Schedule. (a) Premium 71,22,636 1,26,15,084 63,38,121 1,13,26,997

Transcription

1 FORM L-1-A-RA Name of the Insurer: PNB MetLife India Insurance Company Limited Registration No. and Date of Registration with the IRDA:117, August 6, 2001 REVENUE ACCOUNT FOR THE PERIOD ENDED SEPTEMBER 30, 2016 Policyholders Account (Technical Account) Particulars Schedule FOR THE QUARTER ENDED SEPT 30, 2016 UP TO THE QUARTER ENDED SEPT 30, 2016 FOR THE QUARTER ENDED SEPT 30, 2015 UP TO THE QUARTER ENDED SEPT 30, 2015 Premiums earned net (Rs. 000) (Rs. 000). (Rs. 000) (Rs. 000). (a) Premium 71,22,636 1,26,15,084 63,38,121 1,13,26,997 (b) Reinsurance ceded L-4 (2,35,207) (4,40,493) (1,98,211) (4,81,108) (c) Reinsurance accepted Income from Investments (a) Interest, Dividends & Rent Gross 20,14,174 40,25,455 18,07,106 35,57,757 (b) Profit on sale/redemption of investments 12,75,915 23,31,450 8,22,445 22,71,651 (c) (Loss on sale/ redemption of investments) (1,78,768) (2,27,369) (3,76,632) (5,28,965) (d) Transfer/Gain on revaluation/change in fair value* 13,98,660 33,57,830 (19,79,302) (44,31,102) (e) Unrealised gains/(losses) Transferred from Shareholders' Fund Other Income (a) Interest on policy loans 7,443 14,724 5,847 11,570 (b) Miscellaneous income 36,049 80,834 9,133 22,702 (c) Profit/(Loss) on sale of fixed assets(net) (1,032) (23,438) 1, TOTAL (A) 1,14,39,870 2,17,34,077 64,30,092 1,17,49,642 Commission L-5 4,10,948 6,92,477 3,81,504 6,32,048 Operating Expenses related to Insurance Business L-6 18,17,598 36,61,075 18,36,252 36,16,467 Service tax on Charges 74,936 1,68,770 87,593 1,74,164 Provision for doubtful debts Bad debts written off Provision for Tax Provisions (other than taxation) (a) For diminution in the value of investments (Net) (b) Advances & Recoveries 19,456 38,872 6,294 9,694 TOTAL (B) 23,22,938 45,61,194 23,11,643 44,32,373 Benefits Paid (Net) L-7 46,72,968 93,87,997 31,91,400 69,71,076 Bonuses Paid 3,826 6,495 2,428 3,852 Change in valuation of liability in respect of life policies (a) Gross** - Linked Liability 4,22,670 14,31,501 (19,77,213) (36,72,659) - Non Linked Liability 42,40,432 65,02,215 26,06,541 38,54,507 (b) Amount ceded in Reinsurance (3,81,644) (5,06,091) 2,23,685 (51,900) (c) Amount accepted in Reinsurance TOTAL (C) 89,58,252 1,68,22,117 40,46,841 71,04,876 SURPLUS/ (DEFICIT) (D) =(A)-(B)-(C) 1,58,680 3,50,766 71,608 2,12,393 APPROPRIATIONS Transfer to Shareholders' Account Transfer to Other Reserves Balance being Funds for Future Appropriations Surplus/(Deficit) after Appropriaton 1,58,680 3,50,766 71,608 2,12,393 TOTAL (D) 1,58,680 3,50,766 71,608 2,12,393 Balance at the beginning of year (1,32,06,770) (1,33,98,856) (1,33,98,923) (1,35,39,708) Surplus/(Deficit) after appropriation 1,58,680 3,50,766 71,608 2,12,393 Balance carried to balance sheet (1,30,48,090) (1,30,48,090) (1,33,27,315) (1,33,27,315) Details of Total Surplus (a) Interim Bonuses Paid 3,826 6,495 2,428 3,852 (b) Allocation of Bonus to Policyholders' (c) Surplus shown in the Revenue Account 1,58,680 3,50,766 71,608 2,12,393 (d) Total Surplus: [(a)+(b)+( c)] 1,62,506 3,57,261 74,036 2,16,245 Notes: * Represents the deemed realised gain as per norms specified by the Authority. ** Represents Mathematical Reserves after allocation of bonus

2 FORM L-2-A-PL Name of the Insurer: PNB MetLife India Insurance Company Limited Registration No. and Date of Registration with the IRDA:117, August 6, 2001 PROFIT & LOSS ACCOUNT FOR THE PERIOD ENDED SEPTEMBER 30, 2016 Shareholders Account (Non-technical Account) Particulars Schedule FOR THE QUARTER ENDED SEPT 30, 2016 UP TO THE QUARTER ENDED SEPT 30, 2016 FOR THE QUARTER ENDED SEPT 30, 2015 UP TO THE QUARTER ENDED SEPT 30, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). Amounts transferred from/to the Policyholders Account (Technical Account) Income From Investments (a) Interest, Dividends & Rent net of accretion/amortisation of discount/ premium) 1,42,023 2,79,502 1,31,752 2,59,897 (b) Profit on sale/redemption of investments (c) (Loss on sale/ redemption of investments) Other Income TOTAL (A) 1,42,023 2,79,502 1,31,752 2,60,060 Expense other than those directly related to the insurance business L- 6 A 23,694 32,371 11,441 17,142 Bad debts written off Transfer to Policyholders' fund Provisions (Other than taxation) (a) For diminution in the value of investments (Net) (b) Provision for doubtful debts (c) Others TOTAL (B) 23,694 32,371 11,441 17,142 Profit/ (Loss) before tax 1,18,329 2,47,131 1,20,311 2,42,918 Provision for Taxation Profit / (Loss) after tax 1,18,329 2,47,131 1,20,311 2,42,918 APPROPRIATIONS (a) Balance at the beginning of the year. 17,00,044 15,71,242 11,57,589 10,34,982 (b) Interim dividends paid during the year (c) Proposed final dividend (d) Dividend distribution on tax (e) Transfer to reserves/ other accounts (to be specified) Profit carried to the Balance Sheet 18,18,373 18,18,373 12,77,900 12,77,900

