Port Authority of Allegheny County

Transcription

1 Port Authority of Allegheny County Schedules Required by the Commonwealth of Pennsylvania Department of Transportation June 30, 2016

2 YEAR ENDED JUNE 30, 2016 TABLE OF CONTENTS Independent Auditor's Report Schedules Required by the Commonwealth of Pennsylvania Department of Transportation LEG Fixed Route Urban Expenses Fiscal Year LEG Non-Fixed Route ADA Paratransit Expenses Urban Fiscal Year LEG Non-Fixed Route Shared Ride Expenses Urban Standard Fiscal Year LEG Non-Fixed Route Shared Ride Expenses Urban DAS Fiscal Year LEG Non-Public Expenses Other Transportation Fiscal Year LEG Fixed Route Revenues Fiscal Year LEG Non-Fixed Route Revenues Urban - Fiscal Year LEG Non-Public Revenues Other Transportation Fiscal Year LEG Fixed Route Subsidies Fiscal Year LEG Non-Fixed Route Subsidies Urban Fiscal Year LEG Budget Summary Fiscal Year Schedule S1 Local Match Provided Fiscal Year Schedule S2 Local Match Carryover Fiscal Year Schedule S3 Urban PTAF/BSG/ASG Carryover Fiscal Year Schedule S5 Section 1513 Program Carryover Fiscal Year

3 YEAR ENDED JUNE 30, 2016 TABLE OF CONTENTS (Continued) Schedule S6 Shared Ride Expense Allocation Worksheet Fiscal Year Capital Report #1 Fiscal Year and Inception-to-Date Capital Project Spending 17

4 Pittsburgh 503 Martindale Street Suite 600 Pittsburgh, PA Main Fax Harrisburg 3003 North Front Street Suite 101 Harrisburg, PA Main Fax Butler 112 Hollywood Drive Suite 204 Butler, PA Main Fax Independent Auditor s Report Board of Directors Port Authority of Allegheny County We have audited the financial statements of the Port Authority of Allegheny County (Authority), a component unit of Allegheny County, as of and for the year ended June 30, 2016, and have issued our report thereon dated November 30, 2016, which contained an unmodified opinion on those financial statements. Our audit was performed for the purpose of forming an opinion on the financial statements as a whole. The accompanying schedules required by the Commonwealth of Pennsylvania Department of Transportation are presented for purposes of additional analysis and are not a required part of the financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. Pittsburgh, Pennsylvania November 30, 2016 Pursuing the profession while promoting the public good

5 Schedules Required by the Commonwealth of Pennsylvania Department of Transportation

6 LEG - FIXED ROUTE URBAN EXPENSES FISCAL YEAR Operating Expenses Applied Reconciling Items Vehicle General Operation Maintenance Admin Totals 1 Operators Salaries & Wages $ 64,271,079 $ - $ - $ 64,271,079 2 Other Salaries & Wages 15,689,076 53,239,924 16,341,799 85,270,799 3 Fringe Benefits 74,782,450 49,530,831 16,145, ,458,832 4 Services 116,989 4,719,705 12,494,030 17,330,724 5 Fuel & Lubricants 15,545, ,125 16,294,676 6 Tires & Tubes 1,803,843 43,266 1,847,109 7 Other Materials & Supplies 6,492 20,976,332 1,062,849 22,045,673 8 Utilities 2,547,066 4,939,249 7,486,315 9 Casualty & Liability Costs (297,247) 3,234,847 2,937, Taxes - 11 Purchased Transportation - 12 Miscellaneous Expenses 11, ,976 4,592,609 4,710, Expense Transfers - 14 Total System Expenses 174,773, ,068,912 58,810, ,653, Interest Expenses - 16 Leases & Rentals 1,500, Depreciation (privately funded assets only) - 18 Amortization of Intangibles - 19 Purchase Lease Agreement - 20 Related Parties Lease Agreement - 21 Other Reconciling Items - 22 Total Applied Reconciling Items - 23 Total Operating Expenses 364,153,841 Non-Applied Reconciling Items 24 Depreciation (publicly funded assets only) 98,412, Other Post Employment Benefits (OPEB) 21,843, Other Reconciling Items Pension 27,029,226 Interest expense for capital 11,462,369 Interest income reported as expense offset (69,140) Additional ACCESS expenses not reported by PAT (9,598,185) Rounding and misc (53) 27 Total Non-Applied Reconciling Items 149,080,143 Reconciliation of total operating expenses per audit: 28 Total Operating Expenses per Audit $ 513,233,984 Line 28 LEG - Fixed Route Urban Expenses $ 513,233,984 Line 28 LEG - Non-Fixed Route ADA and Paratransit Expenses 10,764,335 * Line 28 LEG - Non-Fixed Route Shared Ride Expenses 24,533,539 * Line 28 LEG - Non-Fixed Route Shared Ride DAS 647,375 * * - Represents total expenses of ACCESS Shared Ride Program, PAT only Line 28 LEG - Non-Public Other Transportation 9,030 * reports expenses subsidized. Reconciliation is as follows: Total per schedules $ 549,188,263 ACCESS Program expenses per Port Authority audit $ 26,356,045 Total ACCESS expenses per audit of ACCESS' Total operating expenses per Port Authority audit $ 537,795,034 Shared Ride Program $ (35,954,279) Interest expense per Port Authority audit not included in operating 11,462,369 Interest income reported as an offset to expense in audit but as interest income (69,140) Additional ACCESS expenses not reported by Port Authority $ (9,598,234) Total per audit $ 549,188,263 1

