Professional Qualifications In

Transcription

1 Professional Qualifications In Regulatory Compliance There is no denying that experience matched with the right training & education will help you achieve your goals and advance your career. Increasingly, employers and regulators are also looking for verifiable evidence of a certain level of knowledge and ICA s professional qualifications provide this benchmark. The qualifications have been designed to provide practical knowledge & skills that are directly transferable to your workplace. Awarded in association with Alliance Manchester Business School, The University of Manchester Online course materials covering the latest regulatory developments and best practice Enhanced learning experience through interactive workshops conducted by experienced industry practitioners Overview Topics on compliance have always taken center stage when discussing corporate culture and governance. The prominence of this topic is even more apparent following strict emphasis by the regulator on this control function. Insurers are expected to recruit experienced personnel who are hands-on and conversant with such discipline, to manage the function in the existing limited talent pool. To be effective, a compliance culture needs to be developed within an organisation. The n Insurance Institute (MII) in collaboration with the International Compliance Association (ICA), is offering two Compliance Certification Programmes to meet the needs of the industry. These programmes are suitable for Compliance practitioners who guard the second line of defence and are equally applicable to all departments; and personnel, who are at the first line of defence as risk owners. Understanding the compliance discipline will encourage awareness and collective acceptance on the necessity of practising compliance culture within an organization.

2 Programmes basis for further study in the subject. It the regulatory environment, the role and responsibilities of both the compliance function and understanding and skills regarding Entry requirements: Have a good general education (i.e. SPM or O Level) Have the ability to complete the reading and written aspects of the programme in English Those wanting to build a career in compliance in the of insurance Anyone who aspires a career in compliance / anti-money laundering (Insurance Sector) Modules Foundation in Regulatory Compliance 1 Understanding the regulatory environment 2 International regulation 3 Compliance in practice 4 5 Managing the risk of money laundering and terrorist 6 Financial crime prevention Assessment Structure 2 x Written assignment 2,000 2,500 words each Course Activity Schedule Enrolment closing date 30 March 2018 (Friday) Workshop dates 4 and 5 April 2018 (Wednesday and Thursday) Assignment 1 due date 7 May 2018 Assignment 2 due date 9 July 2018 New graduates from any discipline Those wanting to build a career in compliance in the of: Banking, involved in risk functions and internal or external audit Anyone with less than 3 years of experience in compliance or anti money laundering (AML) Designation Awarded in Regulatory Compliance ICA International Advanced in Compliance

3 Professionals particularly an in-depth view on the inter-relationship between governance, risk and compliance. Entry requirements: Degree or professional with at least three years of compliance related work experience OR in Regulatory Compliance with at least one year of compliance related experience Modules Intermediate Regulatory Compliance 1 Understanding governance, risk and compliance 2 Ethics, integrity and organisational culture: taking GRC to the next level 3 Understanding the complete regulatory environment 4 Know your regulator 5 What is the role of the compliance function? 6 7 performance 8 How to design and build world-class GRC systems and controls 9 Assessment Structure 3 x Written assignment 2,500-3,500 words each Course Activity Schedule Enrolment closing date 6 April 2018 Workshop 1 dates 11 and 12 April 2018 (Wednesday and Thursday) Workshop 2 dates 18 and 19 July 2018 (Wednesday and Thursday) Assignment 1 due date 14 May 2018 Assignment 2 due date 20 August 2018 Assignment 3 due date 22 October 2018 Managers with responsibility for Internal Compliance Controls Company Secretaries Legal Practitioners Accountants Designation Awarded ICA International Diploma in Governance, Risk and Compliance

