Introductory sub-table (I)(a)

Transcription

1 Introductory sub-table (I)(a) Name of the Company: Nalwa Sons Investments Limited Scrip Code, Name of the scrip, of security: BSE: , NSE: NSIL (Equity Shares) As on Partly paid - up shares No. of partly paid -up shares total no. of total no. of partly paid-up shares shares of the company total no. of Outstanding Convertible No. of outstanding securities total no. of shares of the company Securities outstanding convertible assuming full conversion securities of convertible securities total no. of Warrnats: No. of warrants total no. of shares of the company warrants assuming full conversion of warrants Total paid-up capital of the company, assuming full Rs.5,13,61,630/- divided into 51,36,163 equity shares of Rs.10/- each. conversion of warrants and convertible securities

2 Statement Showing Shareholding Pattern Table (I)(a) Category Category of shareholder No. of Total no. No. of shares held in Total shareholding as a % Shares pledged or code shareholders of shares dematerialized form of total no. of shares otherwise encumbered (A+B) (A+B+C) Numer of shares (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)=(VIII)/(IV)*100 (A) Shareholding of promoter & Indian (a) Individuals /HUF 20 35,041 35, (b) Central Govt/State Govt ( c) Bodies Corporates 11 2,811,989 2,811, (d) Financial Institutions /Banks (e) Any Other Sub Total (A)(1) 31 2,847,030 2,847, Foreign (a) Individuals (Non Resident Individuals/Foreign Ind) 3 9,480 9, (b) Bodies Corporates ( c) Institutions (d) Qualified Foreign Investor (e) Any other Sub Total (A)(2) 3 9,480 9, Total shareholding of promoter and promoter group (A) = (A)(1)+(A)(2) 34 2,856,510 2,856, (B) Public shareholding N.A. N.A. 1 Institutions N.A. N.A. (a) Mutual Funds /UTI 15 1, (b) Financial institutions /Banks 20 1, ( c) Central Govt. /State Govt (d) Venture Capital Funds (e) Insurance Companies 2 28,126 28, (f) Foreign Institutional investors (g) Foreign Venture capital Investors (h) Qualified Foreign Investor (i) Any other Foreign Portfolio Investors - Corporates 5 216, , Sub Total (B) (1) , , B2 Non Institutions N.A. N.A. (a) Bodies Corporates , , (b) Individuals I Individuals shareholders holding 21, , , nominal share capital up to Rs. 1 lakh II Individuals shareholders holding nominal share capital in excess of Rs. 1 lakh ( c) Qualified Foreign Investor ( d) Any other : Trusts Non Resident Indians 1,054 1,231,071 1,196, Overseas Corporate Bodies Foreign Nationals Clearing Members Hindu Undivided Families ,483 19, Sub Total (B) (2) 22,874 2,031,856 1,820, Total Public Shareholding (B)= (B)(1)+(B)(2) 22,921 2,279,653 2,065, N.A. N.A. Total (A)+(B) 22,955 5,136,163 4,921, ( C) Shares held by custodians and against which N.A. N.A. GDS have been issued 1 Promoter & Public Grand Total (A)+(B)+( C) 22,955 5,136,163 4,921,

3 (I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Promoter & Promoter group" Details of Shares held Encumbered shares Details of warrants of warrants of Details of convertible securities total Number of convertible Convertible securities of securities held Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of total (A)+(B)+( C) of total (A)+(B)+( C) of Number of Sr. Name of shareholder No. of shares sub-clause (I)(a) No. of shares (VI)=(V)/(III)*100 sub-clause (I)(a) warrants held diluted share capital (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) 1 ABHYUDAY JINDAL 1, ARTI JINDAL DEEPIKA JINDAL 3, GOSWAMIS CREDIT & INVESTMENT LIMITED 12, JSW HOLDINGS LIMITED 25, NAVEEN JINDAL NAVEEN JINDAL HUF 5, PARTH JINDAL 1, PRITHVI RAJ JINDAL 1, P R JINDAL HUF 3, RATAN JINDAL 4, R.K. JINDAL & SONS HUF SAJJAN JINDAL 2, S K JINDAL & SONS HUF 1, SANGITA JINDAL 2, SARIKA JHUNJHUNWALA 4, SAROJ BHARTIA SAVITRI DEVI JINDAL 4, SEEMA JAJODIA SMINU JINDAL 2, TANVI JINDAL TARINI JINDAL TRIPTI JINDAL URMILA BHUWALKA URVI JINDAL HEXA TRADEX LIMITED GLEBE TRADING PRIVATE LIMITED 122, VINAMRA CONSULTANCY PRIVATE LIMITED 121, JSL LIMITED 120, JINDAL COAL PRIVATE LIMITED 124, DANTA ENTERPRISES PRIVATE LIMITED 571, SAHYOG TRADCORP PRIVATE LIMITED 571, VIRTUOUS TRADECORP PRIVATE LIMITED 571, OPJ TRADING PRIVATE LIMITED 571, ,856,

