affiliates,798 6,7 0. Derivatives. Payable for securities. Payable for securities lending. Liability for amounts held under uninsured plans 4. Capital notes $ and interest thereon $ 5. Aggregate write-ins for liabilities 655,95 54, 6. Total liabilities excluding protected cell liabilities (Lines through 5),88,77,665,7 7. Protected cell liabilities 8. Total liabilities (Lines 6 and 7),88,77,665,7 9. Aggregate write-ins for special surplus funds 0. Common capital stock,500,000,500,000. Preferred capital stock. Aggregate write-ins for other than special surplus funds. Surplus notes 4. Gross paid in and contributed surplus 8,560,79 8,560,79 5. Unassigned funds (surplus) 6. Less treasury stock, at cost: 6. shares common (value included in Line 0 $ ) 6. shares preferred (value included in Line $ ) (,575,554) (,57,556) 7. Surplus as regards policyholders (Lines 9 to 5, less 6) 9,484,65 9,486,6 8. Totals (Page, Line 8, Col. ),,5,5,896 DETAILS OF WRITE-INS 50. MGA Payable 655,95 54, Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 through 50 plus 598) (Line 5 above) 655,95 54, Summary of remaining write-ins for Line 9 from overflow page 999. Totals (Lines 90 through 90 plus 998) (Line 9 above) Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 through 0 plus 98) (Line above)

4 STATEMENT OF INCOME Current Year to Date Prior Year to Date Prior Year Ended December UNDERWRITING INCOME. Premiums earned:. Direct (written $ 69,40 ) 69,648,,68 4,98,68. Assumed (written $ ). Ceded (written $ 594,85 ) 645,70,,648 4,54,69.4 Net (written $ 45,5 ) 47,946 89,70 44,469 DEDUCTIONS:. Losses incurred (current accident year $ 8,45 ):. Direct 676,58,754,05 4,468,405. Assumed (5) 60 (,5). Ceded 647,97,665,944 4,66,8.4 Net 8,86 88,4 88,96. Loss adjustment expenses incurred (,065),604 7,0 4. Other underwriting expenses incurred 50,76 64,48 86, Aggregate write-ins for underwriting deductions 6. Total underwriting deductions (Lines through 5) 78,5 54,46 9, Net income of protected cells 8. Net underwriting gain (loss) (Line minus Line 6 + Line 7) (0,586) (64,74) (48,0) INVESTMENT INCOME 9. Net investment income earned 8,588,69 79,4 0. Net realized capital gains (losses) less capital gains tax of $. Net investment gain (loss) (Lines 9 + 0) 8,588,69 79,6 OTHER INCOME. Net gain or (loss) from agents' or premium balances charged off (amount recovered $ amount charged off $ ). Finance and service charges not included in premiums 4. Aggregate write-ins for miscellaneous income 5. Total other income (Lines through 4) 6. Net income before dividends to policyholders, after capital gains tax and before all other federal and foreign income taxes (Lines ) (,998) (4,05) (68,695) 7. Dividends to policyholders 8. Net income, after dividends to policyholders, after capital gains tax and before all other federal and foreign income taxes (Line 6 minus Line 7) (,998) (4,05) (68,695) 9. Federal and foreign income taxes incurred 0. Net income (Line 8 minus Line 9)(to Line ) (,998) (4,05) (68,695) CAPITAL AND SURPLUS ACCOUNT. Surplus as regards policyholders, December prior year 9,486,6 9,555,8 9,555,8. Net income (from Line 0) (,998) (4,05) (68,695). Net transfers (to) from Protected Cell accounts 4. Change in net unrealized capital gains or (losses) less capital gains tax of $ 5. Change in net unrealized foreign exchange capital gain (loss) 6. Change in net deferred income tax 7. Change in nonadmitted assets 8. Change in provision for reinsurance 9. Change in surplus notes 0. Surplus (contributed to) withdrawn from protected cells. Cumulative effect of changes in accounting principles. Capital changes:. Paid in. Transferred from surplus (Stock Dividend). Transferred to surplus. Surplus adjustments:. Paid in. Transferred to capital (Stock Dividend). Transferred from capital 4. Net remittances from or (to) Home Office 5. Dividends to stockholders 6. Change in treasury stock 7. Aggregate write-ins for gains and losses in surplus 8. Change in surplus as regards policyholders (Lines through 7) (,998) (4,05) (68,695) 9. Surplus as regards policyholders, as of statement date (Lines plus 8) 9,484,65 9,5,66 9,486,6 DETAILS OF WRITE-INS Summary of remaining write-ins for Line 5 from overflow page TOTALS (Lines 050 through 050 plus 0598) (Line 5 above) Summary of remaining write-ins for Line 4 from overflow page 499. TOTALS (Lines 40 through 40 plus 498) (Line 4 above) Summary of remaining write-ins for Line 7 from overflow page 799. TOTALS (Lines 70 through 70 plus 798) (Line 7 above) 4