4 Grade Band Marks Distinction 70% & above Merit 60% - 69% Pass 50% - 59% Marginal Fail 40% - 49% Fail 39% and below Training Venue Programme Fees The n Insurance Institute (City Centre) Suite 6.0W, 6th Floor, Wisma Sime Darby Jalan Raja Laut, Kuala Lumpur Programme Course Fee RM 6,000 RM 8,000 Get in touch with our local partner MII : (603) sales@mii.org.my Level G, No. 5, Jalan Sri Semantan 1, Kuala Lumpur In-house training Advantages of this include a reduction in price per person workshop material. To discuss your in-house training needs get in touch with International Compliance Training Academy, our approved training provider on or at enquiries@int-comp.com. Membership of the ICA Membership of the ICA is a global mark of prestige that demonstrates to your peers, your employer and to regulators a standard of excellence in your professional career. For more or contact the membership team at membership@int-comp.org. MII The n Insurance Institute (MII) is the leading professional body and education institution for the n insurance industry. MII provides in insurance, risk management and extensive range of quality education programmes and training courses for professionals in the insurance commitment to providing relevant, high role in partnering the industry and its members in the pursuit of professional excellence and business success. AMBS association with the Alliance Manchester Business School, The University of Manchester (AMBS) under a quality assured educational partnership. Alliance MBS is the largest campusbased business and management school in the UK. It provides world-class business and management education to undergraduates, postgraduates, experienced practitioners, and those with serious academic and research ambitions. It is an international and progressive school, delivering cutting edge business thinking and teaching, informed by the contemporary commercial environment. ICTA ICTA deliver training leading to the award are also awarded in association with Alliance Manchester Business School, the University of Manchester). We also provide are experienced in sharing regulatory and and best practice with individuals, small organisations and multinationals. ICTA covers a diverse territory comprising of Singapore,, Hong Kong and the rest of Asia. Headquartered in Singapore, ICTA remains the only training provider accredited under the Institute of Banking compliance and anti money laundering. United States and Dubai.

5 ICA International Certification in Regulatory Compliance (Insurance, ) ADMINISTRATIVE DETAILS Workshop Date 6 & 7 August 2018 Assignment 1 Due Date Assignment 2 Due Date 10 September November 2018 Closing date for registration 2 July 2018 Access to the ICTA Learning Platform 9 July 2018 Fee RM 6, Modules Unit 1: Understanding the regulatory environment Unit 2: International regulation Unit 3: Compliance in practice Unit 4: Insurance, financial and operational risk management Unit 5: Managing the risk of money laundering and terrorist financing Unit 6: Financial crime prevention Entry Requirement: Have a good general education (i.e. SPM or O Level) Have the ability to complete the reading and written aspects of the programme in English Those wanting to build a career in compliance in the fields of insurance Anyone with less than 3 years of experience in compliance or anti-money laundering (AML) PARTICIPANT DETAILS Name (as per IC) IC No. (New)/Passport No Designation Contact Person: Address: Tel No : HP No : Fax No : Company Name : Company Stamp & Address : PAYMENT OPTIONS (Please tick ( ) method of payment) Cash Payment Enclosed is a Bankdraft / Money Order no. for RM made payable to The n Insurance Institute. Direct Bank In to MII account : Telegraphic Transfer in USD to MII account : (Payment Slip Attached) Please charge RM to my credit card. VISA MASTER Card number : Expiry date : Cardholder s signature : Note : 1. Payment to be made payable to The n Insurance Institute 30 days before the commencement of the programme. 2. Participants will not be registered for the programme until payment is received. 3. We wish to inform that MII does not accept personal cheques. REGISTRATION POLICY Completed registration form together with payment to reach MII at least 7 working days before the course date. Reservation can be made by or fax. MII practices a non credit policy. As such, all companies and individuals are required to make payment before the commencement of the course. But confirmation for places is subject to availability of seat. MII reserves the right to reschedule, change the trainer, modify the course content or cancel the course due to unforeseen circumstances without prior notice. Contact person or participants will be notified through the , fax or phone on the status of the course. Any cancellation received within 5 working days before commencement date of the course is not allowed and an administration fee of RM 200 will be charged for each participant. However, replacement of participant(s) is accepted. DECLARATION Important Notice In regards to Personal Data Protection Act 2010 ( the Act ), pleased note that your personal data is used, stored, disclosed and processed by MII solely for the Purpose of registering training courses and/or in connection to other MII products or services. Your personal information may also be disclosed or transferred to relevant third party i.e to the industry related associations, industry related companies, government agencies and any of their respective agents. Any inquiries or complaints with respect to your personal information may also be channeled to MII by submitting such request to MII via post, (customercare@mii.org.my) or facsimile ( ).... Applicant s declaration I am deemed to have consented to MII to use, store, disclose and process my personal data for the Purpose mentioned above and agree to comply with and be subject to the jurisdiction of all rules and regulation of MII concerning the training courses. Applicant s Signature : Transaction Code: TPCRC Date : The n Insurance Institute No. 5, Jalan Sri Semantan 1, Damansara Heights, Kuala Lumpur. MII City Centre Suite 6.0W, 6th Floor, Wisma Sime Darby, Jalan Raja Laut, Kuala Lumpur. General Line: Fax: Website: Contact: santhi@mii.org.my (ext. 312) Hp No: azean@mii.org.my (ext. 332) Hp No: ashraff.rasol@mii.org.my (ext. 321) Hp No:

