PEOCS QUALITY MANAGEMENT SYSTEM ISO C6NG TY Ttl VAN XAY D/NG DION 3 R'P82 VO L t' RESETTLEMENT ACTION PLAN

Transcription

1 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized ELECTRICITY OF VIET NAM SOUTHERN POWER PROJECT MANAGEMENT BOARD R'P82 VO L. 14 LONG AN 220 KV SUBSTATION, * -, PROJECT CODE: / RESETTLEMENT ACTION PLAN October, t' id PEOCS QUALITY MANAGEMENT SYSTEM ISO C6NG TY Ttl VAN XAY D/NG DION 3

2 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan TABLE OF CONTENTS CHAPTER 0 EXECUTIVE SUMMARY INITIAL INTRODUCTION SCOPE OF PROJECT - SOCIO-ECONOMIC PROFITS OF PROJECT TOTAL INVESTMENT - CAPITAL SOURCE IMPACTS OF THE PROJECT ELIGIBILITY RESETTLEMENT PRINCIPLES ENTITLEMENT POLICIES SUBSIDY ALLOWANCES PUBLIC PARTICIPATION AND CONSULTATION COMPLAINTS AND GRIEVANCES INSTITUTIONAL ARRANGEMENT SCHEDULE COST ESTIMATE MONITORING AND EVALUATION... 7 CHAPTER 1 INTRODUCTION PROJECT DESCRIPTION TARGET OF THE PROJECT PROJECT DESCRIPTION AFFECTIONS OF PROJECT... 9 CHAPTER MEASURES DURING THE DESIGN STAGE MEASURES DURING THE CONSTRUCTION STAGE RESULTS OF EFFORTS CHAPTER 3 RESETTLEMENT POLICY AND ENTITLEMENT LEGAL FRAMEWORK DEFINITION AND LIMITATION OF ELIGIBILITY RESETTLMENT AND COMPENSATION PRINCIPLES THE VALIDITY OF RIGHT CLAIMING COMPENSATION COMPENSATION POLICY IMPACT CATEGORIES AND ENTITLEMENT POLICY SUBSIDY ALLOWANCES CHAPTER 4 PROJECT IMPACT SOCIO-ECONOMIC SURVEY CENSUS OF THE PAHs AND INVENTORY RESULT OF CENSUS AND SOCIO-ECONOMIC SURVEYS CHAPTER 5 INSTITUTIONAL ARRANGEMENT Power Engineering & Consulting Company No.3 - PECC3 1/39

3 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 5.1. ELECTRICITY OF VIETNAM (EVN) AND SPPMB POWER ENGINEERING & CONSULTANT COMPANY NO.3 (PECC3) PROVINCIAL PEOPLE'S COMMITTEES (PPC) OF LONG AN PROVINCIAL FINANCE AND PRICE DEPARTMENT, CONSTRUCTION DEPARTMENT AND LAND DEPARTMENT DISTRICT COMPENSATION COMMITTEES COMMUNE PEOPLE'S COMMITTEES DISPLACE PERSONS (DPs) INDEPENDENT MONITORING COMPANY ORGANIZATION CHAPTER 6 IMPLEMENTATION ORGANIZATION ESTABLISHMENT OF COMPENSATION AND RESETTLEMENT COMMITTEES SELECT THE INDEPENDENT MONITORING AGENCY AND REVIEW UNIT COSTS APPLIED IN RAP COMPENSATIONS AND ALLOWANCES CALCULATION SUBMIT TO PROVINCIAL PEOPLE'S COMMITTEES FOR THE COMPENSATION SCHEDULE AND COSTS' APPROVAL DETAILED MEASUREMENT SURVEY (DMS) PUBLIC ANNOUNCEMENT DEADLINES OF COMPENSATION AND RESETTLEMENT MONITORING SCHEDULE CHAPTER 7 COSTS AND BUDGET COMPENSATION COSTS TOTAL COST OF RAP CHAPTER 8 CONSULTATION AND PARTICIPATION PURAPOSES PERIODS OF PUBLIC CONSULTANT CHAPTER 9 COMPLAINTS AND GRIEVANCES PROCEDURE OF COMPLAINTS AND GRIEVANCES LEGAL GUARANTEES FOR COMPLAINTS AND GRIEVANCES CHAPTER 10 MONITORING AND EVALUATION INTERNAL MONITORING EXTERNAL MONITORING Power Engineering & Consulting Company No.3 - PECC3 2/39

4 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan RAP PC DP PAH PMB EVN SPPMB PECC3 WB RCC VND GOV DMS ROW ABBREVIATION Resettlement Action Plan People's Committee Displace person Project Affected Household Project Management Board Electricity of Vietnam Southern Power Project Management Board Power Engineering & Consulting Company No.3 World Bank Resettlement & Compensation Committee Viet Nam Dong Government Detail measurement survey Right of way Table 1.1 Table 3.1 Table 3.2 Table 4.1 Table 4.2 Table 4.3 Table 5.1 Table 6.1 Table 7.1 Table 7.2 Table 7.3 Table 7.4 LIST OF TABLE Estimated affection of the project Entitlement matrix Subsidy allowances of the project Impacted houses by the project Total impacts of Long An 220 kv Substation Total impacts of connecting route of Long An 220 kv Substation District compensation and resettlement board personnel RAP implementation schedule Compensation cost for Substation site Compensation cost for Connecting route RAP execution cost Total RAP Execution Cost ANNEXES: Annex 1 Annex 2 Annex 3 Annex 4 Annex 5 Annex 6 Annex 7 Drawings Form of socio-economic surveys Result of socio-economic surveys Compensation prices Minutes of meeting on public consultation Images of public consultation meeting Agreement document of Local PPC on RAP Power Engineering & Consulting Company No.3 - PECC3 3/39

5 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 0.1. INITIAL INTRODUCTION CHAPTER 0 EXECUTIVE SUMMARY Long An 220 kv substation is proposed to locate on the right of 1A Nation Road on the way from Ho Chi Minh City to Long An at Binh Thanh commune, Thu Thua district, Long An province. Investor of the project is Southern Power Project Management Board (SPPMB) on behalf of Electricity of Viet Nam (EVN) with total investment cost is VND 135,528,000,000. Credit No.CR3680-VN, borrowing from WB SCOPE OF PROJECT - SOCIO-ECONOMIC PROFITS OF PROJECT Long An 220 kv substation is proposed in order to satisfy additional power demand of Long An province in period at industrial park in Ben Luc and Thu Thua district, Tan An town TOTAL INVESTMENT - CAPITAL SOURCE Investor: EVN Management Board: SPPMB Investing capital: VND 135,528,000,000 Capital source: From the remaining budget of "System Efficiency Improvement, Equitization and Renewable" project, credit 3680-VN, borrowing from World Bank (WB) IMPACTS OF THE PROJECT Main impacts of the project include: permanent land acquisition at substation site, pole foundation, temporary impacts in construction phase and relocation of houses and architectural works away from substation area as well as houses below the incoming and outgoing transmission lines according to the Decree No.54/1999/ND-CP of Government on protection of the high voltage network and the Decree No. 1 18/2004/ND-CP of Government on adjustment and complement of the Decree No.54/1999/ ND-CP. + Permanent acquisition area need to be compensated is 35,649m2, in which 8,4% (3005m2) is residential land, 87,4% is paddy field (31144m 2 ), and the remaining is garden (1 500m 2 ). + 3 affected houses in substation area, 10 affected houses in ROW need to be relocated, 59 households are affected farming land and crop. + There is no impact on ethnic minorities. + There is no impact on historical and cultural monuments, temples, pagodas of local residents ELIGIBILITY The cut-off day of this project will be decided by the RC. The cut-off date of this RAP has been fixed at the day of the inventory completion of DMS (30/04/2005) and will be proclaimed by local authorities. Power Engineering & Consulting Company No.3 - PECC3 4/39

6 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan The objects would be compensated are all Displace Persons (DPs) with legal paper or DPs can prove that they owned, rented, or used these properties before the cut-off day. Households having incomes affected by this project are applied similarly. Households encroach into the project affected area after the cut-off day will not be compensated RESETTLEMENT PRINCIPLES The capital source of this project is remaining budget of "System Efficiency Improvement, Equitization and Renewable" project, credit 3680-VN of World Bank financial resources. The policy applied in RAP of the main project was approved by Vietnam Government and cleared by WB. So, the resettlement principles applied in this project followed the principles in RAP of the main project and obeyed Vietnamese Laws and WB policy on involuntary resettlement (OP 4.12). The Government Decree No 197/2004/ND-CP and resettlement principles of World Bank; resettlement and compensation programs must be designed so as to allow the improvement or at least the maintenance of living standards of DPs as before the project. Both resettlement and land acquisition must be minimized as much as possible. Cash compensation (for houses or structures, farm products,...) shall be paid at the price of Resettlement and Compensation Committee which be approved by Province People's Committee. Resettlement and compensation programs must be carried out in the progress on schedule and have an appropriate monitoring program. 1. Resettlement and compensation programs must be designed so as to allow the improvement or at least the maintenance of living standards of DPs as before the project.. 2. Both resettlement and land acquisition must be minimized as much as possible. 3. Resettlement distance must be minimized in case compensation is land for land type. 4. Cash compensation for house or structures shall be paid at the cost approved by province PC; cash compensation for crop shall be paid at the market - price. 5. Resettlement period must be minimized and the cash of compensation should be provided to DPs before the beginning of the construction activities affecting them, no site clearing if the full compensation have not been done yet. 6. All of PAHs who have land or house located in the project area before cut-off date are entitled receiving compensation according to their lost properties and/or incomes ENTITLEMENT POLICIES Followed the same entitlement policy in RAP of the main project ""System Efficiency Improvement, Equitization and Renewable" project, credit 3680-VN of World Bank financial resources. This policy was approved by Vietnam Government and cleared by WB. Affected land area less than 25% total area is compensated in cast with approved price list. Affected land area equal or more than 25% total area is compenisated by the same quality aind area or cash with approved price lists according to DPs option. Cash compensation for property related to land. Compensation price in this report is defined follow unit cost issued by province, actual compensation cost will be considered by RCC and submitted to PPC for approval. Power Engineering & Consulting Company No.3 - PECC3 5/39

