SUB: Shareholding Pattern for the Quarter ended 30th September, 2014

Transcription

1 SWARAJ EGIES LIMITED 2/SP/EXCH 11th ctber, 214 Wrks : Plt. 2, Indl. Fcal Pint, Phase IX, S.A.S. agar, Distt. S.A.S. agar (Mhali) (ear Chandigarh) Tel. : , Fax : mail@swarajenterprise.cm `p. swarai The General Manager Crp. Relatinship Deptt Bmbay Stck Exchange Ltd. 1st. Flr, ew Trading Ring, Rtunda Building, P J Twers, Dalai Street, Frt, Mumbai The Secretary atinal Stck Exchange f India Ltd. Capital MarketListing, Exchange Plaa, Bandra Kuria Cmplex, Bandra (E), Mumbai Fax ,39,41,61, , Phne , , ID crp.relatins@bseindia.cm Fax Phne ID cmlist@nse.c.in Dear Sir, SUB: Sharehlding Pattern fr the Quarter ended 3th September, 214 With reference t the Clause 35 f the Listing Agreement, we are pleased t enclse herewith Sharehlding Pattern as n 3th September, 214 fr yur reference and recrd. Kindly acknwledge the receipt. Thanking yu, Yurs faithfully, Fr Swaraj Engines Limited A21 (M.S.GREWAL) Regd. ffice : Industrial Area, Phase I, S.A.S. agar, Distt. S.A.S. agar (Mhali), ear Chandigarh16 55 Tel. : Fax : & mail@swarajenterprise.cm

2 c cò.c c a. E ca c ) < ttal n. f shares f 5 c C E c U) s. c s 5.; "5 a. E e CI3 > C Intrductry subtable (I)(a) ame f the Cmpany: SWARAJ EGIES LIMITED Scrip Cde, ame f the scrip, class f security: BSE547/SE SWARAJEGEQUITY Quarter ended: 3th September, 214 a. C 3 2 v, c 7:$ C FP. f partly paidup shares Partly paidup shares: % f ttal n. f warrants ea. f warrants..c+ cis W : ps.c E 3 a. t *c5 a >,.2 aw e =. ji) E cnvertible securities

3 :ateg Categry f ry Sharehlder de Statement Shwin Table (I)(a) umber Ttal umber f f number shares held Sharehl f shares ders in demateriali ed frm Ttal sharehlding as a percentage f ttal number f shares Shares Pledged r therwise encumbered Asa percentage f(a+b)i Asa percentage f (A+B+C) umber f shares As a percentage (I) (II) (III) (I) () (I) (II) (III) X), (III)/(I).11 (A) Sharehlding f Prmter and Prmter Grup' 1 Indian (a) Individuals/ Hindu Undivided Family... (b) Central Gvernment/ State Gvemment(s)... (c) Bdies Crprate 2' (d) Financial Institutins/ Banks... (e) Any thers(specify)... :ei) eii) Sub Ttal(A)(1) ,.. 2 Freign a Individuals (nresidents Individuals/ Freign Individuals)... b Bdies Crprate... c Institutins... d Any thers(specify)... di dii. Sub Ttal(A)(2)... 1 Ttal Sharehlding f Prmter and (B) Public sharehlding I Institutins (a) Mutual Funds/ UTI (b) Financial Institutins `Banks (c) Central Gvernment/ State Gvernment(s)... (d) enture Capital Funds... (e) Insurance Cmpanies... (1) Freign Institutinal Investrs (g) Freign enture Capital Investrs... (h) Any ther (specify)... hi) in) SubTtal (B)(1) ninstitutins (a) Bdies Crprate (b) Individuals I II Individuals i. Individual sharehlders hlding nminal share capital up t Rs 1 lakh ii. Individual sharehlders hlding nminal share capital in excess f Rs (c) Any ther (specify) ci) Trust & Fundatin ;ii) R1's ;:iii) CB I SubTtal (B)(2) :ft) Ttal Public Sharehlding (B)= (B)(1)+(B)(2) TTAL (A)+(B) 1143, :C) Shares held by Custdians and against which Depsitry Receipts have been issued I Prmter and Prmter Grup.. 2 Public. SubTtal (C) GRAD TTAL (A)+(B)+(C)

4 15 I C 1 IL C C

5 ... Ttal shares (including underlying shares assuming full cnversin f warrants and cnvertible securities) as a % f diluted share capital.. a c) c, c, C 41) arrants. cnvertible securiti CQ C f securities "Prmter and Prmter G (I)(b) Statement shwin L Details f cnvertible securities Details f warrants Encumbered shares (*) Details f Shares held L. C C..1.. t. v C E v L:,.. a) 7e) r) ' ' '.:.. " 6> y.,.. ) v) RS.. v 6 ) CI '12 4. c >. c ) wk.. C.>,.. ) 4 4. L 4:, ) CD v i. e... T1 C > 1' 1^,,., Q.= t... C a = , a 1 C 1 c s cl ) c,.c t, = L. L... cs cl :... c) c, c ) ' i.. c.t.',.., 1... = E 6 7;...,..... c) c) c 2 r;.e c. 3 13,..., +,4_,... 'I ccs 7/ C. ) R S. 4.. '...' M, 5.:' 8 8. < 4. td).i t. C.. F, cl ^ ci ci...t,..., C t:i t,, L. c.. ;,,::.. C II C.. c; c; E. =,c,,.. a....,,,,,,, CC 1.., M C 1: ȯ c Ice C.c..= S.' ,..._ as C''),..., s. cal Mahindra & Mahindra Ltd 1 1Kirlskar Industries Ltd,_ =,., M +r ("11, c TTAL in regulatin 28(3) f the SAST Regulatins, 211 (*) The term "encumbrance" has the same meaning as assigned t it