6 ICA International Advanced Certification in Regulatory Compliance ADMINISTRATIVE DETAILS Workshop 1 Date: Workshop 2 Date: Assignment Submission 1: Assignment Submission 2: Assignment Submission 3: PARTICIPANT DETAILS 8 and 9 August and 13 November 2018 Modules 17 September December February 2019 Closing date for registration 4 July 2018 Access to the ICTA learning Platform 11 July 2018 Fee RM 8, Unit 1: Understanding governance, risk and compliance Unit 2: Ethics, integrity and organisational culture: taking GRC to the next level Unit 3: Understanding the complete regulatory environment Unit 4: Know your regulator Unit 5: What is the role of the compliance function? Unit 6: How to manage regulatory risk for the benefit of your firm Unit 7: How corporate governance can enhance your firm s performance Unit 8: How to design and build world-class GRC systems and controls Unit 9: Managing the risks of financial crime in insurance Entry Requirement: Degree or Professional Qualification with at least three years of compliance related work experience OR Certification in Regulatory Compliance with at least one year of compliance related experience Name (as per IC) IC No. (New)/Passport No Designation Contact Person: Address: Tel No : HP No : Fax No : Company Name : Company Stamp & Address : PAYMENT OPTIONS (Please tick ( ) method of payment) Cash Payment Enclosed is a Bankdraft / Money Order no. for RM made payable to The n Insurance Institute. Direct Bank In to MII account : Telegraphic Transfer in USD to MII account : (Payment Slip Attached) Please charge RM to my credit card. VISA MASTER Card number : Expiry date : Cardholder s signature : Note : 1. Payment to be made payable to The n Insurance Institute 30 days before the commencement of the programme. 2. Participants will not be registered for the programme until payment is received. 3. We wish to inform that MII does not accept personal cheques. REGISTRATION POLICY Completed registration form together with payment to reach MII at least 7 working days before the course date. Reservation can be made by or fax. MII practices a non credit policy. As such, all companies and individuals are required to make payment before the commencement of the course. But confirmation for places is subject to availability of seat. MII reserves the right to reschedule, change the trainer, modify the course content or cancel the course due to unforeseen circumstances without prior notice. Contact person or participants will be notified through the , fax or phone on the status of the course. Any cancellation received within 5 working days before commencement date of the course is not allowed and an administration fee of RM 200 will be charged for each participant. However, replacement of participant(s) is accepted. DECLARATION Important Notice In regards to Personal Data Protection Act 2010 ( the Act ), pleased note that your personal data is used, stored, disclosed and processed by MII solely for the Purpose of registering training courses and/or in connection to other MII products or services. Your personal information may also be disclosed or transferred to relevant third party i.e to the industry related associations, industry related companies, government agencies and any of their respective agents. Any inquiries or complaints with respect to your personal information may also be channeled to MII by submitting such request to MII via post, (customercare@mii.org.my) or facsimile ( ).... Applicant s declaration I am deemed to have consented to MII to use, store, disclose and process my personal data for the Purpose mentioned above and agree to comply with and be subject to the jurisdiction of all rules and regulation of MII concerning the training courses. Applicant s Signature : Transaction Code: TPACRC Date : The n Insurance Institute No. 5, Jalan Sri Semantan 1, Damansara Heights, Kuala Lumpur. MII City Centre Suite 6.0W, 6th Floor, Wisma Sime Darby, Jalan Raja Laut, Kuala Lumpur. General Line: Fax: Website: Contact: santhi@mii.org.my (ext. 312) Hp No: azean@mii.org.my (ext. 332) Hp No: ashraff.rasol@mii.org.my (ext. 321) Hp No: