TRANSACTION ADVISORY, VALUATIONS, GLOBAL STRATEGIC ALLIANCES

Size: px
Start display at page:

Download "TRANSACTION ADVISORY, VALUATIONS, GLOBAL STRATEGIC ALLIANCES"

Transcription

1 TRANSACTION ADVISORY, VALUATIONS, GLOBAL STRATEGIC ALLIANCES A-1/304, Safdarjung Enclave New Delhi ; 133, Raja Garden, New Delhi # ; ,

2 Crest Capital Advisrs Private & Cnfidential 2

3 T be eligible fr Direct Listing Issued and Paid up capital/ Net wrth : Prfit making track recrd : Listed n: Public Sharehlding shuld: Minimum public sharehlders: Minimum public sharehlding: Infrmatin Memrandum: The cmpany shuld meet this criteria Minimum paid up capital f Rs. 3 crres and psitive net wrth Distributable prfits in terms f sec. 205 f Cmpanies Act, 1956 fr at least 1 ut f 2 immediately preceding financial years based n audited financial results.prvided further that the ttal perid f latest 2 Financial Years shuld cmprise a perid f at least 24 mnths. Prvided that extrardinary incme shall nt be cnsidered fr calculating distributable prfit. Any recgnized Stck Exchange. Meet the requirements f SCRA, SCRR and Listing Agreement % held in demat frm. As prvided Cmpanies Act, 1956 as certified by the CS/ MD f the Cmpany Crest Capital Advisrs Private & Cnfidential 3

4 BSE Ltd. (frmerly Bmbay Stck Exchange Ltd.), is Asia s first Stck Exchange and ne f India s leading exchange grups. BSE prvides an efficient and transparent market fr trading in equity, debt instruments, derivatives, mutual funds BSE prvides Trading in equities f small-and-medium enterprises (SME) Arund 5000 cmpanies are listed n BSE making it wrld's N. 1 exchange in terms f listed members BSE als prvides a hst f educatin ther services t capital market participants including risk management, clearing, settlement, market data services and BSE is the first exchange in India and secnd in the wrld t btain an ISO 9001:2000 certificatin. It is als the first Exchange in the cuntry and secnd in the wrld t receive Infrmatin Security Management System Standard BS certificatin fr its On-Line trading System (BOLT). BSE als prvides depsitry services thrugh its Central Depsitry Services Ltd. (CDSL) arm. BSE s ppular equity index - the S&P BSE SENSEX [Frmerly SENSEX ] - is India's mst widely tracked stck market benchmark index. It is traded internatinally n the EUREX as well as leading exchanges f the BRCS natins (Brazil, Russia, China and Suth Africa). Crest Capital Advisrs Private & Cnfidential 4

5 Fund Raising and exit rute t investrs Listing prvides an pprtunity t the crprate / entrepreneurs t raise capital t fund new prjects/undertake expansins/diversificatins and fr acquisitins. Listing als prvides an exit rute t private equity investrs as well as liquidity t the ESOP-hlding emplyees. Ready Marketability f Security Listing brings in liquidity and ready marketability f securities n a cntinuus basis adding prestige and imprtance t listed cmpanies. Ability t raise further capital An initial listing increases a cmpany's ability t raise further capital thrugh varius rutes like preferential issue, rights issue, Qualified Institutinal Placements and ADRs/GDRs/FCCBs, and in the prcess attract a wide and varied bdy f institutinal and prfessinal investrs. Supervisin and Cntrl f Trading in Securities The transactins in listed securities are required t be carried unifrmly as per the rules and bye-laws f the exchange. All transactins in securities are mnitred by the regulatry mechanisms f the stck exchange, preventing unfair trade practices. It imprves the cnfidence f small investrs and prtects them. Fair Price fr the Securities The prices are publicly arrived at n the basis f demand and supply; the stck exchange qutatins are generally reflective f the real value f the security. Thus listing helps generate an independent valuatin f the cmpany by the market. Crest Capital Advisrs Private & Cnfidential 5

6 Timely Disclsure f Crprate Infrmatin The listing agreement signed with the exchange prvides fr timely disclsure f infrmatin relating t dividend, bnus and right issues, bk clsure, facilities fr transfer, cmpany related infrmatin etc by the cmpany. Thus prviding mre transparency and building investr cnfidence. Since the vilatin f the listing agreement entails the de-listing/suspensin f securities frm the rings f the exchange, the listed cmpanies are expected t fllw fair practices t the advantage f investrs and public. Benefits t the Public The data daily culled ut by the stck exchange in the frm f price qutatins and thers; prvide valuable infrmatin t the public which can be used fr prject and research studies. The stck exchange prices can be an index f the state f the investments ecnmy. Financial institutins, NRl, individual investr s etc. can take wise decisins befre making Subdivisin and Cnslidatin f Hldings Stck exchange bye-laws prvide fr explicit rules fr sub divisin and cnslidatin f securities as desired by the investrs. There is special trading sessins in the exchange fr cnversin f dd lts int market lts arranged by financial and institutinal investrs. Thus listing helps t prvide flexibility t investrs in the subdivisin and cnslidatin f their hldings with speed and earnestness. Cllateral Value f Securities Listed securities are acceptable t lenders as cllateral fr credit facilities. A listed cmpany can als brrw frm financial institutins easily as it is rated favrably by lenders f capital; the cmpany can als raise additinal funds frm the public thrugh the new issue market with a greater degree f assurance. Crest Capital Advisrs Private & Cnfidential 6

