D NONE (No reportable positions.)

Transcription

1 AOJO Rev Repor/ Required by lhe E1hics FINANCIAL DISCLOSURE REPORT in Governmenl Ac/ of 1978 FOR CALENDAR YEAR 2010 (5 U.SC. app ) Person Reporting (last name, first, middle initial) Court or Organization US District Court, D NH Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time) US District Judge, Active 7. Chambers or Office Address United States District Court 55 Pleasant Street Concord, NH Sa. Report Type (check appropriate type) 6. Reporting Period D Nomination, Date 01/01/2010 D Initial [{ Annual Final to 12/31/2010 Sb. D Amended Report D 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page. POSITJ 0 NS. (Reporting individual only; see pp of filing instructions.) D NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY Trustee Rivier College 5. I AGREEMENTS. (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable agreements.) PAR TIES AND TERMS

2 Page 2of8 5113/2011 II N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp of filing instructions.) A. Filer's Non-Investment Income [{ NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{ NONE (No reportable non-investment income.) SOURCE AND TYPE IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl (Includes those lo spouse and dependent children; see pp of filing instructions.) [{ NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 5.

3 Page 3of8 V, GIFTS. (Includes those lo spouse and dependent children; see pp of filing inslruc"tions.) [{ NONE (No reportable gifs.) SOURCE DESCRIPTION VALUE 5. VJ. LIABILITIES. (Includes those of spouse and dependent children; see pp of filing ins/ructions.) [{ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 5.

4 Page 4of8 Date of l{eport VI INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes tlwse of spouse and dependent clrildren; see PP of filing instructions.; D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period Place "(X)" after each asset Amount Type (e.g., exempt from prior disclosure Code I div., rent, (A-H) or int.) (\) {2) (1) (2) (I) (2) (3) (5) Value Code 2 (J-P) Value Type (e.g., Date Value Gain Method buy, sell, mmidd/yy Code 2 Code I (Q-W) (4) Identity of buyer/seller Code 3 redemption) (J-P) (A-H) (if private transaction) Sovereign Bank A Interest K T Northeast Credit Union A Interest J T American Funds Mutual Funds (JTWROS) --Europacific Growth Fund A A Dividend T 5. --New Perspective Fund A A Dividend J T 6. --Investment Company of America A A Dividend K T 7. --Washington Mutual Investors Fund A A Dividend J T 8. --AMCAP Fund A A Dividend J T 9. --American Funds Money Market Fund A Interest J T 10. IRA - American 1 --Euro Pacific Growth Fund A A Dividend J T 1 --New Perspective Fund A A Dividend K T 1 --Washington Mutual Investors Fund A Dividend K T 1 --AMCAP Fund A A Dividend T 15. IRA - Wash;""'"" Mutual Investors Fund A fasvii::.:. '"?%.. A I 6. Roth IRA American i:. ' c3' " : ::l A Dividend J T Europacific Growth Fund A A Dividend T Income Gain Codes: A =$1,000 or less B =$1,001. $2,500 c =$2,501 $5,000 D =$5,001 $15,000 E =$15,001 $50,000 (Sec Columns BI and D4) F =$50,00 I $I 00,000 G =$100,001 $1,000,000 HI =$1,000,00 I $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 $50,000 L =$50,001 $ I00,000 M =$100,00 I $250,000 (Sec Columns CI and DJ) N =$250,001 $500,000 0 =$ I $1.000,000 PI =$1,000,00 I $5,000,000 P2 =$5,000,001 $25,000,000 P3 =$25,000,00 I - $50, P4 =More lhan $50,000,000 Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =01hcr W =Estimated

5 Page 5of8 VI INVESTMENTS and TRUSTS - D NONE (No reportable income, assets, or transactions.) income, vatue, transactions <Includes t1tou of spouse and dependent c11udren; see PP of filing instructi<ns.j A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (I) (2) (I) (2) (l) (2) (3) (4) (S) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code 1 buyer/ seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) AMCAP Fund A A Dividend 1 T The Growth Fund of America A A Dividend J T New Perspective Fund A A Dividend J T SMALLCAP World Fund A A Dividend J T 2 --Fundamental Investors A A Dividend 1 T 2 --Washington Mutual Investors Fund A A Dividend 1 T 2 --The Income Fund of America A A Dividend 1 T almost identical Coverdell ESA's( aggr figures) Europacific Growth Fund A A Dividend 1 T AMCAP Fund A A Dividend K T 28. Bond Fund of America A Dividend 1 T Buy 01/08/10 J SMALLCAP World Fund A A Dividend 1 T New World Fund A Dividend 1 T Washington Mutual Investors Fund A A Dividend 1 T The Income Fund of America A A Dividend K T Buy 01/08/IO J 3 --Short Term Bond Fund of America-A A Dividend J T 3 3 nearly identical 529 plans aggr. figures) Income Gain Codes: A =$I,000 or less B =$1,001 - $2,500 C =$2,50 I - $5,000 0 =$5,001 -$15,000 E =$15,001 - $50,000 (See Columns BI and 04) F =$50,001 - $100,000 G =$JOO,OOJ -$1,000,000 HJ =$1,000,001 - $5,000,000 H2 =More than $5,000,000 Value Codes J =$15,000 or less K=$15,00J -$50,000 L =$50,001 - $!00,000 M =$100,001 - $250,000 (Sec Columns CI and 03) N =$250,001 - $500,000 0 =$500,001 - $I,000,000 PI =$I,000,00 I -$5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25, $50, P4 =More than $50, Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

6 Page 6of8 Name or Person Reporting Date or Report VI INVESTMENTS and TRUSTS -income, value, transactions (Includes tlrose of>pouse and dependent clri/dren; see PP of filing instructions.) D NONE (No reportable income, assets, or transactions.) A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (1) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of (2) (I) (2) exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private (Q-W) (4) (5) transaction) EuroPacific Growth Fund A A Dividend K T The Bond Fund of America A Dividend 1 T Buy 12/30/ New World Fund A A Dividend 1 T SMALLCAP World Fund A A Dividend K T Washington Mutual Investors Fund A 8 Dividend K T AMCAP Fund A A Dividend L T Short Term Bond of America A A Dividend 1 T 4 --New Perspective Fund A A Dividend 1 T 4 --The Income Fund of America A Dividend L T 4 Roth IRA Growth Fund of America A Dividend J T New Perspective Fund A Dividend 1 T Washington Mutual Inv. Fund A Dividend 1 T Income Fund of America A Dividend J T Georgetown Investments, LLC None J w 50. The Nashua Bank.. A Interest K T Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,501 - $5.000 D =$ $15,000 E =$15,001 - $50,000 (Sec Columns B 1 and D4) F =$50,001 -$100,000 G =$100,001 -$1, Hl =$1.000,001-$5, H2 =More than $5,000,000 Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,00I - $ ID0.000 M =$100,00 I - $250,000 (Sec Cotunms Cl and DJ) N =$250,001 -$500,000 0=$500,001 - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5.000,001 - $25,000,000 PJ =$25, $50,000,000 P4 =More than $50.ooo.ooo Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (Sec Column C2) U =Book Value V =Other W =Estimated

7 Page 7of8 VII ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate partofreport.)

8 Page 8of8 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: s/ Joseph N. Laplante NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Offce of the United States Courts Suite One Columbus Circle, N.E. Washington, D.C