4 (I)(c)(i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "public" and holding more than 1% of the total shares. Details of Shares held total (A)+(B)+( C) of sub-clause (I)(a) Details of warrants of warrants of Details of convertible securities total Number of convertible Convertible securities of securities held Total shares (including underlying shares assuming full conversion of warrants and Number of Sr. Name of shareholder No. of shares warrants held convertible (I) (II) (III) (IV) (VIII) (IX) (X) (XI) (XII) 1 RICKY ISHWARDAS KIRPALANI 405, KESWANI HARESH 301, ANIL ARYA 249, VAISHALLI ARYA 193, ACACIA PARTNERS LP 79, ACACIA INSTITUTIONAL PARTNERS, LP 89, IL AND FS TRUST CO LTD 151, ,469, (I)(c)(ii) Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total shares of the company Sr. Details of Shares held Details of warrants Details of convertible securities total total (A)+(B)+( C) of warrants of Number of convertible of sub-clause (I)(a) Number of warrants held Convertible securities held securities of Total shares (including underlying shares assuming full conversion of warrants and Name(s) of the shareholder(s) and the Person actong in Concert (PAC) with them No. of shares convertible (I) (II) (III) (IV) (VIII) (IX) (X) (XI) (XII) 1 RICKY ISHWARDAS KIRPLANI (alongwith PAC) 870, Ricky Ishwardas Kirplani - 4,05,561 Keswani Haresh (As a PAC with Ricky Ishwardas Kirplani) - 3,01,192 Johnny Kirplani (As a PAC with Ricky Ishwardas Kirplani) - 2,150 Alisha Kirplani (As a PAC with Ricky Ishwardas Kirplani) - 6,384 Pooja Vijay Assomull (As a PAC with Ricky Ishwardas Kirplani) - 3,200 IL AND FS Trust Co. Ltd.(As a PAC with Ricky Ishwardas Kirplani) - 1,51,830 Total - 8,70,317 2 ANIL ARYA (alongwith PAC) 442, Anil Arya - 2,49,285 Vaishalli Arya (As a PAC with Anil Arya) - 1,93,316 Total - 4,42,601 1,312,

5 (1)(d) Statement showing details of locked in shares Sr. no. Name of shareholder No. of locked in shares Locked in shares as a Promoter / Promoter Group /Public % of total no. of shares I.e. Grand total (A)+(B)+( C) indicated in statement at para (1)(a) above (II)(a) Statement showing details of Depository Receipts (DRs) Sr. no. Type of outstanding No. of outstanding DRs No. of shares underlying Shares underlying outstanding DR (ADRs, GDRs, outstanding DRs DRs as a % of total no. of shares SRDs, etc. I.e. Grand total (A)+(B)+( C) indicated in statement at para (1)(a) above (II)(b) Statement showing holding of Depository Receipts (DRs) where underlying shares held by promoter/ are in excess of 1% of the total shares Sr. no. Name of DR holder Type of outstanding DR No. of underlying Shares underlying outstanding (ADRs, GDRs SDR, etc.) outstanding shares DRs as a % of total no. of shares I.e. Grand total (A)+(B)+( C) indicated in statement at para (1)(a) above III (a) Statement showing the voting pattern of the shareholders, if more than one of shares /securities is issued by the issuer: Category Category of No. of voting right held Total voting right Total voting Right I.e. (VI) code shareholder in each of security ( III+IV+V) Class (A+B) (A+B+C) X Y Z (I) (II) (III) (IV) (V) (VI) (VII) (VIII) NOT APPLICABLE The Company has not issued any seperate of shares