Capital Markets REPRESENTATIVE TRANSACTIONS

Transcription

1 Capital Markets REPRESENTATIVE TRANSACTIONS

2 Helping businesses grow.

3 Avidbank Holdings Private Placement $20 million Central Pacific Financial Corp. Secondary Offering $175 million July 2017 June 2015 CNote Group Regulation A+ Offering Digital Turbine $50 million $20 million December 2017 March 2014 Digital Turbine 144A Convertible Notes and Warrants Offering $16 million Douglas Emmett $400 million September 2016 August

4 Esquire Financial Holdings, Inc. Initial $33 million Counsel to Underwriter, Sandler O Neill + Partners LP June 2017 First Foundation, Inc. $120 million Counsel to Underwriters, D.A. Davidson & Co., Raymond James & Associates and Sandler O Neill + Partners LP August 2015 First Foundation, Inc. $80 million Counsel to Equity Distribution Agents, FBR Capital Markets, Raymond James & Associates, Sandler O Neill + Partners LP and D.A. Davidson & Co. February 2017 Impac Mortgage Holdings, Inc. Exchange Offering $30 million December 2015 and May 2017 Impac Mortgage Holdings, Inc. $56 million April 2017 Meta Financial Group $26 million Counsel to Sales Agent, Sandler O Neill + Partners LP December

5 Monster Digital Initial Preferred Bank $10 million $50 million July 2016 October 2017 QAD, Inc. $60 million January 2015 Sterling Bancorp Initial $180 million Counsel to Underwriter, Sandler O Neill + Partners LP November 2017 Sucampo Pharmaceuticals, Inc. SVB Financial Group $64.4 million $430 million March 2015 Regulatory Counsel May

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7 Capital Markets Our lawyers assist issuers and underwriters in a wide variety of capital markets transactions. Whether transactions involve equity, debt or hybrid securities, we find and structure comprehensive financing solutions. We take a team-oriented approach, providing advice based on a thorough understanding of your industry and your specific financing needs. We coordinate with capital markets participants in developing innovative structures, including Regulation A+ offerings and cryptocurrencies, to optimize our clients success. Investment bank clients We represent national and global investment banks as underwriters in securities offerings of all types. We work with investment banks to assist their issuer clients in the structuring and execution of capital markets transactions. Many of these investment banks look to us for counsel because of our deep industry experience and the depth and breadth of our securities practice. We have built their trust over time by providing outstanding advice, service and know-how. Issuer clients We help companies go public, raise capital and effectively manage the risks and complexities of being a public company in the United States. We represent issuers in connection with their initial public offerings and alternative listing transactions. We represent NYSE and Nasdaq companies in follow-on offerings, ATMs and a variety of other sophisticated capital-raising transactions. We also advise our public company clients on securities compliance and, when necessary, SEC inquiries and investigations. Our securities lawyers are experienced in developing and implementing strategies to deal with activist stockholders, proxy contests, stockholder proposals and unsolicited takeover efforts, including the full range of appropriate defensive measures. Our capital markets group advises on core public company needs, including SEC filings, disclosure issues, equity incentives and Section 16 compliance. We also advise boards and committees with respect to federal, stock exchange and proxy advisory corporate governance issues and compliance. CONTACTS: Katherine Blair kblair@manatt.com Ben Orlanski borlanski@manatt.com Thomas Poletti tpoletti@manatt.com SERVICES: Initial public offerings Secondary and followon offerings Regulation A+ offerings Convertible debt offerings Straight debt offerings At-the-market offerings Registered direct offerings Rule 144A private placements Regulation S private placements PIPE transactions Tender offers Exchange offers Rights offerings Cryptocurrencies Private equity financings Mezzanine financings International transactions 5

8 Attorney Advertising. Prior results do not guarantee a similar outcome. Albany Chicago Los Angeles New York Orange County Palo Alto Sacramento San Francisco Washington, D.C. Manatt, Phelps & Phillips, LLP manatt.com 2018