Goodwin, Joseph R. AOJO Rev. J/20Jl FINANCIAL DISCLOSURE REPORT Reporl Required by the Erhics in Go1 ernment Acl of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. JOI-I I I) Penon Reporting (las! name, firs!, middle initial) Court or Organization Dale of Reporl Goodwin, Joseph R. US Districl Court, Southern, West Virginia Tille (Article Ill judges indicate aclin or senior srarus; Sa. Report Type (check appropriale lype) 6. Reporting Period magistrate judges indicate full- or pan-time) US District Judge - Active D Nomination, Date D Initial [{ Annual D Sb. Amended Repon D Final 01/01/2010 to 12/31/2010 7. Chambers or Office Address 300 Virginia Street East, Suite 5009 PO Box 2546 Charleston, WV 25301 8. On!he basis of!he information con rained in!his Reporl and any modificalions pertaining!hereto, ii is, in my opinion, in compliance l\ith applicable laws and regulations. Rt\iening Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSITIONS. (Reporting indfridual only; see pp. 9-13 of filing instructions.) [{ NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY 5. I AGREEMENTS. (Reporting individual only; see pp. U-16 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS
Page 2 of IO Goodwin, Joseph R. II NON-INVESTMENT IN CO ME. (Reporting indfrdual and spouse; see pp. 17-24 of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) If you were married during any portion of the reporting year, complete this section. D NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Offce of the Secretary, Education (Wages) 2010 Self-employed (Trustee Fees - Trust #I) IV. RE IMB V RSEMENTS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 5.
Page 3of10 Goodnin, Joseph R. V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.
Name or Person Reporting Page 4of10 Goodnin, Joseph R. 05/ 12/20 11 VI INVESTMENTS and TRUSTS -income, value, transactions (Includes /host of spouse and dependent children; SU PP f-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreponing period (I) (2) (I) (2) Place "" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code 3 redemption) (Q-W) (I) (2) (3) (4) (5) Date Value Gain Identity of mm/dd/yy Code 2 Code 1 buyer/seller (J-P) (A-H) (if private transaction) DWS Intermediate Tax/AMT Free Fund- S B Dividend L T Mutual Fund Charles Schwab Investment Account --Charles Schwab Cash Account/Money A Interest J T Funds --Microsoft Corp. Common Stock A Dividend Sold 12/08/ 10 J A 5. --ECA Marcellus Tr I Publicly Traded A Dividend L T Partnership 08/ 19/ 10 J 6. 7. 08/ 19/ 10 J 08/19/\0 J 8. 08/ 19/\0 K 9. 10. 11. (add' I) 1 1 Sold 1 Sold 15. --Intel Corp. Common Stock A Dividend 08/ 19/ 10 J 12/ 13/ 10 J 12/13/ 10 J 12/ 13/ 10 K 12/ 13/ 10 J A 12/ 13/ 10 L D 01/22/ 10 J 16. Sold 17. Sold 04127/ 10 J A 12/08/ 10 J A Incom e Gain Codes: A =Sl.000 or less B =Sl,001 -S500 C =$2,50 I - S5.000 D =S5,00 I - S 15.000 E =$15.001 -$50.000 (Soc Columns BI and IJ) F=S50.001 - $100.000 G =SI00.001 - Sl.000,000 HI =Sl.000.001 -$5.000.000 H2 =More lhan S5.000,000 Value Codes J =S 15.000 or loss K =Sl5,00I -$50,000 L =S50.00I -SI00.000 M =$100.001 -$250.000 (Soc Columns Cl and DJ) N =$250.001 - S500,000 0 =S500.00I - S 1.000.000 Pl =St.000.001 -S5.ooo.ooo P2 =$5,000.001 - $25.000.000 PJ =$25.000.001 - $50.000.000 P4 =More 1han $50,000.000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =A s mcnt T =Cash Market (Sec Column C!) U =Book Value V =Other W=btimatcd
