KEEFE, BRUYETTE & WOODS, INC.
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1 Firm: KEEFE, BRUYETTE & WOODS, INC. KEEFE, BRUYETTE & WOODS, INC. Service Provider Founded in Hidden Hidden Hidden Hidden Webster Banks On Boston Expansion Headcount: Hidden Assets Under Management: Hidden Collyn Gilbert, an analyst at Keefe, Bruyette & Woods Inc., said, in a note to investors Friday: "We believe that adding 14 banking centers in and around Boston will accelerate name recognition, and help support stronger loan and deposit growth." Courant December 11, st Source Corporation Prices Secondary Common Stock Offering 1st Source Corporation will not receive any of the proceeds from the offering. Keefe, Bruyette & Woods, Inc., a Stifel Company, is acting as sole underwriter for the offering. The Offering is being made pursuant to an effective shelf registration statement... The Street December 10, 2015 Charleston bank owner raises $28M in stock offering That filing did not obligate it to sell the shares. Raymond James & Associates Inc. and Keefe Bruyette & Woods Inc. are the book-running managers for the stock offering. Sandler O Neill + Partners is co-manager. Carolina Financial s stock is listed on... The Post and Courier December 9, 2015
2 WashingtonFirst Bankshares, Inc. Announces Closing of Public Offering of 1,655,000 Shares of Common Stock Keefe, Bruyette & Woods, Inc., A Stifel Company, served as sole book-running manager and Raymond James & Associates, Inc. served as co-manager for the offering. The offering was made under the Company s shelf registration statement filed with the... Business Wire December 8, 2015 BBCN Bancorp to buy Wilshire Bancorp in $1 billion deal BBCN was advised by Keefe, Bruyette, & Woods Inc, while Sandler O'Neill Partners was Wilshire's adviser. (ing by Sruthi Shankar in Bengaluru; Editing by Sriraj Kalluvila) Reuters December 7, 2015 Zurich hunts for new chief amid troubles This, he said, is utterly essential. Analysts at AllianceBernstein L.P. in London said Mr. Senn's replacement would likely be an external candidate. We believe the board has shown a clear preference for an external candidate, analysts at Keefe... Business Insurance December 6, 2015 Year in Review 2015: At last, M&T merger with Hudson City gains federal approval It employs about 1,500 people. Banking analysts Marty Mosby of Vining Sparks and Brian Klock of Keefe Bruyette & Woods Inc. both said the deal still makes sense, even though three years have passed. But whether the long wait has any long-term affect... The Business Journal
3 December 7, 2015 Falling bank profits hammer S&P 500 earnings outlook The same month, Keefe, Bruyette & Woods Inc's Chris Mutascio reduced his estimate for JPMorgan, saying the lender's revenue from investment banking and the card business will drop. In aggregate, analysts have lowered fourth-quarter profit forecasts for... Australian Financial Review December 1, 2015 Banks Supplant Energy in Destroying S&P 500 Growth Outlook The same month, Keefe, Bruyette & Woods Inc. s Chris Mutascio reduced his estimate for JPMorgan, saying the lender s revenue from investment banking and the card business will drop. In aggregate, analysts have lowered fourth-quarter profit forecasts... Bloomberg November 30, 2015 ProAssurance to Acquire Workers Comp Insurer Eastern Holdings Eastern Insurance Holdings includes: Eastern Alliance Insurance Group: a domestic casualty insurance... Eastern Insurance Holdings Inc. is being advised by Keefe, Bruyette & Woods, Inc. and the law firm of Stevens & Lee. Insurance Journal September 24, 2013 What Not to Do When Raising a Private Equity Fund Investors may have mixed views on how general partners can differentiate themselves during the private equity fundraising process... principal and director of private investments of Meketa Investment Group. A lot of them stem from excessive arrogance...