7 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan Compensation for houses, farm product will be pay in cash SUBSIDY ALLOWANCES Subsidy in cash for DPs as stipulated in the Decree No. 197/CP of GOV and Decree of People's Committee of Long An Province. These allowances are: subsidy for house moving (transport allowance): 03 millions VND/household; relocation subsidy for resettlement (30kg of rice /person/month in six months); subsidy for difficulties of changing occupation to households that have been lost farmland or income (01 million/person); besides PAHs also entitled to timely movement incentive (05 millions/household) PUBLIC PARTICIPATION AND CONSULTATION This RAP is developed in close consultation with local authorities of Long An province and DPs in order to maximize their participation in Resettlement Action Planning and implementing and the socio-economic benefits of DPs to the project. The consultation with DPs in disseminating information and getting their feedback will reduce contradiction and avoid delays in project implementation. Local authorities and DPs were consulted on line alignments, resettlement policy, RAP implementation, grievance mechanism, and monitoring and evaluation on the resoration of DPs livelihoods after the project implementation. Public participation and consultation embraces three steps: Step 1: In investigation process of scale, sphere of influence of Project, investigator will present overview of this project and take soundings from DPs. Step 2: Draft of this RAP report having collected and processed data will be performed People's Committee of Long An province. Step 3: Revised RAP report in accordance with province's agreement will be publicized by Project Management Board (PMB) and local authorities to DPs for reference COMPLAINTS AND GRIEVANCES During the project implementation, DP's complaints will be dealt with according to the Complain and Denounce Law of Vietnam (Decree No 197/CP of Government and Land Law of Vietnam dated November 26th, 2003 ) and will be treated and guided fairly by related agencies. No addition fee will be paid for their complaints. The complaints mechanism is instructed in chapter IX of this RAP INSTITUTIONAL ARRANGEMENT SPPMB is responsible for all of operations of the project including RAP implementation. PMB will be helped and closely cooperated by People's Committees of Long An as well as local relevant institutions SCHEDULE The proposed RAP implementation schedule is as follows: Power Engineering & Consulting Company No.3 - PECC3 6/39

8 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan - Establish resettlement committees at local levels and select an independent monitoring agency, calculating compensative price units, consulting from community would be carried out within 01 month as from beginning of implementing of project (01/12/2004 to 30/12/2004). - Compensation payment for the project construction within 03 months just after PPC has approved compensative price units and progress of project implement (01/05/2005 to 30/06/2005). - Receiving and clearing up complaints and grievances has been executed as from PPC approved compensative price units until end of project. - Monitoring will be carried out throughout project implementation COST ESTIMATE Total compensation costs are estimated about 3,885,937,500 VND. Total estimated cost forthe resettlement program is about 4,917,727,093 VND including expenses for the inventory, supervision, management, internal monitoring, independent monitoring and 10% of estimated cost is for contingency MONITORING AND EVALUATION The implementation of RAP shall be constantly supervised and monitored by PMB. Moreover, an independent consulting agency will be entrusted with independent monitoring tasks. The independent consulting agency selected by PMB will sign a contract just after RAP approval and will begin supervision and monitoring activities from the beginning of the RAP implementation. Power Engineering & Consulting Company No.3 - PECC3 7/39

9 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 1 INTRODUCTION 1.1. PROJECT DESCRIPTION - Project name Long An 220kV Substation - Investor Southern Power Project Management Board (SPPMB) - Total investment cost :135,528,000,000 VND - Capital sourc : From the remaining budget of "System Efficiency Improvement, Equitization and Renewable" project, credit 3680-VN, borrowing from World Bank (WB). - Location : Nearby, on the right of 1A nation road from Ho Chi Minh City to Long An at Binh Thanh commune, Thu Thua district, Long An province - Implementation time : one year after construction date TARGET OF THE PROJECT Satisfy additional charge demand of Long An province in development of additional charge of industrial parks which will occur in period at Ben Luc, Thu Thua district and Long An town. - Decrease load of 110 kv Phu Lam, My Tho substation - Decrease capacity loss and electrical energy in system. - Increase reliability and safe in power supply. - Improve quality of electrical energy PROJECT DESCRIPTION - Located at IA national road, on the right from HCMC to Long An province. - Located at Binh Thanh commune - Thu Thua district -Long An province. - Located near 220kV Phu Lam - Cai Lay 2 transmission line. - 4 km from new double circuit 110kV will be constructed in future Technical Specification - Substation scale: 2xl25MVA, one for first phase Number of outgoing bays - Number of outgoing bays from substation is proposed as follow: - 220kV: 02 outgoing bays connect to Phu Lam - Cai Lay 220kV transmission line double circuit, 2 bays for connecting to Phu Lam - Cai Lay 220kV single circuit kV: + 04 outgoing bays connecting to Phu Lam - My Tho transmission line double circuit outgoing bays connecting to current Phu Lam - Ben Luc - Tan An - My Tho transmission line future bays. - 22kV: using as self-source for substation without outgoing bay. Because Long An 220kV substation is located on agricultural and vacant land therefore it is facilitated to set up 220kV and 11 OkV equipments outside. 22kV equipment will be inside one for area saving and easy as well as quickly setting up. Power Engineering & Consulting Company No.3 - PECC3 8/39

10 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 1.4. AFFECTIONS OF PROJECT Main impacts of the 220 kv Long An substation include: + Permanent land acquisition for building the substation, access road, tower foundations of connecting route. + Temporary impacts in construction phase due to the conductor stringing and the temporary road for material transporting. + Houses, architectural works removing from Right of Way (ROW) according to the Decree No.54/1999/ND-CP of Government on protection of the high voltage network and the Decree No.118/2004/ND-CP of Government on adjustment and complement of the Decree No.54/1999/ ND-CP According to results of socio-economic surveys, the project does not intersect any ethnic minorities or historical and cultural monuments. TABLE 1: ESTIMATED AFECTION OF THE PROJECT No Acquisition No Items Items area (m 2 ) Affected houses Affected tree Temp- Perma Quatit 2 Annual Perennial orary -nent ies Area (m ) crop (m 2 ) tree (item) 1 Substation Connecting route Total This table is generated from survey questionnaires at project site which shown in Table 4.2 chapter IV. Power Engineering & Consulting Company No.3 - PECC3 9/39

11 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 2 MITIGATION MEASURES 2.1. MEASURES DURING THE DESIGN STAGE Substation location must be considered to appropriate with local planning, avoid intersect historical and cultural monuments, natural reserve areas, resident areas, farming land areas and near transportation roads to facilitate material transportation... Mitigation measures results are as follow: - Substation locates in a planning area and gets agreement with province PC. - Substation locates in paddy field and fruit tree garden, far from public architectural works, historical and cultural monuments therefore avoiding property damage of residents. - Substation locates near 1A national road therefore the material transportation is facilitated. - Connecting route is far from residential areas, near available transportation axes to facilitate the material transportation and operation management as well as minimize land acquisition for temporary road in construction phase. - Route is designed without traversing such as: military area, airaport, bomb and mine warehouse, radio station, historical and cultural monuments, temple and pagoda. Although many measures have been considered to minimize negative impacts but a number of PAHs is could not avoided MEASURES DURING THE CONSTRUCTION STAGE In the construction stage, the construction process and organization will be used and optimized to comply with the current regulations of construction works and minimize the negative impacts: + The construction works will be finished for each item to minimize the duration of temporary land acquisition. The line route clearance for construction works will be minimize as much as possible. The tree chop down and surface clearance in ROW: apply these measures to maximum limit impacts of tree chop down. At high erosion area in ROW, it is necessary to plan type of trees with appropriate height after chopping down to reserve soil. Bomb and mine disarming: implement before surveying, measuring and constructing to avoid endanging human lives and properties as well as negative impacts to area environment. + In addition, the construction works will be carried out after crops harvested in order to minimize the impacts on crops and aquatic products. Power Engineering & Consulting Company No.3 - PECC3 10/39

12 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 2.3. RESULTS OF EFFORTS + Pernanent acquisition land that needs to be compensated is 35,649 m 2, in which 8.4% (3,005m 2 ) is residential area, 87.4% (31,144m 2 ) is paddy field, and the remaining (1,500m 2 ) is garden. + 3 houses on the substation site, 10 affected houses in ROW need to be relocated, 59 households have affected farming land and affected crop. + The whole project is located in the province's planning area + There is no impact of the project to ethnic minorities. + The project does not traverse any historical and cultural monuments, temples and pagodas of local residents. Power Engineering & Consulting Company No.3 - PECC3 11/39

13 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 3 RESETTLEMENT POLICY AND ENTITLEMENT 3.1. LEGAL FRAMEWORK The capital source of this project is remaining budget of "System Efficiency Improvement, Equitization and Renewable" project, credit 3680-VN of World Bank financial resources. The policy applied in RAP of the main project was approved by Vietnam Government and cleared by WB. So, the resettlement principles applied in this project followed the principles in RAP of the main project and obeyed Vietnamese Laws and WB policy on involuntary resettlement (OP 4.12) Related laws, decrees and regulations 1. The Land Law of Vietnam dated November 26th, The Government Decree No 197/2004/ND-CP dated December 03rd, 2004 on compensation for the damage when the State recover land. 3. The Circular No 116/2004/TT-BTC dated December 7th, 2004 of the Ministry of Finance, on the instruction for Decree No 197/2004/ND-CP. 4. The Government Decree No 181/CP dated October 29th, 2004 on the implement for the Land Law. 5. The Government Decree No 188/CP dated November 16th, 2004 on the stipulation of the frame for the price frame of land types. 6. Circular No 05/BXD-DT dated February 9th, 1993 of Ministry of Construction on the classification of house types. I. 7. The Government Decree No.54/1999/ND-CP dated July 08th, 1999 on safety protection of high voltage electrical network and Government Decree No.118/2004/ND-CP dated May IOth 2004 on adjustment of Decree No.54/1999/ ND-CP. 8. The Government Decree No.118/2004/ND-CP dated May 10 th, 2004 on adjustment of the Decree No.54/1999/ ND-CP 9. Circular 07/2001/TT-BCN of Department of Industry dated September 01st, 2001 on implementation guiding for some technical item stipulated in Government Decree No.54/1999/ND-CP dated July 08th, 1999 on safety protection of high voltage electrical network. 10. Circular No 106/2002/lTTLT/BTC-BCN dated Nov 22nd, 2002 of Ministry of Industry on the compensation and subsidy costs for high voltage power network project. 11. The Decision No 3143/2003/QD-UB dated September 12th, 2003 of Long An People's Committee on price of land types. 12. The Decision No 843/2003/QD-UB dated March 13th, 2003 of Long An People's Committee on approval of compensation price for property and policies on site clearance on N 2 road. Power Engineering & Consulting Company No.3 - PECC3 12/39