Page 5of10 Goodnin, Joseph R. VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, atue, transactions (Includes those of spouse and dependent ctritdren; ue PP J4-6o of filing instructions.) A. 8. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "" after each asset exempt from prior disclosure Amount Code I Type (e.g., div., rent, Value Code2 Value Method Type (e.g., buy, sell, Date Value Gain Identity of mm/dd/yy Code2 Code I buyer/seller (A H) or int.) (J.P) Code 3 (Q-W) redemption) (J-P) (A-H) (if private transaction) 18. -Oncolytics Biotech Inc F Common Stock None J T 11119110 J 19. 12115/10 J 20. -Resverlogix Corp F Common Stock None J T 03/05/10 J 21. 03/05/10 J 2 04/27/10 J 2 07/29/10 J 2 12/20/10 J 25. 12/20/10 J 26. Sold 11/01/10 J 27. Sold 11/01/10 J A 28. Sold 11/01/10 J A 29. Sold 11/01/10 J A 30. Sold 11/24/10 J 31. Real Estate #2, Ripley, West Virginia D Rent K w 3 Real Estate #5, Ripley, West Virginia None J w 3 Charles Schwab IRA Account #I A lnt./div. K T 3 --Charles Schwab Money Fund L Income Gain Codes: A =St.OOOorkss B =S 1.00 I - S500 C =S50 I - $5,000 D =S5.00I - Sl5,000 E =S 15.001 - SS0,000 (See Columns Bl and()i) F =SS0.00 I SI 00,000 G =SI 00.001 Sl.000.000 HI =Sl.000.001 - S5.000.000 H2 =More than S5.000.000 Value Codes J =S 15.000 or less K =S 15,00 I - SS0.000 L =S50.00 I - SI 00.000 M =SI 00.00 I - S250.000 (Sec Columns Cl and DJ) N =$250.001 -SS00.000 0 =SS00.001 - Sl.000.000 r1 =Sl.000.001 -SS.000.000 r2 =SS.000.001 - S25.000.000 PJ =$25.000,001 - SS0.000.000 P4 =More than $50.000.000 Value Method Cocks Q =Appraisal R =Cost (Real Estate Only) S =A sscs::mcnt T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimalcd
Page 6of10 Goodl\in, Joseph R. VI INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income,.. atue, transactions onc1udes tlrou of spouse and dependent c1rudren; see PP 14-60 of filing instructions.) A. 8. c. D. Descriplion of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreponing period (I) (2) (I) (2) (I) (2) (4) (3) (5) Place "" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain ldenriry of exempt from prior disclosure Code I div., rent, Code 2 Me1hod buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transac1ion) 35. -Rainier Small; Mid Cap Equity Portfolio Sold 10/20/10 J Mutual Fund 36. -UMB Scout Intl Mutual Fund Sold 10/22/10 J 37. -ECA Marcellus Trust I Publicly Traded 10/29/10 J Partnership 38. 10/29/10 J 39. 10/29/10 J (add'!) 40. 10/29/10 J 41. 10/29/10 J 4 BB & T Account #I A Interest K T 4 B B & T Account #2 B Interest M T 4 West Virginia Media Partners, LP None J T 45. Trust# I G Royalty N T 46. -Royalty Interest #I, Nicholas County, WV 47. --Royalty Interest #2, Nicholas County, WV 48. -Royalty Interest #3, Nicholas County, WV 49. --Royalty Interest #4, Nicholas County, WV 50. -Royalty Interest #5, Nicholas County, WV s --Royalty Interest 116, Nicholas County, WV Income Gain Codes: A =S 1.000 or less B =S 1.00 I -$2,500 C =$50 I -$5,000 D =$5.00 I -S 15.000 E =S 15,00 I -S50.000 (See Columns Bl and [)) F =S50.00 SI00.000 G =SI00.001 -Sl.000.000 HI =Sl.000.001 -SS.000.000 H2 =More than SS.000.000 Value Codcs J =SIS.OOOorlcss K =SIS.DOI -$50.000 L =$50.00 I -SI 00.000 M =St00,001 -$250.000 (Sec Columns CI and DJ) N =$250.001 - SS00.000 0 =S500.00 I S 1.000.000 r1 =Sl.000.001 $5.000.000 P2 =SS,000.001 $25. 000.000 PJ =$25.000.001 - $50.000.000 N =More 1han $50.000.000 J. Value Mclhod Codes Q =Apprai,.I R =Cost (Real Es1a1c Only) S =Asscs mcnt T =Cash Market (Sec Column C2) U =Book Value V =01hcr W =E'!timalcd