3 FORM L-3-A-BS Name of the Insurer: PNB MetLife India Insurance Company Limited Registration No. and Date of Registration with the IRDA:117, August 6, 2001 BALANCE SHEET AS AT SEPTEMBER 30, 2016 Particulars Schedule SEPTEMBER 30, 2016 SEPTEMBER 30, 2015 SOURCES OF FUNDS (Rs. 000). (Rs. 000). SHAREHOLDERS FUNDS: SHARE CAPITAL L-8,L-9 2,01,28,843 2,01,28,843 RESERVES AND SURPLUS L-10 18,18,373 12,77,900 CREDIT/[DEBIT] FAIR VALUE CHANGE ACCOUNT (330) - Sub-Total 2,19,46,886 2,14,06,743 BORROWINGS L-11 1,82,790 2,39,610 POLICYHOLDERS FUNDS: CREDIT/[DEBIT] FAIR VALUE CHANGE ACCOUNT (4,422) - POLICY LIABILITIES 6,28,58,518 4,86,48,929 INSURANCE RESERVES - - PROVISION FOR LINKED LIABILITIES-NON UNIT 3,45,587 3,80,408 PROVISION FOR LINKED LIABILITIES-UNIT 6,27,31,348 6,37,87,550 FUNDS FOR DISCONTINUED POLICIES - Discontinued on account of non- payment of premium 55,46,468 55,56,687 - Others - - Sub-Total 13,14,77,499 11,83,73,574 FUNDS FOR FUTURE APPROPRIATIONS 16,59,158 13,36,735 TOTAL 15,52,66,333 14,13,56,662 APPLICATION OF FUNDS INVESTMENTS Shareholders L-12 67,81,485 62,53,854 Policyholders L-13 6,65,21,839 5,31,68,101 ASSETS HELD TO COVER LINKED LIABILITIES L-14 6,82,77,816 6,93,44,238 LOANS L-15 2,72,715 2,22,433 FIXED ASSETS L-16 7,28,583 7,14,083 CURRENT ASSETS Cash and Bank Balances L-17 11,32,648 11,89,775 Advances and Other Assets L-18 55,77,479 31,02,593 Sub-Total (A) 67,10,127 42,92,368 CURRENT LIABILITIES L-19 68,42,134 57,61,872 PROVISIONS L-20 2,32,188 2,03,858 Sub-Total (B) 70,74,322 59,65,730 NET CURRENT ASSETS (C) = (A B) (3,64,195) (16,73,362) MISCELLANEOUS EXPENDITURE (to the extent not written off or adjusted) L DEBIT BALANCE IN PROFIT & LOSS ACCOUNT (Shareholders Account) - - DEBIT BALANCE OF REVENUE ACCOUNT 1,30,48,090 1,33,27,315 TOTAL 15,52,66,333 14,13,56,662 CONTINGENT LIABILITIES Particulars SEPTEMBER 30, 2016 SEPTEMBER 30, 2015 (Rs. 000) (Rs. 000) Partly paid-up investments - - Claims, other than against policies, not acknowledged as debts by the company 58,020 66,362 Underwriting commitments outstanding (in respect of shares and securities) - - Guarantees given by or on behalf of the Company - - Statutory demands/ liabilities in dispute, not provided for 16,63,020 20,09,583 Reinsurance obligations to the extent not provided for in accounts - - Claims under policies not acknowledged as debts 1,77,393 3,50,794 TOTAL 18,98,433 24,26,739

4 SCHEDULES FORMING PART OF FINANCIAL STATEMENTS FORM L-4-PREMIUM SCHEDULE PREMIUM Particulars FOR THE SEPT 30, 2016 UP TO THE SEPT 30, 2016 FOR THE SEPT 30, 2015 UP TO THE SEPT 30, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). First year premiums 23,41,841 41,10,950 23,06,026 39,76,834 Renewal Premiums 46,12,405 82,17,447 39,32,925 71,94,833 Single Premiums 1,68,390 2,86,687 99,170 1,55,330 TOTAL PREMIUM 71,22,636 1,26,15,084 63,38,121 1,13,26,997 Premium Income from business written: In India 71,22,636 1,26,15,084 63,38,121 1,13,26,997 Outside India TOTAL PREMIUM 71,22,636 1,26,15,084 63,38,121 1,13,26,997 FORM L-5 - COMMISSION SCHEDULE COMMISSION EXPENSES Particulars FOR THE SEPT 30, 2016 UP TO THE SEPT 30, 2016 FOR THE SEPT 30, 2015 UP TO THE SEPT 30, 2015 (Rs. 000) (Rs. 000) (Rs. 000) (Rs. 000) Commission paid Direct - First year premiums 3,14,537 5,25,029 2,82,932 4,57,501 - Renewal premiums 95,477 1,66,187 98,246 1,73,748 - Single premiums 934 1, Add: Commission on Re-insurance Accepted Less: Commission on Re-insurance Ceded Net Commission 4,10,948 6,92,477 3,81,504 6,32,048 Break-up of the expenses (Gross) incurred to procure business to be furnished as per details indicated below: Agents 59,635 1,07,409 81,601 1,38,143 Brokers 3,764 6,663 3,958 7,531 Corporate Agency 3,46,922 5,87,137 2,96,325 4,86,754 Referral (79) (169) (380) (380) Others ( Direct Sales) 706 (8,563) - - TOTAL (B) 4,10,948 6,92,477 3,81,504 6,32,048

5 FORM L-6-OPERATING EXPENSES SCHEDULE OPERATING EXPENSES RELATED TO INSURANCE BUSINESS Particulars FOR THE SEPT 30, 2016 UP TO THE SEPT 30, 2016 FOR THE SEPT 30, 2015 UP TO THE SEPT 30, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). Employees remuneration & welfare benefits 11,51,661 23,70,905 12,32,846 24,56,235 Travel, conveyance and vehicle running expenses 27,902 55,115 46,418 82,317 Training expenses 5,181 14,402 16,945 29,604 Rents, rates & taxes 1,00,491 1,98,348 1,06,725 2,16,945 Repairs 16,214 24,600 11,085 18,951 Printing & stationery 8,547 18,079 12,376 31,131 Communication expenses 43,772 80,209 45,467 79,870 Legal & professional charges 23,259 52,818 25,707 50,900 Medical fees 14,523 27,341 5,054 12,579 Auditors' fees, expenses etc a) as auditor 1,439 2, ,900 b) as adviser or in any other capacity, in respect of - - (i) Taxation matters (ii) Insurance matters (iii) Management services; and (iv) Expenses c) in any other capacity - - Advertisement and publicity 37,404 1,10,927 35,561 78,943 Business Development,Sales promotion & Sales conference 2,05,500 3,16,582 1,43,172 2,50,899 Interest & Bank Charges 16,884 35,558 17,411 32,724 Recruitment expenses 14,496 25,573 13,150 17,098 Information technology expenses 42,252 1,32,384 26,891 64,640 Office expenses 33,987 64,615 45,086 82,478 Others 4,025 4,951 3,452 21,546 Depreciation 69,487 1,25,388 47,795 87,372 TOTAL 18,17,598 36,61,075 18,36,252 36,16,467 FORM L-6 A-OPERATING EXPENSES SCHEDULE EXPENSE OTHER THAN THOSE DIRECTLY RELATED TO THE INSURANCE BUSINESS Particulars FOR THE SEPT 30, 2016 UP TO THE SEPT 30, 2016 FOR THE SEPT 30, 2015 UP TO THE SEPT 30, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). Employees remuneration & welfare benefits 13,133 20,210 3,255 6,557 Travel, conveyance and vehicle running expenses Training expenses Rents, rates & taxes Repairs Printing & stationery Communication expenses Legal & professional charges Medical fees Auditors' fees, expenses etc a) as auditor b) as adviser or in any other capacity, in respect of (i) Taxation matters (ii) Insurance matters (iii) Management services; and (iv) Expenses c) in any other capacity Advertisement and publicity Business Development & Sales promotion Interest & Bank Charges Recruitment expenses Information technology expenses Office expenses Others 2,152 2, Depreciation 795 1, ,659 Corporate Social Responsibility 7,422 7,797 7,100 8,546 TOTAL 23,694 32,371 11,441 17,142

