Schedule. (a) Premium 10,252,490 28,278,346 9,359,407 24,611,858

Transcription

1 FORM L-1-A-RA Name of the Insurer: PNB MetLife India Insurance Company Limited ( Formerly known as MetLife India Insurance Co. Ltd ) Registration No. and Date of Registration with the IRDA:117, August 6, 2001 REVENUE ACCOUNT FOR THE YEAR ENDED MARCH 31, 2016 Policyholders Account (Technical Account) Particulars Schedule FOR THE QUARTER ENDED MARCH 31, 2016 UP TO THE QUARTER ENDED MARCH 31, 2016 FOR THE QUARTER ENDED MARCH 31, 2015 UP TO THE QUARTER ENDED MARCH 31, 2015 Premiums earned net (Rs. 000) (Rs. 000). (Rs. 000) (Rs. 000). (a) Premium 10,252,490 28,278,346 9,359,407 24,611,858 (b) Reinsurance ceded L-4 (288,052) (1,006,065) (287,348) (956,413) (c) Reinsurance accepted Income from Investments (a) Interest, Dividends & Rent Gross 1,909,230 7,193,394 1,545,025 6,261,579 (b) Profit on sale/redemption of investments 960,200 4,613,278 1,844,364 7,270,215 (c) (Loss on sale/ redemption of investments) (363,601) (1,034,182) (70,225) (414,723) (d) Transfer/Gain on revaluation/change in fair value* (1,716,245) (7,945,453) 300,182 6,685,141 Transferred from Shareholders' Fund Other Income (a) Interest on policy loans 5,608 22,522 5,189 19,546 (b) Miscellaneous income 76, ,086 96, ,078 (c) Profit/(Loss) on sale of fixed assets(net) (575) (944) (3,700) (3,801) TOTAL (A) 10,835,372 30,227,982 12,789,729 43,596,480 Commission L-5 560,863 1,614, ,493 1,384,324 Operating Expenses related to Insurance Business L-6 2,031,666 7,493,299 1,922,791 6,036,495 Service tax on Charges 92, , , ,776 Provision for doubtful debts Bad debts written off Provision for Tax Provisions (other than taxation) - - (a) For diminution in the value of investments (Net) (b) Advances & Recoveries 23,215 80,461 6,723 20,479 TOTAL (B) 2,707,827 9,544,065 2,718,783 7,768,074 Benefits Paid (Net) L-7 3,736,302 14,307,354 4,783,188 18,682,554 Bonuses Paid 3,938 9,498 1,659 5,745 Change in valuation of liability in respect of life policies (a) Gross** - Linked Liability (821,337) (6,204,554) 1,708,811 7,823,863 - Non Linked Liability 5,204,642 12,209,356 3,672,701 8,528,378 (b) Amount ceded in Reinsurance (180,793) (194,134) 22,605 (287,610) (c) Amount accepted in Reinsurance TOTAL (C) 7,942,752 20,127,520 10,188,964 34,752,930 SURPLUS/ (DEFICIT) (D) =(A)-(B)-(C) 184, ,397 (118,017) 1,075,476 APPROPRIATIONS Transfer to Shareholders' Account 93,123 93,123 64,946 64,946 Transfer to Other Reserves Balance being Funds for Future Appropriations 322, , , ,622 Surplus/(Deficit) after Appropriaton (230,753) 140,852 (1,092,585) 100,908 TOTAL (D) 184, ,397 (118,017) 1,075,476 Balance at the beginning of year (13,168,104) (13,539,708) (12,447,123) (13,640,616) Surplus/(Deficit) after appropriation (230,753) 140,852 (1,092,585) 100,908 Balance carried to balance sheet (13,398,856) (13,398,856) (13,539,708) (13,539,708) Details of Total Surplus (a) Interim Bonuses Paid 3,938 9,498 1,659 5,745 (b) Allocation of Bonus to Policyholders' 838, , , ,510 (c) Surplus shown in the Revenue Account 184, ,397 (85,417) 1,075,476 (d) Total Surplus: [(a)+(b)+( c)] 1,026,841 1,404, ,752 1,665,731 Notes: * Represents the deemed realised gain as per norms specified by the Authority. ** Represents Mathematical Reserves after allocation of bonus

2 FORM L-2-A-PL Name of the Insurer: PNB MetLife India Insurance Company Limited ( Formerly known as MetLife India Insurance Co. Ltd ) Registration No. and Date of Registration with the IRDA:117, August 6, 2001 PROFIT & LOSS ACCOUNT FOR THE YEAR ENDED MARCH 31, 2016 Shareholders Account (Non-technical Account) Particulars Schedule FOR THE QUARTER ENDED MARCH 31, 2016 UP TO THE QUARTER ENDED MARCH 31, 2016 FOR THE QUARTER ENDED MARCH 31, 2015 UP TO THE QUARTER ENDED MARCH 31, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). Amounts transferred from/to the Policyholders Account (Technical Account) 93,123 93,123 64,946 64,946 Income From Investments (a) Interest, Dividends & Rent net of accretion/amortisation of discount/ premium) 135, , , ,174 (b) Profit on sale/redemption of investments (c) (Loss on sale/ redemption of investments) Other Income * TOTAL (A) 228, , , ,129 Expense other than those directly related to the insurance business L- 6 A 32,737 61,434 20,359 34,861 Bad debts written off Transfer to Policyholders' fund Provisions (Other than taxation) - (a) For diminution in the value of investments (Net) (b) Provision for doubtful debts (c) Others* 23,685 23, TOTAL (B) 56,422 85,119 20,359 34,861 Profit/ (Loss) before tax 171, , , ,268 Provision for Taxation Profit / (Loss) after tax 171, , , ,268 APPROPRIATIONS (a) Balance at the beginning of the year. 1,399,392 1,034, , ,714 (b) Interim dividends paid during the year (c) Proposed final dividend (d) Dividend distribution on tax (e) Transfer to reserves/ other accounts (to be specified) Profit carried to the Balance Sheet 1,571,242 1,571,242 1,034,982 1,034,982 * Represents Gain/(Loss) on account of unit compensation to policy holders.