14 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 13. The statement No377/2003/TT.LS dated October 23th, 2003 of Long An Department of Finance and Price and Department of Nature Resources for property and policies on site clearance on Long An Head Market at Binh Thanh commune, Thu Thua District. In order to carry out RAP according to OP 4.12 of the World Bank, some law provisions and decrees/circulars of Vietnam that not ensure the compensation according to the replacement price or stipulating the provisions that not apply the compensation right and life recovery for the households who have not got valid documents in owning land will be dispensed from the applying by the Vietnam Government based on the approval RAP policies of the project credit 3680-VN Operational Directive for Involuntary Resettlement of the World Bank (OP 4.12) According to the Guidelines of World Bank in Involuntary Resettlement Policy, Displace persons (DPs) will be ensured improving or maintaining the living standards as before having the project. In order to agree with operational directive of the World Bank (OP 4.12), all of- DPs that are listed will be compensated for lost properties. Only persons who settle at the site affected by the proj ect after the statistical cut-off date are not compensated. Too, in order to agree with operational directive of the WB (OP 4.12), houses, structures, trees will be compensated according to substitution cost and farm produces, short-day crops will be compensated according to market costs Essential elimination In order to implement RAP according to OP 4.12 of the WB, some provisions of the law or regulation of Vietnam that not ensure the compensation according to the replacement price or stipulate the provisions that not apply the compensation right for the affected households that * not have valid documents in owning land will be dispensed from the applying. The provisions will be eliminated including: (i) Damage compensated right - Decree 197/CP Article 6 of Decree 197/CP (people that not be compensated for the loss of land) stipulate "People that is recovered land that having one of conditions stipulated at Article 8 of this decree will be compensated for the lost land; conversely, people that occupied land illegally will not be compensated for ones. In case of needing support, the province people's committee will considered at each specific case. Article 18 of Decree 197/CP (The principle of compensation for lost property), section 2, stipulate "Owner of the properties that locate in illegal land as stipulated at Article 8 of this decree will be considered to support or compensate at each specific case by province people's committee". (ii) The land price for calculating compensation According to the regulation of the Vietnamese Government, the compensation price is calculated based on Decree 188/CP, 197/CP, decision 3143/2003/QD-UB and 843/QD-UB, 377/203/TL.LS of Long An PCC. The unit price for land compensation will be submitted to Power Engineering & Consulting Company No.3 - PECC3 13/39

15 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan province PC for approval as requirement of Department of Price and Finance or Resettlement Compensation Committee (RCC). (iii) Compensation principle - Decree 197/CP Article 19 of Decree 197/CP stipulates the compensation solutions for house, structure in different legal situations. In order to ensure meeting the fundamental principles of RAP, waivers of applying Article 19 and Article 20 of Decree 197/CP (in order to allow the households having affected house and structure to be compensated) were approved by Vietnam Government in compensation policies of RAP of the WB's credit project. (iv) Support policy for the people hiring house that is owned by the Government - Decree 197/CP Article 21 of Decree 197/CP stipulate that "DPs are using the houses that be owned by the Government and located in the recovered scope if do not want to continue hiring Government's houses will be entitled to compensation at a rate equal 60% of the cost of the rented house and land". These eliminations are approved by Viet Nam Goverment and WB for main project "System Efficiency Improvement, Equitization and Renewable" credit 3680-VN. Policies applied in this RAP is according to policies of main project DEFINITION AND LIMITATION OF ELIGIBILITY Displace persons (DPs) are all individuals, firms or institution with or without land registration papers who owned, rented or used land, properties and business which are affected by the project: All DPs will be entitled to full compensation for their respective losses as long as they are included in the DP inventory list or can prove that they used the affected items before the cutoff day. The same applies to DPs whose incomes are affected by the project. The cut-off date of this RAP has been fixed at the day of the inventory completion of DMS (30/04/2005) and will be proclaimed by local authorities. Encroachers who settled into the proposed affected areas after the cut-off date will not be considered as DPs therefore having no entitlement to compensation and resettlement. They will be required to demolish their structures and cut the trees or harvest the crops for land clearance to the project. In case necessary, they will be forced to remove out the proposed project area. Nevertheless, they do not have to pay any fine or sanction RESETTLMENT AND COMPENSATION PRINCIPLES These principles obey the Vietnamese laws and World Bank policy on involuntary resettlement. Vietnamese legislation and World Bank directives have been adapted to fit the specific condition of the project as define below: Power Engineering & Consulting Company No.3 - PECC3 14/39

16 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan - Resettlement and compensation programs must be designed so as to allow the improvement or at least the maintenance DP's living standards as before executing the project. - Both resettlement and land acquisition must be minimized as much as possible. - Resettlement distance must be minimized in case compensation is land-for land type. - Cash compensation for houses/or structures shall be paid at the substitution cost; cash compensation for farm products shall be paid at the market-price. - Resettlement period must be minimized and the cash of compensation should be provided to DPs before the beginning of the construction activities affecting them, no land clearance if the full compensation have not been done yet. - All of DPs having housed and land located in the project area before the cut-off date are entitled receiving compensation for their lost properties and/or income. - Resettlement and compensation plan should be carried out with consultation of DP and approval by local authorities. - Resettlement and compensation plan must provide adequate institutional arrangement to warrant effectively and timely the proper implementation and monitoring. - Financial and technical resources for the resettlement and compensation should be available whenever required. - The living standards and income in the new sites should be maintained or improved more than before having the project. - The regulations in this RAP will be enforceable as an official legal document after be approved by the Government of Vietnam THE VALIDITY OF RIGHT CLAIMING COMPENSATION Legal DPs are all of the affected households and organizations in the list (with or without legal paper of using land) or they can prove owning, hiring or using land and properties relating to land before the cut-off date. In addition, legal DPs are the households and organizations that having affected profession and/or business and income by the project due to temporary or endless recovery of land or different properties too COMPENSATION POLICY Compensation for losses of farm products will be provided at the market prices and calculated on productivity average of the last 3 years (according to Circular 145 of Finance Department). Compensation for houses, structures, trees, and other assets will be provided at the substitution cost. Compensation for land losses less than 30% of total land DP holding will be paid at the substitution cost for lost land area and all other losses in cash. Compensation for land losses equal or more than 30%: cash compensation for acquisition area in case of remaining area still have economic value or for whole area in case of remaining area have no economic value. With partly impacted land: remaining area after acquisition with residential area less than stipulated, this area will be reserved following requirement of land owner but have to follow planning. Power Engineering & Consulting Company No.3 - PECC3 15/39

17 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 2 In case residential area less than 30 m, this is insufficiency to build house then this area is compensated as acquisition land and government will revoke the whole area. Compensation price will be defined according to tariffs established by the provinces and based on the Decree 87-CP and the Circular 145 of the Ministry of Finance. Due to the time from preparation to project execution can extend so the estimated price could unsuitable to market price or substitution price at the time executing project. Therefore all of prices will be checked again and adjusted if necessary when beginning RAP implementation. Detail survey report will be carried out as soon as begin the project execution by resettlement committee. The price list will be assessed at the executing time by the Independent Monitoring Agency and Department of Finance of Long An province IMPACT CATEGORIES AND ENTITLEMENT POLICY By the nature of the project as described above and based on the surveys on the DPs, the impact categories could be classified as below: Temporary Impacts All of households have lands, crops, trees or structures locating in the corridor of transmission line, surrounding area of tower foundation, in the temporary service roads which are affected only during the construction period. Category 1: The households have trees, crops, which are damaged temporarily by the project during the construction period due to material transport or pulling electric wire Permanent Impact The households have land and properties that will be recovered permanently for the tower foundations, the substation area, and the permanent roads for construction and maintenance of the project. All of households have houses (totally or partially of house area) or structure, or trees located in corridor of transmission line, which need to be removed, demolished, or cut. Category 2: The households have house or structure which are partially dismantled and the dismantled portion will not affect to the safety of the entire house or structure and will be rebuilt in adjacent areas of the same owner. Impact on clearing away for residential areas will be temporary and it can be reused for restricted puraposes. Category 3: The households have house or structure which is partially or totally dismantled (and the dismantled portion more than 25% house area or lower than 25% but unsafe for house structure), still having land for rebuilt. Category 4: The households have house or structure which are partially or totally dismantled, (and the dismantled portion more than 25% house area or lower than 25% but unsafe for house structure), but does not have spare residential land for reconstructing house. Category 5: The households have agricultural land which will be acquired permanently by the project including the construction of tower foundations, substation and permanent roads for manager and maintenance of the project. Category 6: The households have the job or other services are affected by the project. Basing on the investigation and compensation standards, the classification table on compensation standards is prepared as below: Power Engineering & Consulting Company No.3 - PECC3 16/39

18 Electricity of Vietnam Southern Power Project Management Board Long An 220kV gubstatioa - RAP Resetdement Action Plan Table 3.1: ENTITLEMENT MATRIX YPE TLOPSSE OF APPLICATI OF STANDARD COMPENSATION POLICY IMPLEMENTARY MEASURES I Temporary All of DPs The households Cash compensation for: - Compensation for the affected trees will be acquisition of with or without The affected trees based on the at the substitution cost and for the lost crops lands, trees, land registration type and age at the price submitted to provincial PC for crops in the paper or able to The crops based on the crop type approval by RCC. corridor of prove occupancy and average productivity of the last - Compensation is executed before clearing transmission line. or using lands 3 years. The quantity of crop will away at least 1 month. prior to cut-off be calculation in temporary - Information on compensation must be date are listed. encroachment time. announced widely. 2 Partial Households The households Cash compensation for the directly - Compensation is executed before clearing dismantled losing less with or without affected rooms plus the walls based away at least 1 month. House/structure than 25% of land/house on type of house. - Information on compensation must be (impact less than their house registration paper Not compensating for land. announced widely. 25% and no and relative are listed. cause unsafe for residential remaining land area. structures) with spare land for reconstruction. Power Engineering & Consulting Company No.3 - PECC3 17/39