7 1. PREPARING THE DETAILED APPLICATION FOR BOMBAY STOCK EXCHANGE, ALONG WITH ALL THE ANNEXURES AND CERTIFICATES. Preparatin f detailed prfile f the cmpany Preparatins f prfiles f key managerial persns Business details f the cmpany alng with fact sheet. T carry ut detailed due diligence f the cmpany fr all the cmpliances. 2. COORDINATION WITH REGIONAL EXCHANGES Fr the cmpliance certificate as n the date f filing f the applicatin with BSE Fr the capital cnfirmatins, cnfirming the number f listed shares at the reginal stck exchange 3. PREPARATION OF THE DETAILED INFORMATION MEMORANDUM OF THE COMPANY FOR THE SUBMISSION WITH THE BSE Cllecting cmplete infrmatin f the cmpany with respect t:- Cmpanies verview Industry verview Legal aspects and litigatins Business prspects present and future Cllecting infrmatin f the directrs Cllecting infrmatin f the hlding and subsidiary cmpany 4. DOCUMENTATION AND COORDINATION WITH THE BSE FOR FINAL TRADING PERMISSION. Crest Capital Advisrs Private & Cnfidential 7

8 WE WOULD LIKE TO KNOW MORE FROM YOU TO PARTNER WITH YOU IN YOUR SUCCESS BY TAKING YOU TO HIGH GROWTH TRAJECTORY! Crest Capital Advisrs Private & Cnfidential 8

Huntington Bancshares Incorporated

Huntington Bancshares Incorporated Audit Cmmittee Apprved By: Bard f Directrs Huntingtn Bancshares Incrprated Apprval Date 1 f 6 Purpse f Cmmittee The Audit Cmmittee (Cmmittee) is established by the Bard f Directrs (Bard) t assist the Bard

More information

Oracle Financial Services Software Limited. Policy for Determination of Material Events / Information

Oracle Financial Services Software Limited. Policy for Determination of Material Events / Information Oracle Financial Services Sftware Limited Plicy fr Determinatin f Material Events / Infrmatin February 10, 2016 OFSS Plicy fr Determinatin f Material Events / Infrmatin Page 1 f 7 Cntents INTRODUCTION

More information

Understanding Self Managed Superannuation Funds

Understanding Self Managed Superannuation Funds Understanding Self Managed Superannuatin Funds Hw t read this dcument Managing yur finances t meet yur day t day requirements as well as yur lng-term gals can be a cmplex task. There are all srts f issues

More information

IQnovate Share Placement Completed

IQnovate Share Placement Completed NSX: IQN IQnvate Share Placement Cmpleted 13 March 2013 Further t the Cmpany s previus annuncement, and the expiry f the 12 mnth escrw perid fr existing shares,attached is an Applicatin fr Qutatin f the

More information

Independent Director and Audit Committee

Independent Director and Audit Committee Independent Directr and Audit Cmmittee Rules summary The listed cmpany s bard f directrs is representing the sharehlders. They are respnsible fr making decisins n the cmpany s imprtant plicies and strategies.

More information

GENERAL MOTORS COMPANY AUDIT COMMITTEE CHARTER. Amended and Restated: December 13, 2017

GENERAL MOTORS COMPANY AUDIT COMMITTEE CHARTER. Amended and Restated: December 13, 2017 GENERAL MOTORS COMPANY AUDIT COMMITTEE CHARTER Amended and Restated: December 13, 2017 Purpse The purpse f the Audit Cmmittee is t assist the Bard f Directrs f General Mtrs Cmpany in its versight f the

More information

ADANI POWER LIMITED RELATED PARTY TRANSACTION POLICY. Page 1 of 10

ADANI POWER LIMITED RELATED PARTY TRANSACTION POLICY. Page 1 of 10 ADANI POWER LIMITED RELATED PARTY TRANSACTION POLICY Page 1 f 10 TABLE OF CONTENTS Sr. N. Particulars Page Ns. 1. Preamble 3 2. Purpse 3 3. Definitins 3 4. Plicy and Prcedure 5 5. Transactins which d nt

More information

The Company is a public company incorporated in Bermuda and its securities are listed on AIM.

The Company is a public company incorporated in Bermuda and its securities are listed on AIM. (Incrprated in Bermuda Registratin N. 44512) POLICY FOR TRADING IN COMPANY SECURITIES The Cmpany is a public cmpany incrprated in Bermuda and its securities are listed n AIM. Schedule 1 t this Plicy cntains

More information

THE CLOROX COMPANY AUDIT COMMITTEE CHARTER. [Effective May 8, 2017]

THE CLOROX COMPANY AUDIT COMMITTEE CHARTER. [Effective May 8, 2017] THE CLOROX COMPANY AUDIT COMMITTEE CHARTER [Effective May 8, 2017] PURPOSE AND AUTHORITY The Audit Cmmittee ( Cmmittee ) is established by the Bard f Directrs ( Bard ) fr the purpses f: 1. Representing

More information

Turkey s Project-Based Incentive Scheme

Turkey s Project-Based Incentive Scheme Turkey s Prject-Based Incentive Scheme December 4th, 2017 Executive Summary Turkey has intrduced a new system n September 26, 2016, which grants gvernment incentives fr eligible investments n prject basis.

More information

ESTABLISHING A BUSINESS

ESTABLISHING A BUSINESS Definitins p18 1. Define: Cmmand ecnmy (Cmmunism) 2. Define: Cmpetitin 3. Prvide term fr: Recgnises crpratins as legal persns with certain rights and respnsibilities in the same way that individual citizens

More information

FINANCE & AUDIT COMMITTEE

FINANCE & AUDIT COMMITTEE FINANCE & AUDIT COMMITTEE Page 1 f 8 CHARTER f the Finance & Audit Cmmittee f the Bard Of Directrs f Spectral Medical Inc. Purpse The primary functin f the Finance & Audit Cmmittee (the Cmmittee ) f the