3 FORM L-3-A-BS Name of the Insurer: PNB MetLife India Insurance Company Limited ( Formerly known as MetLife India Insurance Co. Ltd ) Registration No. and Date of Registration with the IRDA:117, August 6, 2001 BALANCE SHEET AS AT MARCH 31, 2016 Particulars Schedule MARCH 31, 2016 MARCH 31, 2015 SOURCES OF FUNDS (Rs. 000). (Rs. 000). SHAREHOLDERS FUNDS: SHARE CAPITAL L-8,L-9 20,128,843 20,128,843 RESERVES AND SURPLUS L-10 1,571,242 1,034,982 CREDIT/[DEBIT] FAIR VALUE CHANGE ACCOUNT - - Sub-Total 21,700,085 21,163,825 BORROWINGS L ,717 - POLICYHOLDERS FUNDS: CREDIT/[DEBIT] FAIR VALUE CHANGE ACCOUNT - - POLICY LIABILITIES 56,862,658 44,844,926 INSURANCE RESERVES - - PROVISION FOR LINKED LIABILITIES-NON UNIT 368, ,534 PROVISION FOR LINKED LIABILITIES-UNIT 61,580,967 68,307,015 FUNDS FOR DISCONTINUED POLICIES - Discontinued on account of non- payment of premium 5,242,323 4,729,153 Sub-Total 124,054, ,243,628 FUNDS FOR FUTURE APPROPRIATIONS 1,659,158 1,336,735 TOTAL 147,631, ,744,188 APPLICATION OF FUNDS INVESTMENTS Shareholders L-12 6,499,122 5,983,836 Policyholders L-13 61,431,432 48,342,030 ASSETS HELD TO COVER LINKED LIABILITIES L-14 66,823,290 73,036,168 LOANS L , ,984 FIXED ASSETS L , ,738 CURRENT ASSETS Cash and Bank Balances L-17 2,224,867 1,715,335 Advances and Other Assets L-18 3,684,812 3,394,039 Sub-Total (A) 5,909,679 5,109,374 CURRENT LIABILITIES L-19 7,186,017 5,714,333 PROVISIONS L , ,317 Sub-Total (B) 7,400,851 5,915,650 NET CURRENT ASSETS (C) = (A B) (1,491,173) (806,276) MISCELLANEOUS EXPENDITURE (to the extent not written off or adjusted) L DEBIT BALANCE IN PROFIT & LOSS ACCOUNT (Shareholders Account) - - DEBIT BALANCE OF REVENUE ACCOUNT 13,398,856 13,539,708 TOTAL 147,631, ,744,188 CONTINGENT LIABILITIES Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000) (Rs. 000) Partly paid-up investments - - Claims, other than against policies, not acknowledged as debts by the company 49,814 18,239 Underwriting commitments outstanding (in respect of shares and securities) - - Guarantees given by or on behalf of the Company - - Statutory demands/ liabilities in dispute, not provided for 1,907,594 1,997,567 Reinsurance obligations to the extent not provided for in accounts - - Claims under policies not acknowledged as debts 170, ,748 TOTAL 2,127,530 2,176,554

4 SCHEDULES FORMING PART OF FINANCIAL STATEMENTS FORM L-4-PREMIUM SCHEDULE PREMIUM Particulars FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE MARCH 31, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). First year premiums 3,279,039 9,581,513 3,102,289 8,129,001 Renewal Premiums 6,793,474 18,246,679 6,198,601 16,321,236 Single Premiums 179, ,154 58, ,621 TOTAL PREMIUM 10,252,490 28,278,346 9,359,407 24,611,858 Premium Income from business written: In India 10,252,490 28,278,346 9,359,407 24,611,858 Outside India TOTAL PREMIUM 10,252,490 28,278,346 9,359,407 24,611,858 FORM L-5 - COMMISSION SCHEDULE COMMISSION EXPENSES Particulars FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE MARCH 31, 2015 (Rs. 000) (Rs. 000) (Rs. 000) (Rs. 000) Commission paid Direct - First year premiums 409,823 1,179, , ,828 - Renewal premiums 150, , , ,415 - Single premiums 533 1, ,081 Add: Commission on Re-insurance Accepted Less: Commission on Re-insurance Ceded Net Commission 560,863 1,614, ,493 1,384,324 Break-up of the expenses (Gross) incurred to procure business to be furnished as per details indicated below: Agents 101, , , ,685 Brokers 3,650 14,287 5,112 17,065 Corporate Agency 453,654 1,279, ,991 1,019,732 Referral 21 (730) (156) (1,158) Others 1,883 9, TOTAL (B) 560,863 1,614, ,493 1,384,324

5 FORM L-6-OPERATING EXPENSES SCHEDULE OPERATING EXPENSES RELATED TO INSURANCE BUSINESS Particulars FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE MARCH 31, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). Employees remuneration & welfare benefits 1,242,144 4,891,351 1,121,706 3,815,325 Travel, conveyance and vehicle running expenses 39, ,893 30, ,508 Training expenses 3,259 42,169 12,158 55,404 Rents, rates & taxes 148, , , ,188 Repairs 12,643 40,980 10,882 36,175 Printing & stationery 15,652 64,141 14,069 51,520 Communication expenses 45, ,403 35, ,418 Legal & professional charges 82, ,757 87, ,041 Medical fees 17,971 55,147 7,965 27,714 Auditors' fees, expenses etc a) as auditor 1,650 4,500 (100) 3,600 b) as adviser or in any other capacity, in respect of (i) Taxation matters (ii) Insurance matters - - 1,000 1,000 (iii) Management services; and (iv) Expenses 271 1, c) in any other capacity Advertisement and publicity 45, ,776 56, ,238 Business Development,Sales promotion & Sales conference 200, , , ,662 Interest & Bank Charges 21,696 74,057 10,606 43,559 Recruitment expenses 3,937 27,652 30,150 65,543 Information technology expenses 58, ,803 36, ,898 Office expenses 33, ,845 24, ,865 Others 2,269 49,670 (6,838) 8,409 Depreciation 57, ,496 26, ,752 TOTAL 2,031,666 7,493,299 1,922,791 6,036,495 FORM L-6 A-OPERATING EXPENSES SCHEDULE EXPENSE OTHER THAN THOSE DIRECTLY RELATED TO THE INSURANCE BUSINESS Particulars FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE MARCH 31, 2015 (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). Employees remuneration & welfare benefits 21,540 32,347 1,165 4,704 Travel, conveyance and vehicle running expenses (3) Training expenses Rents, rates & taxes Repairs Printing & stationery Communication expenses Legal & professional charges Medical fees Auditors' fees, expenses etc - a) as auditor b) as adviser or in any other capacity, in respect of (i) Taxation matters (ii) Insurance matters (iii) Management services; and (iv) Expenses c) in any other capacity Advertisement and publicity Business Development & Sales promotion Interest & Bank Charges Recruitment expenses Information technology expenses Office expenses ,470 2,470 Power and water Others Depreciation 790 3, ,881 Corporate Social Responsibility 10,216 25,084 15,313 23,442 TOTAL 32,737 61,434 20,359 34,861