6 FORM L-7-BENEFITS PAID SCHEDULE BENEFITS PAID [NET] Particulars FOR THE SEPT 30, 2016 UP TO THE SEPT 30, 2016 FOR THE SEPT 30, 2015 UP TO THE SEPT 30, Insurance Claims (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). (a) Claims by Death, 9,76,130 19,22,068 6,98,143 13,31,264 (b) Claims by Maturity, 3,73,313 5,18,223 98,922 1,73,171 (c) Annuities/Pension payment, 50,611 1,28,469 36,511 93,208 (d) Periodical Benefit 18,737 34,121 27,487 49,910 (e) Health (17,851) 23,078 (327) (148) (f) Surrenders 34,69,971 71,15,762 24,60,176 56,23,954 (g) Others(Interest on unclaimed amount of policyholders) 33,897 75, (Amount ceded in reinsurance): - (a) Claims by Death, (2,20,858) (4,18,324) (1,29,512) (3,00,283) (b) Claims by Maturity, (c) Annuities/Pension payment, (d) Periodical Benefit (e) Health (10,982) (10,982) - - (f) Surrenders Amount accepted in reinsurance: - - (a) Claims by Death, (b) Claims by Maturity, (c) Annuities/Pension payment, (d) Periodical Benefit (e) Health (f) Surrenders TOTAL 46,72,968 93,87,997 31,91,400 69,71,076

7 FORM L-8-SHARE CAPITAL SCHEDULE SHARE CAPITAL Particulars SEPTEMBER 30, SEPTEMBER 30, (Rs. 000). (Rs. 000). Authorised Capital 3,00,00,000 3,00,00,000 3,000,000,000 (Previous period - 3,000,000,000) equity shares of Rs 10/- each Issued Capital 2,01,28,843 2,01,28,843 2,012,884,283 (Previous period - 2,012,884,283) equity shares of Rs 10/- each Subscribed, Called-up and Paid up Capital 2,01,28,843 2,01,28,843 2,012,884,283 (Previous period - 2,012,884,283 ) equity shares of Rs 10/- each fully paid up Less : Calls unpaid - - Add : Shares forfeited (Amount originally paid up) - - Less : Par value of Equity Shares bought back - - Less : Preliminary Expenses - - Expenses including commission or brokerage on Underwriting or subscription of shares TOTAL 2,01,28,843 2,01,28,843 Notes: None of the shareholders are having holding interest in the company FORM L-9-PATTERN OF SHAREHOLDING SCHEDULE PATTERN OF SHAREHOLDING [As certified by the Management] Shareholder SEPTEMBER 30, 2016 SEPTEMBER 30, 2015 Number of Shares % of Holding Number of Shares % of Holding Promoters Indian 1,48,95,34,370 74% 1,48,95,34,370 74% Foreign 52,33,49,913 26% 52,33,49,913 26% Others TOTAL 2,01,28,84, % 2,01,28,84, % FORM L-10-RESERVES AND SURPLUS SCHEDULE RESERVES AND SURPLUS Particulars SEPTEMBER 30, SEPTEMBER 30, (Rs. 000) (Rs. 000) Capital Reserve - - Capital Redemption Reserve - - Share Premium - - Revaluation Reserve - - General Reserves - - Less: Debit balance in Profit and Loss Account, if any - - Less: Amount utilized for Buy-back - - Catastrophe Reserve - - Other Reserves - - Balance of profit in Profit and Loss Account 18,18,373 12,77,900 TOTAL 18,18,373 12,77,900

8 FORM L-11-BORROWINGS SCHEDULE BORROWINGS Particulars SEPTEMBER 30, 2016 SEPTEMBER 30, 2015 (Rs. 000). (Rs. 000). Debentures/ Bonds - - Banks - - Financial Institutions - - Others 1,82,790 2,39,610 For Information technology equipments and software [Finance lease for information technology equipments is secured against said assets. Net book value as at September 30, 2016 of these equipments is Rs 146,781 (Previous period Rs 173,911) - - Vehicle lease - - TOTAL 1,82,790 2,39,610 Note: Amount due within 12 months from balance sheet date is Rs 65,883 (Previous period Rs 44,941)

9 FORM L-12-INVESTMENTS SHAREHOLDERS SCHEDULE INVESTMENTS-SHAREHOLDERS LONG TERM INVESTMENTS Particulars SEPTEMBER 30, 2016 (Rs. 000) SEPTEMBER 30, 2015 (Rs. 000) Government securities and Government guaranteed bonds including Treasury Bills 29,40,367 34,97,266 Other Approved Securities 4,05,740 4,06,387 Other Investments (a)shares (aa) Equity 9,577 - (bb) Preference - - (b) Mutual Funds - - (c ) Derivative Instruments - - (d) Debentures/ Bonds 7,87,451 7,56,310 (e) Other Securities (to be specified) - - (f) Subsidiaries - - Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 14,82,604 12,26,016 Other than Approved Investments - - SHORT TERM INVESTMENTS Government securities and Government guaranteed bonds including Treasury Bills 7,62,510 2,95,109 Other Approved Securities - - Other Investments (a)shares (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c ) Derivative Instruments - - (d) Debentures/ Bonds 1,60,016 - (e) Other Securities - CP/CBLO/Bank Deposits 1,41,049 22,766 (f) Subsidiaries - - (g) Bank Deposits - - (h) Commercial Papers - - Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 92,171 50,000 Other than Approved Investments (a) Debentures/ Bonds - - (b) Mutual funds - - (c ) Other securities - Inter corporate deposit - - (d) Other securities - Asset securitisation - Pass through certificates - - TOTAL 67,81,485 62,53,854 The Market Value of the above total investment is Rs.7,146,151 (Previous period Sep 15 - Rs.6,384,553)