7 LEG - NON-FIXED ROUTE ADA PARATRANSIT EXPENSES - URBAN FISCAL YEAR Operating Expenses Applied Reconciling Items Vehicle Operation Maintenance General Admin 1 Operators Salaries & Wages $ - $ - $ - $ - 2 Other Salaries & Wages Fringe Benefits Services - - 1,065,954 1,065,954 5 Fuel & Lubricants Tires & Tubes Other Materials & Supplies Utilities Casualty & Liability Costs Taxes Purchased Transportation 7,750,881 1,743, ,772 9,688, Miscellaneous Expenses - - 9,780 9, Total System Expenses 7,750,881 1,743,948 1,269,506 10,764, Interest Expenses - 15 Leases & Rentals - Depreciation (privately funded assets 16 only) - 17 Amortization of Intangibles - 18 Purchase Lease Agreement - 19 Related Parties Lease Agreement - 20 Other Reconciling Items - 21 Total Applied Reconciling Items - Totals Non-Applied Reconciling Items 22 Total Operating Expenses 10,764, Depreciation (publicly funded assets only) 24 Other Post Employment Benefits (OPEB) - 25 Other Reconciling Items - 26 Total Non-Applied Reconciling Items - 27 Total Operating Expenses per Audit $ 10,764,335-2

8 LEG - NON-FIXED ROUTE SHARED RIDE EXPENSES - URBAN STANDARD FISCAL YEAR Operating Expenses Vehicle Operation Maintenance General Admin 1 Operators Salaries & Wages $ - $ - $ - $ - 2 Other Salaries & Wages Fringe Benefits Services - - 1,047,546 1,047,546 5 Fuel & Lubricants Tires & Tubes Other Materials & Supplies Utilities Casualty & Liability Costs Taxes Purchased Transportation 18,769,847 4,223, ,246 23,462, Miscellaneous Expenses ,684 23, Total System Expenses 18,769,847 4,223,216 1,540,476 24,533,539 Totals Applied Reconciling Items 14 Interest Expenses - 15 Leases & Rentals - 16 Depreciation (privately funded assets only) - 17 Amortization of Intangibles - 18 Purchase Lease Agreement - 19 Related Parties Lease Agreement - 20 Other Reconciling Items - 21 Total Applied Reconciling Items - 22 Total Operating Expenses 24,533,539 Non-Applied Reconciling Items 23 Depreciation (publicly funded assets only) - 24 Other Post Employment Benefits (OPEB) - 25 Other Reconciling Items - 26 Total Non-Applied Reconciling Items - 27 Total Operating Expenses per Audit $ 24,533,539 3

