D NONE (No reportable positions.)

Transcription

1 Seymour, Stephanie K. AO JO Rev FINANCIAL DISCLOSURE REPORT Report Required by the Ethics in Gowrnment Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. JOI-I I I) Person Reporting (last name, first, middle initial) Court or Organization J. SEYMOUR, STEPHANIE K. U.S. COURT OF APPEALS 05/11/2011 Title (Article Ill judgrs indicate acti, e or senior status; magistrate judges indicate full- or pan-time) U.S. CIRCUIT JUDGE--SENIOR 7. Chambers or Office Address U.S. COURTHOUSE 333 WEST FOURTH TULSA, OK 74 l Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annual Sb. D Amended Repon D 01/01/2010 Final to 12/31/ On the basis oftbe information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable la and regulations. Reviettfog Officer Date IMPORT ANT N 0 TES: The instructions accompanying this form must be followed. Complete all pans, checking the NONE box for each part where you have no reportable information. Sign on last page. J. POSJTJ 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY l. Executive Board Member Oklahoma City University School of Law, Oklahoma City, OK JJ. AGREEMENTS. (Reporting individual only; see pp. U-16 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS l.

2 Name or Penon Reporting Date or Report Page 2of8 SEYMOUR, STEPHANIE K. 05/11/2011 II NON-INVESTMENT INCOME. (Reportngindfdual and spouse;mpp.17-uofjilinginstrudions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) D NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 self-employed - lawyer IV. REIMBURSEMENTS -transportation, lodging,food, entenainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3 Name of Per5on Reportng Page 3of8 SEYMOUR, STEPHANIE K. 05/11/2011 V. GIFTS. (Includes thou lo spouu and dependent children: set pp. 28-JI of filing instructions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Name of Person Reporting Page 4of8 SEYMOUR. STEPHANIE K VI INVESTMENTS and TRUSTS -income, 1 atue, "ansactions r1nc1uda1houofs pouseand dependent chi/dun: see pp. 1.t-6ooffilincins1ruc1ions.J D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) repning period of repning period (I) (2) (I) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Typ (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure (2) Code I div., rent, Code2 Method buy, sell, mrdd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Bank of Okla. Accts E lntjdiv. Pl T F&M Bank Accounts A Interest L T Lot in Mt. Crested Butte, CO (purchased None 0 R 8/2004 for $875,000) IRA #I, Merrill-Lynch, Tulsa A lnt./div. Closed 04/16/IO M Brokerage #I 6. -ML Bank Deposit Pr ogram A Interest Closed 04/16/10 L 7. Brokerage #2 8. -Merrill Lynch Cash Fund A lnt./div. Closed 04116/10 N 9. -BOK Fincl. Corp. New (BOKF) A Dividend Merged 04/16/10 L 10. Brokerage #3 (with line 41) M-L Cash Funds A Interest Closed 03/30110 M 1 -BOK Financial Corp. c Dividend Merged 03/30/10 Pl (with line 44) 1 -York Tot Access II LLC Class C None Sold 07/22/10 N 1 IRAll2 B Int./Div. Closed 07/19/10 N 1 -M-L Cash Funds Closed 03/30/ BOK Financial New (BOKF) Merged 03/30/10 N (with line 36) 17. -York Access Ltd Class C Sold 07/15/10 N l11come Gain Codes: A =$1.000 or less B =$ $2,.100 c =$501 $5,000 D =$001 $1000 E =Sl001 $ (Sec Columns Bl and D4) F =$50.00 I - $I 00,000 G =$ Sl.000,000 Ill =S 1.000,001 - S =More 1han $ _ Value Codes J =SIS.OOOorlcss K =SIS SS0.000 L =SS SI M =SI $ (Sec Columns Cl and DJ) N =$ SS =S Sl, Pl =Sl $ P2 =SS $ Pl =$ I SS0, N =More 1han $ V;iluc Method Cod Q =Appraisal R =Cost (Real Es1a1e Only) S =Asscssmcr T =Cash Market (Sec Column C2) U =Book Value V =Oth1.T W =Estima1cd