10 FORM L-13-INVESTMENTS POLICYHOLDERS SCHEDULE INVESTMENTS-POLICYHOLDERS LONG TERM INVESTMENTS Particulars SEPTEMBER 30, SEPTEMBER 30, (Rs. 000) (Rs. 000) Government securities and Government guaranteed bonds including Treasury Bills 3,78,11,956 3,30,50,006 Other Approved Securities 69,051 68,773 Other Investments (a) Shares (aa) Equity 1,69,840 - (bb)preference - - (b) Mutual Funds - - (c)derivative Instruments - - (d) Debentures/ Bonds 76,21,760 30,13,507 (e) Other Securities (to be specified) - - (f) Subsidiaries - - (g) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 1,67,52,671 1,40,56,401 Other than Approved Investments (a) Equity - - (b) Preference - - (c) Debentures/ Bonds 48,968 48,418 SHORT TERM INVESTMENTS Government securities and Government guaranteed bonds including Treasury Bills 8,51,184 18,51,198 Other Approved Securities - - Other Investments - - (a) Shares (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c)derivative Instruments - - (d) Debentures/ Bonds 12,11,178 50,045 (e) Other securities - Bank Deposits/CBLO/FD 16,20,582 7,57,185 (f) Subsidiaries - - (g) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector - Debt Securities (including Housing) 3,64,649 2,72,568 Other than Approved Investments - - TOTAL 6,65,21,839 5,31,68,101 Notes: The Market Value of the above total investments is Rs.73,096,489 (Previous period Sep 15 Rs.55,981,962)

11 FORM L-14-ASSETS HELD TO COVER LINKED LIABILITIES SCHEDULE ASSETS HELD TO COVER LINKED LIABILITIES LONG TERM INVESTMENTS Particulars SEPTEMBER 30, SEPTEMBER 30, (Rs. 000) (Rs. 000) Government securities and Government guaranteed bonds including Treasury Bills 1,02,64,629 96,55,144 Other Approved Securities 8,623 8,326 Other Investments (a) Shares (aa) Equity 4,00,74,621 4,23,44,919 (bb) Preference - - (b) Mutual Funds - - (c) Derivative Instruments - - (d) Debentures/ Bonds 16,21,354 10,90,367 (e) Other Securities-Bank Deposits - - (f) Subsidiaries - - (g) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) - Debt Securities (including Housing) 58,68,071 54,27,763 - Equities 12,71,554 19,72,146 Other than Approved Investments (a) Equity 3,29,653 7,76,729 (b) Preference - - (c) Debentures/ Bonds - - SHORT TERM INVESTMENTS Government securities and Government guaranteed bonds including Treasury Bills 50,37,637 57,08,174 Other Approved Securities - - Other Investments (a) Shares (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c ) Derivative Instruments - - (d) Debentures/ Bonds 3,54,556 1,00,692 (e) Other Securities - CP/CBLO/Bank Deposits - - (f) Subsidiaries - - (g) Other securities - CP/CBLO/Bank Deposits 19,58,802 8,96,875 (h) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 2,88,776 2,11,464 Other than Approved Investments - - (a) Mutual Funds - - (b) Debentures/ Bonds - - Other net current assets 11,99,540 11,51,639 TOTAL 6,82,77,816 6,93,44,238

12 FORM L-15-LOANS SCHEDULE LOANS SECURITY-WISE CLASSIFICATION Secured (a) On mortgage of property Particulars SEPTEMBER 30, 2016 (Rs. 000). SEPTEMBER 30, 2015 (Rs. 000). (aa) In India - - (bb) Outside India - - (b) On Shares, Bonds, Govt. Securities, etc. - - (c) Loans against policies 2,72,715 2,22,433 (d) Others (to be specified) - - Unsecured - - TOTAL 2,72,715 2,22,433 BORROWER-WISE CLASSIFICATION (a) Central and State Governments - - (b) Banks and Financial Institutions - - (c) Subsidiaries - - (d) Companies - - (e) Loans against policies 2,72,715 2,22,433 (f) Others (to be specified) - - TOTAL 2,72,715 2,22,433 PERFORMANCE-WISE CLASSIFICATION (a) Loans classified as standard (aa) In India 2,72,715 2,22,433 (bb) Outside India - - (b) Non-standard loans less provisions (aa) In India - - (bb) Outside India - - TOTAL 2,72,715 2,22,433 MATURITY-WISE CLASSIFICATION (a) Short Term 3,600 - (b) Long Term 2,69,115 2,22,433 TOTAL 2,72,715 2,22,433

13 FORM 16-FIXED ASSETS SCHEDULE FIXED ASSETS Opening Additions Deductions Closing Up to Last Year For The Period On Sales/ Adjustment To Date SEPTEMBER 30, 2016 (Rs. 000) SEPTEMBER 30, 2015 Goodwill Intangibles (specify) Particulars Cost/ Gross Block Depreciation Computer Software 7,88,287 66, ,54,808 6,42,102 64, ,07,060 1,47,748 1,32,738 Net Block Tangibles (specify) Land-Freehold Leasehold Property 1,83, ,672 1,24,849 1,07,007 15,212 35,057 87,162 37,687 86,312 Buildings 1,89,053 46,100-2,35,153 6,120 1,827-7,947 2,27,206 1,84,513 Furniture & Fittings 86,381 2,354 9,312 79,423 66,130 2,621 10,260 58,491 20,932 10,676 Information technology equipment - Owned 6,14,269 10,142 58,061 5,66,350 5,14,707 30,393 53,303 4,91,797 74,553 71,915 Information technology equipment - Leased 1,95, ,95,708 43,595 5,332-48,927 1,46,781 1,73,911 Vehicles 1, , Office Equipment 1,46,053 5,996 30,135 1,21,914 1,11,158 6,860 30,736 87,282 34,632 21,454 Others (Specify nature) TOTAL 22,04,174 1,31,651 1,57,064 21,78,761 14,92,242 1,27,218 1,30,238 14,89,222 6,89,539 6,81,519 Work in progress ,044 32,564 Grand Total 22,04,174 1,31,651 1,57,064 21,78,761 14,92,242 1,27,218 1,30,238 14,89,222 7,28,583 7,14,083 PREVIOUS PERIOD 19,51,479 3,80,259 34,513 22,97,225 15,59,268 89,031 32,593 16,15,706 7,14,083

14 FORM L-17-CASH AND BANK BALANCE SCHEDULE CASH AND BANK BALANCES Particulars SEPTEMBER 30, 2016 (Rs. 000). SEPTEMBER 30, 2015 (Rs. 000). Cash (including cheques, drafts and stamps) 1,34,195 3,14,849 Bank Balances (a) Deposit Accounts (aa) Short-term (due within 12 months of the date of Balance Sheet) 5,46,750 4,49,278 (bb) Others (b) Current Accounts 4,51,303 4,25,248 (c ) Others (to be specified) - - Money at Call and Short Notice (a) With Banks - - (b) With other Institutions - - Others (to be specified) - - TOTAL 11,32,648 11,89,775 Balances with non-scheduled banks included above CASH & BANK BALANCES In India 11,32,648 11,89,775 Outside India - - TOTAL 11,32,648 11,89,775