5 CASH FLOW Current Year To Date Prior Year To Date Prior Year Ended December Cash from Operations. Premiums collected net of reinsurance 79,40 (97,67) 06,755. Net investment income 4,08 8,95 8,46. Miscellaneous income 4. Total (Lines to ) 0, (78,5) 88,9 5. Benefit and loss related payments 6,880 78,85 (456,685) 6. Net transfers to Separate Accounts, Segregated Accounts and Protected Cell Accounts 7. Commissions, expenses paid and aggregate write-ins for deductions 8,448 09,40 07,48 8. Dividends paid to policyholders 9. Federal and foreign income taxes paid (recovered) net of $ tax on capital gains (losses) 0. Total (Lines 5 through 9) 46,8 88,7 (49,04). Net cash from operations (Line 4 minus Line 0) (4,005) (66,479) 57,95 Cash from Investments. Proceeds from investments sold, matured or repaid:. Bonds,8,47 9,589,990,49. Stocks. Mortgage loans.4 Real estate.5 Other invested assets.6 Net gains or (losses) on cash, cash equivalents and short-term investments Miscellaneous proceeds 85, Total investment proceeds (Lines. to.7),,499 9,589,990,44. Cost of investments acquired (long-term only):. Bonds,4,44,658,89. Stocks. Mortgage loans.4 Real estate.5 Other invested assets.6 Miscellaneous applications 8 85,000.7 Total investments acquired (Lines. to.6),4,7,74,89 4. Net increase (or decrease) in contract loans and premium notes 5. Net cash from investments (Line.8 minus Line.7 and Line 4) 89,7 9,589 (75,45) Cash from Financing and Miscellaneous Sources 6. Cash provided (applied): 6. Surplus notes, capital notes 6. Capital and paid in surplus, less treasury stock 6. Borrowed funds 6.4 Net deposits on deposit-type contracts and other insurance liabilities 6.5 Dividends to stockholders 6.6 Other cash provided (applied) (694,8) 84,44 (,04,6) 7. Net cash from financing and miscellaneous sources (Line 6. through Line 6.4 minus Line 6.5 plus Line 6.6) (694,8) 84,44 (,04,6) RECONCILIATION OF CASH, CASH EQUIVALENTS AND SHORT-TERM INVESTMENTS 8. Net change in cash, cash equivalents and short-term investments (Line, plus Lines 5 and 7) (748,060) 57,54 (,0,670) 9. Cash, cash equivalents and short-term investments: 9. Beginning of year,64,47,585,087,585, End of period (Line 8 plus Line 9.),56,57,74,6,64,47 5

6 NOTES TO FINANCIAL STATEMENTS. Summary of Significant Accounting Policies and Going Concern: A. Old American Indemnity Company (the Company ) was formed as a corporation under the laws of the State of Kentucky on November, 956. The Company, formerly known as Citizens Insurance Company, received its license from the State of Kentucky on May 0, 957. The Company subsequently changed its name to Viceroy Insurance Company. On June 5, 0, the Kentucky Department of Insurance approved the change of the Company s name to Old American Indemnity Company. The Company prepares its statutory financial statements in conformity with accounting practices prescribed or permitted by the State of Kentucky. The State of Kentucky requires that insurance companies domiciled in Kentucky prepare their statutory basis financial statements in accordance with the National Association of Insurance Commissioners (NAIC) Accounting Practices and Procedures Manual, subject to any deviations prescribed or permitted by the Kentucky Insurance Commissioner. The impact of any permitted accounting practices on statutory surplus was not material. A reconciliation of the Company s net income and capital and surplus between NAIC SAP and practices prescribed and permitted by the State of Kentucky is shown below: NET INCOME SSAP # F/S Page F/S Line # March, 08 December, 07 () Old American Indemnity Company state basis (Page 4, Line 0, Columns & ) XXX XXX XXX $ (,998) $ (08,57) () State Prescribed Practices that increase/(decrease) NAIC SAP: () State Permitted Practices that increase/(decrease) NAIC SAP: (4) NAIC SAP (--=4) XXX XXX XXX $ (,998) $ (08,57) SURPLUS (5) Company state basis (Page, Line 7, Columns & ) XXX XXX XXX $ 9,484,65 $ 9,555,8 (6) State Prescribed Practices that increase/(decrease) NAIC SAP: (7) State Permitted Practices that increase/(decrease) NAIC SAP: (8) NAIC SAP (5-6-7=8) XXX XXX XXX $ 9,484,65 $ 9,555,8 B. No change. C. 6. Loan-backed securities are stated at either amortized cost or the lower of amortized cost or fair value. The retrospective adjustment method is used to value all securities except for interest only securities, securities where the yield had become negative, or EITF 99-0 eligible securities which are valued using the prospective method. D. According to management s evaluation, as of March, 08, there were no principal conditions or events that raised substantial doubt about the Company s ability to continue as a going concern.. Accounting Changes and Corrections of Errors: Not applicable.. Business Combinations and Goodwill: Not applicable. 4. Discontinued Operations: Not applicable. 5. Investments: (a) (b) (c) (d) Mortgage Loans: Not applicable. Debt Restructuring: Not applicable. Reverse Mortgages: Not applicable. Loan-Backed Securities:... Prepayment assumptions for loan-backed securities were generated using a purchased prepayment model. The prepayment model uses a number of factors to estimate prepayment activity including the time of year (seasonality), current levels of interest rates (refinancing incentive), economic activity (including housing turnover) and term and age of the underlying collateral (burnout, seasoning). On an ongoing basis, the rate of prepayment is monitored and the model is calibrated to reflect actual experience and market factors. Aggregate Intent to sell or Aggregate Intent and Ability: Not applicable Securities with an other than temporary impairment recognized in the reporting period: Not applicable 4. As of //07 the Company owns loan-backed securities for which the amortized cost exceeds fair value but an other-than-temporary impairment has not been recognized in earnings as a realized loss, as reflected below. Unrealized losses that have been in an unrealized loss position for less than one year a) b) The aggregate amount of unrealized losses total $0. The aggregate related fair value of securities with unrealized losses equals $0. Unrealized losses that have been in an unrealized loss position for more than one year c) d) The aggregate amount of unrealized losses total $6,075. The aggregate related fair value of securities with unrealized losses equals $480,987. (e) (f) (g) (h) (i) Repurchase Agreements and/or Securities Lending Transactions: Not applicable. Repurchase Agreements Transactions Accounted for as Secured Borrowing: Not applicable. Reverse Repurchase Agreements Transactions Accounted for as Secured Borrowing: Not applicable. Repurchase Agreements Transactions Accounted for as a Sale: Not applicable Reverse Repurchase Agreements Transactions Accounted for as a Sale: Not applicable 6