6 FORM L-7-BENEFITS PAID SCHEDULE BENEFITS PAID [NET] Particulars FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE MARCH 31, Insurance Claims (Rs. 000). (Rs. 000). (Rs. 000). (Rs. 000). (a) Claims by Death, 930,345 2,981, ,988 2,392,393 (b) Claims by Maturity, 219, ,448 76, ,239 (c) Annuities/Pension payment, 47, , , ,033 (d) Periodical Benefit 25,731 98,040 35, ,200 (e) Health 40,277 40, (f) Surrenders 2,669,433 11,202,975 3,866,304 16,023,644 (g) Others(Interest on unclaimed amount of policyholders) 24,779 48, (Amount ceded in reinsurance): (a) Claims by Death, (221,188) (700,482) (162,035) (600,093) (b) Claims by Maturity, (c) Annuities/Pension payment, (d) Periodical Benefit (e) Health (18) (18) (7) (405) (f) Surrenders Amount accepted in reinsurance: - (a) Claims by Death, (b) Claims by Maturity, (c) Annuities/Pension payment, (d) Periodical Benefit (e) Health (f) Surrenders TOTAL 3,736,302 14,307,354 4,783,188 18,682,554

7 FORM L-8-SHARE CAPITAL SCHEDULE SHARE CAPITAL Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). Authorised Capital 30,000,000 30,000,000 3,000,000,000 (Previous period - 3,000,000,000) equity shares of Rs 10/- each Issued Capital 20,128,843 20,128,843 2,012,884,283 (Previous period - 2,012,884,283) equity shares of Rs 10/- each Subscribed, Called-up and Paid up Capital 20,128,843 20,128,843 2,012,884,283 (Previous period - 2,012,884,283 ) equity shares of Rs 10/- each fully paid up Less : Calls unpaid - - Add : Shares forfeited (Amount originally paid up) - - Less : Par value of Equity Shares bought back - - Less : Preliminary Expenses - - Expenses including commission or brokerage on Underwriting or subscription of shares TOTAL 20,128,843 20,128,843 Notes: None of the shareholders are having holding interest in the company FORM L-9-PATTERN OF SHAREHOLDING SCHEDULE PATTERN OF SHAREHOLDING [As certified by the Management] Shareholder MARCH 31, 2016 MARCH 31, 2015 Number of Shares % of Holding Number of Shares % of Holding Promoters Indian 1,489,534,370 74% 1,489,534,370 74% Foreign 523,349,913 26% 523,349,913 26% Others TOTAL 2,012,884, % 2,012,884, % FORM L-10-RESERVES AND SURPLUS SCHEDULE RESERVES AND SURPLUS Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000) (Rs. 000) Capital Reserve - - Capital Redemption Reserve - - Share Premium - - Revaluation Reserve - - General Reserves - - Less: Debit balance in Profit and Loss Account, if any - - Less: Amount utilized for Buy-back - - Catastrophe Reserve - - Other Reserves (to be specified) - - Balance of profit in Profit and Loss Account 1,571,242 1,034,982 TOTAL 1,571,242 1,034,982

8 FORM L-11-BORROWINGS SCHEDULE BORROWINGS Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). Debentures/ Bonds - - Banks - - Financial Institutions - - Others For Information technology equipments and software [Finance lease for information technology equipments is secured against said assets. Net book value as at March 31, 2016 of these equipments is Rs 152,113 (Previous year Rs Nil) 217,717 - Vehicle lease - - TOTAL 217,717 - Note: Amount due within 12 months from balance sheet date is Rs 47,084 (Previous year Rs Nil)

9 FORM L-12-INVESTMENTS SHAREHOLDERS SCHEDULE INVESTMENTS-SHAREHOLDERS Particulars MARCH 31, 2016 MARCH 31, 2015 LONG TERM INVESTMENTS (Rs. 000) (Rs. 000) Government securities and Government guaranteed bonds including Treasury Bills 3,496,235 3,450,882 Other Approved Securities 406, ,710 Other Investments (a)shares (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c ) Derivative Instruments - - (d) Debentures/ Bonds 756, ,889 (e) Other Securities (to be specified) - - (f) Subsidiaries - - Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 1,138,840 1,222,915 Other than Approved Investments - - SHORT TERM INVESTMENTS Government securities and Government guaranteed bonds including Treasury Bills 398,341 96,019 Other Approved Securities - - Other Investments (a)shares (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c ) Derivative Instruments - - (d) Debentures/ Bonds 49,968 - (e) Other Securities - CP/CBLO/Bank Deposits 162, ,421 (f) Subsidiaries - - (g) Bank Deposits - - (h) Commercial Papers - - Investment Properties-Real Estate - Investments in Infrastructure and Social Sector (including Housing) 90,277 - Other than Approved Investments - (a) Debentures/ Bonds - (b) Mutual funds - - (c ) Other securities - Inter corporate deposit - - (d) Other securities - Asset securitisation - Pass through certificates - - TOTAL 6,499,122 5,983,836 The Market Value of the above total investment is Rs.6,597,596 (Previous Year - Rs.6,110,416)

10 FORM L-13-INVESTMENTS POLICYHOLDERS SCHEDULE INVESTMENTS-POLICYHOLDERS LONG TERM INVESTMENTS Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000) (Rs. 000) Government securities and Government guaranteed bonds including Treasury Bills 35,466,995 32,263,054 Other Approved Securities 68,912 68,634 Other Investments (a) Shares (aa) Equity - - (bb)preference - - (b) Mutual Funds - - (c)derivative Instruments - - (d) Debentures/ Bonds 7,167,603 1,963,832 (e) Other Securities (to be specified) - - (f) Subsidiaries - - (g) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 14,235,623 11,751,904 Other than Approved Investments (a) Equity - - (b) Preference - - (c) Debentures/ Bonds 48,693 48,143 SHORT TERM INVESTMENTS Government securities and Government guaranteed bonds including Treasury Bills 315, ,165 Other Approved Securities - - Other Investments - - (a) Shares - (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c)derivative Instruments - - (d) Debentures/ Bonds - 50,145 (e) Other securities - Bank Deposits/CBLO/FD 3,915,951 1,065,797 (f) Subsidiaries - - (g) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector - Debt Securities (including Housing) 212, ,356 Other than Approved Investments - - TOTAL 61,431,432 48,342,030 Notes: The Market Value of the above total investments is Rs.63,853,769 (Previous Year Rs.51,103,237)

11 FORM L-14-ASSETS HELD TO COVER LINKED LIABILITIES SCHEDULE ASSETS HELD TO COVER LINKED LIABILITIES LONG TERM INVESTMENTS Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000) (Rs. 000) Government securities and Government guaranteed bonds including Treasury Bills 9,781,434 8,433,202 Other Approved Securities 8,362 8,314 Other Investments (a) Shares (aa) Equity 37,773,059 46,550,930 (bb) Preference - - (b) Mutual Funds - - (c) Derivative Instruments - - (d) Debentures/ Bonds 1,240,075 1,091,623 (e) Other Securities-Bank Deposits - - (f) Subsidiaries - - (g) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) - Debt Securities (including Housing) 5,250,535 5,764,002 - Equities 1,464,778 2,542,554 Other than Approved Investments (a) Equity 984,216 1,269,832 (b) Preference - - (c) Debentures/ Bonds - - SHORT TERM INVESTMENTS Government securities and Government guaranteed bonds including Treasury Bills 5,804,283 4,598,809 Other Approved Securities - - Other Investments - (a) Shares - (aa) Equity - - (bb) Preference - - (b) Mutual Funds - - (c ) Derivative Instruments - - (d) Debentures/ Bonds 202, ,318 (e) Other Securities - CP/CBLO/Bank Deposits - - (f) Subsidiaries - - (g) Other securities - CP/CBLO/Bank Deposits 3,880,897 1,833,060 (h) Investment Properties-Real Estate - - Investments in Infrastructure and Social Sector (including Housing) 235, ,698 Other than Approved Investments - - (a) Mutual Funds - - (b) Debentures/ Bonds - - Other net current assets 197, ,826 TOTAL 66,823,290 73,036,168

12 FORM L-15-LOANS SCHEDULE LOANS SECURITY-WISE CLASSIFICATION Secured (a) On mortgage of property Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). (aa) In India - - (bb) Outside India - - (b) On Shares, Bonds, Govt. Securities, etc. - - (c) Loans against policies 242, ,984 (d) Others (to be specified) - - Unsecured - - TOTAL 242, ,984 BORROWER-WISE CLASSIFICATION (a) Central and State Governments - - (b) Banks and Financial Institutions - - (c) Subsidiaries - - (d) Companies - - (e) Loans against policies 242, ,984 (f) Others (to be specified) - - TOTAL 242, ,984 PERFORMANCE-WISE CLASSIFICATION (a) Loans classified as standard (aa) In India 242, ,984 (bb) Outside India - - (b) Non-standard loans less provisions (aa) In India - - (bb) Outside India - - TOTAL 242, ,984 MATURITY-WISE CLASSIFICATION (a) Short Term (b) Long Term 242, ,984 TOTAL 242, ,984

13 FORM 16-FIXED ASSETS SCHEDULE FIXED ASSETS Cost/ Gross Block Depreciation Net Block (Rs. 000) Particulars Opening Additions Deductions Closing Up to Last Year For The Period On Sales/ Adjustment To Date As at March 31, 2016 As at March 31, 2015 Goodwill Intangibles (specify) Computer Software 632, , , ,668 80, , ,185 71,148 Tangibles (specify) Land-Freehold Leasehold Property 129,691 65,029 11, ,000 81,867 36,052 10, ,005 75,995 47,824 Buildings 180,588 8, ,053 2,881 3,239-6, , ,707 Furniture & Fittings 86,058 13,717 13,394 86,381 74,522 3,361 11,753 66,130 20,251 11,536 Information technology equipment - Owned 782,052 48, , , ,205 21, , ,707 99,562 72,847 Information technology equipment - Leased - 195, ,708-43,595-43, ,113 - Vehicles 1, ,423 1, , Office Equipment 138,851 32,059 24, , ,700 7,889 24, ,158 34,895 11,151 Others (Specify nature) TOTAL 1,951, , ,487 2,204,174 1,559, , ,761 1,492, , ,213 Work in progress ,039 64,525 Grand Total 1,951, , ,487 2,204,174 1,559, , ,761 1,492, , ,738 PREVIOUS YEAR 1,906, , ,776 1,951,479 1,723, , ,408 1,559, ,738

14 FORM L-17-CASH AND BANK BALANCE SCHEDULE CASH AND BANK BALANCES Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). Cash (including cheques, drafts and stamps) 520, ,522 Bank Balances (a) Deposit Accounts (aa) Short-term (due within 12 months of the date of Balance Sheet) 480, ,800 (bb) Others (b) Current Accounts 1,223, ,613 (c ) Others (to be specified) - - Money at Call and Short Notice (a) With Banks - - (b) With other Institutions - - Others (to be specified) - - TOTAL 2,224,867 1,715,335 Balances with non-scheduled banks included above CASH & BANK BALANCES In India 2,224,867 1,715,335 Outside India - - TOTAL 2,224,867 1,715,335

15 FORM L-18-ADVANCE AND OTHER ASSETS SCHEDULE ADVANCES AND OTHER ASSETS Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000) (Rs. 000) ADVANCES Reserve deposits with ceding companies - - Application money for investments - - Prepayments 50,396 46,203 Advances to Directors/Officers - - Advances to Suppliers 74,462 49,210 Less: Provision for doubtful recoveries 10,000 64,462 10,000 39,210 Advances to Employees 11,871 7,736 Advance tax paid and taxes deducted at source (Net of provision for taxation) Other Advances 53,093 57,170 TOTAL (A) 180, ,382 OTHER ASSETS Income accrued on investments 2,002,944 1,576,786 Outstanding Premiums 976, ,944 Agents Balances 50,557 58,970 Less: Provision for doubtful recoveries 50,557-58,970 - Foreign Agencies Balances - - Due from other entities carrying on insurance business (including reinsurers) 312, ,635 Due from subsidiaries/ holding company - - Deposit with Reserve Bank of India [Pursuant to section 7 of Insurance Act, 1938] - - Service tax/cess unutilized credit - 37,215 Deposits 226, ,221 Less: Provision for doubtful recoveries 85, ,342 35, ,478 Other receivables 101,233 95,886 30,312 70,921 19,000 76,886 TOTAL (B) 3,504,743 3,119,944 TOTAL (A+B) 3,684,812 3,270,326 FORM L-19-CURRENT LIABILITIES SCHEDULE CURRENT LIABILITIES Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). Agents Balances 303, ,511 Balances due to other insurance companies 520, ,825 Deposits held on re-insurance ceded - - Premiums received in advance 890, ,849 Unallocated premium (policy/proposal deposits) 83, ,874 Sundry creditors 1,849,869 1,234,092 Due to subsidiaries/ holding company - - Claims Outstanding 907, ,061 Annuities Due - - Due to Officers/ Directors - - Taxes deducted at source payable 150, ,713 Service tax payable 88,522 7,692 Unclaimed amount of policyholders 2,211,613 1,776,107 Litigated Claims & Other Liabilities 179,708 99,896 TOTAL 7,186,017 5,590,620

16 FORM L-20-PROVISIONS SCHEDULE PROVISIONS Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). For taxation (less payments and taxes deducted at source) - - For proposed dividends - - For dividend distribution tax - - For gratuity 167, ,457 For compensated absences 47,552 51,860 Others (to be specified) - - TOTAL 214, ,317 FORM L-21-MISC EXPENDITURE SCHEDULE MISCELLANEOUS EXPENDITURE (To the extent not written off or adjusted) Particulars MARCH 31, 2016 MARCH 31, 2015 (Rs. 000). (Rs. 000). Discount Allowed in issue of shares/ debentures - - Others (to be specified) - - TOTAL - -

17 FORM L-30 : Related Party Transactions PERIODIC DISCLOSURES Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date: March 31st, 2016 (Rs in Lakhs) Related Party Transactions Consideration paid / received Sl.No. Name of the Related Party Nature of Relationship with the Company Description of Transactions / Categories FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE MARCH 31, 2015 a) Peanut License fee Charge Payable b) Conference expenses/travel costs Charge Payable MetLife International Holdings Inc Shareholder c) Information technology expenses Charge Recoverable d) Travel and other costs Charge Recoverable e) Compensation costs Charge ,142 Recoverable a) Commission Charge 3,155 8,395 2,081 6,090 Payable b) Bank Charges Charge Payable c) Claims Settled Charge ,400 Payable NIL NIL NIL NIL d)premium received Charge Punjab National Bank Shareholder Payable NIL NIL 7 7 e) Bank balances ( Current account/sort term deposit) Charge NIL NIL NIL NIL Recoverable 9,103 9,103 5,256 5,256 f) Interest/Dividend received Charge (50) 206 NIL 75 Recoverable NIL NIL g) Investment in Fixed deposit, Bond & Equity Charge NIL NIL NIL NIL Recoverable 3,927 3, Tarun Chugh Managing Director Managerial Remunaration

18 FORM L-31 PERIODIC DISCLOSURES LNL - 6 : Board of Directors & Key Person (15-16) Date : March 31, 2016 BOD and Key Person information BOARD OF DIRECTORS Details of change in the period Sl. No. Name of person Role/designation 1 Christopher G Townsend Director - Chairman 2 Mehli K Mistry Director 3 Pheroze K Mistry Director 4 V K Chopra Director 5 Surbhit Dabriwala Director 6 Gaurav Deepak Director 7 M. Balachandran Director 8 Gauri Shankar Director Retired w.e.f. 31st March Toby Brown Director 10 Tarun Chugh Managing Director 11 Vibha Paul Rishi Director 12 Usha Ananthasubramanian Director Inducted as Director on Board w.e.f. 23rd Dec KEY PERSON Sl. No. Name of person Role 1 Tarun Chugh MD & Chief Executive Officer 2 MSVS Phanesh Chief Finance Officer 3 P K Dinakar Appointed Actuary 4 Sanjay Kumar Chief Investment Officer 5 P M Anil Chief Compliance Officer Designated w.e.f. 12th Jan 2016 in place of Ms Vijaya Nene. 6 Anjan Bhattacharya Chief Risk Officer 7 Niraj Shah Chief Marketing Officer Designated w.e.f. 4th May 2015 in place of Mr. Balachander Sekhar 8 Viraj Taneja Chief of Internal Audit Designated w.e.f. 8th Feb 2016 in place of Mr. Biswajit Choudhury

19 FORM L-32-SOLVENCY MARGIN - KT 3 (See Regulation 4) Insurance Regulatory and Development Authority (Actuarial Report and Abstract) Regulations, AVAILABLE SOLVENCY MARGIN AND SOLVENCY RATIO. March 31st, 2016 Form Code: 015 Name of Insurer: PNB MetLife India Insurance Co. Ltd. ( Formerly known as MetLife India Insurance Co. Ltd ) Registration Number:117 Classification Code:01 Classification: Business Within India Adjusted Value Item (1) 01 Available Assets in Policyholders' Fund: Deduct: 02 Mathematical Reserves 03 Other Liabilities 04 Excess in Policyholders' funds 05 Available Assets in Shareholders Fund: Deduct: 06 Other Liabilities of shareholders fund 07 Excess in Shareholders' funds 08 Total ASM (04)+(07) 09 Total RSM Description 10 Solvency Ratio (ASM/RSM) Certification: I, P K Dinakar, the Appointed Actuary, certify that the above statements have been prepared in accordance with the section 64VA of the Insurance Act, 1938, and the amounts mentioned therein are true and fair to the best of my knowledge. (2) [Amount (in rupees lakhs)] (4) 1,351,043 1,240,543 77,948 32,552 64, ,991 97,543 46, Place: MUMBAI Name and Signature of Appointed Actuary Date: 20/05/16 P K Dinakar Notes 1. Item No. 01 shall be the amount of the Adjusted Value of Assets as mentioned in Form IRDA-Assets- AA as specified under Schedule I of Insurance Regulatory and Development Authority (Assets, Liabilities, and Solvency Margin of Insurers) Regulations, 2000; 2. Item No. 02 shall be the amount of Mathematical Reserves as mentioned in Form H; 3. Item Nos. 03 and 06 shall be the amount of other liabilities as mentioned in the Balance Sheet; 4. Items No. 05 shall be the amount of the Total Assets as mentioned in Form IRDA-Assets- AA as specified under Schedule I of Insurance Regulatory and Development Authority (Assets, Liabilities, and Solvency Margin of Insurers) Regulations, 2000.

