D NONE (No reportable positions.)

Transcription

1 Garb is, Marvin J. AO JO Rev Repor/ Required by 1he Ethics in Go\ ernmenl Ac/ of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app ) Person Reporting (last name, first, middle initial) Court or Organization Dare or Report GARBIS, MARVIN J. DISTRICT OF MARYLAND 06/15/2011 Tille (Article Ill judges indicate actin or senior status; magistrate judges indicate full- or pan-time) SENIOR DISTRICT JUDGE Sa. Report Type (check appropriate type) D Nomination, D Initial Date [{ Annual D Final Sb. D Amended Repon 6. Reporting Period 01/01/2010 to 12/31/ Chambers or Offce Address U.S. COURTHOUSE IOI W. LOMBARD STREET BALTIMORE, MD On the basis or the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Re> iewing Officer Date IMPORTANT NOTES: The instr11ctions accompanying this form m11st be followed. Complete all parts, checking the NONE box for each part where yo11 have no reportable information. Sign on last page. POSITI 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY MEMBER, BOARD OF ADVISORS UNIVERSITY OF BAL TIM ORE LAW SCHOOL MEMBER, BOARD OF DIRECTORS INTERNATIONAL JUDICIAL ACADEMY 5. I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable agreements.) PAR TIES AND TERMS ONGOING THOMSON (WEST SERVICES, INC.) RONALD RUBIN AND PATRCIA MORGAN (DECEASED), ROY AL TIES PAID AUTHORS OF CASEBOOK

2 Page 2 of7 GARBIS, MARVIN J. 06/15/2011 Ill. N 0 N-JNVESTMENT JN CO ME. (Reponing indfridual and spouu; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any ponion of the uponing J'ear, complete this sectioll (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, /odging,food, entenainmenl (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED International Judicial March I -5 Mexico City, Mexico Seminar, Faculty Travel, Meals, Room Academy International Judicial Aoril 5-19 China, various cities Seminar, Faculty, Judicial Travel, Meals, Room Academy & China Supreme Edcuation Peoples Court American Bar Association July 7-9 Chicago, 1llinois Seminar, Faculty Travel, Meals, Room lntematioal Judicial Academy August 6-21 Argentina, Chile, Peru Seminar, Faculty Travel, Meals, Room 5. ALl-ABA October 6-8 New York, N.Y. Seminar, Faculty Travel, Meals, Room 6. George Mason University November Captiva Island, Florida Seminar Travel, Meals, Room

3 Name of Penon Reporting Page 3of7 GARBIS, :\tarvin J. 06/15/2011 V. GIFTS. (Includes thosoo spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 5. V LIABILITIES. (Includes those of spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Page 4 of7 GARBIS, MARVIN J. 06/15/2011 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, arue, transactions r1nc1udes tllose of spouse and dependent c11udren; see PP of filing instructions.> A. B. D. c. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period ofreporling period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g. Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div. rent, Code 2 Method buy, sell, mm/dd/yy Code 2! Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) PERSONALLY OWNED (HEADER) M & T BANK CHECKING (FORMERLY A Interest J T M&T ACQUIRED [PROVIDENT) PROVIDENT T ROWE PRICE TAX FREE BOND FUND A Int./Div. K T ROYCE PENN MUTUAL FUND RYPCX None Sold 01/01/10 K A SALE IN 2009, SEE VIII 5. FED KAUFMAN FUND KAUBX None Sold 01/01/10 K A SALE JN 2009, SEE VIII 6. PINNACLE NORTHEAST, INC. None J T 7. BAIRD MONEY MARKET None J T IRA-I (HEADER) 10. LEGG MASON VALUE TRUST LMVTX A Dividend L T 11. ROYCE FUND PENNSYLVANIA RYPCX A Dividend M T 1 TEMPLETON GROWTH FUND TMGBX A Dividend K T Sold 12/13/10 J A (part) 1 ROYCE FUNDS MICRO CAP RYMCX A Interest J T 1 BAIRD MONEY MARKET A Interest J T IRA-2 (HEADER) 17. LEGG MASON SPECIAL INVESTMENT A Dividend M T TRUST LMASX Income Gain Codes: A =S 1,000 or less B =S 1,00I - $2,500 C =$2,50 I $5,000 D =$5,001. $15,000 E =$ $50,000 (Sec Columns BI nd [)l) F =S SI G =SI Sl HI =Sl $ H2 =More than SS V luc Codeo; J =$15,000 or less K =S 15,00 I - $ L =$50,00 I - SI M =SI $ (Sec Columns Cl and D3) N =$250,001 -$500,000 0 =$500,00 I - S 1, Pl =$ $5, P2 =$ $ P3 =$25,000,001 - $ P4 =More th n $ Value Method Codos Q =Appraisal R =Cost (Rc I EstJtc Only) S =A s mcnt T =Ca h Mari...ct (Sec Column C2) U =Book Value V =Other W =Es1ima1cd