6 tn a) t ;..,..,. cp I.. = 72 c. r ea :5 t r. et C./. "E:1..P , it, A c c,.. C 75 r., =,,,,; 7..,.r. Es.: 4? CS c 4, CI "C: = >17 = 4. w'.." " 3 44 a y12:1 t t al 8. 4',1 c.. c:, c> (2) c,. c> c, c, c:, Cr warrants, cnvertible securities GC cn cn T.; ti a.) i. c. C.) CAS c../ "Public" and h Details f cnvertible securities Details f warrants 71,, w, w 2 : 4. ) 4... L. r C) ; L.: C.) Ls,... =. Cm) 7,." 3 E,,? c (1) `42)..., ma c) (3) Cl '...?,...'.) it e.) cn 4, t.,... cn ;. C) ad el) '''' 1.. E C > c cs ) C.) C./. cf. 41 I.. CD ; W c' a) E.s: ri ats vi v,. rt E Cl 4) r) at Q.2 c C = 4) I 4., I.,... CI). et E t.. ^ et "7) 4 3..= ct t ti. I:,, 5 as,, = c.) <Le C 6... E, L' a g : 1 5, cd, Gs cs t c.,...,.a.,.e cn ael CI cn..., 1: et (1)..., CI CI) 4., ; * ". CI LI " I. C.).4. C/ WI..1 'El 1. CA. CI tm 1. 'A 4) Cle "1. L.... ' LI ) 1 7'. t) L. Cl.. 4.) E CAS 4 4 I.: CA.) C.) C.) CD, C., C7) CD ( CD ) C> C>, C> c.:, c) cc ap c) c, c, c> c C> C> ( C> <.1 C>,, CI C'i CD kr).i CI C.,,, en C c.i C) tr) D Franklin India Smaller Cmpanies Fund Reeta Keyur Parikh SBI Magnum Midcap Fund atinal Westminster Bank PLCAs Trustee f the Jupiter India Fund ikram Chinubhai Shah DSP Blackrck Micr Cap Fund Pinebridge Investments Asia Limited A/c Pinebridge Investment GF Mauritius Ltd. L&T Mutual Fund Trustee Ltd. L&T India Special Situatins Fund csq cn.,r in vd r.i eei,( I 'TTAL

7 if Statement shwing hlding f securities (including shares, warrants, cnvertible securities) f persns (tgether with PAC) belnging t the categry "Public" and hlding mre than 5% f the ttal number f shares f the cmpany cf)... = p... I 1 a) t th,...; ct s.. = 44. = c et.., :1=1 ct... r) t p...,., t+... ct: 7$.> it:.. =..t (.., a) 4. l: w? i.. 6 h' t.",': Ey,:_,. =,...),, e/ c)...., at c., c., ce.fl 4) c m Tu et.,5 E '5 r).2 *5 Q Details f cnvertible securities Details f warrants t 44 c4 a) 4... ;,:, C' 5 i..1...r, celt w 4) t ^" w c),.+1.. ;.,....4 'w :6' = 5 4 a 'is ea." 4 p cil c4 ;,. CI : CD C.) = CI CI = _, w L....,A c.,,,.. = E t e et: ces t sej e &.. t4( Ct CCS 6 E i (..), C. ri) s, a L. ^,..., i.. 4 ),...,,= 6 ';" c.) a.) 11 eet cd ra c C:. 48..,, cli et 4th. s.. w C1,) CI Rt 1 "i Rt..., 1.1 t). ct: 5. 4 t 1:3 = * 7; cl) = t.tt, ct..k... "..., , C.), c) s. 44c..! s.., cn "Cf = P.( I) s...,... 4,J 4.., E "= cu 6 w S. CI ;. as, ( Cle cj 4 =.4 cn = (...) 4.4 Ci I.: c4 C) C), C) G c c c) c> t c =, c,1 rn 71 In. :, TTAL

8 Lckedin shares as a percentage f ttal number f shares (i.e., Grand Ttal (A)+(B)+(C) indicated in Statement at para (I)(a) abve) c: s umber f lckedin shares ame f the sharehlder C/), IL, (1 rn 71 kr),.. t CT 'TTAL I

9 Shares underlying utstanding DRs as a percentage f ttal number f shares {i.e., Grand Ttal (A)+(B)+(C) indicated in Statement at para (I)(a) abve} IL umber f shares underlying utstanding DRs,:=1 details f D umber f utstanding DRs Type f utstanding DR (ADRs, GDRs, SDRs, etc.),...) IL 4 v ) 4 Cr") 'Cr In.). (T TTAL

10 Shares underlying utstanding DRs as a percentage f ttal number f shares {i.e., Grand Ttal (A)+(B)+(C) indicated in Statement at para (I)(a) abve),.1 = c; umber f shares underlying utstanding DRs IL Type f utstanding DR (ADRs, GDRs, SDRs, etc.) ame f the DR Hlder 1:1 CA IL IL,..4 (I en 7t. ") ) r... C., TTAL 1

11 Ttal ting Rights i.e.(i) Asa %f (A+B+C) As a % f (A+B) Ttal ting Rights (III+I+) Class Q Class Y < f ting Rights held in each class f securities Class X d Categry f sharehlder d ;..: (/)