20 FORM L-2Analytical Ratios* Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date : MARCH 31,2016 Sl.No. Particular FOR THE MARCH 31, 2016 UP TO THE MARCH 31, 2016 FOR THE MARCH 31, 2015 UP TO THE QUARTER ENDED MARCH 31, New business premium income growth rate - segment wise - Participating policies (0.19) - Non-participating policies (0.13) (0.06) Pension (136.69) (136.69) NA NA - Non- Par Annuity NA NA NA NA - Non Par Pension (1.00) (0.96) Health (0.87) - Group - linked (0.84) (0.80) (0.77) (0.74) - Individual Life - Linked (0.59) (0.12) Pension - linked (1.03) (0.97) 2 Net Retention Ratio Expense of Management to Gross Direct Premium Ratio Commission Ratio (Gross commission paid to Gross Premium) Ratio of policy holder's liabilities to shareholder's funds Growth rate of shareholders' fund -0.70% 8.88% -0.35% 8.93% 7 Ratio of surplus/(deficit) to policyholders' liability (0.00) Change in net worth (Rs. In '000) (58,903) 677,112 (29,602) 625,176 9 Profit after tax/total Income (0.00) (Total real estate + loans)/(cash & invested assets) Total investments/(capital + Surplus) Total affiliated investments/(capital+ Surplus) Investment Yield (Annualised) - Non linked Par (With unrealised gains/losses) 14.72% 7.95% 14.63% 21.63% - Non linked Par (With realised gains/losses) 8.97% 9.03% 9.12% 9.08% - Non linked Non Par (With unrealised gains/losses) 13.12% 7.78% 13.03% 18.22% - Non linked Non Par (With realised gains/losses) 8.47% 8.86% 8.77% 9.15% 14 Conservation Ratio -Linked Non Linked Pension (both Linked and Non Linked) Health Persistency Ratio 16 NPA Ratio For 13th month 67.12% 67.99% 64.77% 62.00% For 25th month 45.47% 47.85% 45.40% 47.52% For 37th month 39.25% 41.38% 39.83% 40.09% For 49th Month 36.76% 36.67% 31.63% 32.38% for 61st month 23.98% 20.20% 13.44% 16.45% Gross NPA Ratio Net NPA Ratio Equity Holding Pattern for Life Insurers 1 (a) No. of shares 2,012,884,283 2,012,884,283 2,012,884,283 2,012,884,283 2 (b) Percentage of shareholding (Indian / Foreign) 74% : 26% 74% : 26% 74% : 26% 74% : 26% 3 (c) %of Government holding (in case of public sector insurance companies) (a) Basic and diluted EPS before extraordinary items (net of tax expense) for the Basic - Rs.0.09 Basic - Rs.0.27 Basic - Rs.0.08 Basic - Rs.0.26 period (not to be annualized) Diluted - Rs.0.09 Diluted - Rs.0.27 Diluted - Rs.0.08 Diluted - Rs (b) Basic and diluted EPS after extraordinary items (net of tax expense) for the Basic - Rs.0.09 Basic - Rs.0.27 Basic - Rs.0.08 Basic - Rs.0.26 period (not to be annualized) Diluted - Rs.0.09 Diluted - Rs.0.27 Diluted - Rs.0.08 Diluted - Rs (iv) Book value per share (Rs) Note: 1.Shareholders' funds are net of accumulated deficit in Reveneue Account, for the purpose of calculating relevant ratios. 2.Ratios are based on Public Disclosure guidelines issued by IRDA dated January 28, Persistency ratios are estimated as prescribed by IRDA circular IRDA/ACT/CIR/MISC/035/01/2014 dated on 23 January Persistency ratios are based on annualised premiums of the individual block of policies

21 L-24-Liab IRDA Periodic Disclosures FORM L-24 Valuation of net liabiltiies Valuation of net liabiltiies Date : March 31, 2016 (Rs in Lakhs) Sl.No. Particular As at March 31, 2016 As at March 31, Linked a Life 642, ,030 b General Annuity - - c Pension 28,931 33,957 d Health Non-Linked - - a Life 556, ,940 b General Annuity c Pension 10,692 17,507 d Health 1,004 2

22 Statement showing the Age-wise Analysis of the Unclaimed Amount of the Policyholders as on March 31st, 2016 Sr. Particulars Total Amount AGE-WISE ANALYSIS Upto 1 month 1-6 Months 7-12 Months Months Months months months (Rs. In '000) Beyond 36 months 1 Claims settled but not paid to the policyholders / insured due to any reasons except under litigation from the insured / policyholders 219, ,456 11,312 18, , ,662 2 Sum due to the insured / policyholders on maturity or otherwise 1,242, , , ,340 78,684 67,216 69, , ,190 3 Any excess collection of the premium / tax or any other charges which is refundable to the policyholders either as terms of conditions of the policy or as per law or as may be directed by the Authority but not refunded so far 671, ,939 74,980 99,758 50,788 41,359 48,015 25, ,101 4 Cheques issued by the Insurer for settlement under a, b or c above and cheques have not been encashed by the policyholders / insured - Refer Note 78,419-49,677 2, ,486 Total 2,211, , , , , , , , ,440 Note: Item No. 4 do not include cheques within the validity period of three months amounting to Rs 254,778 thousands (Previous Year Rs. 68,368 thousands)