9 LEG - NON-FIXED ROUTE SHARED RIDE EXPENSES - URBAN DAS* FISCAL YEAR Vehicle General Operating Expenses Operation Maintenance Admin Totals 1 Operators Salaries & Wages $ - $ - $ - $ - 2 Other Salaries & Wages Fringe Benefits Services Fuel & Lubricants ,855 43,855 6 Tires & Tubes Other Materials & Supplies Utilities Casualty & Liability Costs Taxes Purchased Transportation 482, ,524 12, , Miscellaneous Expenses Total System Expenses 482, ,524 56, ,375 Applied Reconciling Items 15 Interest Expenses - 16 Leases & Rentals - Depreciation (privately funded assets 17 only) - 18 Amortization of Intangibles - 19 Purchase Lease Agreement - 20 Related Parties Lease Agreement - 21 Other Reconciling Items - 22 Total Applied Reconciling Items - 23 Total Operating Expenses 647,375 Non-Applied Reconciling Items Depreciation (publicly funded assets 24 only) - 25 Other Post Employment Benefits (OPEB) - 26 Other Reconciling Items - 27 Total Non-Applied Reconciling Items - 28 Total Operating Expenses per Audit $ 647,375 *Additional Department Approved Service (DAS) is Shared Ride Service provided by selected agencies grandfathered into the Section 1513 allocation formula. 4

10 LEG - NON-PUBLIC EXPENSES - OTHER TRANSPORTATION FISCAL YEAR Operating Expenses Non-Shared Ride Paratransit MATP Other Operation MATP-Non- Shared Ride Paratransit Mileage Reimb. Identify Above 1 Operators Salaries & Wages $ - $ - $ - $ - $ - 2 Other Salaries & Wages Fringe Benefits Services Fuel & Lubricants Tires & Tubes Other Materials & Supplies Utilities Casualty & Liability Costs Taxes Purchased Transportation 9, , Miscellaneous Expenses Expense Transfers MATP- Non-Public Service Admin Reimb Total System Expenses 9, ,030 Totals Applied Reconciling Items 17 Interest Expenses - 18 Leases & Rentals - 19 Depreciation (privately funded assets only) - 20 Amortization of Intangibles - 21 Purchase Lease Agreement - 22 Related Parties Lease Agreement - 23 Other Reconciling Items - 24 Total Applied Reconciling Items - 25 Total Operating Expenses 9, ,030 Non-Applied Reconciling Items 26 Depreciation (publicly funded assets only) - 27 Other Post Employment Benefits (OPEB) - 28 Other Reconciling Items - 29 Total Non-Applied Reconciling Items - 30 Total Operating Expenses per Audit $ 9,030 5

11 LEG - FIXED ROUTE REVENUES FISCAL YEAR Urban Rural Total Transportation Revenues Other Revenue 1 Passenger fares $ 81,853,176 $ - $ 81,853,176 2 Advertising 2,328,226-2,328,226 3 Charter Route Guarantees 9,991,692-9,991,692 5 Interest/Investment Income 69,140-69,140 6 Real Estate Income 362, ,819 7 Misc. Revenue/Commissions 378, ,887 8 Concession Revenue 64,609-64,609 9 Total Revenue 95,048,548-95,048,548 Non-Applied Reconciling Items Identify - Interest reported as offset to 10 expense on audit (69,140) - (69,140) Identify - ACCESS Revenue received by 11 ACCESS (9,598,185) - (9,598,185) 12 Total Non-Applied Reconciling Items (9,667,325) - (9,667,325) 13 Total Revenue per Audit $ 85,381,223 $ - $ 85,381,223 6

12 LEG - NON-FIXED ROUTE REVENUES - URBAN FISCAL YEAR ADA Paratransit Shared Ride 65+ Public Shared Ride Under 65 Lottery Sponsored Vanpool Standard DAS* Standard DAS* Total Transportation Revenues 1 Passenger fares $ 2,259,390 $ 1,109,183 $ 9,688 $ 416,379 $ 97,291 $ - $ 3,891,931 2 Advertising Shared-Ride Lottery Trip 3 Reimbursement - 12,617,059 22, ,639,664 4 PwD Trip Reimbursement ,134,272 42,153-1,176,425 5 PwD Trip Reimbursement ,438 18, ,504 6 AAA - 706, , ,421 MH/MR - Shared-Ride Fare 7 Structure W2W - Shared-Ride Fare Structure MATP - Shared-Ride Fare Structure - 199,735-3,968, ,168,399 Other Agencies/Third-Party Sponsors 10 Various Agencies - 229, , , JARC/NEW FREEDOM , , ,955 Other Revenue MATP Admin Reimbursement for MATP 12 Shared Ride Fare Structure - Other (i.e. block grant) identify 13 Identify - 14 Identify - 15 Identify - 16 Interest/Investment Income - 17 Total Revenue 2,259,390 14,861,450 32,293 6,726, ,364-24,149,199 Non-Applied Reconciling Items 18 Identify - 19 Identify - 20 Total Non-Applied Reconciling Items - 21 Total Revenue per Audit $ 2,259,390 $ 14,861,450 $ 32,293 $ 6,726,702 $ 269,364 $ - $ 24,149,199 *Additional Department Approved Service(DAS) is Shared Ride Service provided by selected agencies grandfathered into the Section 1513 allocation formula 7

