J.J.B. HILLIARD, W.L. LYONS, LLC
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1 Firm: J.J.B. HILLIARD, W.L. LYONS, LLC J.J.B. HILLIARD, W.L. LYONS, LLC Asset Manager Headcount: Hidden Founded in Hidden Assets Under Management: Hidden Hidden Hidden Hidden Gladstone Land Corporation Prices Common Stock Offering Janney Montgomery Scott LLC, Oppenheimer & Co. Inc., JMP Securities LLC and Ladenburg Thalmann & Co. Inc., are serving as the joint book running managers for the offering. Maxim Group LLC and J.J.B. Hilliard, W.L. Lyons, LLC are serving as co-managers. The Street May 13, 2015 inappropriate or irrelevant content SoTHERLY Hotels Inc. Announces Launch of Offering of Common Stock Ladenburg Thalmann & Co. Inc. is acting as lead manager and Boenning & Scattergood, Inc. and J.J.B. Hilliard, W.L. Lyons, LLC are acting as co-managers. The offering is made only by means of a prospectus. Copies of the preliminary prospectus supplement and... Yahoo Finance June 22, 2015 inappropriate or irrelevant content Company Overview of J.J.B. Hilliard, W.L. Lyons, LLC J.J.B. Hilliard, W.L. Lyons, LLC provides retail brokerage and financial services. The firm offers retirement planning, business succession, trust and estate planning, and education funding services. Additionally, it provides financial advisory services... Bloomberg June 26, 2015 inappropriate or irrelevant content
2 SoTHERLY Hotels Inc. Announces Pricing of Common Stock Offering Ladenburg Thalmann & Co. Inc. is acting as lead manager and Boenning & Scattergood, Inc. and J.J.B. Hilliard, W.L. Lyons, LLC are acting as co-managers. The offering is being conducted as a public offering under the Company s effective shelf registration... Virtual-Strategy Magazine June 26, 2015 inappropriate or irrelevant content Physicians Realty Trust Announces Exercise of Underwriters Overallotment Option LLC and B.C. Ziegler and Company served as co-managers for the IPO. About Physicians Realty Trust Physicians Realty Trust is a self-managed healthcare real estate company recently organized to acquire, selectively develop, own and manage healthcare... The Motley Fool August 7, 2013 inappropriate or irrelevant content J.j.b. Hilliard, W.l. Lyons, Llc Compensation types are listed for J.j.b. Hilliard, W.l. Lyons, Llc. Contact the advisor for individual fee structure details. Registered in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT... USNews November 2, 2013 inappropriate or irrelevant content FMLA: Can employee be fired for misconduct while on leave of absence? Download Now Jeanne Lee Wallner worked for J.J.B. Hilliard, W.L. Lyons, LLC, as an options trader. When her doctor recommended knee surgery, Wallner submitted an FMLA leave request. The doctor noted that she likely would be absent from work for... Business and Legal Resources January 20, 2014
3 inappropriate or irrelevant content Westhafer of Hilliard Lyons advances LOUISVILLE, KY The board of directors of J.J.B. Hilliard, W.L. Lyons, LLC. (Hilliard Lyons) is pleased to announce that Matt Westhafer, of the firm s Greensburg, IN, office, has been elected to the position of First Vice President. The recognition is... Greensburg Daily News December 18, 2014 inappropriate or irrelevant content Porter Bancorp Acquires Options to Purchase 15.8% of the Common Shares of Citizens First Corporation --(BUSINESS WIRE)--Porter Bancorp, Inc. (NASDAQ: PBIB) announced today that it has entered into option agreements for the right to purchase approximately 15.8% of the outstanding common shares of Citizens First Corporation... J.J.B. Hilliard, W.L. Lyons... Business Wire October 15, 2009 inappropriate or irrelevant content SoTHERLY Hotels Inc. Announces Closing Of Public Offering Of Common Stock Ladenburg Thalmann & Co. Inc. acted as lead manager and Boenning & Scattergood, Inc. and J.J.B. Hilliard, W.L. Lyons, LLC acted as co-managers. This press release shall not constitute an offer to sell or the solicitation of any offer to buy, nor shall... The Street July 1, 2015 inappropriate or irrelevant content SoTHERLY Hotels Inc. Announces Closing of Public Offering of Common Stock, Proceeds $19.8M Sandler O'Neill + Partners, L.P. and JMP Securities LLC acted as joint book-runners for the offering. Ladenburg Thalmann & Co. Inc. acted as lead manager and Boenning & Scattergood, Inc. and J.J.B.