5 Name of Pel'on Reporting Page 5of8 SEYMOUR, STEPHANIE K. 05/11/2011 VI INVESTMENTS and TRUSTS - income, va;ue, 1raruac1ioru r1nc1udes thou ofspouu and dependent children: see PP J4-6o of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (1) (2) (4) (5) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Typ (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 18. Brokerage # Sch Muni Money Fund (SWXXX) (cash None Closed equivalent) 03/17/10 J 20. Brokerage # Cavanal Hill TX Fr MM -Slct (cash A IntJDiv. K T equivalent) 2 -Celtic Bk UT CD B Interest M T Open 06/29/10 M 2 -Community West Bk CA CD c Interest M T Open 04/07/10 M 2 -Farmers & Merchants Bk TN CD B Interest M T Open 07/22/10 M 2 -Four Oaks B&t NC CD c Interest M T Open 03/19/10 M 26. -GE Capital Fin'I UT CD c Interest M T Open 04/08/10 M 27. -Tenn Commerce Bk TN CD B Interest L T Open 03/23/10 L 28. -The First Na ME CD B Interest M T Open M 29. -Isl Rep Bk BofA CA CD B Interest L T Open L st Rep Bk BofA CA CD B Interest L T Open 03/19110 L 31. -Isl Sec. Business Bk CA CD B Interest L T Open 07114/10 M 3 IRA#3 3 Pershing Gov't (Cash Equivalent) None J T Open 04/16110 M 3 IRA#4 B Dividend 0 T Open 03/30110 Pl Income Gain Codes: A =$1.000 or less ll =$ $500 c =$501 $000 D =$001 $1000 E =Sl00I - Sl0.000 (Sec Columns BI and 04) F =$ $I G =$ I $ =$ Sl =More than Sl Value Codes J =S 1000 or less K =Sll.001. S L =Sl $ M =SJ S (Sec Columru Cl and DJ) N =S2l0.00I Sl =$ Si Pl =Sl $ P2 =Sl $ PJ =$ Sl N =More lhan Sl Value Method Codes Q =Appraisal K =Cost (Real Es1a1e Only) S =Assessment T =Ca:.h Market (See Column C2) U =Book Value V =Other W =Estimated

6 Page 6of8 :'a me of Person Reporting SEYMOUR, STEPHANIE K. 05/11/2011 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income,.. alue, transactions (Includes those of spouse and dependtnt children; SU pp of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset! Amount Typ (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure i Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or inr.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 3 -Pershing Gov't (Cash Equivalent) Open 03/30/ BOK Financial New (BOKF) 03/30110 N Transferred from Line Sold 05/20/10 M 38. Sold 05/21/10 M (part) 39. Brokerage # Federated Capital Reserves (Cash Equiv) A Interest N T Open 04/16/10 N 41. -BOK Financial Corp. New (BOKF) A Dividend L T 04/1 6/10 L Transferred from Line 9 4 Brokerage #7 4 -Federated Capital Reserves (Cash Equiv) A Interest L T Open 03/30/10 M 4 -BOK Financial Corp. New (BOKF) D Dividend Pl T 03/30/10 Pl Transferred from Line 12 Income Gain Codes: A =$1.000 or less ll=sl.001-$500 c =$501 -$ D =$001 - S 1000 E =$ $ (See Columns Bl and D4) f =$ $ G =$ $ Ill =$ $ =More 1han $ Valul! Codes J =S 1000 odcs K =$1001 -$ L =$ $ M =SI $ (Sec Columns Cl and DJ) N =SlS0.00 I -$ o =$ Sl Pl =Sl $ P2 =$ $ PJ =$ $ P4 =More 1han $ Value Mc1hod Codes Q =Appraisal K =Cost (Koal lsta1c Only) S =Asscssmc..'Tl T =Cash Market (Sec Column Cl) U ::ljok. Value V =Othcr W =Estimated

7 Name of Person Reporting Page 7of8 SEYMOUR, STEPHANIE K. 05/11/2011 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicale parto/report)

8 :'ame or Person Reportng Date or Report Page 8of8 SEYMOUR, STEPHANIE K. 05/11/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best or my knowledge and belier, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance or girts which have been reported are in compliance with the provisions ors U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ STEPHANIE K. SEYMOUR NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C