7 NOTES TO FINANCIAL STATEMENTS (j) (k) (l) Real Estate: Not applicable Low Income Housing Tax Credits (LIHTC): Not applicable Restricted Assets:. Restricted Assets (Including Pledged) a) i) and k) n) are not applicable. m) Working Capital Finance Investments: Not applicable (n) (o) (p) (q) (r) Offsetting and Netting of Assets and Liabilities: Not applicable Structured Notes: Not applicable 5* Securities: Not applicable Short Sales: Not applicable Prepayment Penalty and Acceleration Fees: Not applicable Joint Ventures, Partnerships and Limited Liability Companies: Not applicable. Investment Income: No change. Derivative Instruments: Not applicable. 9. Income Taxes: No change. 0.. Information Concerning Parent, Subsidiaries and Affiliates: No change. Debt: Not applicable. B. FHLB Agreements: Not applicable.. Retirement Plans, Deferred Compensation, Post-employment Benefits and Compensated Absences and Other Postretirement Benefit Plans: Not applicable. A.4. Defined Benefit Plan: Not applicable Capital and Surplus, Dividend Restrictions and Quasi-Reorganizations: No change. Liabilities, Contingencies and Assessments: Not applicable. Leases: Not applicable. Information About Financial Instruments With Off-Balance Sheet Risk And Financial Instruments With Concentrations of Credit Risk: Not applicable. Sale, Transfer and Servicing of Financial Assets and Extinguishments of Liabilities: Not applicable. A. B. Transfers of Receivables Reported as Sales: Not applicable. Transfer and Servicing of Financial Assets: Not applicable.. Servicing Assets and Servicing Liabilities: Not applicable. 4. (a) and (b) Securitizations and Asset-backed Financing Arrangements: Not applicable C. Wash Sales: Not applicable Gain or Loss to the Reporting Entity from Uninsured Plans and the Uninsured Portion of Partially Insured Plans: Not applicable. Direct Premium Written/Produced by Managing General Agents/Third Party Administrators: No change. 0. Fair Value Measurement: The Company does not own any investments that are considered to be other than temporarily impaired. All bonds held are NAIC Class, which are reported at amortized cost in the statement of financial position. Short term securities and cash equivalents are valued at amortized cost. Fair value of the Company s invested assets is determined and reported for disclosure purposes in accordance with the Purposes and Procedures Manual of the NAIC Investment Analysis Office when available. For those investments not valued by the NAIC Securities Valuation Office, prices were obtained from an independent pricing service vendor such as Interactive Data Corporation, Merrill Lynch indices, Reuters, S&P or Bloomberg. Under certain circumstances, if neither an SVO price nor a vendor price is available, a price may be obtained from a broker. Transfers between fair value levels are recognized as of the end of the reporting period. As of March, 08, the Company did not have any transfers between Levels, or for assets measured and reported at fair value. As of March, 08, the fair value of the Company s financial instruments is summarized as below: (a)() Description for each asset class Level Level Level Total Bonds Governments Industrial & Misc.(Unaf) $ 4,05,79,4,45 5,69,44,744,,744, Total assets at fair value 4,05,79 4,987,67 9,0,465 (a)() Fair Value Measurements in (Level ) of the Fair Value Hierarchy: Not applicable. 6.