19 Electricity of Vietnam' Southern Power Project Management Board Long An 220kV gubstatioh - RAP Resettlement Action Plan DEFINITI TYPE TYPE OF APPLICATION LOSSSTNA ON OF COMPENSATION POLICY IMPLEMENTARY MEASURES D 3 Partial or total Households The - Cash compensation for the directly -Project Manager Board and local dismantled losing more or households affected area at the price submitted to authorities determine and ensure the house/structure less than 25% of with or provincial PC for approval by RCC and compensation price to be calculated at the (impact more their house but without dismantled spending. price submitted to provincial PC for or less than can cause unsafe land/house - Compensating for affected land approval by RCC not including salvaged 25% but can for the remaining registration - Relocation allowance of 30kg of rice materials and dismantled costs. cause unsafe structure... paper are per person per month in 6 months. - Households receiving compensation will for the listed. - Transport allowance. reconstruct their house themselves. remaining - Allowance of timely movement - Compensation will be executed before structure) with incentive. clearing away at least 3 months. spare land for reconstruction. 4 Partial or total The households The DPs can choose one of the followings: - House or structure is dismantled partly or dismantled lose partly of their households -Cash compensation for the affected retained by Article 8 of Decree house/structure, house or structure with or land and houses/structures based on the 54/1999/ND-CP. no spare land and the remaining without house/structures types. - Consultancy in choice for the households. for land outside the legal paper -Land for land compensation (if there Project Manager Board and local reconstruction. corridor of of owning still have land) and cash compensation authorities determine and ensure the transmission line land and for affected house or structure. compensation price to be calculated at is not large house are And: substitution price. enough for the listed - Relocation allowance of 30kg of rice - DPs receiving compensation will reconstruction of per person per month in 6 months. dismantle and reconstruct their house a house - Transport allowance. themselves in case of cash compensation. equivalent to the - Allowance of timely movement - Compensation will be executed before lost one. incentive. clearing away at least 3 months Power Engineering & Consulting Company No.3 - PECC3 18/39

20 Electricity of /ietnam% Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan TYPE OF ~~DEFINITION IPEETR TYPE LOSS APPLICATION OF STD~MEASURES COMPENSATION POLICY MEMENTR 5 Permanent The households The The households lost agricultural - forestry land: Consultancy in choice for the acquisition of have land to be households a. Land loss less than 30% of their total area: households. Project Manager land for tower recovered with or without Cash compensation for lost area. Board and local authorities foundations permanently for legal paper of b. Land loss more than 30% of their total area: determine and ensure the and substation. tower or using land are Land compensation for lost area if remaining compensation price to be substation listed land still economic value and land calculated at the price foundations: compensation for total area if remaining land no submitted to provincial PC a. Land loss less more economic value. Cash compensation for for approval by RCC... than 30% of their properties related to land. total area The households lost residential land: b. Land loss more - If remaining land is enough for living (>60m 2 than 30% of their if at towns and >100m 2 if at rural areas): Cash total area compensation for lost area and related Consultancy in choice for properties. DPs. - If remaining lands not enough for living (<40m 2 ): DP can choose to be compensated by cash or land for total area and related properties. 6 Affecting to (a)temporary impact Compensation for lost job and other Compensation for lost income in the affected income will be executed services time. before clearing away at least (b) Permanent impact 1 month. Grant for restoration Consultancy in choice for the households. Preparing outline of restoration program in the I_phase executing RAP. Power Engineering & Consulting Company No.3 - PECC3 19/39

21 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 3.7. SUBSIDY ALLOWANCES Besides the direct compensation for the losses, DPs also entitled to subsidies/allowances as stipulated in the Decree No.197/CP of GOV. These allowances are as below: Subsidy for house moving (transport allowance) (Article 27, Decree No.197) This allowance is for DPs who are totally impacted on houses and have to be move to new sites or reorganize to the remaining residential areas: i) PAHs which have to move their houses to new places within the Province will be entitled to an allowance of 1,000,000-3,000,000 VND; ii) PAHs have to relocate out of their Provinces will be entitled to transport allowance of 3,000,000-5,000,000VND Relocation Subsidy for Resettlement (Ar'ticle 28, Decree No.197) This subsidy allowance is a food allowance for DPs who are totally impacted on house and therefore have to reconstruct for their new houses. Each member of PAH will be subsidized 30kg of rice (equivalent) /person/month in six months Timely Movement Incentive (Article 32, Decree No.197) Person, firm had acquisition land, timely dismantled, relocated following plan of RCC will have follow incentive: 3,000,000 VND/ household, and the maximum incentive is 5,000,000 VND/ household Rehabilitation Allowance (Article 29, Decree No.197) DPs, who are permanently affected more than 30% of productive land or incomes, will be entitled of 1,000,000VND/person. Table 3.2: SUBSIDY ALLOWANCES OF THE PROJECT No Type of allowance Number of allowanced persons/ households Substation site Connecting route 1 Transportation allowance (households) Rehabilitation allowance (persons) Allowance for occupation changing (persons) 7 Timely movement incentive 61 (households) 3 10 Power Engineering & Consulting Company No.3 - PECC3 20/39

22 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 4.1. SOCIO-ECONOMIC SURVEY CHAPTER 4 PROJECT IMPACT This section aims at providing basic data on socio-economic of the inhabitant in the project area. The survey information is on income sources, income, socio-economic situation; impact of resettlement on living standard and income. A lot of information was obtained; however, not all questions were fully responded. Some households could not point out the concrete income source and their revenue. However, with 100% DPs included in the survey, socioeconomic survey on DPs also aims at identifying characteristics of affected areas, assessing the development of population, houses, socio-economic, average income, health care, education, etc... The survey was implemented by Power Investigation and Construction Division - PECC3 in April, Population The substation site is located in an agriculture land having scattered resident with mean population density is 327person/km 2. Household characteristics: - The average number of persons per household is 4.54, a bit higher than that of the whole country (4.97); - Young people (from 0 to 17 years old) present 24.5%; - The productive age group and old people accounts for 74.6% Education Most of DPs are literate. Percent of graduated persons is rather low, mostly is primary level, secondary level and high school. Few people recorded vocational or university level. No Standard Quantities % 1 Illiterate Primary level Secondary level Highschool University Total Health care systems Hospital of Long An town is the best modem one of province. Hospitals and health services system have been built in all districts and communes for community health care puraposes.. However they are currently suffering out of date material facilities conditions or seriously lack of equipment Housing condition Power Engineering & Consulting Company No.3 - PECC3 21/39

23 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan According to Circular 05-BXD/DT dated February 9th, 1993 regarding house classification, houses are divided into 4 classes as below: - 1st class house - 2nd class house - 3rd class house - 4th class house Houses or buildings of 1st and 2nd classes are permanent structures with modem facilities & interior decorations, private toilets & bathroom, separate living room & bedroom. This type of building is usually located in big city or centers and does not appear in the project's area. Buildings of 3rd class are permanent structures with brick wall, reinforced concrete roof, brick floor, conventional facilities & interior decorations. There is no house of this class in the project area. Buildings of 4th class are semi-permanent structures with brick or wooden wall in the rural, tile roof zinc-galvanized iron sheet, brick or cement floor and usually without toilets, the whole project area is belong to this type. Amenities Most of DPs in the project areas have tape water and latrine, lack of communication equipment such as telephone and computer still. Income No Amenities Number % I Latrine Tape water Power Motorc cle Motor-boat Bicycle Television set Source of income: the main source of incomes of DPs is from agriculture (96%), trade activities (3.7%), wages from national budget (2.78%) and small scale doing handicraft (0.93%). However, about 0.93% of the DPs have unstable sources of incomes. It is very difficult to specify DP exact income as DPs themselves can not point out their income exactly. No Occupation Number % 1 Waves from national budget Retired Handicraft Agricultural Trading Unstable occupation Other sources Power Engineering & Consulting Company No.3 - PECC3 22/39

24 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan The average monthly income of every PAHs is 1,400,000 VND/month. Some PAHs earn over 2,000,000 VND/month. No Average income Number % 1 Below 300, From 300, , From 500,000-1,000, From 1,000,000-1,500, From 1,500,000-2,000, Above 2,000, CENSUS OF THE PAHs AND INVENTORY The survey results are shown as follows: _ There will be a total of 59 households with affected land, of which 13 households were impacted on houses; - Total DPs is 268 persons There are no impacts on natural preserving zones, vestiges, pagodas, sensitive areas and ethnic minorities. - Main affected land is paddy field and orchard such as jack, mango, plum, banana... Main occupation is agriculture, breeding and gardens on residential land area around house. _ Among 59 affected households, the biggest family has 9 persons, and the average population is 4.54 persons/pah. _ 98% PAHs have power, 25% have motorcycle; 78% have latrine; most houses are 4 th class. - Total permanently affected land area by the project is 35,649 m 2 include 32,718 m 2 for the substation, 2,931m 2 for the foundation and connecting route. + According to the survey results, there is no demand of relocation RESULT OF CENSUS AND SOCIO-ECONOMIC SURVEYS Numbers of PAH are showed below: TABLE 4.1: CATEGORIZE OF PROJECT AFFECTED HOUSEHOLDS No Area Number of PAH Category 1 Category 2 Category 3 Category 4 Category 5 Category 6 1 Substation Connecting route Total Notes: - Category 1: The households are acquired temporarily land. - Category 2: The households have partially affected houses or structures and the affected portion is less than 25% area of the house. - Category 3: The households have fully affected house or structure and having spare residential land for reconstructing. - Category 4: The households have fully affected house or structure and without spare residential land for reconstructing. - Category 5: The households have agricultural land which will be acquired permanently. - Category 6: The households have the job or other services are affected by the project. Power Engineering & Consulting Company No.3 - PECC3 23/39