More information

ANCESTRY.COM LLC REPORTS Q FINANCIAL RESULTS

ANCESTRY.COM LLC REPORTS Q FINANCIAL RESULTS REPORTS Q2 FINANCIAL RESULTS Ancestry.cm Subscriber Grwth f 5% Year-Over-Year Q2 Nn-GAAP Revenues $138 millin, Up 16% Year-Over-Year Adjusted EBITDA Grwth f 26% Year-Over-Year PROVO, Utah, July 30, Ancestry.cm

More information

Customer due diligence guide for clients

Customer due diligence guide for clients Custmer due diligence guide fr clients Nvember 2018 19499409 2 As a reprting entity under the Anti-Mney Laundering and Cuntering Financing f Terrrism Act 2009 (the AML/CFT Act), MinterEllisnRuddWatts has

More information

CODE OF CONDUCT AND ETHICS POLICY ON CONFLICTS OF INTEREST

CODE OF CONDUCT AND ETHICS POLICY ON CONFLICTS OF INTEREST CODE OF CONDUCT AND ETHICS POLICY ON CONFLICTS OF INTEREST Magna Internatinal Inc. Plicy n Gifts & Entertainment 1 POLICY ON CONFLICTS OF INTEREST Magna emplyees have a duty t act in Magna s best interest.

More information

757 ANGELS Matching Talent and Smart Capital

757 ANGELS Matching Talent and Smart Capital 757 ANGELS Matching Talent and Smart Capital www.757angelsgrup.cm Summary 757 Angels, Inc. cnnects early stage businesses seeking capital with high net wrth investrs wh have an appetite fr early stage

More information

Disclosures in the financial statements-seminar of WIRC on & May, By Jayesh Gandhi

Disclosures in the financial statements-seminar of WIRC on & May, By Jayesh Gandhi Disclsures in the financial statements-seminar f WIRC n & May, 2016 -By Jayesh Gandhi 1) Cash Flw Statement - Cash flw statements is cvered under the definitin f financial statements Sectin 2(40) f the

More information

Audit Committee Charter

Audit Committee Charter Audit Cmmittee Charter I. Purpse f Audit Cmmittee The purpse f the Audit Cmmittee, which is part f the Bard, shall be (a) t assist the Bard s versight f (i) the integrity f the Cmpany s financial statements,

More information

Mortgage Solutions: Buy-to-let forums

Mortgage Solutions: Buy-to-let forums Mrtgage Slutins: Buy-t-let frums Chris Duckwrth Business Develpment Manager Tgether What is the utlk fr buy-t-let investrs in 2017? Presented 22 nd March 2017 Let s talk abut Market review Stamp duty increase

More information

THE CROWDFUND ACT OF 2012 (TITLE III OF THE JOBS ACT): SUMMARY OF LAW AND MAJOR ISSUES RAISED IN PRE-COMMENTS TO THE SEC

THE CROWDFUND ACT OF 2012 (TITLE III OF THE JOBS ACT): SUMMARY OF LAW AND MAJOR ISSUES RAISED IN PRE-COMMENTS TO THE SEC THE CROWDFUND ACT OF 2012 (TITLE III OF THE JOBS ACT): SUMMARY OF LAW AND MAJOR ISSUES RAISED IN PRE-COMMENTS TO THE SEC New crwdfunding exemptin 4(6) The Act adds a new exemptin frm registratin under

More information

Nominations and Remuneration Committee Terms of Reference

Nominations and Remuneration Committee Terms of Reference Bard f Directrs R Bruyns Chairman: Nminatins and Remuneratin Cmmittee Revisin N: 03 R. Frew Chairman: Bard f Directrs Effective date: 5 June 2018 Nminatins and Remuneratin Cmmittee Terms f Reference Cntents

More information

Chapter 1. Introduction and Overview of Audit & Assurance

Chapter 1. Introduction and Overview of Audit & Assurance Assurance & Auditing Textbk Ntes Chapter 1 Intrductin and Overview f Audit & Assurance Audit prcess in Fcus 1.1 Auditing & Assurance Defined - An assurance is an engagement where an auditr r cnsultant

More information

ESTABLISHING A BUSINESS

ESTABLISHING A BUSINESS INSTRUCTOR'S Chapter MANUAL 3 INSTRUCTOR'S MANUAL ESTABLISHING A BUSINESS CHAPTER 3 ESTABLISHING A BUSINESS Chapter cntent Intrductin The legal frm f wnership Develping a business plan fr the new business

More information

Investor s Guide to Exchange Traded Funds.

Investor s Guide to Exchange Traded Funds. Investr s Guide t Exchange Traded Funds. Investment Strategies Risk Management 1.877.622.5552 www.firsttrust.ca ETFs Exchange-Traded Funds (ETFs) prvide an efficient and simple way t invest in wrldwide

More information

LOAN AGREEMENT WITH A RELATED PARTY AND RENEWAL OF CAUTIONARY ANNOUNCEMENT

LOAN AGREEMENT WITH A RELATED PARTY AND RENEWAL OF CAUTIONARY ANNOUNCEMENT TRUSTCO GROUP HOLDINGS LIMITED Incrprated in the Republic f Namibia (Registratin number 2003/058) Registered as an external cmpany in Suth Africa (External registratin number 2009/002634/10) NSX share

More information

BUSINESS ETHICS ASSESSMENT

BUSINESS ETHICS ASSESSMENT TENDER / ASSIGNMENT TENDER / ASSIGNMENT NUMBER TENDER MANAGER / ASSIGNMENT LEADER AUTHOR DATE 20160118 PART 1 (2) BUSINESS PARTNER NAME REGISTERED ADDRESS HOMEPAGE VISITING ADDRESS (IF DIFFERENT FROM ABOVE)

More information

CHARTER OF RESERVES, HEALTH, SAFETY, ENVIRONMENT AND SOCIAL RESPONSIBILITY COMMITTEE 2018

CHARTER OF RESERVES, HEALTH, SAFETY, ENVIRONMENT AND SOCIAL RESPONSIBILITY COMMITTEE 2018 CHARTER OF RESERVES, HEALTH, SAFETY, ENVIRONMENT AND SOCIAL RESPONSIBILITY COMMITTEE 2018 The Reserves, Health, Safety, Envirnment and Scial Respnsibility Cmmittee Charter utlines the specific rles and

More information

ACCT 101 LECTURE NOTES CH.