8 NOTES TO FINANCIAL STATEMENTS (c) Fair Value Measurements for all Financial Instruments and Placement in the Fair Value Hierarchy: Aggregate Admitted Fair Value Asets Level Level Level Bonds Cash, cash equivalents and shortterm investments $ 8,5,00 8,8,89 4,05,79 4,5,08,56,70,56,70 7,99,4,45 Cash and invested assets 9,767,7 9,84,759 4,98,7 5,468,659. Other Items: A. B. C. D. E. F. Extraordinary Items: Not applicable. Troubled Debt Restructuring: Not applicable. Other Disclosures and Unusual Items: The Company elected to use rounding in reporting amounts in this statement. Business Interruption Insurance Recoveries: Not applicable. State Transferable and Non-Transferable Tax Credits: Not applicable. Subprime Mortgage Related Risk Exposure: Not applicable.. Events Subsequent: None.. Reinsurance A. B. C. D. E. F. G. H. I. Unsecured Reinsurance Recoverables: No change. Reinsurance Recoverable in Dispute: Not applicable. Reinsurance Assumed and Ceded: No Change Uncollectible Reinsurance: Not applicable. Commutation of Ceded Reinsurance: Not applicable. Retroactive Reinsurance: Not applicable. Reinsurance Accounted for as a Deposit: Not applicable. Disclosure for the Transfer of Property and Casualty Run-off Agreements: Not applicable. Certified reinsurer Rating Downgraded or Status Subject to Revocation: Not applicable. 4. Retrospectively Rated Contracts and Contracts Subject to Redetermination: Not applicable. F. Risk-Sharing Provisions of the Affordable Care Act (ACA): Not applicable. 5. Changes in Incurred Losses and Loss Adjustment Expenses: Reserves as of December, 07 were $7,000. As of March, 08, $44,000 has been paid for incurred losses and loss adjustment expenses attributable to insured events of prior years. Reserves remaining for prior years are now $87,000 as a result of re-estimation of unpaid losses and loss adjustment expenses. Therefore, there has been a favorable loss and loss expense development of $6,000 since December, 07 through March, 08 on prior accident years. The increase is generally the result of ongoing analysis of recent loss development trends. 6. Intercompany Pooling Arrangements: Not applicable. 7. Structured Settlements: Not applicable. 8. Health Care Receivables: Not applicable. 9. Participating Policies: Not applicable. 0. Premium Deficiency Reserves: No change.. High Deductibles: Not applicable.. Discounting of Liabilities for Unpaid Losses or Unpaid Loss Adjustment Expenses: Not applicable.. Asbestos/Environmental Reserves: Not applicable. 4. Subscriber Savings Accounts: Not applicable. 5. Multiple Peril Crop Insurance: Not applicable. 6. Financial Guaranty Insurance Exposures: Not applicable. B. Financial Guaranty Claim Liability: Not applicable. 6.

9 GENERAL INTERROGATORIES PART - COMMON INTERROGATORIES GENERAL. Did the reporting entity experience any material transactions requiring the filing of Disclosure of Material Transactions with the State of Domicile, as required by the Model Act? Yes [ ] No [X]. If yes, has the report been filed with the domiciliary state? Yes [ ] No [ ]. Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the reporting entity?. If yes, date of change:. Is the reporting entity a member of an Insurance Holding Company System consisting of two or more affiliated persons, one or more of which is an insurer? Yes [ ] No [X] Yes [X] No [ ] If yes, complete Schedule Y, Parts and A.. Have there been any substantial changes in the organizational chart since the prior quarter end? Yes [ ] No [X]. If the response to. is yes, provide a brief description of those changes..4 Is the reporting entity publicly traded or a member of a publicly traded group? Yes [ ] No [X].5 If the response to.4 is yes, provide the CIK (Central Index Key) code issued by the SEC for the entity/group. 4. Has the reporting entity been a party to a merger or consolidation during the period covered by this statement? Yes [ ] No [X] 4. If yes, provide the name of entity, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any entity that has ceased to exist as a result of the merger or consolidation. Name of Entity NAIC Company Code State of Domicile 5. If the reporting entity is subject to a management agreement, including third-party administrator(s), managing general agent(s), attorney-infact, or similar agreement, have there been any significant changes regarding the terms of the agreement or principals involved? Yes [ ] No [X] NA [ ] If yes, attach an explanation. 6. State as of what date the latest financial examination of the reporting entity was made or is being made. //0 6. State the as of date that the latest financial examination report became available from either the state of domicile or the reporting entity. This date should be the date of the examined balance sheet and not the date the report was completed or released. //0 6. State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the reporting entity. This is the release date or completion date of the examination report and not the date of the examination (balance sheet date). 04/9/ By what department or departments? Kentucky Department of Insurance 6.5 Have all financial statement adjustments within the latest financial examination report been accounted for in a subsequent financial statement filed with Departments? Yes [ ] No [ ] NA [X] 6.6 Have all of the recommendations within the latest financial examination report been complied with? Yes [X] No [ ] NA [ ] 7. Has this reporting entity had any Certificates of Authority, licenses or registrations (including corporate registration, if applicable) suspended or revoked by any governmental entity during the reporting period? 7. If yes, give full information: Yes [ ] No [X] 8. Is the company a subsidiary of a bank holding company regulated by the Federal Reserve Board? Yes [ ] No [X] 8. If response to 8. is yes, please identify the name of the bank holding company. 8. Is the company affiliated with one or more banks, thrifts or securities firms? Yes [ ] No [X] 8.4 If response to 8. is yes, please provide below the names and location (city and state of the main office) of any affiliates regulated by a federal regulatory services agency [i.e. the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Securities Exchange Commission (SEC)] and identify the affiliate s primary federal regulator.] Affiliate Name Location (City, State) FRB 4 OCC 5 FDIC 6 SEC 7