15 FORM L-18-ADVANCE AND OTHER ASSETS SCHEDULE ADVANCES AND OTHER ASSETS Particulars SEPTEMBER 30, 2016 (Rs. 000) SEPTEMBER 30, 2015 (Rs. 000) ADVANCES Reserve deposits with ceding companies - - Application money for investments - - Prepayments 53,796 49,707 Advances to Directors/Officers - - Advances to Suppliers 75,761 1,15,609 Less: Provision for doubtful recoveries 10,000 65,761 10,000 1,05,609 Advances to Employees 21,649 8,191 Advance tax paid and taxes deducted at source (Net of provision for taxation) Other Advances 53,093 53,093 TOTAL (A) 1,94,666 2,16,847 OTHER ASSETS Income accrued on investments 20,75,431 16,30,333 Outstanding Premiums 7,21,007 6,43,586 Agents Balances 57,179 61,745 Less: Provision for doubtful recoveries 55,188 1,991 61,743 2 Foreign Agencies Balances - - Due from other entities carrying on insurance business (including reinsurers) 3,49,263 2,68,309 Due from subsidiaries/ holding company - - Deposit with Reserve Bank of India [Pursuant to section 7 of Insurance Act, 1938] - - Service tax/cess unutilized credit 79,054 97,799 Deposits 2,03,829 2,36,749 Less: Provision for doubtful recoveries 86,821 1,17,008 45,306 1,91,443 Other receivables and Unclaimed fund 20,72,017 72,544 Less: Provision for doubtful recoveries 32,958 20,39,059 18,270 54,274 TOTAL (B) 53,82,813 28,85,746 TOTAL (A+B) 55,77,479 31,02,593 FORM L-19-CURRENT LIABILITIES SCHEDULE CURRENT LIABILITIES Particulars SEPTEMBER 30, 2016 (Rs. 000). SEPTEMBER 30, 2015 (Rs. 000). Agents Balances 2,33,852 2,52,781 Balances due to other insurance companies 6,08,766 2,18,588 Deposits held on re-insurance ceded - - Premiums received in advance 6,05,304 5,52,781 Unallocated premium (policy/proposal deposits) 64,770 63,924 Sundry creditors 17,89,278 16,10,392 Due to subsidiaries/ holding company - - Claims Outstanding 9,19,161 6,41,066 Annuities Due - - Due to Officers/ Directors - - Taxes deducted at source payable 47,839 40,247 Service tax payable 1,66,029 1,53,571 Unclaimed amount of policyholders 22,21,847 21,01,182 Litigated Claims & Other Liabilities 1,85,288 1,27,340 TOTAL 68,42,134 57,61,872

16 FORM L-20-PROVISIONS SCHEDULE PROVISIONS Particulars SEPTEMBER 30, 2016 (Rs. 000). SEPTEMBER 30, 2015 (Rs. 000). For taxation (less payments and taxes deducted at source) - - For proposed dividends - - For dividend distribution tax - - For gratuity 1,86,537 1,54,691 For compensated absences 45,651 49,167 Others (to be specified) - - TOTAL 2,32,188 2,03,858 FORM L-21-MISC EXPENDITURE SCHEDULE MISCELLANEOUS EXPENDITURE (To the extent not written off or adjusted) Particulars SEPTEMBER 30, 2016 (Rs. 000). SEPTEMBER 30, 2015 (Rs. 000). Discount Allowed in issue of shares/ debentures - - Others (to be specified) - - TOTAL - -

17 FORM L-2Analytical Ratios* Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date : SEPTEMBER 30,2016 Sl.No. Particular FOR THE SEPT 30, 2016 UP TO THE SEPT 30, 2016 FOR THE SEPT 30, 2015 UP TO THE SEPT 30, New business premium income growth rate - segment wise - Participating policies 10.89% 32.36% 51.21% 21.23% - Non-participating policies % % -6.64% -5.04% - Pension % % 0.00% 0.00% - Non- Par Annuity % % 0.00% 0.00% - Non Par Pension % % % % - Health % % 0.00% 0.00% - Group - linked % % % % - Individual Life - Linked % % 75.01% 79.72% - Pension - linked % % % % 2 Net Retention Ratio 96.70% 96.51% 96.87% 95.75% 3 Expense of Management to Gross Direct Premium Ratio 31.29% 34.51% 34.99% 37.51% 4 Commission Ratio (Gross commission paid to Gross Premium) 5.77% 5.49% 6.02% 5.58% 5 Ratio of policy holder's liabilities to shareholder's funds % % % % 6 Growth rate of shareholders' fund 7.20% 7.20% -1.73% -1.73% 7 Ratio of surplus/(deficit) to policyholders' liability 0.14% 0.29% 0.07% 0.20% 8 Change in net worth (Rs. In '000) 2,76,679 5,97,567 1,91,920 4,55,311 9 Profit after tax/total Income 2.39% 2.72% 2.92% 3.79% 10 (Total real estate + loans)/(cash & invested assets) 0.35% 0.35% 0.31% 0.31% 11 Total investments/(capital + Surplus) % % % % 12 Total affiliated investments/(capital+ Surplus) 4.41% 4.41% 0.00% 0.00% 13 Investment Yield (Annualised) - Non linked Par (With unrealised gains/losses) 31.85% 22.99% 22.20% 8.98% - Non linked Par (With realised gains/losses) 8.96% 8.98% 9.05% 9.08% - Non linked Non Par (With unrealised gains/losses) 28.83% 20.77% 19.51% 8.51% - Non linked Non Par (With realised gains/losses) 8.63% 8.52% 8.85% 9.19% 14 Conservation Ratio -Linked 70.81% 68.60% 71.12% 73.64% -Non Linked 75.83% 76.40% 82.50% 79.35% -Pension (both Linked and Non Linked) 63.92% 68.04% 18.87% 26.40% -Health 67.11% 77.71% % 44.75% 15 Persistency Ratio 16 NPA Ratio For 13th month 65.66% 68.94% 65.48% 65.57% For 25th month 47.13% 48.75% 42.17% 43.02% For 37th month 37.34% 37.78% 35.41% 38.57% For 49th Month 32.89% 35.37% 33.83% 32.58% for 61st month 23.85% 22.99% 14.56% 14.04% Gross NPA Ratio Net NPA Ratio Equity Holding Pattern for Life Insurers 1 (a) No. of shares 2,01,28,84,283 2,01,28,84,283 2,01,28,84,283 2,01,28,84,283 2 (b) Percentage of shareholding (Indian / Foreign) 74% : 26% 74% : 26% 74% : 26% 74% : 26% 3 (c) %of Government holding (in case of public sector insurance companies) (a) Basic and diluted EPS before extraordinary items (net of tax expense) for the Basic - Rs.0.06 Basic - Rs.0.12 Basic - Rs.0.06 Basic - Rs.0.12 period (not to be annualized) Diluted - Rs.0.06 Diluted - Rs.0.12 Diluted - Rs.0.06 Diluted - Rs (b) Basic and diluted EPS after extraordinary items (net of tax expense) for the Basic - Rs.0.06 Basic - Rs.0.12 Basic - Rs.0.06 Basic - Rs.0.12 period (not to be annualized) Diluted - Rs.0.06 Diluted - Rs.0.12 Diluted - Rs.0.06 Diluted - Rs (iv) Book value per share (Rs) Note: 1.Shareholder's funds are net of accumulated deficit in Reveneue Account, for the purpose of calculating relevant ratios. 2.Ratios are based on Public Disclosure guidelines issued by IRDA dated January 28, Persistency ratios are estimated as prescribed by IRDA circular IRDA/ACT/CIR/MISC/035/01/2014 dated on 23 January Persistency ratios are based on annualised premiums of the individual block of policies

