ALPS DISTRIBUTORS, INC.

Transcription

1 Firm: ALPS DISTRIBUTORS, INC. ALPS DISTRIBUTORS, INC. Service Provider Founded in Hidden Hidden Hidden Hidden Headcount: Hidden Assets Under Management: Hidden ALPS Alerian MLP Infrastructure Index Fund Declares Fourth Quarter Distribution of $ Founded in 1985, ALPS continues to actively promote all of its various business segments, from Business Wire October 29, 2015 inappropriate or irrelevant content IndexIQ Announces October 2015 M&A Deal Holdings in IQ Merger Arbitrage ETF (ticker:mna) IndexIQ [ ] is the indirect wholly owned subsidiary of New York Life Investment Management Holdings LLC. ALPS Distributors, Inc. (ALPS) is the principal underwriter of the ETFs. NYLIFE Distributors LLC is a distributor of the ETFs and the principal... Market Watch October 22, 2015 inappropriate or irrelevant content ETF Managers Group Announces the Launch of BITE - The First Ever Restaurant ETF (NASDAQ: BITE) The Funds are distributed by ALPS Distributors, Inc., which is not affiliated with Factor Advisors, Penserra Capital or any of its affiliates. Yahoo Finance October 28, 2015

2 inappropriate or irrelevant content Bob Dochterman Joins Reality Shares as Executive Vice President The Advisor has not previously managed an ETF registered under the 1940 Act. Eric Ervin is a Registered Representative of ALPS Distributors, Inc. Ryan Ballantyne is a Registered Principal of ALPS Distributors, Inc. Kenneth Han is a Registered... 4 Traders October 20, 2015 inappropriate or irrelevant content U.S. Equity High Volatility Put Write Index Fund (NYSE Arca: HVPW) Declares Bimonthly Distribution Of $ Founded in 1985, ALPS continues to actively promote all of its various business segments, from The Street October 19, 2015 inappropriate or irrelevant content Griffin Institutional Access Real Estate Fund Surpasses a Quarter Billion Dollars in Assets Under Management All or a portion of the distribution may include a return of capital. Griffin Institutional Access Real Estate Fund is distributed by ALPS Distributors, Inc. ALPS Distributors, Inc. is not affiliated with either Griffin Capital or any of its affiliates Financial Content October 20, 2015 inappropriate or irrelevant content ETF Securities Precious Metals Quarterly - Q Please view the prospectus at etfsecurities.com ALPS Distributors, Inc. is separate and unaffiliated to all other entities mentioned herein. ALPS Distributors, Inc. is the marketing agent for ETFS Silver Trust, ETFS Gold Trust, ETFS Platinum Trust...

3 Seeking Alpha October 7, 2015 inappropriate or irrelevant content IndexIQ Announces Launch of the IQ Leaders GTAA Tracker ETF IndexIQ is the indirect wholly owned subsidiary of New York Life Investment Management Holdings LLC. ALPS Distributors, Inc. (ALPS) is the principal underwriter of the ETFs. NYLIFE Distributors LLC is a distributor of the ETFs and the principal... Stockhouse September 30, 2015 inappropriate or irrelevant content Examining The Divergence between Equities and Credit Neither WisdomTree nor its affiliates, nor ALPS Distributors, Inc., or its affiliates provide tax or legal advice. Investors seeking tax or legal advice should consult their tax or legal advisor. Unless expressly stated otherwise the opinions... Value Walk November 19, 2014 inappropriate or irrelevant content UPDATE -- Griffin Institutional Access Real Estate Fund Surpasses $200 Million in AUM All or a portion of the distribution may include a return of capital. GIREX is distributed by ALPS Distributors, Inc. ALPS Distributors, Inc. is not affiliated with either Griffin Capital or any of its affiliates. GlobeNewswire September 30, 2015 inappropriate or irrelevant content Principal Real Estate Income Fund Declares Monthly Distributions of $0.145 Per Share