25 Electricity of Vietnam' Southern Power Project Management Board Long An 220kV Substalion - RAP Resettlement Action Plan TABLE 4.2 TOTAL IMPACTS OF SUBSTATION 220 KV LONG AN Affected land Affected houses Affected tree & crop Kind Land area Substation Connecting route Perennial tree Annual Crop PermnentPermanent Kind Kn ofkare ofncts land Impacts of impactsg Temporary Number Area Number Area Kind Number Kind (ina lad substation connecting route (mi 2 ) (m 2 ) (m 2 ) (class) (item) Area (m 2 ) (item) Area (m 2 ) (item) Paddy Residential Jack 15 Paddy 7 field Mango 20 Crop 0 Industrial Areca 2 tree Flamboyant 2 Garden 1500 temporary Small bamboo 1 Forest 0 Banana 57 Coconut 21 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Trhmg ca 3 _ Eucalyptus 3 ~~~~~~~~~~~~ 7 _ ~~ _ ~~~~~~~~~Pl Total Power Engineering & Consulting Company No.3 - PECC3 24/39

26 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 5 INSTITUTIONAL ARRANGEMENT 5.1. ELECTRICITY OF VIETNAM (EVN) AND SPPMB EVN is the project's investor, grants authority to SPPM to plan and carried out all aspects of the project, including RAP implementation. For direct works on the ground, SPPM will be helped and closely coordinated by People's Committees of Long An and related authority agencies. Department of Technology, Science, Environment and Telecommunication, belongs to EVN, is in charge of guiding and accessing the implementation of RAP for the project. In cooperation with PCC, SPPMB will pay for Compensation Unit, provide information and coordinate with relevant government agencies and related agencies of Province/ District as well as between agencies and DPs. PMB will supervise actions of RAP and decisions of Compensation Unit to ensure that the provisions of RAP are respected both in principle and reality. PMB will held and subsidy for these census, inventory and promulgate information; implement internal monitoring and maintain direct relation with representative of communities, affected households and will be the first agency try to solve potential complaints and grievances POWER ENGINEERING & CONSULTANT COMPANY NO.3 (PECC3) PECC3 was assigned to carry out the census, inventory survey and prepare RAP cooperating with SPPMB to organize the public consultation for the project PROVINCIAL PEOPLE'S COMMITTEES (PPC) OF LONG AN + Approving RAP and directly dividing the responsibility to their relevant institutions in RAP implementation. + Approving unit prices of compensation, allowances and establishing appraising committees, compensation committees at all different administrative levels + Approving documents of revoking and transferring land for compensation in the area of province. + Redressing complaints and grievances PROVINCIAL FINANCE AND PRICE DEPARTMENT, CONSTRUCTION DEPARTMENT AND LAND DEPARTMENT Provincial Finance and Price Department is responsible for researching and promulgating compensation price then offers to Provincial People's Committee for approving. At the beginning of the RAP's implementation, Finance and Price Department co-operates with Construction Department, Land Department, Agricultural and Rural Development Department, People's Committee of districts and the independent supervising organization in order to evaluate the applied unit prices in RAP and offer to Provincial People's Committeesfor the adjustment if it is necessary to make sure that the compensation unit costs are at the replacement price at the time of the compensation payment. Power Engineering & Consulting Company No.3 - PECC3 25/39

27 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 5.5. DISTRICT COMPENSATION COMMITTEES These institutions are mainly responsible for implementing RAP in district area. District compensation committee includes experienced officers in the investigation and gathering information. The District compensation committee is responsible for: + Organizing the survey team to carry out the detail measurement survey (DMS) for affected houses and properties; finalizing DMS and entitlement form for each DP. + Checking compensation unit prices used in RAP, proposing to adjust the unit prices in conformation with market prices/replacement costs (if it is necessary). + Checking the census results of the project's impacts. + Cooperating with Project Management Board, organizing meetings with DPs, local authorities and popularizing entitlement forms to DPs. + Basing on policies and approved processes of RAP, preparing detailed implementation plans (quarterly, semi annual, annual plans) and together with Project Management Board paying the compensation money to DPs in a timely manner. + Settling complaints and grievances of DPs, resolving any difficulties during the project implementation, and pointing out solutions for the outstanding issues to Provincial Compensation Committees and Developers. + District Compensation Committees will be headed by Vice-Chairman of District. The District Compensation Committee includes representatives of: - Price and Finance Department - Department of Natural Resources and Environment - Department of Construction - Chairman of PC of commune, district that have acquisition land - PMB - District Land Office -DPs 5.6. COMMUNE PEOPLE'S COMMITTEES Commune People's Committees are responsible for: - Supplying information for investigation and statistic works and contributing to census and inventory surveys. - Co-operating with District Compensation Committees to organize public meetings, information dissemination, paying the compensation money and allowance to DPs. - Transferring all feedbacks of DPs to District Compensation Committees, resolving complaints at the communal level and proposing solutions for the outstanding problems (if any). - Supporting local inhabitants to overcome all troubles during the construction period and assisting DPs in repairing of affected houses DISPLACE PERSONS. (DPs) DPs are responsible for carefully checking on their lost properties and respective entitlements and clearing land in a timely manner after receiving full entitlements INDEPENDENT MONITORING COMPANY - Monitoring all implementation of compensation and Resettlement Action Plan, supplying Project Management Board with reports about the rate of progressing, the quantity and quality of execution activities. Power Engineering & Consulting Company No.3 - PECC3 26/39

28 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 5.9. ORGANIZATION TABLE 5.1: PROVINCIAL COMPENSATION AND RESETTLEMENT BOARD PERSONNEL OF THE PROJECT Provincial Resettlement Board No Member of Number of staff Abilities Remark Man month 1. Project Management Board 2 Expert Part time 4 months Vice Chairman of Provincial 2. P,e Comittee 1 Expert Part time 1.5 months People's Committee 3. Provincial Fatherland Front 1 Expert Part time 1.5 months 4. Department of Finance and 1 Expert Part time 1.5 months Price 5. Construction Department 1 Expert Part time 1.5 months 6. Department of Nature Resources and Environment 2 Expert Part time 1.5 months 7. Department of Agriculture and Expert Part time 1.5 months Rural Development 8. Chairman of Thu Thua's PC 1 Expert Part time 1.5 months Land Office of Thu Thua Expert Part time 1.5 months district 10. PC of affected communes 1 Expert Part time 1.5 months 11. Representation DPs 2 Part time 3 months Total 14 Notes: Personnel for each agencies is calculated on persons who taken responsibilities in resettlement implementation follow this project. Power Engineering & Consulting Company No.3 - PECC3 27/39

29 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 6 IMPLEMENTATION ORGANIZATION RAP's implementation activities will be processed immediately after receiving approval of government and WB. The following organizations and institutions will be involved in the preparation and implementation of the compensation and Resettlement Action Plans for the project: - PC of Long An - Electricity of Vietnam (EVN) - Southern Power Project Management Board (SPPMB) - Power Engineering & Consulting Company No.3 (PECC3) - Department of Finance and Price of Long An - Department of Nature Resources and Environment of Long An - Department of Construction of Long An - Department of Agricultural and Rural Development - People's Committees of town and communes - Land Office of town, communes - Resettlement Committees of town and communes - Representative of DPs RAP's implementation including: 6.1. ESTABLISHMENT OF COMPENSATION AND RESETTLEMENT COMMITTEES As soon as the project is approved, Compensation Committee will be established by the People's Committees of Provinces and Districts SELECT THE INDEPENDENT MONITORING AGENCY AND REVIEW UNIT COSTS APPLIED IN RAP At the early time of RAP implementation, SPPMB will select the qualified institutions for this task. The independent monitoring agency will review the RAP implementation and the unit costs applied in RAP, recommend for modifying if it is necessary COMPENSATIONS AND ALLOWANCES CALCULATION At the beginning of the RAP implementation, RCC includes representatives of Finance and Price Department co-operates with Construction Department, Land Department, Agricultural and Rural Development Department, People's Committee of districts and the independent supervising organization in order to evaluate the applied unit prices in RAP SUBMIT TO PROVINCIAL PEOPLE'S COMMITTEES FOR THE COMPENSATION SCHEDULE AND COSTS' APPROVAL The schedule as well as compensation unit costs, allowances and their adjustment (if it is necessary to make sure that the compensation unit costs are at the replacement prices at the time of the compensation payment) will be submitted to Provincial People's Committees for the approval by the Provincial RCC. After approved, that costs and allowances will be applied and announced to DPs in that province. Power Engineering & Consulting Company No.3 - PECC3 28/39

30 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan 6.5. DETAILED MEASUREMENT SURVEY (DMS) SPPMB and RCC will carry out final DMS. The final result of DMS and entitlements will be disseminated to DPs by communal authorities. SPPMB and RCC will also clearly inform DPs on the adjustment for compensation unit costs PUBLIC ANNOUNCEMENT Just after the project approval, DPs will be fully informed about the project, their rights and the specific policies of this RAP including eligibility provisions, entitlement policies, types and rates of compensation and allowance, adjusted compensation costs (if any), results of DMS, schedules, complaint and grievance rights and mechanism. Such information will be also delivered to the DPs by PMB via meetings and documents leaved at Commune People's Committees or other places that are informed to each DPs. Resettlement pamphlets will also be disseminated to each DPs DEADLINES OF COMPENSATION AND RESETTLEMENT The compensation money for one-part damaged houses will be paid at least three months before starting the constructive execution. The house repairing allowance will be paid together with the compensation money for the one-part damaged house. The moving allowance will be paid at least six months but in just one time. The compensation money for affected land areas and crops will be paid at least one month before starting constructive execution. Affected land tenure households will be clearly cleaned up the required area at least one month before starting constructive execution. The affected part of resettlement-households will be removed at least one month before starting coiistructive execution. In case of not complying, proper organizations will have rights to remove and the allowance for removing will be withdrawn MONITORING This task will be done by SPPMB and the independent monitoring agency through out the whole period of the RAP implementation SCHEDULE One of provisions of this RAP is that RAP should be done in accordance with proposed basic principles. All RAP activities must be satisfactorily completed before World Bank gives a no objection for award of contract for the projects. Any changes to the RAP after investors' clearance will require review by themselves before commencement of construction. Construction works must be logically followed and not preceded the execution of RAP program. In other words, in case of retards in RAP execution, the delay will be reflected in construction works. The proposed schedule for RAP implementation is shown in Table 6.1. Power Engineering & Consulting Company No.3 - PECC3 29/39