18 Statement showing the Age-wise Analysis of the Unclaimed Amount of the Policyholders as on September 30th, 2016 Sr. Particulars Total Amount AGE-WISE ANALYSIS Upto 1 month 1-6 Months 7-12 Months Months Months months months (Rs. In '000) Beyond 36 months 1 Claims settled but not paid to the policyholders / insured due to any reasons except under litigation from the insured / policyholders 1,22,244 79,009 14,821 12,805 15, Sum due to the insured / policyholders on maturity or otherwise 12,46,434 71,953 2,24,552 1,55,348 96,365 44,899 55,236 62,795 5,35,287 3 Any excess collection of the premium / tax or any other charges which is refundable to the policyholders either as terms of conditions of the policy or as per law or as may be directed by the Authority but not refunded so far 4,37,386 35,676 92,702 41,228 81,905 32,832 24,763 36,038 92,242 4 Cheques issued by the Insurer for settlement under a, b or c above and cheques have not been encashed by the policyholders / insured - Refer Note 4,15,783 1,094 2,53,165 75,074 14,612 1,567 4,296 4,945 61,029 Total 22,21,847 1,87,732 5,85,241 2,84,456 2,08,455 79,299 84,294 1,03,813 6,88,557 Note: Item No. 4 do not include cheques within the validity period of three months amounting to Rs 187,053 thousands (Previous Year Rs. 97,675 thousands)

19 L-24-Liab IRDA Periodic Disclosures FORM L-24 Valuation of net liabiltiies Valuation of net liabiltiies Date : SEPTEMBER 30, 2016 (Rs in Lakhs) Sl.No. Particular September 30, 2016 September 30, Linked a Life 6,57,280 6,79,937 b General Annuity - - c Pension 28,954 17,309 d Health Non-Linked - - a Life 6,15,654 4,74,908 b General Annuity c Pension 9,360 10,663 d Health 2,

20 L-25-(i)-Geog Dist-Individuals IRDA Periodic Disclosures FORM L-25- (i) : Geographical Distribution Channel - Individuals Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date : Sep 30, 2016 (Rs in Lakhs) Geographical Distribution of Total Business - Individuals - April 2016 to September 2016 Sl.No. State / Union Territory Rural Urban Total Business No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured 1 Andhra Pradesh ,103 1,544 1, ,156 2,006 2, ,259 2 Arunachal Pradesh (0) Assam , ,364 1,059 1, ,329 4 Bihar 2,949 2, ,281 1,491 1, ,590 4,440 4,440 1,452 19,872 5 Chattisgarh , , ,778 6 Goa , ,306 7 Gujarat ,055 1,410 1, ,145 1,793 1, ,200 8 Haryana ,912 1,578 1, ,013 2,408 2,408 1,032 15,925 9 Himachal Pradesh ,735 3,735 1,652 16,771 3,829 3,829 1,690 17, Jammu & Kashmir 2,226 2, ,077 5,059 5,059 1,307 20,205 7,285 7,285 1,831 27, Jharkhand , , , Karnataka 2,533 2, ,305 8,527 8,527 3,529 4,20,885 11,060 11,060 4,329 4,66, Kerala ,407 2,428 2,428 1,321 23,694 3,042 3,042 1,601 28, Madhya Pradesh 1,076 1, ,536 1,433 1, ,384 2,509 2, , Maharashtra ,116 3,450 3,450 2,989 92,290 4,023 4,023 3,229 1,00, Manipur Meghalaya Mirzoram Nagaland Orissa 1,532 1, ,323 1,186 1, ,958 2,718 2, , Punjab 4,840 4,840 1,932 20,299 5,077 5,077 2,034 26,626 9,917 9,917 3,966 46, Rajasthan 1,258 1, , ,722 2,077 2, , Sikkim 2 2 (1) Tamil Nadu ,439 1,603 1,603 1,166 21,373 1,817 1,817 1,265 22, Telangana , , , Tripura Uttar Pradesh 6,575 6,575 1,756 21,810 7,673 7,673 3,165 45,358 14,248 14,248 4,921 67, UttraKhand ,353 1,047 1, ,550 1,658 1, , West Bengal 2,283 2, ,128 2,830 2,830 1,743 36,973 5,113 5,113 2,620 47, Andaman & Nicobar Islands Chandigarh , , Dadra & Nagrahaveli Daman & Diu Delhi ,815 7,863 7,863 4,587 83,320 8,449 8,449 4,856 88, Lakshadweep Puducherry Company Total 30,934 30,934 10,190 1,75,701 61,160 61,160 29,045 9,06,798 92,094 92,094 39,235 10,82,499

21 FORM L-25- (ii) : Geographical Distribution Channel - GROUP Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date : Sep 30, 2016 (Rs in Lakhs) Sl.No. State / Union Territory Geographical Distribution of Total Business - Group - April 2016 to September 2016 Rural Urban Total Business No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured 1 Andhra Pradesh , ,05, , ,05,519 2 Arunachal Pradesh Assam Bihar , , ,945 5 Chattisgarh Goa Gujarat , , , ,999 8 Haryana , ,93, , ,94,082 9 Himachal Pradesh Jammu & Kashmir - 3, ,448-9, ,893-12, , Jharkhand , , Karnataka ,75, ,55, ,75, ,56, Kerala , ,323-11, , Madhya Pradesh , , , , Maharashtra ,21, ,36, ,21, ,36, Manipur Meghalaya Mirzoram Nagaland Orissa (332) (247) 21 Punjab , ,860-7, , Rajasthan , , , , , Sikkim Tamil Nadu , ,59, ,18, ,60, ,21, Telangana , , , , Tripura Uttar Pradesh , , , , , UttraKhand , West Bengal , , , , , Andaman & Nicobar Islands Chandigarh , Dadra & Nagrahaveli Daman & Diu Delhi , , , , Lakshadweep Puducherry Company Total - 6, , ,93,391 4,301 17,74, ,99,539 4,741 18,05,044

