1,76,11,529 $ N.A. N.A. Number of shares held in dematerializ ed form

Transcription

1 (I)(a) Statement showing Shareholding Pattern Name of the Company: Zicom Electronic Security Systems Limited Scrip Code: / ZICOM Name of the scrip / Class of Security: Equity Shares As on: December 31, 2012 Partly paid-up shares:- No. of partly paid-up shares % of total no. of partly paid-up shares % of total no. of shares of the company Held by promoter / promoters group N.A. N.A. N.A. Held by public N.A. N.A. N.A. Total N.A. N.A. N.A. Outstanding securities:- (Except for the Warrants, carrying right to subscribe to equal Equity Shares as detailed below) No. of outstanding securities % of total no. of outstanding securities % of total no. of shares of the company, assuming full conversion of the securities Held by promoter/promoter group N.A. N.A. N.A. Held by public N.A. N.A. N.A. Total N.A. N.A. N.A. Warrants:- No. of warrants % of total no. of warrants % of total no. of shares of the company, assuming full conversion of warrants $ Held by promoter / promoter group 6,00, Held by public N.A. N.A. N.A. Total 6,00, Total paid-up capital of the company assuming full conversion of warrants and securities Categ ory Code Category of Shareholder Numbe r of share holders 1,76,11,529 $ N.A. N.A. Total number of shares shares in dematerializ ed form Total shareholding as a of total shares of (A+B) of (A+B+C) Shares pledged or otherwise encumbered shares (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)=(VIII)/ (IV)*100 (A) Promoter and (1) Indian (a) Individuals / Hindu 3 9,32,700 9,32, Nil Nil Undivided Family (b) Central Government Nil Nil Nil Nil Nil Nil Nil /State Government(s) (c) Bodies Corporate 6 25,27,723 25,27, ,00, (d) Financial Institutions / Nil Nil Nil Nil Nil Nil Nil Banks (e) Any other (specify) Nil Nil Nil Nil Nil Nil Nil Sub- Total (A) (1) 9 34,60,423 34,60, ,00, (2) Foreign (a) Individuals (Non- Resident Individuals /Foreign Individuals) 3 1,76,600 1,76, Nil Nil

2 (b) Bodies Corporate Nil Nil Nil Nil Nil Nil Nil (c) Institutions Nil Nil Nil Nil Nil Nil Nil (d) Qualified Foreign Nil Nil Nil Nil Nil Nil Nil Investor (e) Any other (specify) Nil Nil Nil Nil Nil Nil Nil Sub- Total (A)(2) 3 1,76,600 1,76, Nil Nil Total Shareholding 12 36,37,023 36,37, ,00, of Promoter and (A) =(A)(1)+(A)(2) (B) Public Shareholding N.A. N.A. (1) Institutions N.A. N.A. (a) Mutual Funds / UTI (b) Financial Institutions / 1 1,120 1, Banks (c) Central Government/ Nil Nil Nil Nil Nil State Government(s) (d) Venture Capital Funds Nil Nil Nil Nil Nil (e) Insurance Companies 1 2,09,057 2,09, (f) Foreign Institutional 8 8,90,990 8,90, Investors (g) Foreign Venture Nil Nil Nil Nil Nil Capital Investors (h) Qualified Foreign Nil Nil Nil Nil Nil Investor (i) Any Other (specify) Nil Nil Nil Nil Nil Sub- Total (B)(1) 12 11,01,867 11,01, (2) Non- Institutions N.A. N.A. (a) Bodies Corporate ,99,085 29,97, (b)(i) Individuals- 12,056 36,31,114 35,10, Individual shareholders holding nominal share capital up to Rs. 1 lakh (b)(ii) Individuals ,70,963 18,55, Individual shareholders holding nominal share capital in excess of Rs. 1 lakh (c) Qualified Foreign Nil Nil Nil Nil Nil Investor (d) Any Other a. NRI b. OCB/Foreign Company c. Clearing Member d. Trust ,29,759 29,00,400 29, ,93, , Sub- Total (B)(2) 12,792 1,22,60,939 87,87, Total Public 12,804 1,33,62,806 98,88, N.A. N.A. Shareholding (B) = (B)(1)+(B)(2) Total (A) + (B) 12,816 1,69,99,829 1,35,26, ,00,