ACCT 101 LECTURE NOTES CH. ACCT 101 LECTURE NOTES CH. 11 Crprate Reprting and Analysis Gals: 1) Be familiar with characteristics f a crpratin and with different surces f equity. 2) Be familiar with varius cmmn stck transactins,

More information

AUDIT & RISK COMMITTEE CHARTER

AUDIT & RISK COMMITTEE CHARTER AUDIT & RISK COMMITTEE CHARTER Rle and Respnsibilities The Bard f The Institute f Internal Auditrs Australia (IIA-Australia) has established a Bard Audit & Risk Cmmittee as part f its respnsibilities in

More information

Audit & Risk Committee Charter

Audit & Risk Committee Charter Audit & Risk Cmmittee Charter AUDIT & RISK COMMITTEE CHARTER The Audit & Risk Cmmittee has been established by reslutin f the Bard f Macmahn Hldings Limited ( Macmahn r the Cmpany ). Membership The Audit

More information

TERMS AND CONDITIONS FOR APPOINTMENT OF INDEPENDENT DIRECTOR

TERMS AND CONDITIONS FOR APPOINTMENT OF INDEPENDENT DIRECTOR TERMS AND CONDITIONS FOR APPOINTMENT OF INDEPENDENT DIRECTOR 1 PRIVATE & CONFIDENTIAL Date: T, Independent Directrs, Subject: Appintment as an Independent Directr InfBeans Technlgies Limited Dear Sir/Madam,

More information

To Receive CPE Credit

To Receive CPE Credit Preparing Yur Cmpany fr Liquidity Event Business Value Drivers Daniel Barder BKD Transactin Services Dallas dbarder@bkd.cm Chris Schumann BKD Transactin Services Indianaplis cschumann@bkd.cm March 19,

More information

New Delhi. Lalit Kumar Partner. August 29, J. Sagar Associates advocates & solicitors. Bengaluru Chennai Gurgaon Hyderabad Mumbai New Delhi

New Delhi. Lalit Kumar Partner. August 29, J. Sagar Associates advocates & solicitors. Bengaluru Chennai Gurgaon Hyderabad Mumbai New Delhi Cmpanies Act, 2013 Presentatin ti t ICSI Chapter, New Delhi Lalit Kumar Partner August 29, 2014 J. Sagar Assciates advcates & slicitrs Bengaluru Chennai Gurgan Hyderabad Mumbai New Delhi Public Offer &

More information

Hawaii Division of Financial Institutions 2019 Renewal Checklist

Hawaii Division of Financial Institutions 2019 Renewal Checklist Hawaii Divisin f Financial Institutins 2019 Renewal Checklist Instructins Renewal requests must be submitted thrugh by the date specified by yur state regulatr(s). Click here t review all renewal deadlines,

More information

Establishing Business in Turkey

Establishing Business in Turkey Establishing Business in Turkey SOSYAL ŞİRKET YÖNETİM DANIŞMANLIK VE BELGELENDİRME LİMİTED ŞİRKETİ KARTALTEPE MAHALLESİ GENERAL ŞÜKRÜ KANATLI CADDESİ NO: 30/5 BAKIRKÖY İSTANBUL TÜRKİYE PHONE: +90 212 555

More information

CODE OF CONDUCT AND ETHICS POLICY ON COMPLIANCE WITH SANCTIONS & TRADE EMBARGOES

CODE OF CONDUCT AND ETHICS POLICY ON COMPLIANCE WITH SANCTIONS & TRADE EMBARGOES CODE OF CONDUCT AND ETHICS POLICY ON COMPLIANCE WITH SANCTIONS & TRADE EMBARGOES Magna Internatinal Inc. Plicy n Gifts & Entertainment 1 POLICY ON COMPLIANCE WITH SANCTIONS & TRADE EMBARGOES Magna is cmmitted

More information

Risk and Audit Committee charter

Risk and Audit Committee charter Risk and Audit Cmmittee charter 1. Intrductin The Bard f Cffey Internatinal Limited ( Cffey r the Cmpany ) has established a Risk and Audit Cmmittee ( Cmmittee ). It is nted that the Cmmittee is a sub-cmmittee

More information

Regulated Covered Bonds. Covered.

Regulated Covered Bonds. Covered. Regulated Cvered Bnds. Cvered. In frce: The Regulated Cvered Bnds Regulatins 2008 (the Regulatins ) cme int frce n 6 March 2008. Click here t g t a cpy f the Regulatins. UCITS-cmpliant cvered bnds: The

More information

IOOF SUBMITS PROPOSAL TO ACQUIRE THE TRUST COMPANY LIMITED

IOOF SUBMITS PROPOSAL TO ACQUIRE THE TRUST COMPANY LIMITED Level 6, 161 Cllins Street GPO Bx 264 Melburne VIC 3000 Melburne VIC 3001 Phne 13 13 69 3 September 2013 IOOF SUBMITS PROPOSAL TO ACQUIRE THE TRUST COMPANY LIMITED IOOF Hldings Limited (ASX:IFL) ( IOOF

More information

Audit and Risk Management Committee Charter

Audit and Risk Management Committee Charter Audit and Risk Management Cmmittee Charter Pivtal Systems Crpratin ("Cmpany") 1. Objectives The Audit and Risk Management Cmmittee (Cmmittee) has been established by the bard f directrs (Bard) f the Cmpany.