22 FORM L-26-INVESTMENT ASSETS(LIFE INSURERS)-3A (Read with Regulation 10) Name of the Insurer: PNB Metlife India Insurance Company Limited Registration Number: 117 Statement as on: 30th Sep 2016 Statement of Investment Assets (Life Insurers) (Business within India) Periodicity of Submission: Quarterly Section I PART - A Rs.lakhs Total Application as per Balance Sheet (A) 15,52,663 Reconciliation of Investment Assets Add (B) - Total Investment Assets (as per Balance Sheet) 14,15,811 Provisions Sch-14 2,322 Balance Sheet Value of: Current Liabilities Sch-13 68,421 A. Life Fund 7,16,651 16,23,406 B. Pention & General Annuity and Group Business 16,383 Less (C ) C. Unit Linked Funds 6,82,778 Debit Balance in P& L A/c 1,30,481 14,15,811 Deferred tax asset - Loans Sch-09 2,727 Adv & Other Assets Sch-12 55,775 Cash & Bank Balance Sch-11 11,326 Fixed Assets Sch-10 7,286 Misc Exp. Not Written Off Sch-15 - Funds available for Investments 14,15,811 Section II NON - LINKED BUSINESS A. LIFE FUND % as per Reg SH Balance FRSM + UL-Non Unit Res PAR NON PAR PH Book Value (SH+PH) Actual % FVC Amount Total Fund (a) (b) (c) (d) (e) (f) = [b+c+d+e] (g) = [(f) - (a)]% (h) (i)=(a+f+h) (j) Market Value 1 Central Govt. Sec 2 Central Govt Sec, State Govt Sec or Other Approved Securities (incl (i) above) Not Less than 25% Not Less than 50% - 28,351 6,093 2,46,994 1,01,159 3,82, ,82,596 4,31,257-41,086 10,913 2,63,155 1,05,830 4,20, ,20,984 4,71,692 3 Investment subject to Exposure Norms a. Housing & Infrastructure Not Less than 1. Approved Investments - 15,748 6,031 1,22,970 38,854 1,83, (3) 1,83,601 1,96,889 15% 2. Other Investments b. i) Approved Investments Not exceeding - 10,984 5,002 73,139 22,495 1,11, (45) 1,11,576 1,16,121 ii) Other Investments 35% TOTAL LIFE FUND 100% - 67,818 21,946 4,59,264 1,67,669 7,16, (48) 7,16,651 7,85,183 PH B. PENSION & GENERAL ANNUITY AND GROUP BUSINESS % as per Reg PAR NON PAR Book Value Actual % FVC Amount Total Fund Market Value (a) (b) (c)= (a+b) (d) (e) (f)=(c+e) (g) 1 Central Govt. Sec Not Less than 20% 5,100 2,227 7,327 4,473-7,327 7,929 2 Central Govt Sec, State Govt Sec or Other Approved Not Less than 40% 5,197 2,227 7,424 4,532-7,424 8,033 3 Balance in Approved investment Not Exceeding 60% 3,522 5,437 8,959 5,468-8,959 9,210 TOTAL PENSION, GENERAL ANNUITY FUND 100% 8,719 7,664 16,383 10,000-16,383 17,243 LINKED BUSINESS C. LINKED FUNDS % as per Reg PH Total Fund (c) = PAR (a) NON PAR (b) (a+b) Actual % (d) 1 Approved Investments Not Less than 75% - 6,79,482 6,79, Other Investments Not More than 25% - 3,297 3, TOTAL LINKED INSURANCE FUND 100% - 6,82,778 6,82,