3 (C) Shares by Custodians and against which Depository Receipts have been issued (1) Promoter and NIL NIL NIL N.A. NIL N.A. N.A. (2) Public NIL NIL NIL N.A. NIL N.A. N.A. GRAND TOTAL 12,816 1,69,99,829 1,35,26, ,00, N.A. Not Applicable (I)(b) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category Promoter and Sr. No. Name of the shareholder Details of Shares Encumbered shares (*) Details of Warrants Details of securities No. of shares % of grand total (A)+(B)+ (C) No. % of grand total of sub-clause (I)(a) warrants % total warrants of the same class securities % total securities of the same class Total shares (including underlying shares assuming full conversion of warrants and securities) as a % of diluted share capital $ (I) (II) (III) (IV) (V) (VI) = (V) / (III)*100 (VII) (VIII) (IX) (X) (XI) (XII) 1. Harish 75, Nil Nil Nil Nil Nil Nil Nil Gauri P. Rao 4, Nil Nil Nil Nil Nil Nil Nil Manohar G. 4,30, Nil Nil Nil Nil Nil Nil Nil 2.44 Bidaye 4. Pramoud Vinayak Rao 4,98, Nil Nil Nil Nil Nil Nil Nil Laxmi Harish Nayak 1,01, Nil Nil Nil Nil Nil Nil Nil Harish Nil Nil Nil Nil Nil Nil Nil Baronet Properties & Investments 11,51, Nil Nil Nil 3,00, Nil Nil 6.54 Pvt.

4 8. Coronet Properties & Investments 10,06, Nil Nil Nil 3,00, Nil Nil 5.72 Pvt. 9. Progressive Equifin Pvt. Ltd. 1,45, ,40, Nil Nil Nil Nil Success Equifin Pvt. Ltd. 60, , Nil Nil Nil Nil Baronet Properties & Investments Pvt. 84, Nil Nil Nil Nil Nil Nil Nil Coronet Properties & Investments Pvt. 79, Nil Nil Nil Nil Nil Nil Nil 0.45 In addition to above, the following persons belong to (being Persons acting in Concert), but have NIL holding. 13. Madhura Bidaye Nil Nil Nil Nil Nil Nil Nil Nil 14. Chaitra Bidaye Nil Nil Nil Nil Nil Nil Nil Nil TOTAL 36,37, ,00, ,00, Nil Nil (*) The term encumbrance has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, Note: In the above shareholding table of promoters / promoters group, shares are by same individual under different Client ID. (I)(c)(i) Statement showing holding of securities (including shares, warrants, securities) of persons belonging to the category Public and holding more than 1% of the total shares Sr. No. Name of the shareholders 1. General Insurance Corporation of India 2. Lalanand Vyapaar Private Limited 3. Bennett, Coleman & Co. Ltd. Number of shares Shares as a of total shares {i.e., Grand Total indicated in Statement at para (I)(a) above} Details of warrants Details of securities Total shares (including underlying shares assuming full conversion of warrants and securities) as a % of diluted share capital $ warrants % total warrants of the same class securities % w.r.t. total securities of the same class 2,09, Nil Nil Nil Nil ,86, Nil Nil Nil Nil ,00, Nil Nil Nil Nil 2.84

5 4. Acacia Institutional 4,53, Nil Nil Nil Nil 2.58 Partners, LP 5. Leman Diversified Fund 2,33, Nil Nil Nil Nil Image Securities Ltd. 1,80, Nil Nil Nil Nil Ensemble Holdings and 2,51, Nil Nil Nil Nil 1.43 Finance Limited 8. V. Raman Kumar 4,00, Nil Nil Nil Nil Aark Singapore Pte. Ltd. 29,00, Nil Nil Nil Nil TOTAL 53,15, Nil Nil Nil Nil (I)(c)(ii) Statement showing holding of securities (including shares, warrants, securities) of persons (together with PAC) belonging to the category Public and holding more than 5% of the total shares of the company Sr. No. Name(s) of the shareholder(s) and Persons Acting in Concert (PAC) with them Number of shares Shares as a of total shares {i.e., Grand Total indicated in Statement at para (I)(a) above} Details of warrants Details of securities Total shares (including underlying shares assuming full conversion of warrants and securities) as a % of diluted share capital $ warrants % total warrants of the same class securities % w.r.t. total securities of the same class 1. Aark Singapore Pte. Ltd. 29,00, Nil Nil Nil Nil V. Raman Kumar * 4,00, Nil Nil Nil Nil 2.27 TOTAL 33,00, Nil Nil Nil Nil * Is a Director and Shareholder holding 100% share capital in Aark Singapore Pte. Ltd. and hence both are PAC of each other. Mr. V. Raman Kumar has been appointed as a Director of Zicom Electronic Security Systems Limited w.e.f $ Note: Computation of total shares as a % of diluted share capital at table (I)(a), (I)(b), (I)(c)(i) and (I)(c)(ii) above has been made considering full conversion of balance outstanding 6,00,000 Warrants and outstanding 11,700 Stock Options issued pursuant to ESOS 2006 and ESOS 2007, into equal Equity Shares. (As reported last; out of outstanding 25,200 Stock Options; 13,500 Stock Options lapsed in December 2012)

