Examination Schedule UNIVERSITY QUALIFICATIONS LEVEL 7. Professional Certificate in Stockbroking
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1 UNIVERSITY QUALIFICATIONS LEVEL 7 Exam Date and Start Time in Financial Advice in Financial Advice in Pensions in Stockbroking Professional Certificate in Digital and Data Analytics in Consumer Credit in Financial Crime Prevention 06 January am Regulation Regulation 06 January pm Financial Planning 13 January am Stock Exchange Securities and Markets Investment Investment Stock Exchange Regulatory Environment 13 January pm Pensions Pensions Pensions Life Assurance Life Assurance Financial Crime Prevention Loans Loans 20 January pm Digital Consumer Credit 12 May am Regulation Regulation 12 May pm Financial Planning 19 May am Stock Exchange Securities and Markets 19 May pm Investment Investment Stock Exchange Regulatory Environment Introduction to Data Analytics for Financial Services 19 May pm Pensions Pensions Pensions Financial Crime Prevention Life Assurance Life Assurance 26 May pm Loans Loans 26 May pm Digital Consumer Credit Regulation Regulation 01 September pm Financial Planning 08 September pm Investment Investment Pensions Pensions Pensions Financial Crime Prevention Life Assurance Life Assurance Loans Loans 15 September pm
2 UNIVERSITY QUALIFICATIONS LEVEL 7 Debt Services in International Investment Fund Services 09 December pm Introduction to Investment Funds and Diploma in Compliance in Complex Financial Instruments in International University Diploma in in Defined Contribution Pension Scheme Trusteeship 06 January am PDC 1 Complex Financial Instruments Defined Contribution Pension Scheme Trustee Principles 06 January pm PDC 3 Micro Economics 13 January am Introduction to Financial Accounting Information PDC 2 Defined Contribution Pension Scheme Trustee Practice 13 January pm Macro Economics 20 January pm PDC 4 12 May am PDC 1 Complex Financial Instruments Defined Contribution Pension Scheme Trustee Principles 12 May pm Debt Services PDC 3 Micro Economics 19 May am Introduction to Financial Accounting Information 19 May pm PDC 2 Defined Contribution Pension Scheme Trustee Practice 19 May pm Custody and Transfer Agency 26 May pm Macro Economics 26 May pm Fund Accounting and Valuation PDC 4 PDC 1 Defined Contribution Pension Scheme Trustee Principles 01 September pm PDC 3 08 September pm PDC 2 Defined Contribution Pension Scheme Trustee Practice 15 September pm PDC 4
3 UNIVERSITY QUALIFICATIONS LEVEL 8 06 January am in in SME Credit in Lending To Professionals, Self-Employed and Micro-SMEs in Banking Risk Practices Professonal Diploma in Corporate Banking Credit Principles of Credit Risk Principles of Credit Risk Principles of Corporate Credit Risk 06 January pm Personal and Micro SME Credit Application, Negotiation, Documentation and Financing Alternatives 13 January am Principles and Practice Operational Risk Practices Portfolio and Front Line Pricing for Risk, Funding and Liquidity Risk 13 January pm SME Financing and Customer Experience 20 January pm SME Credit Risk Assessment Banking Risk in Personal Debt and Personal Insolvency 12 May am Principles of Credit Risk Principles of Credit Risk Operational Risk Practices 12 May pm SME Financing and 19 May am SME Property Credit Assessment and Financing 19 May pm Principles and Practice 19 May pm SME Agri Credit Assessment and Financing 26 May pm Customer Experience Personal and Micro SME Credit Application, Negotiation, Documentation and Financing Alternatives Principles of Personal Credit Assessment 26 May pm SME Credit Risk Assessment Banking Risk Principles of Credit Risk Principles of Credit Risk 01 September pm SME Financing and SME Property Credit Assessment and Financing 08 September pm Banking Risk Principles and Practice SME Agri Credit Assessment and Financing Customer Experience 15 September pm SME Credit Risk Assessment Introduction to Economics and Regulatory Capital Requirements, Credit Risk and Pricing Corporate Credit Risk Assessment Corporate Banking Risk Products Corporate Banking Risk Products Personal Debt and Personal Insolvency