10 GENERAL INTERROGATORIES 9. Are the senior officers (principal executive officer, principal financial officer, principal accounting officer or controller, or persons performing similar functions) of the reporting entity subject to a code of ethics, which includes the following standards? Yes [X] No [ ] (a) Honest and ethical conduct, including the ethical handling of actual or apparent conflicts of interest between personal and professional relationships; (b) Full, fair, accurate, timely and understandable disclosure in the periodic reports required to be filed by the reporting entity; (c) Compliance with applicable governmental laws, rules and regulations; (d) The prompt internal reporting of violations to an appropriate person or persons identified in the code; and (e) Accountability for adherence to the code. 9. If the response to 9. is No, please explain: 9. Has the code of ethics for senior managers been amended? Yes [ ] No [X] 9. If the response to 9. is Yes, provide information related to amendment(s). 9. Have any provisions of the code of ethics been waived for any of the specified officers? Yes [ ] No [X] 9. If the response to 9. is Yes, provide the nature of any waiver(s). FINANCIAL 0. Does the reporting entity report any amounts due from parent, subsidiaries or affiliates on Page of this statement? Yes [ ] No [X] 0. If yes, indicate any amounts receivable from parent included in the Page amount: $ INVESTMENT. Were any of the stocks, bonds, or other assets of the reporting entity loaned, placed under option agreement, or otherwise made available for use by another person? (Exclude securities under securities lending agreements.) Yes [ ] No [X]. If yes, give full and complete information relating thereto:. Amount of real estate and mortgages held in other invested assets in Schedule BA: $. Amount of real estate and mortgages held in short-term investments: $ 4. Does the reporting entity have any investments in parent, subsidiaries and affiliates? Yes [ ] No [X] 4. If yes, please complete the following: Prior Year-End Book/Adjusted Carrying Value 4. Bonds $ $ 4. Preferred Stock $ $ 4. Common Stock $ $ 4.4 Short-Term Investments $ $ 4.5 Mortgage Loans on Real Estate $ $ 4.6 All Other $ $ 4.7 Total Investment in Parent, Subsidiaries and Affiliates (Subtotal Lines 4. to 4.6) $ $ 4.8 Total Investment in Parent included in Lines 4. to 4.6 above $ $ Current Quarter Book/Adjusted Carrying Value 5. Has the reporting entity entered into any hedging transactions reported on Schedule DB? Yes [ ] No [X] 5. If yes, has a comprehensive description of the hedging program been made available to the domiciliary state? Yes [ ] No [ ] If no, attach a description with this statement. 7.

11 GENERAL INTERROGATORIES 6 For the reporting entity s security lending program, state the amount of the following as of the current statement date: 6. Total fair value of reinvested collateral assets reported on Schedule DL, Parts and $ 6. Total book adjusted/carrying value of reinvested collateral assets reported on Schedule DL, Parts and $ 6. Total payable for securities lending reported on the liability page $ 7. Excluding items in Schedule E Part Special Deposits, real estate, mortgage loans and investments held physically in the reporting entity s offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Section, III General Examination Considerations, F. Outsourcing of Critical Functions, Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook? Yes [X] No [ ] 7. For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following: Citibank Name of Custodian(s) New York, NY Custodian Address 7. For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation: Name(s) Location(s) Complete Explanation(s) 7. Have there been any changes, including name changes, in the custodian(s) identified in 7. during the current quarter? Yes [ ] No [X] 7.4 If yes, give full and complete information relating thereto: Old Custodian New Custodian Date of Change 4 Reason 7.5 Investment management Identify all investment advisors, investment managers, broker/dealers, including individuals that have the authority to make investment decisions on behalf of the reporting entity. For assets that are managed internally by employees of the reporting entity, note as such. [ that have access to the investment accounts ; handle securities ] Name of Firm or Individual New England Asset Management, Inc U Affiliation For those firms/individuals listed in the table for Question 7.5, do any firms/individuals unaffiliated with the reporting entity (i.e., designated with a U ) manage more than 0% of the reporting entity s assets? Yes [ X ] No [ ] For firms/individuals unaffiliated with the reporting entity (i.e., designated with a U ) listed in the table for Question 7.5, does the total assets under management aggregate to more than 50% of the reporting entity s assets? Yes [ X ] No [ ] 7.6 For those firms or individuals listed in the table for 7.5 with an affiliation code of A (affiliated) or U (unaffiliated), provide the information for the table below. Central Registration Depository Number CDR #0590 Name of Firm or Individual Legal Entity Identifier (LEI) 4 Registered With New England Asset Management, Inc KUR85E5PS4GQFZTFC0 SEC NO 5 Investment Management Agreement (IMA) Filed 8. Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Investment Analysis Office been followed? Yes [X] No [ ] 8. If no, list exceptions: 9. By self-designating 5*GI securities, the reporting entity is certifying the following elements for each self-designated 5*GI security: a. Documentation necessary to permit a full credit analysis of the security does not exist. b. Issuer or obligor is current on all contracted interest and principal payments. c. The insurer has an actual expectation of ultimate payment of all contracted interest and principal. Has the reporting entity self-designated 5*GI securities? Yes [ ] No [X] 7.