4 Founded in 1985, ALPS continues to actively promote all of its various business segments, from Wallstreet online October 29, 2015 inappropriate or irrelevant content What One ETF Industry Veteran Is Thankful For MainStay Investments is a registered service mark and name under which New York Life Investment Management LLC does business. MainStay Investments, an indirect subsidiary of New York Life Insurance Company, New York, NY 10010, provides investment... ETF Trends Setting The Pace November 27, 2015 inappropriate or irrelevant content Centaur Total Return Fund (TILDX) Declares Annual Distributions The fund is projecting to pay $ per share in Short Term Capital Gains and $ per share in Long Term Capital Gains, for a total distribution of approximately $0.64 per share. For further details, please visit our web site at Business Wire December 7, 2015 inappropriate or irrelevant content Elkhorn Launches RAFI High Yield U.S. Equity ETF Read the prospectus carefully before investing. ALPS Distributors, Inc. is the distributor of Elkhorn exchange-traded funds. Elkhorn Investments, LLC, Research Affiliates, LLC, FTSE Russell and ALPS Distributors, Inc. are not affiliated with each other. Financial Content December 10, 2015 inappropriate or irrelevant content United States Commodity Funds Hires Director of Quantitative Strategies

5 John P. Love is a registered representative of ALPS Distributors, Inc. For additional information, write: ALPS Distributors, Inc Broadway, Suite 1100, Denver, CO 80203, or call prnewswire.com November 30, 2015 inappropriate or irrelevant content Brandes Emerging Markets Value Fund 3rd Quarter Commentary The last three months proved to be a continuation of challenging conditions for emerging markets, with the asset class generating the worst quarterly returns since the third quarter of News on China s slowing economic growth intensified worries on... Guru Focus December 3, 2015 inappropriate or irrelevant content ALPS Alerian MLP Infrastructure Index Fund Declares Fourth Quarter Distribution of $ Founded in 1985, ALPS continues to actively promote all of its various business segments, from Digital Journal October 29, 2015 inappropriate or irrelevant content Meritage Capital Launches Firm's First Alternative Mutual Fund Daily liquidity Primarily focused on discretionary strategies Access to the firm s global macro expertise Meritage Capital, LLC ("Meritage") launched its first alternative mutual fund today. The Insignia Macro Fund (the "Fund", Ticker: IGMLX... Reuters January 7, 2014

6 inappropriate or irrelevant content United States Commodity Funds Hires Director of Quantitative Strategies OAKLAND, Calif., Nov. 30, 2015 /PRNewswire/ -- United States Commodity Funds announced today that Ludwig B. Chincarini, CFA, PhD has joined the company as Director of Quantitative Strategies. "We are excited to have someone with Ludwig's combination of... The Business Journal November 30, 2015 inappropriate or irrelevant content Deutsche Asset & Wealth Management Changes the Underlying Index of Deutsche X-trackers MSCI All China Equity ETF The Advisor is a subsidiary of Deutsche Bank AG and is not affiliated with ALPS. MSCI is a servicemark of MSCI Inc. (MSCI) and has been licensed for use by DBX. CN is not sponsored, endorsed, issued, sold or promoted by MSCI nor does MSCI make any... chinamoneynetwork.com November 30, 2015 inappropriate or irrelevant content Form 10-Q United States Oil Fund, For: Jun 30 USO issues shares to certain authorized purchasers ( Authorized Participants ) by offering baskets consisting of 100,000 shares ( Creation Baskets ) through ALPS Distributors, Inc., as the marketing agent (the Marketing Agent ). The purchase... StreetInsider August 5, 2015 inappropriate or irrelevant content SPDR S&P Biotech ETF Receives Settlement Payment SPDR ETFs are managed or marketed by SSGA or SSGA Funds Management, Inc, a registered investment adviser and wholly owned subsidiary of State Street Bank and Trust Company. Risks associated with equity investing include stock values which may fluctuate in...

7 Business Wire October 13, 2014 inappropriate or irrelevant content ALPS Sector Dividend Dogs ETFs Declare Second Quarter Distributions Founded in 1985, ALPS continues to actively promote all of its various business segments, from NASDAQ June 24, 2015 inappropriate or irrelevant content Cohen & Steers Global Realty Majors ETF Declares Second Quarter Distribution Founded in 1985, ALPS continues to actively promote all of its various business segments, from The Street June 24, 2015 inappropriate or irrelevant content With Daniel P. Dolan of ALPS Distributors Inc. They are distributed by ALPS Distributors Inc. of Denver. It can be confusing, but despite that, the nine Select Sector SPDRs have amassed more than $20 billion in assets. Part of their success has to do with their appeal to financial advisers. Investment News August 26, 2007 inappropriate or irrelevant content Forward Management Agrees to Acquire Accessor Capital Management Past performance does not guarantee future results. Forward Funds are distributed by ALPS Distributors, Inc. J. Alan Reid, Jr. is a registered representative of ALPS Distributors, Inc. Accessor