More information

CORPORATE GOVERNANCE POLICY

CORPORATE GOVERNANCE POLICY CORPORATE GOVERNANCE POLICY Bard Missin Sagicr Real Estate X Fund Limited ( X Fund r the Cmpany ) was incrprated in 2011 under the laws f St. Lucia as an Internatinal Business Cmpany (IBC). X Fund is cmmitted

More information

AUDIT COMMITTEE CHARTER

AUDIT COMMITTEE CHARTER AUDIT COMMITTEE CHARTER An Audit Cmmittee is a key element in the Crprate Gvernance prcess f any rganizatin and acts as a link amng the Management, the Statutry Auditrs, Internal Auditrs and the Bard f

More information

Visa Inc. Reports Fiscal Third Quarter 2014 Net Income of $1.4 billion or $2.17 per Diluted Share

Visa Inc. Reports Fiscal Third Quarter 2014 Net Income of $1.4 billion or $2.17 per Diluted Share Visa Inc. Reprts Fiscal Third Quarter 2014 Net Incme f $1.4 billin r $2.17 per Diluted Share Fster City, CA, July 24, 2014 Visa Inc. (NYSE: V) tday annunced financial results fr the Cmpany s fiscal third

More information

A. Accept only those clients whose identity is established by conducting due diligence appropriate to the risk profile of the client.

A. Accept only those clients whose identity is established by conducting due diligence appropriate to the risk profile of the client. Custmer Acceptance Plicy (CAP) A. Accept nly thse clients whse identity is established by cnducting due diligence apprpriate t the risk prfile f the client. B. Where the investr is a new investr, accunt

More information

A-1110 Wien. Privacy Notice

A-1110 Wien. Privacy Notice Eurfins Lebensmittelanalytik Tel. +43 (1) 944 33 44-0 ffice@eurfins.at www.eurfins.at Privacy Ntice Table f cntents 1 Cntrller infrmatin... 2 2 What infrmatin shuld yu give Eurfins?... 2 3 Why d we use

More information

Frequently Asked Questions: Broader Public Sector Procurement Directive

Frequently Asked Questions: Broader Public Sector Procurement Directive Frequently Asked Questins: Brader Public Sectr Prcurement Directive 1. What is the Brader Public Sectr (BPS) Prcurement Directive? The Brader Public Sectr Accuntability Act, 2010 prvides the authrity fr

More information

CAREVEST MORTGAGE INVESTMENT CORPORATION Directions for Completing Retraction Requests

CAREVEST MORTGAGE INVESTMENT CORPORATION Directions for Completing Retraction Requests This package is ONLY fr Class A sharehlders f. Cntents f this package (5 pages): - Instructins fr cmpleting yur retractin request - Retractin Request frm fr CareVest Mrtgage Investment Crpratin The February

More information

MichaelFarrellOnline.Wordpress.Com

MichaelFarrellOnline.Wordpress.Com MichaelFarrellOnline.Wrdpress.Cm NEW IRISH GAAP BACKGROUND Under the Cmpanies Acts, cmpany directrs must prepare accunts fr the cmpany fr each financial year using either: Cmpanies Act individual accunts

More information

IDENTIFICATION FORM AUSTRALIAN COMPANY

IDENTIFICATION FORM AUSTRALIAN COMPANY AUSTRALIAN COMPANY GUIDE TO COMPLETING THIS FORM This frm is fr nly. Fr cmpanies incrprated r registered utside f Australia use the FOREIGN COMPANY IDENTIFICATION FORM. Cmplete ne frm fr each cmpany. Tax

More information

Sempra Energy Environmental, Health, Safety and Technology Committee Charter

Sempra Energy Environmental, Health, Safety and Technology Committee Charter Sempra Energy Envirnmental, Health, Safety and Technlgy Cmmittee Charter As adpted by the Bard f Directrs f Sempra Energy n September 5, 2000 and amended thrugh Nvember 9, 2015. I. Purpse The purpse f

More information

In Force Fixed Annuity Block Reinsurance

In Force Fixed Annuity Block Reinsurance In Frce Fixed Annuity Blck Reinsurance A Strategy t Imprve Return n Capital Many insurers are experiencing lw r negative returns n in-frce fixed annuity blcks f business. In mst cases this is driven by

More information

Transfer Pricing Country Summary Hungary

Transfer Pricing Country Summary Hungary Page 1 f 6 Transfer Pricing Cuntry Summary Hungary February 2018 tpa-glbal.cm Page 2 f 6 Legislatin Existence f Transfer Pricing Laws/Guidelines The applicatin f the arm s length principle between related

More information

ALERT. The SEC s Final Crowdfunding Rules: Still May Not Be a Crowd Pleaser. Author: Issuer and Investor Eligibility.

ALERT. The SEC s Final Crowdfunding Rules: Still May Not Be a Crowd Pleaser. Author: Issuer and Investor Eligibility. ALERT Nvember 4, 2015 The SEC s Final Crwdfunding Rules: Still May Nt Be a Crwd Pleaser Authr: Dnna L. Brks (860) 251-5917 dbrks@gdwin.cm On Octber 30, 2015, the Securities and Exchange Cmmissin (the SEC

More information

Understanding Stock Market

Understanding Stock Market Understanding Stck Market We will start with the meaning f term shares, taking further t share trading, stck market, derivatives etc Brief Wrking f Stck Market A is running a sle prprietrship firm by the

More information

HERANBA INDUSTRIES LIMITED POLICY ON MATERIALITY OF RELATED PARTY TRANSACTIONS AND DEALING WITH RELATED PARTY TRANSACTIONS

HERANBA INDUSTRIES LIMITED POLICY ON MATERIALITY OF RELATED PARTY TRANSACTIONS AND DEALING WITH RELATED PARTY TRANSACTIONS 1. Title HERANBA INDUSTRIES LIMITED POLICY ON MATERIALITY OF RELATED PARTY TRANSACTIONS AND DEALING WITH RELATED PARTY TRANSACTIONS 1.1 This plicy shall be called the Plicy n materiality f related party