12 GENERAL INTERROGATORIES PART - PROPERTY & CASUALTY INTERROGATORIES. If the reporting entity is a member of a pooling arrangement, did the agreement or the reporting entity's participation change? Yes [ ] No [ ] NA [X] If yes, attach an explanation.. Has the reporting entity reinsured any risk with any other reporting entity and agreed to release such entity from liability, in whole or in part, from any loss that may occur on the risk, or portion thereof, reinsured? Yes [ ] No [X] If yes, attach an explanation.. Have any of the reporting entity's primary reinsurance contracts been canceled? Yes [ ] No [ ]. If yes, give full and complete information thereto. 4. Are any of the liabilities for unpaid losses and loss adjustment expenses other than certain workers' compensation tabular reserves (see Annual Statement Instructions pertaining to disclosure of discounting for definition of tabular reserves, ) discounted at a rate of interest greater than zero? Yes [ ] No [X] 4. If yes, complete the following schedule: Line of Business Maximum Interest Discount Rate 4 Unpaid Losses TOTAL DISCOUNT 5 6 Unpaid LAE IBNR 7 TOTAL DISCOUNT TAKEN DURING PERIOD Unpaid Unpaid Losses LAE IBNR TOTAL TOTAL 5. Operating Percentages: 5. A&H loss percent % 5. A&H cost containment percent % 5. A&H expense percent excluding cost containment expenses % 6. Do you act as a custodian for health savings accounts? Yes [ ] No [X] 6. If yes, please provide the amount of custodial funds held as of the reporting date. $ 6. Do you act as an administrator for health savings accounts? Yes [ ] No [X] 6.4 If yes, please provide the balance of the funds administered as of the reporting date. $ 7. Is the reporting entity licensed or chartered, registered, qualified, eligible or writing business in at least two states? Yes [X] No [ ] 7. If no, does the reporting entity assume reinsurance business that covers risks residing in at least one state other than the state of domicile of the reporting entity? Yes [ ] No [X] 8

13 NAIC Company Code ID Number Name of Reinsurer SCHEDULE F - CEDED REINSURANCE Showing All New Reinsurers - Current Year to Date 4 Domiciliary Jurisdiction Type of Reinsurer 5 6 Certified Reinsurer Rating ( through 6) 7 Effective Date of Certified Reinsurer Rating 9

14 States, etc. SCHEDULE T - EXHIBIT OF PREMIUMS WRITTEN Current Year to Date Allocated by States and Territories Direct Premiums Written Direct Losses Paid (Deducting Salvage) Direct Losses Unpaid Active Status (a) Current Year To Date Prior Year To Date Current Year To Date Prior Year To Date Current Year To Date Prior Year To Date. Alabama AL L. Alaska AK N. Arizona AZ L,997 6,60 5,50 4. Arkansas AR N 5. California CA N 6. Colorado CO N 7. Connecticut CT N 8. Delaware DE N 9. Dist. Columbia DC N 0. Florida FL N. Georgia GA L (9,59) 777, ,587,64,448,00,964,597,. Hawaii HI N. Idaho ID N 4. Illinois IL N 5. Indiana IN L 6. Iowa IA N 7. Kansas KS N 8. Kentucky KY L 9. Louisiana LA L 0. Maine ME N. Maryland MD N. Massachusetts MA N. Michigan MI N 4. Minnesota MN N 5. Mississippi MS N 6. Missouri MO L 7. Montana MT N 8. Nebraska NE N 9. Nevada NV N 0. New Hampshire NH N. New Jersey NJ N. New Mexico NM L. New York NY N 4. No. Carolina NC L 5. No. Dakota ND L 6. Ohio OH N 7. Oklahoma OK L 549, ,48 60,676 4,46 95,99 69, Oregon OR N 9. Pennsylvania PA N 40. Rhode Island RI N 4. So. Carolina SC L 4. So. Dakota SD N 4. Tennessee TN L 44. Texas TX L 45. Utah UT L 98,89 5,000 47,944 99,76 84, Vermont VT N 47. Virginia VA N 48. Washington WA N 49. West Virginia WV N 50. Wisconsin WI N 5. Wyoming WY N 5. American Samoa AS N 5. Guam GU N 54. Puerto Rico PR N 55. U.S. Virgin Islands VI N 56. Northern Mariana Islands MP N 57. Canada CAN N 58. Aggregate Other Alien OT XXX 59. Totals XXX 69,40,54,05 94,6,006,55,07,49 4,56,6 DETAILS OF WRITE-INS XXX XXX XXX Summary of remaining writeins for Line 58 from overflow page XXX TOTALS (Lines 5800 through 5800 plus 58998) (Line 58 above) XXX (a) Active Status Counts L Licensed or Chartered Licensed insurance carrier or domiciled RRG 5 R Registered Non-domiciled RRGs E Eligible Reporting entities eligible or approved to write surplus lines in the state (other than their state of domicile See DSLI) Q Qualified Qualified or accredited reinsurer D Domestic Surplus Lines Insurer (DSLI) Reporting entities authorized to write surplus lines in the state of domicile N None of the above Not allowed to write business in the state 4 0

15 SCHEDULE Y - INFORMATION CONCERNING ACTIVITIES OF INSURER MEMBERS OF A HOLDING COMPANY GROUP PART - ORGANIZATIONAL CHART