5 Page 5of7 GARBIS, :\!ARVIN J /2011 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, arue, transactions (rnc1ut1es those of spouse ant1 t1epent1ent chi1tren; see PP of filing instructions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reponing period (including trust assets) reponing period of reponing period (2) (I) (I) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g. Date Value Gain Identity of (2) (4) exempt from prior disclosure Code I div., renl, Code 2 Method buy, sell, mm/ddlyy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 18. LEGG MASON OPPORTIJNITY TRUST A Dividend M T LMOPX 19. FED EQ KAUFMAN FUND KAUBX A Dividend K T Sold 09/30/10 K A (part) 20. FED EQ KAUFAN FUND KAUBX A Dividend K T Sold 12/13/10 K A Same asset as line 19 (part) 21. L-1 IDENTITY SOLUTIONS ID None Sold 09/30/10 K A 2 LEGG MASON, INC. LM A Dividend K T 2 HENDERSON INTERNATIONAL A Dividend K T OPPORTUNITY FUND HPOBX 2 FED INT SMALL-MID COMPANY FD A Dividend K T ISCAX 25. BAIRD MONEY MARKET A Interest J T 26. FRANKLIN GOLD FHRCX None K T Buy 09/30/10 K 27. COMPUGEN CGEN None J T Buy 09/30/10 J Income Gain Codes: A =S 1,000 or less B =S 1,00 I -$2,500 c =$2,501 -$5,000 D =$5,00 I - S 15,000 E =S 15,00 I -$ (See Columns Bl and [)) F =SS SI G =SI Sl HI =S I -$ H2 =More than $5,000,000 Value Codes J =S 15, 000 or less K =Sl5.00I -$ l =$50.00 I - SI M =SI S (Sec Columns Cl and DJ) N =$ S =$ $1, r1 =sr S5.ooo.ooo P2 =$5,000,00 I -$25,000,000 PJ =$ $ N =More than $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =As c smcnl T ==Cash Market (Sec Column C2) U =Dook V<iluc V :=Other \V ==Estimated

6 Page 6of7 GARBIS, MARVIN J /2011 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport) PART VII, LINE 4 - ASSET SOLD 08/25/09 BUT SALE INADVERTENTLY OMITTED ON 2009 REPORT AND ASSET INCLUDED AS OWNED AT THE END OF USED 01/01110 SALE DATE TO MAKE SOFTWARE WORK. PART VII, LINE 5 -ASSET SOLD09/15/09 BUT SALE INADVERTENTLY OMITTED ON 2009 REPORT AND ASSET INCLUDED AS OWNED AT THE END OF USED 01/01/10 SALE DATE TO MAKE SOFTWARE WORK.

7 , Page 7of7 GARBIS, :\!ARVIN J. 06/15/2011 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. SOI et. seq., S U.S.C. 7353, and Judicial Conference regulations. Signatur e. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. 104) Committee on Financial Disclosure Administrative Office of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C