More information

Automotive Diversification Programme Round 3

Automotive Diversification Programme Round 3 Autmtive Diversificatin Prgramme Rund 3 Versin July 2015 Cntents Purpse f this Guide... 3 Eligibility Test... 3 Eligible Perid... 4 Capital Equipment Items... 4 Recnfiguratin... 4 Activities Undertaken

More information

Summary of Dodd-Frank Provisions

Summary of Dodd-Frank Provisions / / September 28, 2010 Summary f Ddd-Frank Prvisins Prxy Access/Directr Nminatin Overview. Sharehlder-nminated directr candidates must be included in the cmpany s prxy materials prvided that certain cnditins

More information

Finance Officers of Counties, Municipalities, Boards of Educations and Public Authorities

Finance Officers of Counties, Municipalities, Boards of Educations and Public Authorities NORTH CAROLINA DEPARTMENT OF STATE TREASURER STATE AND LOCAL GOVERNMENT FINANCE DIVISION AND THE LOCAL GOVERNMENT COMMISSION JANET COWELL TREASURER T. VANCE HOLLOMAN DEPUTY TREASURER Memrandum # 2015-09

More information

TASSAL GROUP LIMITED ABN Procedures for the Oversight and Management of Material Business Risks. (Approved by the Board 28 May 2015)

TASSAL GROUP LIMITED ABN Procedures for the Oversight and Management of Material Business Risks. (Approved by the Board 28 May 2015) Prcedures fr the Oversight and Management f Material Business Risks TASSAL GROUP LIMITED ABN 15 106 067 270 Prcedures fr the Oversight and Management f Material Business Risks (Apprved by the Bard 28 May

More information

Information on capital adequacy. of Bank Polska Kasa Opieki S.A. Group. as at 31 December 2008

Information on capital adequacy. of Bank Polska Kasa Opieki S.A. Group. as at 31 December 2008 Infrmatin n capital adequacy f Bank Plska Kasa Opieki S.A. Grup Warsaw. May 2009 The scpe and principles f publishing infrmatin specified in Reslutin N. 6/2007 f the Cmmissin fr Banking Supervisin (KNB)

More information

Newport Wealth Management, LLC

Newport Wealth Management, LLC This brchure supplement prvides infrmatin abut Christpher Rbert Helwig that supplements the Newprt Wealth Management, LLC brchure. Yu shuld have received a cpy f that brchure. Please cntact Christpher

More information

CONSTITUTION. Association for Office Professionals of South Africa

CONSTITUTION. Association for Office Professionals of South Africa CONSTITUTION Assciatin fr Office Prfessinals f Suth Africa CONSTITUTION OF THE ASSOCIATION FOR OFFICE PROFESSIONALS OF SOUTH AFRICA 1. IDENTITY 1.1 Name The name shall be ASSOCIATION FOR OFFICE PROFESSIONALS

More information

HUMAN RESOURCES AND COMPENSATION COMMITTEE CHARTER

HUMAN RESOURCES AND COMPENSATION COMMITTEE CHARTER HUMAN RESOURCES AND COMPENSATION COMMITTEE CHARTER PURPOSE The Human Resurces and Cmpensatin Cmmittee (the Cmmittee ) f Precisin Drilling Crpratin (the Crpratin ) is a standing cmmittee f the bard f directrs

More information

International Standard on Review Engagements (ISRE) 2400 (Revised), Engagements to Review Historical Financial Statements

International Standard on Review Engagements (ISRE) 2400 (Revised), Engagements to Review Historical Financial Statements AT A GLANCE September 2012 Internatinal Standard n Review Engagements (ISRE) 2400 (Revised), Engagements t Review Histrical Financial Statements This summary prvides an verview f ISRE 2400 (Revised), Engagements

More information

ABLE Accounts: 10 Things You Should Know

ABLE Accounts: 10 Things You Should Know ABLE Natinal Resurce Center 1667 K Street, NW Suite 640 Washingtn, DC 200006 (202) 296-2040 inf@ablenrc.rg ABLE Accunts: 10 Things Yu Shuld Knw 1. What is an ABLE accunt? ABLE Accunts, which are tax-advantaged

More information

Bolton Global Capital

Bolton Global Capital Bltn Glbal Capital CUSTOMER REQUEST FOR APPROVAL TO PURCHASE PENNY STOCKS INCOMPLETE INFORMATION WILL RESULT IN NON-APPROVAL Acct # -- Rep # Rep Name Client Name (please print) (please print) Legal Address

More information

VA Mortgage Lender License New Application Checklist (Company)

VA Mortgage Lender License New Application Checklist (Company) VA Mrtgage Lender License New Applicatin Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin License Fees Requirements Cmpleted in Requirements/Dcuments Upladed in Requirements Submitted Outside f

More information

Hawaii Division of Financial Institutions 2018 Renewal Checklist

Hawaii Division of Financial Institutions 2018 Renewal Checklist Hawaii Divisin f Financial Institutins 2018 Renewal Checklist Instructins Renewal requests must be submitted thrugh by the date specified by yur state regulatr(s). Click here t review all renewal deadlines,

More information

Board Committee Charters

Board Committee Charters Charter Released by the Bard f Directrs f Snva Hlding AG n June 17, 2014. Audit Cmmittee ( AC ) Charter Art. 1: Purpse The Audit Cmmittee ( AC ) reviews n behalf f the Bard the wrk and effectiveness f

More information

AUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER

AUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER AUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER August 2012 OPUS Grup Limited Audit, Risk Management and Cmpliance Cmmittee 1. GENERAL PURPOSE The primary bjective f the Audit, Risk Management

More information

Corporate Governance Charter

Corporate Governance Charter BANQUE INTERNATIONALE A LUXEMBOURG Crprate Gvernance Charter BIL draws n its 160 years f expertise t serve clients, applying the highest standard f business ethics and integrity. Gd and sund gvernance

More information

Proposal regarding the provision of administration services in respect of Isle of Man Companies

Proposal regarding the provision of administration services in respect of Isle of Man Companies Prpsal regarding the prvisin f administratin services in respect f Isle f Man Cmpanies We understand that Alimentatin Cuch-Tard Inc (Client) is cnsidering the establishment f an Isle f Man cmpany (Cmpany).