23 L-25-(i)-Geog Dist-Individuals IRDA Periodic Disclosures FORM L-25- (i) : Geographical Distribution Channel - Individuals Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date : March 31, 2016 (Rs in Lakhs) Geographical Distribution of Total Business - Individuals - April 2015 to Mar 2016 Sl.No. State / Union Territory Rural Urban Total Business No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured 1 Andhra Pradesh 1,020 1, ,878 2,861 2,861 1,366 33,235 3,881 3,881 1,690 42,113 2 Arunachal Pradesh Assam 1,081 1, ,745 2,277 2,277 1,041 28,870 3,358 3,358 1,335 34,615 4 Bihar 5,948 5,948 1,587 29,971 4,061 4,061 1,225 23,539 10,009 10,009 2,812 53,510 5 Chattisgarh , ,426 1,568 1, ,725 6 Goa , , ,270 7 Gujarat ,232 3,705 3,705 1,896 43,654 4,639 4,639 2,161 51,886 8 Haryana 3,232 3,232 1,021 17,484 5,157 5,157 2,186 35,985 8,389 8,389 3,208 53,469 9 Himachal Pradesh ,353 10,042 10,042 3,219 50,147 10,284 10,284 3,371 51, Jammu & Kashmir 5,736 5,736 1,325 18,076 20,263 20,263 5,234 68,910 25,999 25,999 6,560 86, Jharkhand 1,447 1, ,199 1,459 1, ,592 2,906 2, , Karnataka 4,878 4,878 1,440 66,616 16,857 16,857 7, ,836 21,735 21,735 8, , Kerala 1,479 1, ,838 5,457 5,457 2,680 52,125 6,936 6,936 3,284 62, Madhya Pradesh 2,773 2, ,819 4,296 4,296 1,513 34,926 7,069 7,069 2,179 47, Maharashtra 1,376 1, ,277 9,857 9,857 7, ,576 11,233 11,233 7, , Manipur Meghalaya Mirzoram Nagaland Orissa 3,727 3, ,213 3,878 3,878 1,141 24,741 7,605 7,605 1,906 40, Punjab 11,308 11,308 4,184 50,302 15,017 15,017 6,070 81,219 26,325 26,325 10, , Rajasthan 4,168 4,168 1,109 22,358 2,601 2, ,989 6,769 6,769 1,951 39, Sikkim Tamil Nadu ,171 3,933 3,933 2,272 45,578 4,400 4,400 2,428 49, Telangana ,900 1,481 1, ,731 1,659 1, , Tripura Uttar Pradesh 14,474 14,474 3,584 56,534 20,513 20,513 7, ,750 34,987 34,987 11, , UttraKhand 1,458 1, ,612 2,470 2,470 1,043 20,731 3,928 3,928 1,558 30, West Bengal 5,146 5,146 1,565 24,182 8,512 8,512 4,606 76,182 13,658 13,658 6, , Andaman & Nicobar Islands Chandigarh , , Dadra & Nagrahaveli Daman & Diu Delhi 1,496 1, ,753 20,765 20,765 10, ,602 22,261 22,261 11, , Lakshadweep Puducherry Company Total 73,599 73,599 21, , , ,983 70,950 1,717, , ,582 92,413 2,120,509

24 FORM L-25- (ii) : Geographical Distribution Channel - GROUP Registration No. and Date of Registration with the IRDA:117, August 6, 2001 Date : March 31, 2016 (Rs in Lakhs) Sl.No. State / Union Territory Geographical Distribution of Total Business - Group - April 2015 to Mar 2016 Rural Urban Total Business No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured No. of Policies No. of Lives Premium Sum Assured 1 Andhra Pradesh , , , ,388 2 Arunachal Pradesh Assam ,377 4 Bihar ,737 1 (213) 32 6, ,893 5 Chattisgarh , , , ,806 6 Goa Gujarat , , , ,809 8 Haryana , ,391, , ,392,589 9 Himachal Pradesh , , Jammu & Kashmir - 5, ,417-24,174 1,823 85,541-29,787 2, , Jharkhand , , Karnataka , , ,255, , ,257, Kerala , ,349-6, , Madhya Pradesh , , , , , Maharashtra , , ,130, , ,132, Manipur Meghalaya Mirzoram Nagaland Orissa , , Punjab , , , , , Rajasthan , , Sikkim Tamil Nadu - 1, , , , , , Telangana , , , , Tripura Uttar Pradesh , , , , , UttraKhand , , West Bengal , , , , , Andaman & Nicobar Islands Chandigarh , , Dadra & Nagrahaveli Daman & Diu Delhi , , , , Lakshadweep Puducherry Company Total - 10, , ,012,470 7,310 5,268, ,022,530 7,904 5,320,603

25 FORM L-23-RECEIPT AND PAYMENTS SCHEDULE Cash Flows from the operating activities: (Rs in '000's) Premium received from policyholders, including advance receipts 28,887,338 Other receipts 127,720 Payments to the re-insurers, net of commissions and claims/ Benefits (261,371) Payments to co-insurers, net of claims / benefit recovery - Payments of claims/benefits (14,035,610) Payments of commission and brokerage (1,573,435) Payments of other operating expenses (7,336,536) Preliminary and pre-operative expenses - Deposits, advances and staff loans (49,534) Income taxes paid (Net) - Service tax paid (793,015) Other payments - Cash flows before extraordinary items 4,965,557 Cash flow from extraordinary operations - Net cash flow from operating activities 4,965,557 Cash flows from investing activities: Purchase of fixed assets (237,968) Proceeds from sale of fixed assets 4,672 Purchases of investments (63,320,062) Loans disbursed (53,114) Sales/ Maturity of investments 57,037,472 Repayments received - Rents/Interests/ Dividends received 7,297,672 Investments in money market instruments and in liquid mutual funds (Net) (5,184,697) Change in other current assets - Expenses related to investments - Net cash flow from investing activities (4,456,025) Cash flows from financing activities: Proceeds from issuance of share capital - Refund of subscription received against rights issue - Proceeds from borrowing - Repayments of borrowing - Interest/dividends paid - Net cash flow from financing activities - Effect of foreign exchange rates on cash and cash equivalents, net - Net increase in cash and cash equivalents: 509,532 Cash and cash equivalents at the beginning of the year 1,715,335 Cash and cash equivalents at the end of the year 2,224,867