Page 7of10 Goodwin, Joseph R. VI INVESTMENTS and TRUSTS - income, alue, transactions (Includes those of spouse and dependent children; SU pp. 34-60 of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreponing period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 5 -Royalty Interest #7, Nicholas County, WV 5 --Royalty Interest #8, Nicholas County. WV 5 --Royalty Interest #9, Nicholas County, WV 55. --Royalty Interest #I 0, Randolph County, WV 56. --Royalty Interest# 11, Randolph County, WV 57. --Royalty Interest #12, Randolph County, WV 58. --Royalty Interest# 13, Randolph County, WV 59. --Royalty Interest #14, Randolph County, WV 60. --Royalty Interest# 15, Braxton County, WV 61. --Royalty Interest #16, Braxton County, WV 6 --Royalty Interest #17, Braxton County, WV 6 --Royalty Interest #18, Braxton County, WV 6 --Royalty Interest #19, Braxton County, WV 65. --Royalty Interest #20, Braxton County, WV 66. --Royalty Interest #21, Braxton County, WV 67. --Royalty Interest #22, Braxton County, WV 68. --Royalty Interest #23, Braxton County, WV Income Gain Codes: A =Sl,000 or less B =$1,00 I - $2,500 C =$2,50 I -$5,000 D =$5.00 I -$15,000 E =$15,00 I -$50,000 (See Columns Bl and ()) F =SS0.001 - SI00.000 G =$100.001-Sl,OOO,OOO HI =S 1.000.00 I -$5,000.000 H2 =More than $5.000.000 Value Codes J :=$15.000 or lc s K =SIS.001 -$50.000 L =$50,001 - SI00.000 M =$100.001 -$250.000 (Sec Columns Cl and DJ) N =$250.001 -$500.000 0 =SS00.00 I - $1.000.000 Pl =$1,000.001 -$5.000.000 P2 =SS.000.001 - S25.000.000 P3 =S25.000.00I - $50.000.000 N =More than $50.000.000 Value Method Codes Q =Apprai"'I R =Cosl(Rcal E>tatc Only) S =Ass.ssmcnt T =Cash Market (Sec Column C2) U =BooL Value V ""Other W =Estimated
Page 8of10 Good\\in, Joseph R. VI INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, value, transactions r1nc1udes those of spouse and dependent children; see pp. J4-6o of filing instructions.) A. 8. Description of Assets Income during Gross value at end Transactions during reponing period c. D. (including trust assets) reponing period of reponing period (I) (2) (2) (I) (2) (3) (4) (5) (I) Place "" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 69. --Royalty Interest #24, Nicholas County, WV 70. --Royalty Interest #25, Nicholas County, WV 71. l.lncomc Gain Codc'i: A=Sl.OOOorl<:s B =S 1.00 I - SZ.500 C =SZ.501 - SS.000 D =S5,00 I - S 15,000 E =S 15.00 I -$50.000 (See Columns DI andd-1) F=SS0.001-SI00.000 G =SI00,001 -Sl.000.000 HI =Sl,000.001-S5.000.000 HZ =More than $5,000.000 Value Cocks J =Sl5.000orless K =S 15,00 I - $50.000 L =$50,001 - SI00.000 M =SI 00.00 I -$250,000 (Sec Columns. Cl and DJ) N =$250.001 - $500,000 0 =$500.001 -Sl.000.000 Pl =Sl.000.001 -$5,000,000 P2 =$5,000.001 - $25,000,000 P3 =$25.000.001 -$50.000.000 N =More than $50,000.000 Value lcthod Codes R =Cost (Real Estate Only) S =A sscssmcnt T =Cash Market Q =Apprnisal (Sec Column C::) U =Book Value V =Other W =Estimated
Page 9of10 Name of Penon Reporting Goodwin, Joseph R. VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)
Name of Person Reponing Page 10of10 Goodwin, Joseph R. IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was \\ithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Joseph R. Goodwin NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544