6 (I)(d) Statement showing details of locked-in shares Sr. No Name of the Shareholder Category of Shareholders (public / promoter) locked in shares Locked in shares as a of total shares (i.e. Grand Total indicated in Statement at para (I)(a) above) 1. Baronet Properties & Investments Pvt. Promoter 11,51, Coronet Properties & Investments Pvt. Promoter 10,06, Baronet Properties & Investments Pvt. Promoter 84, Coronet Properties & Investments Pvt. Promoter 79, Aark Singapore Pte. Ltd. Public 29,00, V. Raman Kumar Public 4,00, TOTAL 56,21,938 Note: In the above shareholding table; shareholding of promoters / promoters group are by same individual under different Client ID. (II)(a) Statement showing details of Depository Receipts(DRs) (N.A. - Not Applicable) Sr. No Type of outstanding DR(ADRs, GDRs, SDRs, etc) outstanding DRs shares underlying outstanding DRs Shares underlying outstanding DRs as a of total shares {i.e., Grand Total indicated in Statement at para (I) (a) above} 1. N.A. Nil Nil Nil TOTAL (II)(b) Statement showing holding of Depository Receipts (DRs), where underlying shares by Promoter / are in excess of 1% of the total shares (N.A. - Not Applicable) Sr. No Name of the DR Holder Type of outstanding DR (ADRs, GDRs, SDRs, etc.) shares underlying outstanding DRs Shares underlying outstanding DRs as a of total shares {i.e., Grand Total indicated in Statement at para (I) (a) above} 1. N.A. Nil Nil Nil TOTAL

7 Catego ry Code (III)(a) Statement showing the voting pattern of shareholders, if more than one class of shares / securities is issued by the issuer Class X: Class Y: Class Z: Category of Shareholder (Not Applicable) Voting Rights in each class of securities Total Voting Rights (III+IV+V) Total Voting Rights i.e. (VI) Class X Class Y Class Z of (A+B) of (A+B+C) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (A) Promoter and (1) Indian (a) Individuals / Hindu Undivided Family (b) Central Government /State Government(s) (c) Bodies Corporate (d) Financial Institutions / Banks (e) Any other (specify) Sub- Total (A) (1) (2) Foreign (a) Individuals (Non- Resident Individuals /Foreign Individuals) (b) Bodies Corporate (c) Institutions (d) Any other (specify) Sub- Total (A)(2) Total Shareholding of Promoter and (A) =(A)(1)+(A)(2) (B) Public Shareholding (1) Institutions (a) Mutual Funds / UTI (b) Financial Institutions / Banks (c) Central Government/ State Government(s) (d) Venture Capital Funds (e) Insurance Companies (f) Foreign Institutional Investors

8 (g) Foreign Venture Capital Investors (h) Any Other (specify) Sub- Total (B)(1) (2) Non- Institutions (a) Bodies Corporate (b)(i) Individuals- Individual shareholders holding nominal share capital up to Rs. 1 lakh (b)(ii) Individuals- Individual shareholders holding nominal share capital in excess of Rs. 1 lakh (c) Any Other Sub- Total (B)(2) Total Public Shareholding (B) = (B)(1)+(B)(2) Total (A) + (B) (C) Shares by Custodians and against which Depository Receipts have been issued (1) Promoter and (2) Public GRAND TOTAL