13 LEG - NON-PUBLIC REVENUES - OTHER TRANSPORTATION FISCAL YEAR Total Contract Revenue - Non-Shared Ride Paratransit Other Revenue Admin Reimbursement 1 MATP - Contract Rate Paratransit Revenue $ - 2 W2W - Contract Rate Paratransit Revenue - 3 TRWIB 5,495 4 HOLY TRINITY 1,085 5 UNITED WAY 2,450 6 MATP - Mileage Reimbursement - 7 W2W - Other - 8 IDENTIFY - 9 MATP - Contract Rate Paratransit Admin - 10 MATP - Mileage Reimbursement Admin - 11 W2W - Admin/Case Management - 12 Interest/Investment Income - 13 Total Revenue 9,030 Non-Applied Reconciling Items 14 Identify - 15 Identify - 16 Total Non-Applied Reconciling Items - 17 Total Revenue per Audit $ 9,030 8

14 LEG - FIXED ROUTE SUBSIDIES FISCAL YEAR Fixed Fixed Route Urban Route Rural Total 1 Federal Operating Grant $ - $ - $ - 2 Federal Capital Grant to Fund Preventative Maintenance Costs 11,889,694-11,889,694 3 Federal Capital Grant to Fund Capital Costs of Contracting Federal Capital Grant to Fund Associated Capital Maintenance Costs Other Federal Grants for Operating Costs 6,880,219-6,880,219 ATJ, Direct Expense Federal 6 Subtotal Federal Subsidy 18,769,913 18,769,913 Act 44 Section 1513 Operating Grant Amount Charged State 7 Share (Prior Years) Act 44 Section 1513 Operating Grant Amount Charged State 8 Share (Current Year) 205,901, ,901,279 9 Act 3 ASG Grant Amount Charged State Share Act 3 BSG Grant Amount Charged State Share Special Operating Grants State Share 6,553,378-6,553,378 Additional State funding, VOH, ACM 12 Subtotal State Subsidy 212,454, ,454,657 Act 44 Section 1513 Operating Grant Amount Charged Local 13 Share (Prior Years) - Municipal Source* Act 44 Section 1513 Operating Grant Amount Charged Local 14 Share (Current Year) - Municipal Source 33,238,401-33,238,401 Act 44 Section 1513 Operating Grant Amount Charged Local 15 Share (Current Year) - Advertising Source** Act 44 Section 1513 Operating Grant Amount Charged Local 16 Share (Current Year) - Private Source Act 3 ASG Grant Amount Charged Local Share Act 3 BSG Grant Amount Charged Local Share Special Operating Grants Local Share 4,642,322-4,642,322 RAD, Match on Gov Funds, Grant Matching Subtotal Local Subsidy 37,880,723-37,880, Grand Total Subsidy 269,105, ,105,293 Non-Applied Reconciling Items 22 Identify Federal Identify State Interest earned on grants 34,445-34,445 Use of deferred capital funds (532,330) - (532,330) 24 Identify Local Total Non-Applied Reconciling Items (497,885) - (497,885) 26 Grand Total Subsidy per Audit $ 268,607,408 $ - $ 268,607,408 9

