CLAUSE 35. Introductory sub-table (I) (a)

Transcription

1 CLAUSE 35 Introductory sub-table (I) (a) NAME OF THE COMPANY : STERLING HOLIDAY RESORTS (INDIA) LIMITED SCRIP CODE : BSE ; MSE - STERLHOLID Quarter ended : 30 - SEPTEMBER SHAREHOLDING PATTERN AS ON : 30 - SEPTEMBER CLASS OF SECURITY : EQUITY SHARES Partly paid-up shares:- No. of partly As a % of total no. As a % of total No. paid-up shares of partly paid-up of shares of the shares Company Held by Promoter / Promoter Group Nil Nil Nil Held by Public Nil Nil Nil TOTAL Nil Nil Nil Outstanding Convertible Securities: No. of As a % of total no. As a % of total No. outstanding of outstanding of shares of the Securities convertible securities Company, assuming full conversion of the convertible securities Held by Promoter / Promoter Group Nil Nil Nil Held by Public Nil Nil Nil TOTAL Nil Nil Nil Warrants No. of As a % of total no. As a % of total No. Warrants of Warrants of shares of the Company, assuming full conversion of Warrants Held by Promoter / Promoter Group Nil Nil Nil Held by Public Nil Nil Nil TOTAL Nil Nil Nil TOTAL Paid-up Capital of the Company assuming full Conversion of Warrants and convertible securities

2 Statement showing Shareholding Pattern - Table (I) (a) Name of the Company : STERLING HOLIDAY RESORTS (INDIA) LIMITED Scrip Code : BSE MSE : STERLHOLID Cate- Category of Number of Total number Number of shares Total Shareholding as a Shares Pledged gory Shareholder Shareholders of Shares held in Percentage of Total or otherwise code Dematerialized Number of Shares encumbered As a As a Number As a Percentage Percentage of Shares Percentage of (A+B)1 of (A+B+C) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)=(VIII) / (IV) *100 (A) Shareholding of Promoter and Promoter Group (1) Indian (a) Individuals/ Hindu Undivided Family (b) Central Government/ State Government(s) (c) Bodies Corporate (d) Financial Institutions/Banks (e) Any Other (specify) Sub-Total (A) (1) (2) Foreign (a) Individuals (Non Resident Individuals/ Foreign Individuals) (b) Bodies Corporate (c) Institutions (d) Any Other Sub-Total (A) (2) Total Shareholding of Promoter and Promoter Group (A) =(A)(1)+(A)(2) (B) Public Shareholding (1) Institutions (a) Mutual Funds/ UTI NA NA (b) Financial Instituions/ NA NA Banks (c ) Central Government/ NA NA State Government(s) (d) Venture Capital Funds NA NA (e) Insurance Companies NA NA (f) Foreign Institutional NA NA Investors

3 Cate- Category of Number of Total number Number of Shares Total Shareholding as a Shares Pledged gory Shareholder Shareholders of Shares held in Percentage of Total or otherwise code Dematerialized Number of Shares encumbered As a As a Number As a Percentage Percentage of Shares Percentage of (A+B)1 of (A+B+C) (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX)=(VIII) / (IV) *100 (g) Foreign Venture NA NA Capital Investors (h) Qualified Foreign Investor NA NA (i) Any Other NA NA Sub-Total (B)(1) NA NA (2) Non-Institutions (a) Bodies Corporate NA NA (b) Individuals - I. Individual shareholders holding nominal share NA NA capital up to Rs.1 lakh. ii. Individual shareholders NA NA holding nominal share capital in excess of Rs.1 lakh. (c ) Any Other - Hidu Undivided Families NA NA - Non Resident Indians NA NA - Foreign Corporate Bodies NA NA - Foreign Nationals NA NA - Trusts NA NA - Clearing Members NA NA Sub-Total (B)(2)(c ) NA NA Sub-Total (B)(2) NA NA Total Public Shareholding (B) = NA NA (B)(1)+(B)(2) TOTAL (A)+(B) (C) Share held by Custodians and against which Depository Receipts have been issued - Promoter and Promoter Group Public TOTAL CUSTODIAN (C) GRAND TOTAL (A)+(B)+(C)

4 (I)(b) Statement showing holding of securities (including shares, warrants, convertible securities) of Persons belonging to the category "Promoter and Promoter Group" Quarter ended : 30- SEPTEMBER Sr. Name of the Shareholder Details of Shares held Shares pledged or otherwise Details of Warrants Details of Convertible Total Share (including No. encumbered Securities underlying shares No. of As a % of No. of As a % As a % of No. of As a % No. of As a % total No. assuming full conversion shares grand total shares grand total warrants total No. of convertible of convertible of warrants and held (A)+(B)+(C) held (VI)=(V)/(III)*100 (A)+(B)+(C) of held warrants of the securities securities of the convertible securities) sub-clause (I)(a) same class held same class as a % diluted share capital (I) (II) (III) (IV) (V) (VI) (VII) (VIII) (IX) (X) (XI) (XII) 1 MR.R.SUBRAMANIAN MR.SIDHARTH SANKAR S MRS. DHANALAKSHMI TOTAL