4 The Wall Street Journal June 14, 2014 CORRECTING and REPLACING -- BBCN Bancorp and Wilshire Bancorp Announce Strategic Merger of Equals The Boards of Directors of both companies have approved the transaction. BBCN Bancorp was advised by the investment banking firm of Keefe, Bruyette, & Woods, Inc., a Stifel Company, as well as the law firm of Morrison & Foerster LLP. Wilshire Bancorp... NASDAQ December 7, 2015 Racing to Buy Homes Sight Unseen Rahmani, an analyst at Keefe, Bruyette & Woods Inc. As those fire sales slowed, Wall Street-backed buyers shifted their focus to mainstream real-estate listings as a way of satisfying their investors who wanted increased exposure to real estate. Wall Street Journal April 13, 2015 Medley Capital Corporation Announces Public Offering of Notes due 2021 Wunderlich Securities, Inc., Boenning & Scattergood, Inc., KeyBanc Capital Markets Inc., and JonesTrading Institutional Services LLC are acting as co-managers. Investors are advised to carefully consider the investment objective, risks and charges and... GlobeNewswire December 10, 2015 KBW Announces Index Rebalancing for Second Quarter 2015 Keefe, Bruyette & Woods, Inc., a full service, boutique investment bank and broker dealer that
5 specializes in the financial services sector, and a wholly owned subsidiary of Stifel Financial Corp. (NYSE:SF), announces the upcoming index rebalancing for... Financial Content June 12, 2015 Towers Watson stock price fluctuates after Willis deal From a point-in-time perspective, it wasn't a great deal for Towers compared to where it was trading Monday night, so you have that initial disappointment, said Meyer Shields, managing director at Keefe Bruyette & Woods Inc. in Baltimore. Then you... Business Insurance July 2, 2015 MULTIMEDIA UPDATE - Sterling Bancorp and Hudson Valley Holding Corp. Complete Merger Wachtell, Lipton, Rosen & Katz acted as Sterling's legal counsel. Keefe, Bruyette & Woods, Inc. served as financial advisor to Hudson Valley Holding Corp. and rendered a fairness opinion to the Board of Directors of Hudson Valley in connection with the... Market Watch July 1, 2015 ConnectOne raises $50M in capital from investors including but not limited to contributing capital to the bank and to fund future growth." Raymond James & Associates Inc. and Keefe, Bruyette & Woods Inc. were the joint-placement agents for the offering. North Jersey July 2, 2015 PartnerRe Rebuked by Ex-CEO for Favoring Axis Deal Over Cash Bid
6 Mr. Thiele s comments will probably carry some (deserved, in our view) weight with investors, not least because of his longstanding relationship with Axis CEO Albert Benchimol, Meyer Shields, an analyst at Keefe, Bruyette & Woods Inc., said in a... Bloomberg July 2, 2015 CoBiz Financial Announces Pricing Of $60 Million Debt Offering Copies of the prospectus supplement and accompanying base prospectus may be obtained from Keefe, Bruyette & Woods, Inc., Debt Capital Markets, 787 Seventh Avenue, 4th Floor, New York, NY or by calling toll-free (800) or J.P. Morgan... The Street June 22, 2015 Bay Area mortgage relief target of mayors Since 2012, private equity groups, hedge funds and other Wall Street speculators have spent at least $25 billion to buy more than 150,000 houses, according to Keefe, Bruyette & Woods Inc. That has displaced long-term residents, many in minority communities... San Jose Mercury News June 19, 2015 Ace/Chubb will be second largest US commercial insurer However, it would be pushed down into third factoring in the combined Ace/Chubb business. Source: Keefe, Bruyette & Woods, Inc and SNL Financial It makes a change from 2013 when a combined Ace and Chubb would have been behind both AIG and Travelers in the... Reactions July 1, 2015