4 UNIVERSITY QUALIFICATIONS LEVEL 8 in Wealth in Banking in a Digital Age in Conduct Risk, Culture and Operational Risk in Investment Fund Services Risk (Operational Risk, Conduct Risk and Risk Culture) BFS Stage 2 BFS Stage 3 06 January am Banking in a Digital Age Banking in a Digital Age Principles of Credit Risk 06 January pm Operational Risk Practices Operational Risk in Investment Fund Services 13 January am Principles and Practice Treasury and Risk 13 January pm SME Financing and International Finance Customer Experience Banking Risk Risk Framework, Culture and Best Practices Customer Experience 20 January pm SME Credit Risk Assessment 12 May am Banking in a Digital Age Corporate Governance and Finance Banking in a Digital Age Operational Risk Practices Operational Risk in Investment Fund Services Principles of Credit Risk 12 May pm SME Financing and 19 May am Wealth Wealth Portfolio 19 May pm Principles and Practice / Personal Debt and Personal Insolvency 19 May pm 26 May pm Customer Experience 26 May pm Banking Risk Risk Framework, Culture and Best Practices Customer Experience SME Credit Risk Assessment Principles of Credit Risk 01 September pm SME Financing and Strategy for Banking in a Digital Age Business Banking in a Digital Age 08 September pm Banking Risk Risk Framework, Culture and Best Practices Principles and Practice Customer Experience Customer Experience 15 September pm SME Credit Risk Assessment
5 UNIVERSITY QUALIFICATIONS LEVEL 9 02 December pm 02 December pm MSc in Banking 09 December pm Risk in Financial Institutions MSc in Banking Year / December pm Managing for Compliance in Banking Risk in Financial Institutions in Financial Crime Prevention in Data Protection 06 January am Data Protection Policies and Procedures 06 January pm 13 January am Tax and Estate Planning 13 January pm 20 January pm 12 May am Asset Asset Financial/White-Collar Crime Prevention 12 May pm 19 May am Corporate Finance Corporate Finance Data Protection Policies and Procedures 19 May pm 19 May pm Business Economics; Behavioural Decision-Making 26 May pm 26 May pm Risk-Based Financial 01 September pm 08 September pm 15 September pm in Asset Asset
6 UNIVERSITY QUALIFICATIONS LEVEL 9 Exam Date and Start Time MSc in Compliance (including Graduate Diploma modules) MSc in Compliance (including Graduate Diploma modules) Year / December pm International Financial Services Regulation 02 December pm 09 December pm Designing an Internal Governance Framework in Advanced Banking Risk in Applied Alternative Investments Msc in January 2017 Start Risk in Financial Institutions Year December pm Managing for Compliance Managing for Compliance 06 January am 06 January pm Investment Valuation and Risk 13 January am 13 January pm Risk Governance, Culture, Business and Enterprise Risk 20 January pm Asset and Liability (ALM), Liquidity and Market Risk 12 May am Financial/White-Collar Crime Prevention 12 May pm Applied Alternative Investment Strategies 19 May am Data Protection Policies and Procedures 19 May pm Regulatory and Economic Capital, Credit Risk and Pricing for Risk 19 May pm Legal and Regulatory Aspects of Alternative Investments 26 May pm Business Economics; Behavioural Decision-Making 26 May pm Risk-Based Financial 01 September pm 08 September pm 15 September pm Strategic Operational, Conduct and Reputational Risk
7 UNIVERSITY QUALIFICATIONS LEVEL 9 02 December pm 02 December pm Financial Planning Financial Planning Year / December pm Financial and Risk 09 December pm 06 January am Principles and Ethics of Personal Financial Planning 06 January pm 13 January am Tax and Estate Planning 13 January pm 20 January pm 12 May am Asset 12 May pm 19 May am Retirement Planning 19 May pm 19 May pm 26 May pm 26 May pm 01 September pm 08 September pm 15 September pm
Examination Schedule /2019
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