31 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substa^tion - RAP Resettlement Action Plan Table 6.1: RAP IMPLEMENTATION SCHEDULE No Items Establish the provincial RCC and select 1 the independent monitoring agency 2 Carry out the DMS Calculate and adjust compensation unit osts 4 Public consultation and participation The Provincial People's Committee 5 approves compensation costs and 6 nnounce detail schedule, result of survey, inventory detail and compensate 7 Compensation payment 8 Land clearance Receive and resolve complaints and 9grievances mm Monitonrng activities m _ ; Power Engineering & Consulting Company No.3 - PECC3 30/39

32 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 7 COSTS AND BUDGET 7.1. COMPENSATION COSTS The costs of compensation for houses, land and trees/crops are calculated based on the unit costs are promulgated by People's Committees of Long An province. - The decision No. 3143/2003/QD-UB dated September 12th, 2003 of Long An's PC on price of land types. - The decision No. 842/QD.UB dated September 13th 2003 of Long An's PC on unit compensation cost for property and policies on site clearance of N 2 nation route. - The statement No377/2003/TTLS dated October 23th, 2003 of Long An Department of Finance and Price and Department of Nature Resources for property and policies on site clearance on Long An Head Market at Binh Thanh commune, Thu Thua District. The price list will be reviewed and adjusted by RCC and approved by Long An PC at the beginning of RAP for ensuring that DP will be compensated at the replacement costs for land, houses, tress and market prices for crops according to this RAP policies Compensation for Land According to Article 9 of Decree 197/CP stipulates that "the compensation costs of revoked land shall be prices of land which depends on purapose of usage at the cut-off day, is promulgated by PCC according to Government's regulation; will not compensate with prices of land which will be changed purapose of usage" Compensation for Houses According to article 19 of Decree 197/CP stipulates that house will be compensated as the new house value. In this RAP, compensation for house is calculated at 100% value of the new one Compensation for Annual Crops According to article 24 of Decree 197/CP guides that compensation for annual crops based on the yields of that crop. The value of production is calculated as maximum productivity of that crop in successive three years before in the locality and the compensation cost is average of price of that crop at the revoked time Compensation for Trees and Fruit-Trees According to article 24 of Decree 197/CP guides that trees will be compensated at the existing value of orchard (not include the value of land use right) and as local prices at the time of land acquisition Compensation for other Properties Power Engineering & Consulting Company No.3 - PECC3 31/39

33 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan Properties such as electric meters, telephone reinstall, graves, wells, tombs, etc... will be compensated at the replacement costs. After checking the unit costs promulgated by Provincial People's Committees (PPC) with local contractors and with DPs (through the public consultation), consultants see that the unit costs promulgated by PPC are the same as the replacement costs and market prices at the time of RAP preparation. In order to comply the project's resettlement policies, at the time of RAP implementation, the relevant departments under the PPCs and the Independent Monitoring Agency will carry out the survey on the costs for land, houses, trees and for crops in the local area. Adjusting the compensation unit costs will be done by PPCs (if necessary). The cost estimate for RAP is: Power Engineering & Consulting Company No.3 - PECC3 32/39

34 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan TABLE 7.1. COMPENSATION COST FOR SUBSTATION SITE. No Unit cost Item Amount Unit Quantity (VND) (VND) A Compensation for house/ work 1 Class 4 m 2 1, , ,825,000 B Compensation for land 1 Residential (first 50m from road) m , ,000,000 2 Residential(>50m from Road) m 2 2, , ,000,000 3 Paddy m ,000 1,868,640,000 4 Garden m , ,000,000 C Compensation for tree and fruit C and vegetable 1 Paddy m ,322,500 2 Jack Item 15 60, , Mango Item ,000 3,600,000 4 Areca Item 2 80, ,000 5 Flamboyant Item 2 20,000 40,000 6 Small bamboo Item 1 15,000 15,000 7 Banana Item 57 5, ,000 8 Coconut Item ,000 2,100,000 9 Tring ca Item 3 20,000 60, Eucalyptus Item 3 20,000 60, Plum Item 7 30, ,000 D Compensation for others E Allowances 1 Transportation Househol ds 12 3,000,000 36,000,000 2 Rehabilitation Persons , ,720,000 3 Occupation changing Persons ,000 34,000,000 4 Timely movement incentive Househol 2 3,000,000 36,000,000 Total 3,885,937, TOTAL COST OF RAP Total cost estimated RAP is 4,917,727,093 VND. This included the cost of renting for drawing the classifier for field (serving for inventory work and valuing compensation) compensation cost and the cost for compensating work. The Calculating Cost Table for compensation activities is shown below. Power Engineering & Consulting Company No.3 - PECC3 33/39 I~ ~ I ~ ~~~ I I I I I III I

35 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan TABLE 7.2 RAP EXECUTION COST Unit price No. Total Item Unit Quantity VND VND 1 Payment for measurement 1 and survey + Substation substation 1 3,500,000 3,500,000 + connecting route km ,500,000 13,237,000 2 Payment for survey, plant a landmark (substation) Substation substation 1 10,000,000 10,000,000 + connecting route km ,500,000 20,801,000 3 Payment for doing RAP Temporary cost 80,000,000 80,000,000 4 [ndependent monitoring cost Temporary cost 50,000,000 50,000,000 5 Payment for RCC 5% Compensation Cost 194,296,875 Total 371,834,875 TABLE 7.3 TOTAL COST FOR RAP IMPLEMENTATION No Item Formula Amount A Compensation cost Table 7.1 3,885,937,500 B Implementation cost Table ,834,875 C Slippage in prices 5% x (A+B) 212,888,618 D Contingency (*) 10% x (A+B+C) 447,066,099 Total 4,917,727,093 (*) According to experience there are many contingencies in implementation phase. Therefore, taking the contingency rate is 10% Power Engineering & Consulting Company No.3 - PECC3 34/39

36 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 8 CONSULTATION AND PARTICIPATION 8.1. PURAPOSES Consultation with and participation of local authorities and DPs in the preparation and implementation stage of RAP to get their feedbacks can minimize the contradiction and restrain the possibility of project delay, help PMB designing a RAP program with full aspects to meet needs of DPs, therefore, maximize the social economic profits of the project. PuRAPoses of public consultation and participation for RAP are: + Fully sharing information of project scope and its affections. + Community cooperating in RAP designing program. + Gathering information of the needs as well as DP's against policies and proposed works to adjust in execution phase PERIODS OF PUBLIC CONSULTANT Informing community and referencing consist of two periods: First period: During the process of survey on scale, affected scope of project is shown and got feedback from DPs. Second period: Preliminary RAP report with surveyed and calculated data is shown at Long An PC. In the meetings, consultant agencies already fully announced to related parts on scope of project, resettlement policies, impacts of project to nature resources and socio as well as mitigation methods. Draft report after getting approval of province PC will be presented at office of PC of province and communes. Third period: Report already finished following agreement of Province will be public announce to DPs for reference by PMB and local government. Related information such as: compensation standards, policies, allowances, guideline of procedure of grievances, implementation plan of compensation and resettlement... To guarantee PAHs, their representatives and local authorities knowing the RAP's program clearly, the booklets will be prepared summarily but clearly the related information to widely deliver before the paying execution by PMB. Booklets include some below contents: Part 1: - Description of the target and scope of the project - Execution plan of the project - Affection of the project Part 2: - Description of PAHs' rights and responsibilities - Eligibility, compensation policies and subsidization - RAP Implementing plan - Sequence and procedure of grievance - The resettlement responsible organizations Power Engineering & Consulting Company No.3 - PECC3 35/39

37 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan Next to these meetings, PAHs will take part in negotiating meeting with RCC of the project. The object of this meeting is to define the reasonable compensating levels. These plot measurements, detail inventory and data of affected land will be announced to each DPs and commune authorities for checking and these data will be public announced by PMB and RCC. Power Engineering & Consulting Company No.3 - PECC3 36/39

38 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 9 COMPLAINTS AND GRIEVANCES Since the entire resettlement and rehabilitation program is being carried out with the participation of the PAHs, it is expected that no grievance issue will be raised. However, to ensure that the PAHs have avenues for redressing their grievances related to any aspect of compensation and resettlement, detailed procedures of redresses of grievances have been established for the project. The objective is to respond to the complaints of the PAHs speedily and in a transparent manner. The mechanism is designed to be easy, transparent and fair. PAH's complaints and grievances will be dealt with according to customary procedures and according to Vietnamese law. PAH's complaints will be treated fairly and must be facilitated with assistance as they plead their cases. In addition, no fee shall be levied on them and in case legal supports are necessary, this shall be given to them free of charge PROCEDURE OF COMPLAINTS AND GRIEVANCES The sequence of complaints and grievances including: 1) Step 1: If there is any aspect of the resettlement and rehabilitation program from a DP, it will be sent to Commune People's Committee. Commune People's Committee will transfer their contents to Project Management Board (PMB) and cooperate with PMB to resolve it through direct negotiation within 15 days from the day received complaints and grievances. 2) Step 2: If DP is not satisfied with the decision in step 1, the complaints shall be brought and solved at related District authorities with the cooperation of PM3B within 15 days from the date of the receipt of the decision in step 1. 3) Step 3: If the step 2 also fails, complaints will be transferred to provincial authorities. Fifteen-day period is limit time of resolving. 4) Finally, if the DP is still dissatisfied with the decision, he/she can appeal to the Provincial/District People's Court (DPC) in accordance with the "Civil Procedure Act" within 15 days of receiving the decision of the PMB without being charged. DPC decision will be a legal basis for compensation LEGAL GUARANTEES FOR COMPLAINTS AND GRIEVANCES In order to make sure that PMB consider PAH's complaints and a fair settlement of litigation cases, negotiations will be observed by PAH's witnesses. Further, PAHs have rights to ask the helping of their selected representatives. Power Engineering & Consulting Company No.3 - PECC3 37/39