7 First Merchants Corporation and Ameriana Bancorp Announce the Signing of a Definitive Merger Agreement First Merchants was assisted in the transaction by Keefe, Bruyette & Woods, Inc., and Bingham Greenebaum Doll LLP served as legal counsel. River Branch Capital advised Ameriana Bancorp s board of directors in this transaction, and Kilpatrick Townsend... Business Wire June 29, 2015 KBW Announces Index Rebalancing for Second Quarter 2015 Keefe, Bruyette & Woods, Inc., a full service... and a wholly owned subsidiary of Stifel Financial Corp. (SF), announces the upcoming index rebalancing for second quarter of As part of this rebalancing, below are the component level changes... Yahoo Finance June 13, 2015 CoBiz Financial Announces Debt Offering Copies of the prospectus supplement and accompanying base prospectus may be obtained from Keefe, Bruyette & Woods, Inc., Debt Capital Markets, 787 Seventh Avenue, 4th Floor, New York, NY or by calling toll free (800) or J.P. Morgan... New Jersey Online June 22, 2015 Avenue Bank shares climb on first trading day Avenue Bank now includes $970 million in total assets and $653 million in total loans as of September, a 27 percent increase from the same month in Keefe, Bruyette & Woods Inc. served as underwriter in the Avenue offering, and Sandler O Neill... The Tennessean February 11, 2015
8 UPDATE: Keefe, Bruyette & Woods Downgrades Walter Investment Management On 4Q14 Wrap-Up In a report published Friday, Keefe, Bruyette & Woods, Inc. analyst Bose George downgraded the rating on Walter Investment Management Corp (NYSE: WAC) from Market Perform to Underperform, and lowered the price target from $16.00 to $ In the report... Benzinga February 27, 2015 KBW Announces Changes to KBW Nasdaq Property & Casualty Insurance Index (ticker:kpx) NEW YORK, Jul 31, 2015 (BUSINESS WIRE) -- Keefe, Bruyette & Woods, Inc., a full-service, boutique investment bank and broker-dealer that specializes in the financial services sector, and a wholly owned subsidiary of Stifel Financial Corp. SF, +0.13%... Market Watch July 31, 2015 Live Oak Bancshares, Inc. Announces Closing Of Its Initial Public Offering Sandler O'Neill & Partners, L.P., Keefe, Bruyette & Woods, Inc., A Stifel Company and SunTrust Robinson Humphrey, Inc. acted as joint book-running managers. A registration statement relating to these securities has been filed with the Securities and... The Street July 28, 2015 Live Oak Bancshares, Inc. Announces Exercise of Over-Allotment Option The additional shares were delivered to the underwriters on July 31, Sandler O'Neill & Partners, L.P., Keefe, Bruyette & Woods, Inc., A Stifel Company and SunTrust Robinson Humphrey,
9 Inc. acted as joint book-running managers for the offering. Yahoo Finance July 31, 2015 All Three Leading Proxy Advisory Firms Recommend that MCG Capital Corporation Stockholders Vote FOR the Merger between MCGC and PFLT Keefe, Bruyette & Woods, Inc. and SunTrust Robinson Humphrey, Inc. are serving as financial advisers to PFLT, Dechert LLP and Venable LLP are serving as legal counsel to PFLT. About MCG Capital Corporation MCG Capital Corporation is a solutions-focused... Financial Content August 3, 2015 Marsh & McLennan results down for the quarter In a note issued Tuesday, Meyer Shields, managing director at Keefe, Bruyette & Woods Inc. in Baltimore, said that Marsh & McLennan had posted better-than-expected margins in its risk and insurance services operations and a lower-than-expected tax rate... Business Insurance July 28, 2015 National Bank Holdings Corporation Announces Second Quarter 2015 Financial Results Stockholders or investors who have questions or need assistance or may obtain a copy of these documents, without charge, by calling Keefe, Bruyette & Woods, Inc., the dealer manager and information agent for the tender offer, toll free at New Jersey Online July 23, 2015 Form 8-K Live Oak Bancshares, For: Jul 23