8 Funds are distributed by SEI Investments Distribution Co. (SIDCO). Reuters June 4, 2008 inappropriate or irrelevant content Former Head of PowerShares Lists Elkhorn S&P 500 Capital Expenditures ETF (CAPX) Invesco PowerShares, Elkhorn Investments, LLC, and ALPS Distributors, Inc. are not affiliated with each other. ALPS Distributors, Inc. is the distributor of Elkhorn exchange-traded funds. An investor should consider the investment objectives, risks... marketwired.com May 27, 2015 inappropriate or irrelevant content Griffin Institutional Access Real Estate Fund Declares Q2 Distribution All or a portion of the distribution may include a return of capital. GIREX is distributed by ALPS Distributors, Inc. ALPS Distributors, Inc. is not affiliated with either Griffin Capital or any of its affiliates. CNN Money June 24, 2015 inappropriate or irrelevant content Stadion Money Management Bolsters Sales Team with Four Hires Stadion Money Management ( a money management firm known for its tactical investment solutions, all of which share Stadion s defensive- oriented philosophy, today announced the addition of four sales executives in response to... Financial Content June 8, 2015 inappropriate or irrelevant content Deutsche Asset & Wealth Management Continues Expansion of Exchange Traded Products Platform with Launch of JPN

9 Deutsche X-trackers ETFs ( ETFs ) are managed by DBX Advisors LLC (the Advisor ), and distributed by ALPS Distributors, Inc. ( ALPS ). The Advisors is a subsidiary of Deutsche Bank AG, and is not affiliated with ALPS. JPN is new and has... Business Wire June 24, 2015 inappropriate or irrelevant content IndexIQ Launches World s First Suite of 50% Currency-Hedged ETFs For more information on MainStay Investments, please visit MainStay Investments is a registered service mark and name under which New York Life Investment Management LLC does business. About New York Life Insurance Company New... Yahoo Finance July 22, 2015 inappropriate or irrelevant content DDJ Capital Launches Opportunistic High Yield Fund, Offering Daily Liquidity, Lower Investment Minimum For High-Yield Strategy ALPS Fund Services, Inc. serves as the fund administrator, accountant and transfer agent for the DDJ Opportunistic High Yield Fund. ALPS Distributors, Inc. serves as the Fund's distributor. DDJ Capital Management and ALPS Distributors, Inc. are not affiliated. The Business Journal July 16, 2015 inappropriate or irrelevant content ETF Securities Precious Metals Monthly - May 2015 ALPS Distributors, Inc. is the marketing agent for ETFS Silver Trust, ETFS Gold Trust, ETFS Platinum Trust, ETFS Palladium Trust, ETFS Precious Metals Basket Trust, ETFS White Metals Basket Trust and ETFS Asian Gold Trust. For further discussion of the... NASDAQ June 10, 2015

10 inappropriate or irrelevant content Griffin Institutional Access Real Estate Fund Celebrates Its First Year Griffin Institutional Access Real Estate Fund Risk Considerations As of 6/30/15 the Fund... GIREX is distributed by ALPS Distributors, Inc. ALPS Distributors, Inc. is not affiliated with either Griffin Capital or any of its affiliates. GlobeNewswire July 9, 2015 inappropriate or irrelevant content IndexIQ Announces July 2015 M&A Deal Holdings in IQ Merger Arbitrage ETF (Ticker: MNA) IndexIQ is the indirect wholly owned subsidiary of New York Life Investment Management Holdings LLC. ALPS Distributors, Inc. (ALPS) is the principal underwriter of the ETFs. NYLIFE Distributors LLC is a distributor of the ETFs and the principal... Digital Journal July 16, 2015 inappropriate or irrelevant content The Emerging Markets 50/50: Yields & Volatility Dividends are not guaranteed, and a company s future ability to pay dividends may be limited. A company currently paying dividends may cease paying dividends at any time. ALPS Distributors, Inc., is not affiliated with Western Asset Management. ETF Trends Setting The Pace June 30, 2014 inappropriate or irrelevant content Griffin Institutional Access Real Estate Fund Celebrates Its First Year GIREX is distributed by ALPS Distributors, Inc. ALPS Distributors, Inc. is not affiliated with either Griffin Capital or any of its affiliates. Financial Content