39 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan CHAPTER 10 MONITORING AND EVALUATION RAP shall be constantly supervised and monitored by SPPMB in cooperation with local People's Committees. The WB OP 4.12 on Involuntary Resettlement recommends that independent activities are carried out. An independent monitoring agency will be entrusted with external monitoring tasks. The interested institutions have to submit their technical and financial proposals to PMB for review and then to WB for its concurrence. The chosen independent monitoring institution shall be contracted by the PMB immediately after RAP approval and shall begin supervision and monitoring activities from the beginning of the implementation phase. Terms of Reference for independent monitoring will be prepared by PMB and then submit to WB for its concurrence INTERNAL MONITORING Internal supervision and monitoring include: a) Monitoring the investigation of population and social economy situation and inventorying the DP's damages, status, occupation and living condition and of DP; b) Monitoring whether the implementation of resettlement and compensation tasks are cared out as provided in this RAP; c) Monitoring the availability and quality of replacement land; d) Monitoring the timely and sufficient deployment of resettlement and compensation funds for this RAP; e) Investigate and fairly assess each case of complaint and grievance; f) Internal monitoring agencies will prepare a quarterly report detailing the progress of RAP implementation. Such a report should be made available to appropriate Government authorities, WB and external monitoring agencies EXTERNAL MONITORING Beside evaluation the quarterly reports produced by internal monitors and conduct the same thing of investigation assigned to internal monitoring, the external monitoring agency will be responsible for following activities: a) Review and evaluate the inventoried results and entitlements determination. Check unit costs of compensation applied in RAP, to see if they are still at replacement costs/market prices at the time of RAP implementation and recommend to PMB for adjusting (if necessary); b) Evaluation of socio-economic impacts of this project on the DPs; Power Engineering & Consulting Company No.3 - PECC3 38/39 -'~~~~

40 Electricity of Vietnam Southern Power Project Management Board Long An 220kV Substation - RAP Resettlement Action Plan c) Supervision of the implementation of RAP to achieve the objectives of the RAP in particular "to improve or at least maintain the incomes and living conditions of the DP after the resettlement"; d) Putting forward the amendments for the implementation of RAP so as to achieve the objectives of this RAP; e) Offering suggestions on how improve RAP programs; f) Closely monitoring compensation activities and be prepared to give informed evaluation of complaints and grievances cases; g) Write working reports to be submitted to PMB and WB. Power Engineering & Consulting Company No.3 - PECC3 39/39

41 LONG AN 220KV SUBSTATION PROJECT APPENDIX

42 APPENDIX 1: DRAWINGS

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44 I

45 HICN TRFNG SY DUNG DAT KHU Vlc TRFtAM BIEN AP 220kV LONG AN (LAND USE WITHIN PROJECT SITE LONG AN 220 ky SUBSTATION) r$~jc~ K ~Th?nt 8 C I i t \ < \\< X Cat\ Thanl/ >) ' >~~~~~~~I GpM6i \wx>8,onl \WX ~~~~NitlN T+<T THEfA -1 \l Lion i = afl Thi n An( 1). N ' Binh yvn B1nh - ap TN G '.y Da.) I; -, Tai -' Thy '- j 1/ )< / ~~~~~~~T" B(N 2iO LOGA * <>htto == I = Js ~~~~~~Binh (LoNQ AN 220 WtATOv. g. h:y<ve~~~~n kslip% L Nh n.n,- i Blnh ) I 4 T^n ;haph-/ \a~~~n Thu\An gxbni Bnh Tri ;-2@' A ~~ian EP ~ ~ ~ ~ TA IX \ t 4 \. ~~~~~~~~~~'/>\i-than6n Nhon h4h Kh~n h ~~ v lthanh-/ %, /Y MIAn -- j.pth Xl\Lona L / () J I Cj -^- -I - Than' + (' M /'Tn m MAT NLUC ' WATER BODIES KHU BAO VE / PROTECTE.D AREA ~~RUNG TRAM / MALALEUCA RANH 0101 T NH I PROVINCIAL BORDER O AT NONG NGHIEP / AGRICULTURAL LAND * RANH GIOI HUYEN / DISTRICT BORDER KENH RACH / CHANNEL _ KHU TRUNG TAM / CENTER AREA!!!!!!!La!.!i_

46 *~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

47 APPENDIX 2: EXAMPLE FOR SOCIO-ECONOMIC SURVEY QUESTIONNAIRE FOR MAKING RESETTLEMENT PLAN (RP) The projects prepare to use the remaining budget of credit 3680-VN QUESTIONNAIRE FOR INVENTORY OF LOSSES Code:... Nam e of respondent:... A ddress:... Street:... H am let:... Commune/Ward:... D istrict:... Province: INFORMATION OF HOUSEHOLD Age cn Ethnic ~~~~~~~~~~Residential No Name in full. Education* registration 1~~~ o ~group Adult member Under 17 years old 3 Total members of family... under 17 years old... (*) Relationship to owner: Total adult members...+ Total members 1. Husband/wife 2. Father/Mother 3. Children 4. Grandchild 5. Grandparent 6. Others (**) Education: 1. Analphabetic 2. Can read and write 3. Primary school 4. Secondary school 5. High school 6. University graduate 7. Intermediate school/vocational school Ethnic minority households:

48 Attending school Primary school Secondary school High school University Male Female Male Female Male Female Male Female (***) Residential registration status: 1. Permanent residential registration 2. Temporary residential registration 3. Temporary absence 4. No residential registration 1.1. Occupation and average monthly income of family members Income per month No Name Occupation* Total 1 Regular Other sources Totalfamily income (*) Occupation 1. Wage-earner 7. Unstable occupation 2. Retirement 8. Other occupation 3. Handicraft 9. Housewife 4. Farmer 10. Schooling/training 5. Aquaculture/fishing 11. Unemployed 6. Business 12. Eligibility for especial assistance The family is in the income group: High Cl Above medium O Medium E Low Cl (In relation with average income ofprovince) 1.2 Average expenses of household (VND) Monthly expenses Total Other expenses Total * Food * Festivals * Electricity * Funerals/weddings * Water * Purchasing household appliance * Rent house * Repairs of house * Education * Repairs of motorbike/ motor boat * Transport * Others * Clothes * Medical * Taxes, fees

49 * Others I I I In case the household relocates a new place, number of members: 1. Be lost one's job a 2. Be decreased income E 3. Unknow El 1.4 Use of the house 1. Use for living E 2. Use for business E 3. Partly living and partly business C1 4. for rent E 5. Vacant C1 5. Others C1 1.5 Household comforts and appliances in possession 1. Toilets E 2. Kitchen Water connection from network E Water Meter El 4. Electricity Ol Electricity Meter 1E 5. Motorbike El 6. Motor-boat El 7. Bicycle El 8. Television E 9. Fridge El 10. Washing-machine El 11. Electronic produce E 12. Telephone El 13. Otherst 1.6 Does the household have any disabled member? Yes E No El 1.7 If 'Yes' to 1.6, please ascertain the type of disability disabled level No Name Age Type of disability Totally Partially Mild Male Female 1. Blind 2. Hearing impairs 3. Mentally retarded 4. Orthopaedically handicaped 5. Others 1.8 Does the household have any elderly member? l.yes El 2.No E If "yes", please give details about age, physical condition, dependency status etc I...

50 1.9 According to you, What are the special needs of the elderly and disable persons? (Example: medical care, mobility, food, social... )..., ~ ~~~ Health of household 1. Water disease (diarrhea, dysentery...) 0 2. Respiration (bronchitis... ) 0 3. Internal disease (cardiac, liver...) 0 4. Skin disease Religion 1. Buddhism 0 2. Catholicism 0 3. Others 0 2. INFORMATION ON AFFECTED ASSETS 2.1. Residential land Land for housing and land for business M2 Unit: m Existing residential land Legal status Affected residential land Land for housing Land for business 0~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~. ~20 4,0 0 With Without With Without ownership ownership ownership ownership Related papers to residential land: * In case without ownership, please write specifically state of rent, state of temporary residence,... and monthly expense for rent Cultivated land Unit : m2 Legal status Items Existing area Affected area With Without ownership ownership Temporary use Paddy field Crops land Industrial trees land Garden Forest Pond Other

51 Related papers to cultivated land: Affected perennial trees and annual trees Affected perennial trees and fruit trees State of State of Type of trees Amount (tree) cutting Type of trees Amount (tree) development (year) (year) * Eucalyptus * Longan * China-tree * Durian * Bamboo * Pepper * Mango * Cashew * Orange * Coffee * Palm * Jack * Star apple * Plum * Coconut * * Rambutan *... Affected annual trees Amount State of cutting Amount State of Type of trees Type of trees development (tree) (crop/year) (tree) (crop/year) * Paddy * Maize * Sugar-cane * Pineapple * Bean * Other * Cassava House Construction permit Existing house Affected house Type of Ttl Total house Total Total house house Owned Encroached house construction land construction Yes No Owned E ancrahd house land land (m2) land (m2) p pland lo2t surface (urfnc2)ae area (plot) plt surface (m2) area I't class 2 ndclass 3rd class (m2)~~~~~~~m)(i1) m

52 14th class I l I I I I TemporaryI I IIII I Related papers to house: -. ~~ * * In case without ownership, please write specifically state of rent, state of temporary residence,... and monthly expense for rent house Other structures * Kitchen * Toilet * Cattle cages * Cistern * Well * Yard Items Measurement Estimated price Related papers * Electricity supply system * Water supply system * Bridge, sewer * Entrance * Church/shrine * Graves * Others 3. INFORMATION ON COMPENSATION AND RESETTLEMENT 3.1 Willingness for resettlement 1. Yes 0 2.No 0 If 'No', what are your suggestion: Apart from this house and this plot of residential land, does the household have any other house or other land in commune/district/province? 1. Yes 0 2. No 0 If 'Yes', please give details about address, area, type of house/land What form of compensation for land would you perfer? 1. Land for lost land 0 2. Cash for lost land 0