More information

NM Mortgage Loan Company License New Application Checklist (Company)

NM Mortgage Loan Company License New Application Checklist (Company) NM Mrtgage Lan Cmpany License New Applicatin Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin License Fees Requirements Cmpleted in Requirements/Dcuments Upladed in Requirements Submitted Outside

More information

MICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS

MICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS Seattle, Washingtn 98101 MICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS D nt cancel any existing plicies until yu receive cnfirmatin f final rates and/r acceptance f the grup by Regence BlueShield (Regence).

More information

BRITISH VIRGIN ISLANDS Features of a Segregated Portfolio Company GOVERNING LAW

BRITISH VIRGIN ISLANDS Features of a Segregated Portfolio Company GOVERNING LAW BRITISH VIRGIN ISLANDS Features f a Segregated Prtfli Cmpany GOVERNING LAW The BVI Business Cmpanies Act 2004, as amended in 2005, 2006 and 2012 ( BVI BC Act ) and the Segregated Prtfli Cmpanies Regulatins,

More information

Specifications. RE: Architecture Firm with Professional Team. Business Overview. Established for over 30 years with a 25% profit margin!

Specifications. RE: Architecture Firm with Professional Team. Business Overview. Established for over 30 years with a 25% profit margin! Business Overview RE: Architecture Firm with Prfessinal Team Established fr ver 30 years with a 25% prfit margin! Specificatins Price $1,450,000 Prfit Margin 25% Service Area Hustn & Dallas Revenue $1,668,433

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 r 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DatefReprt(Datefearliesteventreprted):

More information

SOUTH AFRICAN NATIONAL BOXING ORGANISATION. Olympic Style Boxing

SOUTH AFRICAN NATIONAL BOXING ORGANISATION. Olympic Style Boxing SOUTH AFRICAN NATIONAL BOXING ORGANISATION Olympic Style Bxing HIGH PERFORMANCE BUSINESS PLAN 2009 2012 Suth African Natinal Bxing Organisatin (SANABO) 4-Year High Perfrmance Business Plan Index Page 1.

More information

NUMBER: BUSF 3.30 Business and Finance. Other Educational and General Program Accounts ("E" Funds) Date: October 18, 2006 I. PURPOSE OF THE POLICY

NUMBER: BUSF 3.30 Business and Finance. Other Educational and General Program Accounts (E Funds) Date: October 18, 2006 I. PURPOSE OF THE POLICY NUMBER: BUSF 3.30 SECTION: Business and Finance SUBJECT: Other Educatinal and General Prgram Accunts ("E" Funds) Date: Octber 18, 2006 Plicy fr: Prcedure fr: Authrized by: Issued by: All Campuses All Campuses

More information

Translation from Bulgarian

Translation from Bulgarian Translatin frm Bulgarian RULES FOR PORTFOLIO VALUATION AND DETERMINATION OF NET ASSET VALUE AND INDICATIVE NET ASSET VALUE OF EXPAT CZECH PX UCITS ETF These Rules regulate the principles and methds fr

More information

Employees can be given a route to participation in the growth in value of the share capital of a start-up company through three basic methods.

Employees can be given a route to participation in the growth in value of the share capital of a start-up company through three basic methods. launchpad January 2014 emplyee share incentives New cmpanies with ambitins t becme successful high-grwth enterprises need t recruit and retain key individuals t build the business. High quality managerial,

More information

NO LATE ENTRIES WILL BE ACCEPTED.

NO LATE ENTRIES WILL BE ACCEPTED. THE INSTITUTE OF ADMINISTRATION AND COMMERCE IAC SUMMATIVE ASSESSMENT INFORMATION T prve yur cmpetency and gain an IAC recgnized qualificatin is the final step in yur studies. T d this, yu need t successfully

More information

CSA Staff Notice Update on CSA Consultation Paper Approach to Director and Audit Committee Member Independence

CSA Staff Notice Update on CSA Consultation Paper Approach to Director and Audit Committee Member Independence Ntices / News Releases 1.1.3 CSA Staff Ntice 52-330 Update n CSA Cnsultatin Paper 52-404 Apprach t Directr and Audit Cmmittee Member Independence CSA Staff Ntice 52-330 Update n CSA Cnsultatin Paper 52-404

More information

TAX CREDIT TO SUPPORT DIGITAL TRANSFORMATION IN PRINT MEDIA COMPANIES INVESTISSEMENT QUÉBEC

TAX CREDIT TO SUPPORT DIGITAL TRANSFORMATION IN PRINT MEDIA COMPANIES INVESTISSEMENT QUÉBEC TAX CREDIT TO SUPPORT DIGITAL TRANSFORMATION IN PRINT MEDIA COMPANIES INVESTISSEMENT QUÉBEC Tax Measures Department TABLE OF CONTENTS NATURE OF THE TAX MEASURE... 2 ELIGIBLE CORPORATIONS... 2 MEDIA CERTIFICATE...

More information

A company is liable to UK corporation tax on all its profits and chargeable gains, whether made in the UK or elsewhere.