11 July 9, 2015 inappropriate or irrelevant content Griffin Institutional Access Real Estate Fund Declares Q2 Distribution This and other important information about the Fund is contained in the prospectus, which can be obtained by contacting your financial advisor or visiting... GIREX is distributed by ALPS Distributors, Inc. ALPS Distributors, Inc. is not affiliated with... Equities June 24, 2015 inappropriate or irrelevant content Principal Real Estate Income Fund Declares Monthly Distributions of $0.145 Per Share Founded in 1985, ALPS continues to actively promote all of its various business segments, from Market Watch July 30, 2015 inappropriate or irrelevant content DDJ Capital Launches Opportunistic High Yield Fund, Offering Daily Liquidity, Lower Investment Minimum For High-Yield Strategy WALTHAM, Mass., July 16, 2015 /PRNewswire/ -- DDJ Capital Management, a leading institutional leveraged credit investment management firm, is pleased to introduce the DDJ Opportunistic High Yield Fund (the Fund), the firm's first mutual fund offering that... New Jersey Online July 16, 2015 inappropriate or irrelevant content The Principal Launches Income Focused ETF Ordinary brokerage commissions apply. ALPS Distributors, Inc. is the distributor of the Principal

12 EDGE Active Income ETF. ALPS Distributors, Inc. and the Principal Funds are not affiliated. Benzinga July 9, 2015 inappropriate or irrelevant content Elkhorn Announces Partnership With Barclays; Expands Relationship With Dorsey, Wright & Associates Elkhorn Investments, LLC, Barclays, Dorsey, Wright & Associates, and ALPS Distributors, Inc. are not affiliated with each other. ALPS Distributors, Inc. is the distributor of Elkhorn exchange-traded funds. An investor should consider the investment... CNN Money August 6, 2015 inappropriate or irrelevant content Invesco PowerShares Announces a Special Dividend for PowerShares QQQ Additional information is available at *US franchise assets include QQQs, BLDRS and DB Funds. ALPS Distributors, Inc. is the distributor of PowerShares QQQ, BLDRS Funds and PowerShares DB Funds. PowerShares QQQ and BLDRS Funds are unit... Yahoo Finance February 22, 2014 inappropriate or irrelevant content Interview: Luciano Siracusano, Director of Research for ETF Firm WisdomTree Asset Management It works like this: I'm Luciano Siracusano, Director of Research at WisdomTree Asset Management and a registered representative of ALPS Distributors, Inc. Thanks to Seeking Alpha for providing this opportunity to chat directly with the ETF investment... Seeking Alpha December 14, 2006 inappropriate or irrelevant content Deutsche X-trackers Announces Closure of UTLT and SUBD

13 Deutsche X-trackers ETFs ("ETFs") are managed by DBX Advisors LLC or DBX Strategic Advisors LLC (the "Advisors"), and distributed by ALPS Distributors, Inc. ( ALPS ). The Advisors are subsidiaries of Deutsche Bank AG, and are not affiliated with ALPS. Business Wire August 6, 2015 inappropriate or irrelevant content ALPS Launches U.S. Equity High Volatility Put Write Index Fund NYSE Arca US Equity High Volatility Put Write Index: seeks to generate income by selling... ALPS Advisors, Inc. is Investment Adviser, Rich Investment Solutions, LLC Sub-Adviser, ALPS Distributors, Inc. Distributor for HVPW. The Index commenced... The Motley Fool February 28, 2013 inappropriate or irrelevant content State Street Global Advisors Announces Adjustments to Net Asset Value Related to Receipt of Payments State Street Global Advisors is the investment management arm of State Street Corporation. State Street Global Markets, LLC is a wholly owned subsidiary of State Street Corporation. *Assets under management were $2.4 trillion as of June 30, Market Watch August 6, 2015 inappropriate or irrelevant content No news for ALPS DISTRIBUTORS, INC. right now. Check back soon! Powered by DISCLAIMERS