10 Sandler O Neill & Partners, L.P., Keefe, Bruyette & Woods, Inc., A Stifel Company and SunTrust Robinson Humphrey, Inc. are acting as joint book-running managers for the offering. A registration statement relating to these securities has been filed with... StreetInsider July 28, 2015 Keefe Bruyette & Woods Community Bank Conference to Ring The Nasdaq Stock Market Closing Bell Keefe, Bruyette & Woods, Inc. and Stifel Nicolaus Europe Limited (SNEL), also trading as Keefe, Bruyette & Woods Europe (KBW Europe). Over the years, KBW has established itself as a leading independent authority in the banking, insurance, brokerage... Software Development July 24, 2015 Top Company Interviews Keefe, Bruyette & Woods, Inc. and SunTrust Robinson Humphrey, Inc. are serving as financial advisers to PFLT, Dechert LLP and Venable LLP are serving as legal counsel to PFLT. About MCG Capital Corporation MCG Capital Corporation is a solutions?focused... The Wall Street Transcript August 3, 2015 National Bank Holdings Corporation Announces Preliminary Results of Self Tender Offer Payment for shares will be made in cash, without interest. Keefe, Bruyette & Woods, Inc. is the dealer manager and information agent for the tender offer. The depositary is American Stock Transfer & Trust Company, LLC. Wachtell, Lipton, Rosen & Katz is... The Business Journal August 3, 2015
11 Live Oak Bancshares, Inc. Announces Exercise of Over-Allotment Option The additional shares were delivered to the underwriters on July 31, Sandler O'Neill & Partners, L.P., Keefe, Bruyette & Woods, Inc., A Stifel Company and SunTrust Robinson Humphrey, Inc. acted as joint book-running managers for the offering. NASDAQ July 31, 2015 KBW Announces Changes to KBW Nasdaq Property & Casualty Insurance Index (Ticker:KPX) Keefe, Bruyette & Woods, Inc., a full service, boutique investment bank and broker dealer that specializes in the financial services sector, and a wholly owned subsidiary of Stifel Financial Corp. (SF), announces the below mentioned changes to their... Yahoo Finance August 1, 2015 KBW Announces Changes to KBW Nasdaq Property & Casualty Insurance Index (Ticker:KPX) NEW YORK--(BUSINESS WIRE)--Keefe, Bruyette & Woods, Inc., a full service, boutique investment bank and broker dealer that specializes in the financial services sector, and a wholly owned subsidiary of Stifel Financial Corp. (NYSE:SF), announces the... Business Wire July 31, 2015 Stifel Reschedules Second Quarter 2015 Financial Results Conference Call Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities
12 Associates, Inc., and in the United Kingdom and Europe... Wallstreet online August 3, 2015 National Bank Holdings Corporation Announces Preliminary Results of Self Tender Offer Payment for shares will be made in cash, without interest. Keefe, Bruyette & Woods, Inc. is the dealer manager and information agent for the tender offer. The depositary is American Stock Transfer & Trust Company, LLC. Wachtell, Lipton, Rosen & Katz is... New Jersey Online August 3, 2015 KBW Announces Changes to KBW Nasdaq Property & Casualty Insurance Index (Ticker:KPX) KBW LLC, a Stifel company, operates in the U.S. and Europe through its broker dealer subsidiaries, Keefe, Bruyette & Woods, Inc. and Keefe, Bruyette & Woods Limited. Over the years, KBW has established itself as a leading independent authority in the... Digital Journal August 1, 2015 AIG profit drops 41.4% in second quarter Catastrophe losses were a little above our assumptions, coming in at $209 million versus our $198 million estimate, said Meyer Shields, managing director at Keefe, Bruyette & Woods Inc. in Baltimore, in a research note. Net adverse reserve... Business Insurance August 4, 2015 Stifel Reschedules Second Quarter 2015 Financial Results Conference Call
13 Stifel's broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated; Keefe, Bruyette & Woods, Inc.; Miller Buckfire & Co., LLC; and Century Securities Associates, Inc., and in the United Kingdom and Europe... Finanznachrichten August 3, 2015 No news for KEEFE, BRUYETTE & WOODS, INC. right now. Check back soon! Powered by DISCLAIMERS
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