D NONE (No reportable positions.)

Transcription

1 Greenaway, Jr.. Joseph A. AOIO R<?. 110II FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Gol-ernment Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. IOI-I I I) I. Person Re1mrting (last name, first, middle initial) 2. Court or Organization Dale of Report U.S. Court of Appeals for the Third Circuit Tille (Article Ill judges indicate actin or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or pan-time) Active Article Ill D Nomination, Date D Initial [{ Annual 0 Sb. Amended Repon D Final 01/01/2010 to 12/31/ Chambers or Office Address U.S. P.O. & Federal Courthouse Federal Square and Walnut St. Newark, NJ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable Jaws and regulations. Re.-iewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. I. POSITIONS. (Reporting individual on/} ; supp D NONE (No reportable positions.) of filing instrudions.) POSITION NAME OF ORGANIZATION/ENTITY I. Board Member (emeritus) Columbia College Black Alumni Council 2. Associate Editor ABA Litigation Magazine Board Member Board of Visitors of Columbia College Council Member Newark Museum II. AGREEMENTS. (Reporting individual only; supp of filing instructions.) D NONE (No reportable agreements.) PARTIES AND TERMS I Johnson & Johnson Employee Savings Plan Johnson & Johnson Pension Plan

2 Page 2 of Ill. NON-INVESTMENT IN CO ME. (Reporting indfrual and spouse; supp of filing instructions.) A. Filer's Non-Investment Income D NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) I Columbia College - teaching fall semester $13, Cardozo School of Law - teaching spring semester $13, B. Spouse's Non-Investment Income - (Dollar amount not required except/or honoraria.) D NONE (No reportable non-investment income.) I/you were married during any portion of the reporting year, complete this section. SOURCE AND TYPE I.2010 self-employed legal consultant 2. IV. REIMBURSEMENTS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED I. Harvard Law School January 14-15, 2010 Cambridge, MA Speaker at seminar transportation, lodging, meals 2. New York Intellectual March26-27, 2010 New York, NY Prof assoc. meeting lodging, meal Property Law Association American Bar Association June 17-19, 2010 Vancouver, Canada Prof. assoc. meeting transportation, lodging, meals Just the Beginning September 30- Atlanta, GA Prof. assoc. meeting lodging, meals Foundation October 3, 2010 Harvard Law School November 4-5, 2010 Cambridge, MA Speaker at law school transportation, lodging, meals program

3 Page 3of7 V. GIFTS. (Includes thou to spouse and dependent children; see pp. 28-J I of filing instructions.) [Z NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE I. 2. VI. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) D NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE I. Magyar Savings Bank Line of Credit L 2. American Express Credit Card Citibank Mastercard Credit Card

4 Page 4of7 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, 1 a/ue, transactions (Includes those of spouse and dependent children; Ste pp of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreponing period Place "(X)" after each asset exempt from prior disclosure (2) (I ) (3) (4) (I ) (I) (2) (2) (5) Amount Code t (A-H) Type (e.g., div., rent, or int.) Value Code 2 (J-P) Value Method Code 3 (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code 2 (J-P) Gain Code I (A-H) Identity of buyer/seller (if private tr:msaction) I. American Express common stock A Dividend J T 2. Merck common stock A Dividend J T Microsoft common stock A Dividend J T McDonalds common stock A Dividend J T Johnson & Johnson common stock D Dividend N T 6. U.S. Savings Bonds A Interest J T 7. Citibank (checking & savings) A Interest J T 8. Disney common stock A Dividend J T 9. Intel common stock A Dividend J T 10. Johnson & Johnson 401(k) A Interest M T 11. Nextel/Sprint common stock (Y) 12. AT&T common stock (Y) 1 U.S. Treasury Strips A Interest J T 1 GE common stock A Dividend J T 1 Pfizer common stock A Dividend J T 16. Comcast common stock A Dividend J T 17. Wachovia Securities IRA money market A lnt./div. L T I. Income Gain Codes: A =S 1,000 or k>s B =S1,00 I $2,500 c =$2,501 -$5,000 D =$001 -Sl000 E =$1001 -$ (See Colwnns Bl and 04) F =$ SI G =SIOO,OOt -Sl HI =Si.000,001 S000, =More than $000, Value Ccxs J =S15,000 or l.:':s K =$1001 -S L =S50,00I -SI M =SI S (Sec Columns CI and DJ) N =S250.00I -$ =$500,001 -Sl Pl =Sl.000,001 -$5,000,000 P2 =$5,000,001 $ PJ =$ $ P4 =More than $50, J. Value Method Codes Q =Appmisal R =Cost (Real E>tate Only) S =A sscssmcnt T =Cash Market (Sec Column C:!) U =Book Voluc V =Other W =Estimated

5 Page 5of7 VII. INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, 1 atue, transac1ions r1nctudes those of spouse and dependent children; see PP of filing instruction:sj A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (I) (2) (I) (2) (2) (5) (3) (4) Place "(X)" after each asset Amount Typ (e.g., Value Value Typ (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent. Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. Northwester Mutual Life Insurance None M w 19. Vanguard 401 K (no control) A Dividend 0 T I. Incom e Gain Codes: A =SI,000 or less B =Sl.001 -$2,500 c =$2,501. $5,000 D=S001-Sl000 E =SI 00 I -$ (See Columns B t and D-) F =S SI G =SI Sl HI =Sl $ H2 =More than $ Valu e Codes J =SI 5,000 or less K =S15,00I -$ L =$50,001. SI M =SI S (Sec Columns Cl and DJ) N =$250,001 - $500,000 0 =$ I - S 1, Pl =Sl $5, P2 =$ $ PJ =$25,000,001 -$50, P4 =More than $50, J. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Asscs mcnt T ca h Market (Sec Column C::) U =Book Valu e V =Other W=btim:ucd

6 Page 6 of7 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofuport.) AT&T Wireless merged with Comcast. I no longer have stock in AT&T Wireless.

7 Page 7of7 IX.CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., S U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Joseph A. Greenaway, Jr. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C