5 (I) (c) (i). Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding more than 1% of the total number of shares - Sl. Name of the Shareholder Number Shares as a Details of Warrants Details of Convertible Total Share (including No. of Shares percentage of total Securities underlying shares held number of Shares No. of As a % No. of % w.r.t assuming full conversion { I.e Grand Total warrants total No. of convertible total No. of of warrants and (A)+(B)+(C ) held warrants of the securities convertible convertible securities) indicated in Statement same class held securities of as a % diluted share at para (I)(a) above} the same class capital 1 RAMESH RAMANATHAN JHUNJHUNWALA RAKESH RADHESHYAM AMIT GOELA UTPAL H SHETH BLUE OCEAN INVESTMENT TRUST (ARUN ARORA) INDIA DISCOVERY FUND LIMITED SILVER STALLION LIMITED INDIA HORIZON FUND LTD PREMIER INVESTMENT FUND LIMITED HASSOMAL BULCHAND MOHINANI RELICARE FINVEST LTD BAY CAPITAL INVESTMENT MANAGERS PRIVATE 12 LIMITED BAY CAPITAL INVESTMENTS LTD LEENA INVESTMENTS CONSULTANCY LLP BRIGHT STAR INVESTMENTS PVT LTD TOTAL

6 (I) (c) (ii). Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with PAC) belonging to the category "Public" and holding more than 5% of the total number of shares Sl. Name of the Shareholder Number of Shares as a Details of Warrants Details of Convertible Total Share (including No. Shares percentage of total Securities underlying shares held number of Shares No. of As a % No. of % w.r.t assuming full conversion { I.e Grand Total warrants total No. of convertible total No. of of warrants and (A)+(B)+(C ) held warrants of the securities convertible convertible securities) indicated in Statement same class held securities of as a % diluted share at para (I)(a) above} the same class capital 1 INDIA DISCOVERY FUND LIMITED INDIA HORIZON FUND LTD BAY CAPITAL INVESTMENTS LTD BRIGHT STAR INVESTMENTS PVT LTD TOTAL

7 (I) (d) Statement showing details of locked-in shares Sl. Name of the Shareholder Category of Number of Locked-in shares as a % of Total No. Shareholders locked-in Number of Shares {I.e., Grand (Promoters / Shares Total (A)+(B)+(c ) indicated in Public) statement at para (I)(a) above} 1 RAMESH RAMANATHAN Public ANIL SANGHAVI Public CHANAKYA CORPORATE SERVICES PVT LTD Public AVINASH SULE Public BAY CAPITAL INVESTMENT MANAGERS PRIVATE LIMITED Public DHANALAKSHMI S Promoters Group TOTAL

8 (II) (a) Statement showing details of Depository Receipts (DRs.) Sl. Type of outstanding Number of Number of shares Shares underlying outstanding No. DR (ADRs, GDRs, outstanding underlying DRs as a percentage of total SDRs, etc.) DRs outstanding DRs number of shares {I.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NIL NIL NIL NIL TOTAL NIL NIL NIL (II) (b) Statement showing Holding of Depository Receipts (DRs), where underlying shares held by Promoter / Promoter Group' are in excess of 1% of the total number of shares Sl. Name of the Type of outstanding Number of shares Shares underlying outstanding No. DR Holder DR (ADRs, GDRs, underlying DRs as a percentage of total SDRs, etc.) outstanding DRs number of shares {I.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} NIL NIL NIL NIL TOTAL NIL NIL NIL

9 (III)(a) Statement showing the Voting Pattern of Shareholders, If more than one class of Shares / Securities is issued by the issuer. Sr.No Category of Share Holder (I) (II) CLASS X (III) Number of Voting Rights Held in each class of Securities CLASS Y (IV) CLASS Z (V) Total Voting Rights (III+IV+V) (VI) Total Voting Rights i.e.(vi) AS A % OF (A+B) (VII) AS A % OF (A+B+C) (VIII) (A) PROMOTER AND PROMOTER GROUP (1) INDIAN (a) INDIVIDUALS/HINDU UNDIVIDED FAMILY (b) CENTRAL GOVERNMENT / STATE GOVERNMENT(S) (c) BODIES CORPORATE (d) FINANCIAL INSTITUTIONS / BANKS (e) ANY OTHER (SPECIFY) SUB=TOTAL(A)(1) (2) FOREIGN INDIVIDUALS (NON-RESIDENT (a) INDIVIDUALS / FOREIGN INDIVIDUALS) (b) BODIES CORPORATE (c) INSTITUTIONS (d) ANY OTHER SUB=TOTAL(A)(2) TOTAL SHAREHOLDING OF PROMOTER AND PROMOTER GROUP (A)=(A)(1)+(A)(2) (B) PUBLIC SHAREHOLDING (1) INSTITUTIONS (a) MUTUAL FUNDS / UTI (b) FINANCIAL INSTITUTIONS / BANKS (c) CENTRAL GOVERNMENT / STATE GOVERNMENT(S) (d) VENTURE CAPITAL FUNDS (e) INSURANCE COMPANIES (f) FOREIGN INSTITUTIONAL INVESTORS (g) FOREIGN VENTURE CAPITAL INVESTORS (h) ANY OTHER (SPECIFY) SUB=TOTAL(B)(1) (2) NON-INSTITUTIONS (a) BODIES CORPORATE (b) INDIVIDUALS - I.INDIVIDUAL SHAREHOLDERS HOLDING NOMINAL SHARECAPITAL UP TO RS. 1 LAKH II.INDIVIDUAL SHAREHOLDERS HOLDING NOMINAL SHARECAPITAL IN EXCESS OF RS. 1 LAKH (c) ANY OTHER (SPECIFY)) SUB-TOTAL(B)(2) TOTAL PUBLIC SHAREHOLDING (B)=(B)(1)+(B)(2) (2) TOTAL (A)+(B) (C) SHARES HELD BY CUSTODIANS AND AGAINST WHICH DEPOSITORY RECEIPTS HAVE BEEN ISSUED GRAND TOTAL (A)+(B)+(C)