16 NAIC Company Code 4 SCHEDULE Y PART A DETAIL OF INSURANCE HOLDING COMPANY SYSTEM Name of Securities Exchange if Publicly Traded (U.S. or International) 8 Names of Parent, Subsidiaries or Affiliates 9 0 Relationship to Reporting Entity Type of Control (Ownership, Board, Management, Attorney-in-Fact, Influence, Other) Group Code Group Name ID Number Federal RSSD CIK Domiciliary Location Directly Controlled by (Name of Entity/Person) Ultimate Controlling Entity(ies)/Person(s) Bermuda Stock AMERICAN OVERSEAS Exchange AMERICAN OVERSEAS GROUP LTD BMU UIP GROUP LTD AMERICAN OVERSEAS ORPHEUS GROUP LTD BMU UIP AMERICAN OVERSEAS GROUP LTD OWNERSHIP 00.0 GROUP LTD AMERICAN OVERSEAS AMERICAN OVERSEAS RE LTD BRB IA AMERICAN OVERSEAS GROUP LTD OWNERSHIP 00.0 GROUP LTD AMERICAN OVERSEAS REID STREET SERVICES LTD BMU NIA ORPHEUS GROUP LTD OWNERSHIP 00.0 GROUP LTD OLD AMERICAN CAPITAL AMERICAN OVERSEAS CORPORATION DE UDP ORPHEUS GROUP LTD OWNERSHIP 00.0 GROUP LTD OLD AMERICAN CAPITAL AMERICAN OVERSEAS OLD AMERICAN SERVICES LLC DE NIA CORPORATION OWNERSHIP 00.0 GROUP LTD MANAGEMENT AMERICAN OVERSEAS OLD AMERICAN COUNTY MUTUAL TX IA OLD AMERICAN SERVICES LLC CONTRACT GROUP LTD OLD AMERICAN CAPITAL AMERICAN OVERSEAS OLD AMERICAN INDEMNITY COMPANY KY RE CORPORATION OWNERSHIP 00.0 GROUP LTD OLD AMERICAN CAPITAL AMERICAN OVERSEAS ORPHEUS RE LTD BRB IA CORPORATION OWNERSHIP 00.0 GROUP LTD If Control is Ownership Provide Percentage 4 5 Is an SCA Filing Required? (Y/N) N N N N N N N N N 6 * Asterisk Explanation

17 PART - LOSS EXPERIENCE Direct Premiums Earned Current Year to Date 4 Prior Year to Direct Losses Direct Loss Date Direct Loss Incurred Percentage Percentage Line of Business. Fire. Allied lines. Farmowners multiple peril 4. Homeowners multiple peril 5. Commercial multiple peril 6. Mortgage guaranty 8. Ocean marine 9. Inland marine 0. Financial guaranty. Medical professional liability -occurrence. Medical professional liability -claims made. Earthquake. Group accident and health 4. Credit accident and health 5. Other accident and health 6. Workers compensation 7. Other liability occurrence 7. Other liability-claims made 7. Excess Workers Compensation 8. Products liability-occurrence 8. Products liability-claims made 9.,9. Private passenger auto liability 40,05 55, ,9.4 Commercial auto liability. Auto physical damage 50,59, Aircraft (all perils). Fidelity 4. Surety 6. Burglary and theft 7. Boiler and machinery 8. Credit 9. International 0. Warranty. Reinsurance - Nonproportional Assumed Property XXX XXX XXX XXX. Reinsurance - Nonproportional Assumed Liability XXX XXX XXX XXX. Reinsurance - Nonproportional Assumed Financial Lines XXX XXX XXX XXX 4. Aggregate write-ins for other lines of business, TOTALS 69, , DETAILS OF WRITE-INS 40. Policy Fees, Sum. of remaining write-ins for Line 4 from overflow page 499. Totals (Lines 40 through 40 plus 498) (Line 4),804 PART - DIRECT PREMIUMS WRITTEN Current Quarter Current Year to Date Prior Year Year to Date Line of Business. Fire. Allied lines. Farmowners multiple peril 4. Homeowners multiple peril 5. Commercial multiple peril 6. Mortgage guaranty 8. Ocean marine 9. Inland marine 0. Financial guaranty. Medical professional liability-occurrence. Medical professional liability-claims made. Earthquake. Group accident and health 4. Credit accident and health 5. Other accident and health 6. Workers compensation 7. Other liability occurrence 7. Other liability-claims made 7. Excess Workers Compensation 8. Products liability-occurrence 8. Products liability-claims made 9.,9. Private passenger auto liability 76, 76, 80,47 9.,9.4 Commercial auto liability. Auto physical damage 40,95 40,95 480,90. Aircraft (all perils). Fidelity 4. Surety 6. Burglary and theft 7. Boiler and machinery 8. Credit 9. International 0. Warranty. Reinsurance - Nonproportional Assumed Property XXX XXX XXX. Reinsurance - Nonproportional Assumed Liability XXX XXX XXX. Reinsurance - Nonproportional Assumed Financial Lines XXX XXX XXX 4. Aggregate write-ins for other lines of business,804,804 4,8 5. TOTALS 69,40 69,40,54,05 DETAILS OF WRITE-INS 40. Policy Fees,804,804 4, Sum. of remaining write-ins for Line 4 from overflow page 499. Totals (Lines 40 through 40 plus 498) (Line 4),804,804 4,8