4 Hilliard, W.L. Lyons, LLC acted as co-managers. Benzinga July 1, 2015 inappropriate or irrelevant content SoTHERLY Hotels (SOHO) Prices 3M Common Stock Offering for Proceeds of $21.3M Ladenburg Thalmann & Co. Inc. is acting as lead manager and Boenning & Scattergood, Inc. and J.J.B. Hilliard, W.L. Lyons, LLC are acting as co-managers. StreetInsider June 26, 2015 inappropriate or irrelevant content RiverBanc Multifamily Investors, Inc. Commences Initial Public Offering July 22, :45 ET Source: RiverBanc Multifamily Investors, Inc. CHARLOTTE, N.C., July 22, 2015 (GLOBE NEWSWIRE) -- RiverBanc Multifamily Investors, Inc. (the "Company"), a Maryland corporation, today announced that it has commenced the underwritten... GlobeNewswire July 22, 2015 inappropriate or irrelevant content RiverBanc Multifamily Investors, Inc. Commences Initial Public Offering Nomura and Oppenheimer & Co. are serving as book-running managers in the Offering. J.J.B. Hilliard, W.L. Lyons, LLC is serving as a co-manager in the Offering. The Offering is being made only by means of a prospectus. A copy of the preliminary prospectus... The Street July 22, 2015 inappropriate or irrelevant content RiverBanc Multifamily Investors, Inc. Commences Initial Public Offering
5 CHARLOTTE, N.C., July 22, 2015 (GLOBE NEWSWIRE) -- RiverBanc Multifamily Investors, Inc. (the "Company"), a Maryland corporation, today announced that it has commenced the underwritten initial public offering of 3,800,000 shares of its common stock (the... NASDAQ July 22, 2015 inappropriate or irrelevant content DNP Select Income Fund Inc. Announces Monthly Dividend of $0.07 (DNP) DNP Select Income Fund (NYSE:DNP) announced a monthly dividend on Friday, June 19th, Market Beat Ratings reports. Shareholders of record on Friday, July 31st will be given a dividend of per share by the investment management company on Monday, August... Watch List News July 23, 2015 inappropriate or irrelevant content Gladstone Investment Corporation Announces Common Stock Offering Janney Montgomery Scott LLC, BB&T Capital Markets, a division of BB&T Securities, LLC, Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE MKT: LTS), and Wunderlich Securities, Inc. are serving as the offering's... Yahoo Finance March 9, 2015 inappropriate or irrelevant content Brooks of Hilliard Lyons advances LOUISVILLE The board of directors of J.J.B. Hilliard, W.L. Lyons, LLC. (Hilliard Lyons) is pleased to announce George Brooks, of its downtown office in Lexington, has been elected to the position of senior vice president. The recognition is based on... Central Kentucky News June 25, 2015 inappropriate or irrelevant content Ameriprise eyes recruiting boost from 'wirehouse fatigue'
6 Robert Norvell, an adviser with J.J.B. Hilliard W.L. Lyons LLC for the past 25 years, joined Ameriprise's independent network of advisers Dec. 2. Mr. Norvell managed $121 million in assets at his former firm. Hilliard spokeswoman Chambers Moore confirmed... Investment News December 21, 2011 inappropriate or irrelevant content DNP Select Income Fund Inc. to Issue Monthly Dividend of $0.07 on August 10th (DNP) DNP Select Income Fund (NYSE:DNP) declared a monthly dividend on Friday, June 19th, Marketbeat.com reports. Investors of record on Friday, July 31st will be paid a dividend of per share by the investment management company on Monday, August 10th... Mideast Times July 24, 2015 inappropriate or irrelevant content DNP Select Income Fund Director Buys $96, in Stock (DNP) The Fund s investment advisor is Duff & Phelps Investment Management Co. The Fund s administrator is J. J. B. Hilliard, W. L. Lyons, LLC. Receive News & Ratings for DNP Select Income Fund Daily - Enter your address below to receive a concise... wkrb13.com September 5, 2015 inappropriate or irrelevant content Key Executives for J.J.B. Hilliard, W.L. Lyons, LLC James R. Allen 15 Relationships Chairman, Chief Executive Officer and President-- Charles Morrison Grimley No Relationships Chief Financial Officer and Executive Vice President-- James M. Rogers No Relationships Chief Operating Officer and Executive Vice... Bloomberg August 26, 2015