23 FORM L-27-UNIT LINKED BUSINESS-3A (Read with Regulation 10) Unit Linked Insurance Business Name of the Insurer: PNB Metlife India Insurance Company Limited ( Formerly known as MetLife India Insurance Co. Ltd ) Registration Number: 117 Link to Item 'C' of FORM 3A (Part A) Periodicty of Submission: Quarterly PART - B Statement as on: 30th Sep 2016 Rs. Lakhs ULIF00525/01/05ACCEL ULIF01015/12/09BALANCER ULIF00425/01/05BALANCE ULIF01721/12/10DISCONTIN ULIF01315/12/09FLEXICAPFN ULGF00205/06/04GRABALA ULGF00105/06/04GRADE ULIF01909/10/15LIQUIDF ULIF00325/01/05MODERA ULIF01115/12/09MULTIPLIE21 ULIF01115/12/09MULTIPLIE31 ULIF00625/01/05MULTIPLIER1 ULIF00815/12/09PRESERVE ULIF00125/01/05PRESERVE ULIF00915/12/09PROTECTO ULIF00225/01/05PROTECTO ULIF01215/12/09VIRTUE ULIF00719/02/08VIRTUEFUN PARTICULARS Total of All Funds ERATO117 2F117 RFN117 U NCE117 BTFND117 UND117 TORF R2117 RF117 R2117 RF117 2FND117 D117 Opening Balance (Market Value) 26, , , , , , , , , ,11, , , , , ######## 9, ,78, Add: Inflow during the Quarter , , , , , , Increase / (Decrease) Value of In 1, , , , , (0.25) 7, , , Less: Outflow during the Quarter 1, , , , , , , , TOTAL INVESTIBLE FUNDS (MKT VALUE) 25, , , , , , , , , ,08, , , , , , , ,82, ULIF00525/01/05ACCEL ULIF01015/12/09BALANCER ULIF00425/01/05BALANCE ULIF01721/12/10DISCONTIN ULIF01315/12/09FLEXICAPFN ULGF00205/06/04GRABALA ULGF00105/06/04GRADE ULIF01909/10/15LIQUIDF ULIF00325/01/05MODERA ULIF01115/12/09MULTIPLIE21 ULIF01115/12/09MULTIPLIE31 ULIF00625/01/05MULTIPLIER1 ULIF00815/12/09PRESERVE ULIF00125/01/05PRESERVE ULIF00915/12/09PROTECTO ULIF00225/01/05PROTECTO ULIF01215/12/09VIRTUE ULIF00719/02/08VIRTUEFUN Total of All Funds INVESTMENT OF UNIT FUND % Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. Actual Approved Investments (>=75%) Central Govt Securities 2, % 6, % 11, % 50, % - 0.0% 1, % 4, % - 0.0% 1, % - 0.0% - 0.0% - 0.0% 6, % 7, % 43, % 6, % - 0.0% - 0.0% 1,41, % State Governement Securities - 0.0% 1, % 1, % - 0.0% - 0.0% % % - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% % % 4, % 1, % - 0.0% - 0.0% 11, % Other Approved Securities - 0.0% % % - 0.0% - 0.0% - 0.0% % - 0.0% % - 0.0% - 0.0% - 0.0% % % % - 0.0% - 0.0% - 0.0% % Corporate Bonds 1, % 1, % 3, % - 0.0% - 0.0% % 1, % - 0.0% % - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% 22, % 5, % - 0.0% - 0.0% 36, % Infrastructure Bonds 2, % 5, % 6, % - 0.0% - 0.0% % 2, % - 0.0% % - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% 23, % 4, % - 0.0% - 0.0% 45, % Equity 20, % 18, % 23, % - 0.0% 54, % 1, % - 0.0% - 0.0% % 82, % % 1,99, % - 0.0% - 0.0% - 0.0% - 0.0% 3, % 9, % 4,13, % Money Market Investments % 1, % % 5, % 2, % % % % % 1, % % 3, % % % 2, % % % % 18, % Mutual funds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Deposit with Banks - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% 1, % - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% 1, % Sub Total (A) 25, % 36, % 46, % 55, % 56, % 4, % 8, % % 2, % 83, % % 2,04, % 7, % 8, % 95, % 17, % 3, % 9, % 6,67, % Current Assets: Accrued Interest % % % - 0.0% % % % - 0.0% % % - 0.0% % % % 2, % % - 0.0% - 0.0% 5, % Dividend Recievable % % % - 0.0% % % - 0.0% - 0.0% % % % % - 0.0% - 0.0% - 0.0% - 0.0% % % % Bank Balance % % % % % % % % % % % % % % % % % % % Receivable for Sale of Investme % % % - 0.0% % % - 0.0% - 0.0% % 1, % - 0.0% 3, % - 0.0% - 0.0% 1, % - 0.0% % % 7, % Other Current Assets (for Invest - 0.0% % - 0.0% - 0.0% % - 0.0% - 0.0% % - 0.0% - 0.0% % % - 0.0% - 0.0% % - 0.0% - 0.0% - 0.0% % Less: Current Liabilities Payable for Investments % % - 0.0% - 0.0% % % - 0.0% - 0.0% % % - 0.0% % - 0.0% - 0.0% - 0.0% - 0.0% % - 0.0% % Fund Mgmt Charges Pay % % % % % % % % % % % % % % % % % % % Other Current Liabilities % - 0.0% % % - 0.0% % % - 0.0% % % - 0.0% - 0.0% % % - 0.0% % % % % Sub Total (B) % % % (223.05) -0.4% % % % % % 1, % % 3, % % % 4, % % % % 11, % Other Investments (<=25%) Corporate Bonds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Infrastructure Bonds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Equity - 0.0% % - 0.0% - 0.0% 1, % % - 0.0% - 0.0% - 0.0% % - 0.0% % - 0.0% - 0.0% - 0.0% - 0.0% % % 3, % Mutual funds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Venture funds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Others - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Sub Total (C) % % - 0.0% - 0.0% 1, % % - 0.0% - 0.0% - 0.0% % - 0.0% % - 0.0% - 0.0% - 0.0% - 0.0% % % 3, % Total (A + B + C) 25, % 37, % 47, % 55, % 59, % 4, % 9, % % 2, % 85, % % 2,08, % 7, % 8, % 99, % 17, % 4, % 9, % 6,82, % Fund Carried Forward (as per LB 2) 25, , , , , , , , , ,08, , , , , , , ,82,778.15

24 FORM L-28-ULIP-NAV-3A (Read with Regulation 10) Name of the Insurer: PNB Metlife India Insurance Company Limited ( Formerly known as MetLife India Insurance Co. Ltd ) Registration Number: 117 Link to FORM 3A (Part B) Statement for the period: 01 July 2016 to 30 Sep 2016 Periodicity of Submission: Quarterly Statement of NAV of Segregated Funds No Fund Name SFIN Date of Launch Par/Non Par Assets Under Management on the above date 1 ACCELERATOR ULIF00525/01/05ACCELERATO Jan-05 NON PAR 25, % 13.28% BALANCER ULIF00425/01/05BALANCERFN Jan-05 NON PAR 47, % 12.25% BALANCER II FUND ULIF01015/12/09BALANCER2F Dec-09 NON PAR 37, % 14.14% DISCONTINUED POLICY FUND ULIF01721/12/10DISCONTINU Dec-10 NON PAR 55, % 7.59% FLEXI CAP FUND ULIF01315/12/09FLEXICAPFN Dec-09 NON PAR 59, % 19.43% GRATUITY BALANCED ULGF00205/06/04GRABALANCE Jun-04 NON PAR 4, % 13.3% GRATUITY DEBT ULGF00105/06/04GRADEBTFND Jun-04 NON PAR 9, % 11.37% LIQUID FUND ULIF01909/10/15LIQUIDFUND Oct-15 NON PAR NA NA MODERATOR ULIF00325/01/05MODERATORF Jan-05 NON PAR 2, % 10.81% MULTIPLIER ULIF00625/01/05MULTIPLIER Jan-05 NON PAR 2,08, % 13.34% MULTIPLIER II FUND ULIF01115/12/09MULTIPLIE Dec-09 NON PAR 85, % 14.03% MULTIPLIER III FUND ULIF01809/10/15MULTIPLIE Oct-15 NON PAR NA NA PRESERVER ULIF00125/01/05PRESERVERF Jan-05 NON PAR 8, % 10.7% PRESERVER II FUND ULIF00815/12/09PRESERVER Dec-09 NON PAR 7, % 11.23% PROTECTOR ULIF00225/01/05PROTECTORF Jan-05 NON PAR 17, % 10.26% PROTECTOR II FUND ULIF00915/12/09PROTECTOR Dec-09 NON PAR 99, % 11.21% VIRTUE ULIF00719/02/08VIRTUEFUND Feb-08 NON PAR 9, % 18.62% VIRTUE II FUND ULIF01215/12/09VIRTUE2FND Dec-09 NON PAR 4, % 19.39% NAV as per LB 2 NAV as on the above date* Previous Qtr NAV 2nd Previous Qtr NAV 3rd Previous Qtr NAV 4th Previous Qtr NAV Return / Yield 3 Year Rolling CAGR PART - C Rs. Lakhs Highest NAV since inception * These Funds have been closed during the quarter ended Mar Total 6,82,778.15