26 FORM L-26-INVESTMENT ASSETS(LIFE INSURERS)-3A (Read with Regulation 10) Name of the Insurer: PNB Metlife India Insurance Company Limited Registration Number: 117 Statement as on: 31st Mar 2016 Statement of Investment Assets (Life Insurers) (Business within India) Periodicity of Submission: Quarterly Section I PART - A Rs.lakhs Total Application as per Balance Sheet (A) 1,476,313 Reconciliation of Investment Assets Add (B) - Total Investment Assets (as per Balance Sheet) 1,347,538 Provisions Sch-14 2,148 Balance Sheet Value of: Current Liabilities Sch-13 71,860 A. Life Fund 662,267 1,550,321 B. Pention & General Annuity and Group Business 17,038 Less (C ) C. Unit Linked Funds 668,233 Debit Balance in P& L A/c 133,989 1,347,538 Deferred tax asset - Loans Sch-09 2,428 Adv & Other Assets Sch-12 36,848 Cash & Bank Balance Sch-11 22,249 Fixed Assets Sch-10 7,270 Misc Exp. Not Written Off Sch-15 - Funds available for Investments 1,347,538 Section II NON - LINKED BUSINESS A. LIFE FUND % as per Reg SH Balance FRSM + UL-Non Unit Res PAR NON PAR PH Book Value (SH+PH) Actual % FVC Amount Total Fund (a) (b) (c) (d) (e) (f) = [b+c+d+e] (g) = [(f) - (a)]% (h) (i)=(a+f+h) (j) Market Value 1 Central Govt. Sec 2 Central Govt Sec, State Govt Sec or Other Approved Securities (incl (i) above) Not Less than 25% Not Less than 50% - 31,769 2, ,499 96, , , ,700-43,006 2, ,258 98, , , ,241 3 Investment subject to Exposure Norms a. Housing & Infrastructure Not Less than 1. Approved Investments - 12,291 2, ,659 34, , , ,586 15% 2. Other Investments b. i) Approved Investments Not exceeding - 9,694 32,581 61,223 13, , , ,749 ii) Other Investments 35% TOTAL LIFE FUND 100% - 64,991 37, , , , , ,044 PH B. PENSION & GENERAL ANNUITY AND GROUP BUSINESS % as per Reg PAR NON PAR Book Value Actual % FVC Amount Total Fund Market Value (a) (b) (c)= (a+b) (d) (e) (f)=(c+e) (g) 1 Central Govt. Sec Not Less than 20% 5,115 2,695 7, ,810 8,106 2 Central Govt Sec, State Govt Sec or Other Approved Not Less than 40% 5,211 2,695 7, ,907 8,207 3 Balance in Approved investment Not Exceeding 60% 3,001 6,131 9, ,132 9,262 TOTAL PENSION, GENERAL ANNUITY FUND 100% 8,212 8,826 17, ,038 17,469 LINKED BUSINESS C. LINKED FUNDS % as per Reg PH Total Fund (c) = PAR (a) NON PAR (b) (a+b) Actual % (d) 1 Approved Investments Not Less than 75% - 658, , Other Investments Not More than 25% - 9,842 9,842 1 TOTAL LINKED INSURANCE FUND 100% - 668, ,

27 FORM L-27-UNIT LINKED BUSINESS-3A (Read with Regulation 10) Unit Linked Insurance Business Name of the Insurer: PNB Metlife India Insurance Company Limited ( Formerly known as MetLife India Insurance Co. Ltd ) Registration Number: 117 Link to Item 'C' of FORM 3A (Part A) Periodicty of Submission: Quarterly Statement as on: 31st Mar 2016 PARTICULARS Opening Balance (Market Value) 26, , , , , , , , , , Add: Inflow during the Quarter , , , , , Increase / (Decrease) Value of Inv [Net] (460.49) (131.41) (181.82) (2,265.72) (2,208.81) (5,326.03) Less: Outflow during the Quarter , , , , , TOTAL INVESTIBLE FUNDS (MKT VALUE) ULIF00525/01/05ACCELE RATO117 ULIF01015/12/09BALANCER2 F117 ULIF00425/01/05BALANCE RFN117 ULIF01721/12/10DISCONTIN U117 ULIF01315/12/09FLEXICAPFN 117 ULGF00205/06/04GRABALAN CE117 ULGF00105/06/04GRADE BTFND117 ULIF00325/01/05MODERA TORF117 ULIF01115/12/09MULTIPLIE21 17 ULIF00625/01/05MULTIPLIER , , , , , , , , , , INVESTMENT OF UNIT FUND ULIF00525/01/05ACCELE ULIF01015/12/09BALANCER2 ULIF00425/01/05BALANCE ULIF01721/12/10DISCONTIN ULIF01315/12/09FLEXICAPFN ULGF00205/06/04GRABALAN ULGF00105/06/04GRADE ULIF00325/01/05MODERA ULIF01115/12/09MULTIPLIE21 ULIF00625/01/05MULTIPLIER1 Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Actual Inv. % Actual Approved Investments (>=75%) Central Govt Securities 2, % 6, % 10, % 50, % - 0.0% 2, % 4, % 1, % 3, % 3, % State Governement Securities - 0.0% 1, % 1, % - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Other Approved Securities - 0.0% % % - 0.0% - 0.0% - 0.0% % % - 0.0% - 0.0% Corporate Bonds 1, % 2, % 3, % - 0.0% - 0.0% % 1, % % - 0.0% - 0.0% Infrastructure Bonds 2, % 5, % 6, % - 0.0% - 0.0% % 2, % % - 0.0% - 0.0% Equity 19, % 16, % 22, % - 0.0% 47, % 1, % - 0.0% % 83, % 189, % Money Market Investments % 1, % % 2, % 4, % % % % 2, % 4, % Mutual funds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Deposit with Banks - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% 1, % 4, % Sub Total (A) 24, % 34, % 45, % 52, % 52, % 4, % 9, % 2, % 90, % 201, % Current Assets: Accrued Interest % % % - 0.0% % % % % % % Dividend Recievable % % % - 0.0% % % - 0.0% % % % Bank Balance % % % % % % % % % % Receivable for Sale of Investments % % 1, % - 0.0% % % - 0.0% % % % Other Current Assets (for Investments) - 0.0% % - 0.0% - 0.0% % - 0.0% % % - 0.0% - 0.0% Less: Current Liabilities Payable for Investments % % % - 0.0% % % % % % % Fund Mgmt Charges Payable % % % % % % % % % % Other Current Liabilities (for Investmen % - 0.0% % % - 0.0% % - 0.0% - 0.0% % % Sub Total (B) % % % (315.16) -0.6% (152.26) -0.3% % (152.66) -1.7% % % % Other Investments (<=25%) Corporate Bonds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Infrastructure Bonds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Equity % % % - 0.0% 3, % % - 0.0% % 1, % 3, % Mutual funds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Venture funds - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Others - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% - 0.0% Sub Total (C) % % % - 0.0% 3, % % - 0.0% % 1, % 3, % Total (A + B + C) 25, % 35, % 46, % 52, % 55, % 4, % 9, % 2, % 91, % 205, % Fund Carried Forward (as per LB 2) 25, , , , , , , , , ,494.44