7 inappropriate or irrelevant content Jaleigh White joins Hilliard Lyons management team Effective July 11, Jaleigh White plans to join the executive management team for the Louisvillebased investment firm J.J.B. Hilliard, W.L. Lyons LLC as director of high net worth strategies. White is managing director of Mirador Family Wealth Advisors... The Business Journal May 18, 2011 inappropriate or irrelevant content Bartnikowski elected to position of vice president The board of directors of J.J.B. Hilliard, W.L. Lyons, LLC (Hilliard Lyons) recently announced that Sarah Bartnikowski of the firm s Saginaw and Midland offices has been elected to the position of vice president. The recognition is based on Bartnikowski... Midland Daily News November 23, 2012 inappropriate or irrelevant content The Kay Financial Group named Chamber Business of the Month The Putnam County Chamber of Commerce held a ribbon cutting ceremony May 9, to welcome the new office of J.J.B. Hilliard, W.L. Lyons, LLC (Hilliard Lyons). Hilliard Lyons is pleased to announce that The Kay Financial Group will now work out of the firm's... Herald-Dispatch June 6, 2014 inappropriate or irrelevant content Gladstone Investment Corporation Launches New Term Preferred Stock Offering Janney Montgomery Scott LLC is serving as the sole book-running manager. J.J.B. Hilliard, W.L. Lyons, LLC, Wunderlich Securities, Inc., William Blair & Company, L.L.C. and Ladenburg Thalmann & Co. Inc., a subsidiary of Ladenburg Thalmann Financial Services... GlobeNewswire
8 May 5, 2015 inappropriate or irrelevant content SEC Sanctions 22 Underwriting Firms for Fraudulent Municipal Bond Offerings The SEC's orders and penalty amounts are: Ameritas Investment Corp. - $200,000 BB&T Securities, LLC - $200,000 Comerica Securities, Inc. - $60,000 Commerce Bank Capital Markets Group - $40,000 Country Club Bank - $140,000 Crews & Associates, Inc. - $... Finanznachrichten September 30, 2015 inappropriate or irrelevant content SEC Enforcement: Advisor Pushed Risky Investments in Firms He Owned UMB Bank, N.A. Investment Banking Division, $420,000; and U.S. Bank Municipal Securities Group, a Division of U.S. Bank National Association, $60,000. Latour to Pay $8 Million on Market Structure Violations High-frequency trading firm Latour Trading LLC... Think Advisor September 30, 2015 inappropriate or irrelevant content Field & Main enhances Trust Services team Whitt returns to his hometown after serving as Senior Compliance Analyst at J.J.B. Hilliard, W.L. Lyons, LLC, in Louisville. He was responsible for compliance training, conducting annual compliance audits for more than 20 branches and reviewing client... Evansville Courier and Press October 2, 2015 inappropriate or irrelevant content Wound Management Technologies Elects Mr. James W. Stuckert to the Board of Directors Mr. Stuckert is a long term investor in the Company. He has been a Senior Executive of J.J.B. Hilliard, W.L. Lyons, LLC ("Hilliard Lyons"), a full service financial asset management firm located in
9 13 Midwestern states, since Mr. Stuckert joined... Yahoo Finance September 24, 2015 inappropriate or irrelevant content SEC Brings Enforcement Actions Against Underwriting Firms The SEC s orders and penalty amounts are: Ameritas Investment Corp. $200,000, BB&T Securities, LLC $200,000, Comerica Securities, Inc. $60,000, Commerce Bank Capital Markets Group $40,000, Country Club Bank $140,000, Crews... corporatecrimereporter.com September 30, 2015 inappropriate or irrelevant content No news for J.J.B. HILLIARD, W.L. LYONS, LLC right now. Check back soon! Powered by DISCLAIMERS
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