18 PART (000 omitted) LOSS AND LOSS ADJUSTMENT EXPENSE RESERVES SCHEDULE Years in Which Losses Occurred Prior Year-End Known Case Loss and LAE Reserves Prior Year-End IBNR Loss and LAE Reserves Total Prior Year-End Loss and LAE Reserves (Cols. + ) 08 Loss and LAE Payments on Claims Reported as of Prior Year-End 08 Loss and LAE Payments on Claims Unreported as of Prior Year-End Total 08 Loss and LAE Payments (Cols ) Q.S. Date Known Case Loss and LAE Reserves on Claims Reported and Open as of Prior Year End Q.S. Date Known Case Loss and LAE Reserves on Claims Reported or Reopened Subsequent to Prior Year End Q.S. Date IBNR Loss and LAE Reserves Total Q.S. Loss and LAE Reserves (Cols ) Prior Year-End Known Case Loss and LAE Reserves Developed (Savings)/ Deficiency (Cols minus Col. ) Prior Year-End IBNR Loss and LAE Reserves Developed (Savings)/ Deficiency (Cols minus Col. ) Prior Year-End Total Loss and LAE Reserve Developed (Savings)/ Deficiency (Cols. + ) Prior () (0) (5). Subtotals 06 + prior (8) (7) () 5. Subtotals 07 + prior (6) (6) XXX XXX XXX XXX 0 0 XXX XXX XXX XXX 7. Totals (6) (6) Prior Year-End 8. Surplus As Col., Line 7 Col., Line 7 Col., Line 7 Regards Policyholders 9,487 Line 7 Line 7 Line As % of Col., As % of Col., As % of Col., (9.). (.5) Col., Line 7 Line 8 4. (0.)

19 SUPPLEMENTAL EXHIBITS AND SCHEDULES INTERROGATORIES The following supplemental reports are required to be filed as part of your statement filing. However, in the event that your company does not transact the type of business for which the special report must be filed, your response of NO to the specific interrogatory will be accepted in lieu of filing a report and a bar code will be printed below. If the supplement is required of your company but is not being filed for whatever reason enter SEE EXPLANATION and provide an explanation following the interrogatory questions. Response. Will the Trusteed Surplus Statement be filed with the state of domicile and the NAIC with this statement? NO. Will Supplement A to Schedule T (Medical Professional Liability Supplement) be filed with this statement? NO. Will the Medicare Part D Coverage Supplement be filed with the state of domicile and the NAIC with this statement? NO 4. Will the Director and Officer Insurance Coverage Supplement be filed with the state of domicile and the NAIC with this statement? NO Explanation: Bar Code:. * *. * *. * * 4. * * 5

20 OVERFLOW PAGE FOR WRITE-INS 6

21 SCHEDULE A VERIFICATION Real Estate. Book/adjusted carrying value, December of prior year. Cost of acquired:. Actual cost at time of acquisition. Additional investment made after acquisition. Current year change in encumbrances 4. Total gain (loss) on disposals 5. Deduct amounts received on disposals 6. Total foreign exchange change in book/adjusted carrying value 7. Deduct current year s other-than-temporary impairment recognized 8. Deduct current year s depreciation 9. Book/adjusted carrying value at the end of current period (Lines ) 0. Deduct total nonadmitted amounts. Statement value at end of current period (Line 9 minus Line 0) Year To Date Prior Year Ended December SCHEDULE B VERIFICATION Mortgage Loans. Book value/recorded investment excluding accrued interest, December of prior year. Cost of acquired:. Actual cost at time of acquisition. Additional investment made after acquisition. Capitalized deferred interest and other 4. Accrual of discount 5. Unrealized valuation increase (decrease) 6. Total gain (loss) on disposals 7. Deduct amounts received on disposals 8. Deduct amortization of premium and mortgage interest points and commitment fees 9. Total foreign exchange change in book value/recorded investment excluding accrued interest 0. Deduct current year s other-than-temporary impairment recognized. Book value/recorded investment excluding accrued interest at end of current period (Lines ). Total valuation allowance. Subtotal (Line plus Line ) 4. Deduct total nonadmitted amounts 5. Statement value at end of current period (Line minus Line 4) Year To Date Prior Year Ended December SCHEDULE BA VERIFICATION Other Long-Term Invested Assets. Book/adjusted carrying value, December of prior year. Cost of acquired:. Actual cost at time of acquisition. Additional investment made after acquisition. Capitalized deferred interest and other 4. Accrual of discount 5. Unrealized valuation increase (decrease) 6. Total gain (loss) on disposals 7. Deduct amounts received on disposals 8. Deduct amortization of premium and depreciation 9. Total foreign exchange change in book/adjusted carrying value 0. Deduct current year s other-than-temporary impairment recognized. Book/adjusted carrying value at end of current period (Lines ). Deduct total nonadmitted amounts. Statement value at end of current period (Line minus Line ) Year To Date Prior Year Ended December SCHEDULE D VERIFICATION Bonds and Stocks Prior Year Ended Year To Date December. Book/adjusted carrying value of bonds and stocks, December of prior year 8,6,06 7,670,490. Cost of bonds and stocks acquired,4,44,658,89. Accrual of discount,66, Unrealized valuation increase (decrease) 5. Total gain (loss) on disposals 6. Deduct consideration for bonds and stocks disposed of,8,47,990,49 7. Deduct amortization of premium 4,85 5, Total foreign exchange change in book/adjusted carrying value 9. Deduct current year s other-than-temporary impairment recognized 0. Total investment income recognized as a result of prepayment penalties and/or acceleration fees. Book/adjusted carrying value at end of current period (Lines ) 8,8,9 8,6,06. Deduct total nonadmitted amounts. Statement value at end of current period (Line minus Line ) 8,8,9 8,6,06 SI0