53 3.3 What form of compensation for house and other losses would you perfer? 1. Provide materials and labour for construction of house at self-selected location 2. Cash for structures for self-relocation D 3. Independent house settled by the project a 4. Other options 3.4 What form of restoration for income would you prefer? 1. Financial assistance E 2. Allocate a plot E 3. Assistance in employment seeking a 4. Assistance for training El 5. Training for appropriate new skill El 6. Assistance in credit for restoration of business El 7. Other proposals What form of resettlement would you prefer? (Please record in order ofpreference: 1, 2, 3... in the blank space) 1. Land is compensated at the replacement price, trees/crops are compensated at the market price. El 2. Resettle on the remaining of your land El 3. Adequate technical infrastructures (road, electricity supply system, water supply system,... ) at new site El 4. Adequate social infrastructure(school, market,... ) at new site El 5. Easy to open business at new site El 6. Good community at new site El 7. Good environment quality at new site El 8. Got a house in resettlement area without incurring debt El 9. Training and employment E 10. Additional suggestions, if any Date. Month... Year Interviewer (Sign and write one 'sfull name)

54 APPENDIX 3: RESULT OF SOCIO-ECONOMIC SURVEY OF LONG AN 220KV SUBSTATION TABLE 1: SUMMARY SOCIO-ECONOMIC OF HOUSEHOLDS Total members Residential of household Education registration Occupation Total average income status Total Affected by HEADS OF _ A ta relocate a new No HOUSEHOLDS Address HOUSEHOLDS ~ ~ ~ Averaget ~ O ~ 4128't hocechoice Choice exess place; Choice 1, CD form 1 to f o4form 1 to Regular Ohr epne, 6 or 4sources 12o I Nguyen Thi Trong Binh Cang No.1 hamlet, Binh , Nguyen Van Chinh Binh Gang No.1 hamlet, Binhi Thanh commune 2 Nguyen Van Le Binh Cang No.2 hamlet, Binh Thanh commune , Nguyen Van Le Nguyen Van Quy Binh Cang No.2 hamlet, Binh Thanh commune , Ho Thi Be Binh Cang No.1 hamlet, Binh , Thanh commune HNguyen Ngoc Thanh Binh Cang No.1 hamlet, Binh O , Thanh commune 7 Nguyen Nguyen Van CucThanh Binh Cang No.1 commune hamlet, Binh , Nguyen Van Qua Thanh commune Nguyen Trung Tinh Binh Gang No.l hamlet, Binh Thanh commune

55 TABLE 2: HOUSEHOLD COMFORTS, EDUCATION LEVEL, HEALTH No HOUSEADSOF Use of the house; Household comfortso Member(No (0) Elderly member; Health status; Choice Religion; Choice HOUSEHOLDS Choice form I to 5 Choice form I to 13 : Choice form 1 to 5) Yes(1), no (0) form I to 4 form I to 4 1 Nguyen Thi Trong 1 1,3, Nguyen Van Chinh 1 1,3, Nguyen Van Le. 1 1,3, Nguyen Van Quy 1 1,3, Ho Thi Be 1 1,3,4, Nguyen Ngoc Thanh 1 1,3, Nguyen Van Cuc 1 1,3, Nguyen Van Qua 1 1,3, Nguyen Trung Tinh 1 1,3,4,5,6,

56 TABLE 3: HOUSEHOLDS WITH EFFECTED LAND Existing residential Effected residential Effected Ownership Existing cultivated land area (mi) cultivated land status HEADS OF land area land area area(m 2 ) (yes, no) No HOUSEHOLDS Total Legal status Total Legal status Pad Cwp Industrial Ga td Pn Other Paddy (m) yes,no) (in) (yes, no) trees I Nguyen Thi Trong 300 Yes 0 Yes Nguyen Van Chinh' 250 Yes 0 Yes Nguyen Van Le 120 Yes 0 Yes Nguyen Van Quy 0 Yes 0 Yes Ho Thi Be 150 Yes 0 Yes Nguyen Ngoc Thanh 250 Yes 0 Yes Yes 7 Nguyen Van Cuc 420 Yes 420 Yes Yes 8 Nguyen Van Qua 1394 Yes 1394 Yes Yes 9 Nguyen Trung Tinh 3000 Yes 600 Yes Yes

57 TABLE 4: HOUSEHOLDS WITH EFFECTED HOUSE Type of house Construction Existing house Affected house permit No HOUEHODS OFOwned Encroached Total house land Ttlhue Total house land contrlhuctio No HOSEAHOLS (1, 2,3,4, (yes, no) land land plot construction surface plot construction temp) M)M)area M)surface area temp)(m2) (m2) (mz) (ine) (in) (m2) 2 Nguyen Van Cuc 4 no Nguyen Van Qua 4 no Nguyen Trung Tinh 4 no TABLE 5: HOUSEHOLDS WITH EFFECTED ANNUAL TREES PADDY CROP OTHER No HEADS OF HOUSEHOLDS State of cutting A State of cutting State of cutting.amount (ma) (crop/year) Amount (i) (crop/year) Amount (tree) (crop/year) I Nguyen Thi Trong Nguyen Van Chinh Nguyen Van Le Nguyen Van Quy Ho Thi Be Nguyen Ngoc Thanh

58 TABLE 6: HOUSEHOLDS WITH EFFECTED PERENNIAL TREES JACK MANGO ARECA FLAMBOYANT SMALL BAMBOO BANANA No HEADS OF HOUSEHOLDS Amount State of At State of State of State of Am State of State of (re cutn (tree) c utig(ree) cutting (te)cutting (te) cutting (te)cutting (year) (year) (year) (year) (yea)_(ear 1 Nguyen Van Qua Nguyen Trung Tinh TABLE 7: RESETTLEMENT EXPECTATION RESETTLEMENT RESIDENTIAL FORM OF FORM OF FORM OF PRFENEO RESETTLEMENT LAND IN OTHER CONMENSATION COMPENSATION RESTORATION RESETTLEMENT NEEDS AREA FOR LAND FOR HOUSE AND FOR INCOME RSTLMN No HEADS OF HOUSEHOLDS OTHER LOSSES _(YES =I1 / NO=0) (YES =1 / NO =0) (Land for lost land =1, (follow to order 1, 2, (follow to order 1, 2, (order to preer 1ene 1 Cash for lost land 0) 3,4) 3,4,5) 4...1) I Nguyen Thi Trong Nguyen Van Chinh I Nguyen Van Le Nguyen Van Quy HoThiBe I 6 Nguyen Ngoc Thanh Nguyen Van Cuc Nguyen Van Qua I 9 Nguyen Trung Tinh l0

59 RESULT OF SOCIO-ECONOMIC SURVEY OF CONNECTING ROUTE TABLE 1: SUMMARY SOCIO-ECONOMIC OF HOUSEHOLDS (CONNECTING ROUTE) Residentia Total members Educatio 1 Occupatio Total average income Affected by No HEADS OF of household n registratio n Total relocate a new HOUSEHOLDS Address n status Average place; Choice O - Choice Choice Choice Other expenses 1,2,3 _ 0. form 1 to form I to form 1 to Regular sources ~~ Do Minh Trung Binh Cang No. 1 hamlet, Binh Thanh , commune 2 Tran Thi Mung Binh Cang No. 1 hamlet, Binh Thanh , commune 3 Luong Thi Sau Binh Cang No.1 hamlet, Binh Thanh , com m une 4 Chau Huu Ai Binh Cang No.2 hamlet, Binh Thanh , commune 5 Nguyen Van Cuc Binh Cang No.2 hamlet, Binh Thanh , commune 6 Phan Huu Hung Binh Cang No.1 hamlet, Binh Thanh commune 7 Ng Cong Khoanh Binh Cang No. 1 hamlet, Binh Thanh , comnmune 8 Tra'n van Long Binh Cang No. 1 hamlet, Binh Thanh , Tran ~~~~commune 9 Tran Thi Bot Binh Cang No.1 hamlet, Binh Thanh comnmune Tran Thi Thanh Pho Tho Cang area - Ward No , HuynhHuuKhai Pho Tho Cang area - Ward No , Nguyen Thi Be Sau Pho Tho Cang area - Ward No , Phan Van Du Pho Tho Cang area - Ward No , Vo Thi Manh Pho Tho Cang area - Ward No Vo Van Dam Pho Tho Cang area - Ward No ,

60 16 Nguyen Thi Phuoc Pho Tho Cang area - Ward No , Nguyen Van Tao Pho Tho Cang area - Ward No , Ha Van Hanh Pho Tho Cang area - Ward No , Nguyen Van Trieu Pho Tho Cang area - Ward No , Huynh Hoang Khanh Pho Tho Cang area - Ward No , Ng Thanh Tuong Pho Tho Cang area - Ward No , Dinh Thi Duong Pho Tho Cang area - Ward No , Nguyen Minh Tri Pho Tho Cang area - Ward No Nguyen Van Hai Pho Tho Cang area - Ward No , Huynh Thi Dang Pho Tho Cang area - Ward No Le Huynh Mai Pho Tho Cang area - Ward No Duong Nguyen. Pho Tho Cang area - Ward No , Nguyen van Buoi Nhon Tri hamnlet - Nhon Thanh Trung , Huynh Van Bong Nhon Tri hamlet - Nhon Thanh Trung , Nguyen Van Phuc Nhon Thuan hamlet - Nhon Thanh , Trung 31 Nguyen Van Nam Nhon Tri harnlet - Nhon Thanh Trung , Phan Thi Men Nhon Tri hamlet - Nhon Thanh Trung , Tran Thi Hoa Nhon Tri hamlet - Nhon Thanh Trung , Nguyen Ngoc Be Nhon Thuan hamlet - Nhon Thanh , Nguyen Be Ngoc 2 Trung 35 Le Thi Dieu Nhon Thuan hamlet - Nhon Thanh , Trung 36 Huynh Thi Canh Nhon Thuan hamlet - Nhon Thanh , Trung 37 Truong Cong So Nhon Thuan hamlet - Nhon Thanh , Trung 38 Tran Van Tai Nhon Thuan hamlet - Nhon Thanh , Trung 39 Nguyen Ngoc Nguyen No No Ngoc Nhon Thuan ~Trung hamlet - Nhon Thanh Nguyen Van Nhanh Nhon Thuan hamlet - Nhon Thanh , Trung 41 Le Thi Sau Nhon Tri hamnlet - Nhon Thanh Trung , Huynh Van Be Nhon Thuan hamlet - Nhon Thanh ,