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1 Katz. David A. AOJO Rev. 110/J Report Required by the Ethics in Go1 emmenl Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. JOI-I I I) Person Reporting (last name, first, middle initial) Court or Organization Date of Report Katz, David A. U.S.D.C. Northern Ohio Title (Article Ill judges indicate actin or senior status; magistrate judges indicate full- or pan-time) Senior District Judge 7. Chambers or Office AddrHs 307 U.S. Courthouse 1716 SpielBusch Avenue Toledo, OH Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date D Initial [{ Annua l Sb. D Amended Repon D 01/01/2010 Final to 12/31/ On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. R.-iewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSIT! ONS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Vice President & Trustee David S. Stone Foundation Member National Council of Ohio State University College of Law Trustee Emeritus Mercy Health System - Northern Region I AG REE MEN TS. (Reporting individual only; see pp. U-16 of filing instructions.) [{ NONE (No reportable agreements.) PARTIES AND TERMS

2 Page 2of6 Name of Person Reporting Katz, Da\id A. Date of Report II N 0 N-INVESTMENT IN CO ME. (Reporting indfdual and spouse; see pp. 17-U of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - (Dollar amount not required except for honoraria.) I/you were married during any portion of the reporting year, complete this section. [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS - transportation, lodging.food, entertainmenl (Includes those to spouse and dependent children; see pp ofjiling instnictions.) D NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED U.S. Russia Foundation 7/11/10-717/10 Russia Panel Member Transportation, lodging, meals American Conference Institute 9/29/10-9/30/10 New York, NY Panel Member Transportation, lodging, meals Geroge Mason University 1017/10-10/10/10 Arlington, VA Rule of Law Seminar Transportation, lodging, meals Foundation American Conrference 12/ /9/10 New York, NY Panel Member Transportation, lodging, meals Institute

3 Name of Person Reporting Date of Report Page 3of6 Katz, Da\id A. V. GIFTS. (Includes tlrose to spouse and deptndtnt clrildren; supp of filing instructions.) [{ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI, LIABILITIES. (Includes those of spouse and dependent children; supp of filing instructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

4 Page 4of6 Name or Person Reporting Katz, Da\id A. Date or Report VI INVESTMENTS and TRUSTS D NONE (No reportable income, assets, or transactions.) - income, \'Q/ue, transactions (Includes those of spouse and dependent children; see PP of filing instructions.) A. a. c. D. Description or Assets Income during Gross value at end (including trust assets) reporting period ofreponing period Transactions during reporting period (2) (4) (I) (2) (I) (2) (I) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code2 Method buy, sell, rnmldd/yy Code2 Code 1 buyer/seller (A H) or int.) (J P) Code 3 redemption) (J.P) (A-H) (if private (Q-W) transaction) Lepercq Corp Inc fomerly Pacific Place Ltd B Dividend K w Citigroup Inc. A Dividend Sold 08/18/10 J Fifth Third Banksafe (4) A Interest K T Express Scripts Inc. None Sold 10/05/10 1 c UMB Scout Worldwide Fund A Dividend 1 T 6. Vanguard Total Skt Mkt-Vipers A Dividend Sold 08/18/10 1 A 7. IRA, composed of security investment fund E Dividend 0 T Fifth Third 8. Vanguard Long-Term Bond B Dividend Redeemed 03/31/10 K A 9. Earthlink, Inc. None 1 T 10. Quantum CP None Sold 08/18/10 1 A 11. Web.Com Group None J T 1 American Growth Fund D Dividend L T 1 Federated Strategic Value Team D Dividend M T 1 Touchstone Mid Cap Growth c Dividend K T 15. Vanguard Short-Term Inv None Redeemed 06/29/10 J A 16. Oppenheimer Div. MKT B Dividend L T 17. Income Gain Codes: A =S 1,000 or less B =S 1.00 I $2,500 c =$501 -$5,000 D =$5,00 I - S 15,000 E =Sl5,001 $ (Sec Columns Bl and [)) F =SS0.001-SIOO.OOO G =SI Sl H 1 =S 1, I S5,000,000 H2 =More than $5,000,000 Value Code' J =Sl5,000 orlcss K =S 15,00 I $ L =SS0,001-SIOO.OOO M =SI 00,00 I S (Sec Columns Cl and DJ) N =S250.00I - S =SS Sl Pl =Sl SS.000,000 P2 =S5,000,00I - S PJ =$ $ P4 =More than $ \'aluc Method Code> Q =Appraisal R =Cosi (Real E'tat e Only) S =Asscs mcnt T =Cash Market (Sec Column C1) U =llool Value V =Other W =fatimatcd

5 Name or Penon Reporting Date or Report Page 5of6 Katz, David A. VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicalepartofuport.) I do not decide individuial investments in the entities listed in Part I on which boards I serve.

6 Page 6of6 Name or Person Reporting Katz, Da,id A. Date or Report IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was nithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance nith the provisions of S U.S.C. app. SOI et. seq., S U.S.C. 7353, and Judicial Conference regulations. Signature: s/ David A. Katz NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C

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D NONE (No reportable positions.)

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[Z NONE (No reportable positions.)

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