A company is liable to UK corporation tax on all its profits and chargeable gains, whether made in the UK or elsewhere. launchpad January 2014 crprate tax It may be sme years befre a start-up cmpany begins t make a prfit, but unfrtunately that des nt mean it can ignre tax issues. Even if tax is nt an issue n day ne f the

More information

FINANCIAL SERVICES GUIDE

FINANCIAL SERVICES GUIDE PART N: iinvest Securities Financial Services Guide (FSG) FINANCIAL SERVICES GUIDE DATED: Octber 2017 Cntents f this FSG This Financial Services Guide ( FSG ) is an imprtant dcument that iinvest Securities

More information

KCA Deutag Alpha Limited ( KCA Deutag or the Group ) Results for the three months ended 31 March 2018

KCA Deutag Alpha Limited ( KCA Deutag or the Group ) Results for the three months ended 31 March 2018 Fr immediate release KCA Deutag Alpha Limited ( KCA Deutag r the Grup ) Results fr the three mnths ended 31 March 2018 KCA Deutag, ne f the wrld s leading drilling and engineering cntractrs, is pleased

More information

Private equity and franchise networks: the next growth phase? Introduction

Private equity and franchise networks: the next growth phase? Introduction Private equity and franchise netwrks: the next grwth phase? Intrductin Australia is a franchise natin. Fr several years, Australia has held ne f the highest levels f franchisrs per capita in the wrld and

More information

Corporate Governance Compliance and Monitoring Systems across the EU

Corporate Governance Compliance and Monitoring Systems across the EU Crprate Gvernance Cmpliance and Mnitring Systems acrss the EU Crprate Gvernance Cmpliance and Mnitring Systems acrss the EU By Lutgart Van den Berghe 9 Octber 2015 THE EUROPEAN CONFEDERATION OF OF DIRECTORS

More information

The Nigerian Debt Capital Markets (DCM) Workshop

The Nigerian Debt Capital Markets (DCM) Workshop The Nigerian Debt Capital Markets (DCM) Wrkshp Twards a Brighter Future 27 Octber 2015 Overview f sessin bjectives 1 Objectives Exchange ideas n strategies fr the grwth f the debt capital market; particularly

More information

IRDA Update: Draft Guidelines on Web Aggregators

IRDA Update: Draft Guidelines on Web Aggregators IRDA Update: Draft Guidelines n Web Aggregatrs 17 March 2011 By way f an update, the IRDA has issued draft guidelines n web aggregatrs n 16 th March 2011. Cmments have been invited by 31 st March 2011.

More information

United Bank for Africa Plc Unaudited Results for the First Quarter Ended March 31, 2018

United Bank for Africa Plc Unaudited Results for the First Quarter Ended March 31, 2018 United Bank fr Africa Plc Unaudited Results fr the First Quarter Ended March 31, 2018 Africa's Glbal Bank UBA STARTS STRONG, GROWING FIRST QUARTER EARNINGS BY 18% This Earnings Press Release shuld be read

More information

TASSAL GROUP LIMITED ABN

TASSAL GROUP LIMITED ABN Plicy fr the Selectin and Appintment f Directrs TASSAL GROUP LIMITED ABN 15 106 067 270 Plicy fr the Selectin and Appintment f Directrs (Reviewed by the Bard 25 June 2013) 1 Reviewed by the Bard - 25 June

More information

IDENTIFICATION FORM AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds)

IDENTIFICATION FORM AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds) AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds) GUIDE TO COMPLETING THIS FORM This frm is fr nly. Australian Regulated Trusts include self-managed super funds, registered managed investment

More information

AUDIT and ASSURANCE COMMITTEE TERMS OF REFERENCE

AUDIT and ASSURANCE COMMITTEE TERMS OF REFERENCE AUDIT and ASSURANCE COMMITTEE TERMS OF REFERENCE P U R P O S E The Cmmittee is an perating Cmmittee f the Grup Bard and is charged with the respnsibility f gaining assurance fr the Grup Bard that the rganisatin

More information

Issuing Trust Preferred Securities

Issuing Trust Preferred Securities Issuing Trust Preferred Securities MERITS OF ISSUING TRUST PREFERREDS Why Issue Trust Preferreds? Tier 1 Capital Treatment frm the Federal Reserve Bard Since 1996, Trust Preferred Securities have been

More information

Group Securities Trading Policy

Group Securities Trading Policy Grup Securities Trading Plicy Grup Securities Trading Plicy Page 3 f 13 Table f Cntents Grup Securities Trading Plicy... 1 Grup Securities Trading Plicy... 4 1. Overview... 4 2. Plicy Statements... 4

More information

Quick Reference Guide

Quick Reference Guide Quick Reference Guide Accunting Standard Update 2016-01 "Financial Instruments Overall: Recgnitin and Measurement f Financial Assets and Financial Liabilities" Why d I need this Quick Reference Guide?

More information

TERMS OF REFERENCE. Audit and Risk Committee (the "Committee") of Wilmcote Holdings Plc (the "Company")

TERMS OF REFERENCE. Audit and Risk Committee (the Committee) of Wilmcote Holdings Plc (the Company) References t the "Bard" shall mean the full Bard f Directrs. MEMBERSHIP - The Bard has reslved t establish a cmmittee f the Bard t be knwn as the Audit and Risk Cmmittee. - The Cmmittee shall cmprise at

More information

PROFICIENCY STANDARD FOR APPROVED PERSONS SELLING EXCHANGE TRADED FUNDS ( ETFs )

PROFICIENCY STANDARD FOR APPROVED PERSONS SELLING EXCHANGE TRADED FUNDS ( ETFs ) MFDA POLICY NO. 8 PROFICIENCY STANDARD FOR APPROVED PERSONS SELLING EXCHANGE TRADED FUNDS ( ) Purpse Under Rule 1.2.3 (Educatin, Training and Experience), an Apprved Persn must nt perfrm an activity that

More information