15 LEG - NON-FIXED ROUTE SUBSIDIES - URBAN FISCAL YEAR ADA Public Shared Ride Paratransit Vanpool Standard DAS* Total Subsidy 1 Federal Operating Grant $ - $ - $ - $ - $ - 2 Federal Capital Grant to Fund Preventative Maintenance Costs Federal Capital Grant to Fund Capital Costs of Contracting 6,803,956 1,344,937 97,569-8,246,462 4 Federal Capital Grant to Fund Associated Capital Maintenance Costs Other Federal Grants for Operating Costs Federal Shared-Ride Subsidy Subtotal Federal Subsidy 6,803,956 1,344,937 97,569-8,246,462 8 Act 44 Section 1513 Operating Grant Amount Charged State Share (Prior Years) Act 44 Section 1513 Operating Grant Amount Charged State Share (Current Year) - 1,222, ,306-1,438, Act 3 ASG Grant Amount Charged State Share Act 3 BSG Grant Amount Charged State Share Special Operating Grants State Share Capital Cost 1,646, ,391 23,605-1,995, State Shared-Ride Subsidy Subtotal State Subsidy 1,646,132 1,547, ,911-3,433, Act 44 Section 1513 Operating Grant Amount Charged Local Share (Prior Years) - Municipal Source** Act 44 Section 1513 Operating Grant Amount Charged Local Share (Current Year) - Municipal Source - 42,098 7,451-49, Act 44 Section 1513 Operating Grant Amount Charged Local Share (Current Year) - Advertising Source*** Act 44 Section 1513 Operating Grant Amount Charged Local Share (Current Year) - Private Source Act 3 ASG Grant Amount Charged Local Share Act 3 BSG Grant Amount Charged Local Share Special Operating Grants Local Share CCOC Local Shared-Ride Subsidy Subtotal Local Subsidy 54,857 10, , Grand Total Subsidy 8,504,945 2,945, ,718-11,796,050 Non-Applied Reconciling Items 25 Identify Federal Identify State Identify Local Total Non-Applied Reconciling Items Grand Total Subsidy per Audit $ 8,504,945 $ 2,945,387 $ 345,718 $ - $ 11,796,050 10

16 LEG - BUDGET SUMMARY FISCAL YEAR FIXED ROUTE NON FIXED ROUTE NON PUBLIC ADA Paratransit Shared Ride Public Vanpool OTHER Standard DAS* Standard DAS* TRANSPORTATION Urban Rural Urban Rural Urban Urban Rural Rural Urban Rural Total 1 Total Operating Expenses $ 364,153,841 $ 10,764,335 $ 24,533,539 $ 647,375 $ - $ - $ - $ - $ 9,030 $ 400,108,120 2 Total Revenue 95,048,548 2,259,390 21,588, , , ,206,777 3 Operating Deficit (269,105,293) (8,504,945) (2,945,387) (345,718) (280,901,343) 4 Grand Total Subsidy 269,105,293 8,504,945 2,945, , ,901,343 5 Applied Operating Result** Non-Applied Reconciling Items Total Non-Applied Reconciling Expense 6 Items Total Non-Applied Reconciling Revenue 7 Items Total Non-Applied Reconciling Subsidy 8 Items 149,080, ,080,143 (9,667,325) (9,667,325) (497,885) (497,885) 9 Operating Result per Audit $ (159,245,353) $ - $ - $ - $ - $ - $ - $ - $ - $ (159,245,353) 11

17 SCHEDULE S1 - LOCAL MATCH PROVIDED FISCAL YEAR List below all local cash contributions provided for the year-ended June 30, 2016: Act 44 Section 1513 Local Match for Operating Funds Received: (Including any PTAF Matching Funds PAAC and SEPTA only) Contributor Name Date of Final Payment Total Amount Provided Allegheny County - Section 1513 Match Allegheny Regional Asset District - Section 1513 Match Subtotal 5/19/2016 $ 30,238,401 6/16/2016 3,000,000 33,238,401 Act 44 Section 1514 Local Match for Capital Bond Funds Received: Contributor Name Date of Final Payment Total Amount Provided Allegheny County - Section 1514 Match Subtotal 10/20/2015 $ 10,000,000 10,000,000 Grand Total $ 43,238,401 12

18 SCHEDULE S2 - LOCAL MATCH CARRYOVER FISCAL YEAR A. Local match available as of June 30, 2015 $ 4,779,180 B. Local match funds provided during year ended June 30, ,238,401 C. Local match operating expenditures for year-ended June 30, 2016: a. Act 44 Sec Local operating grant charged (prior years) - Municipal Source b. Act 44 Sec Local operating grant charged (current year) - Municipal Source 33,238,401 c. Act 44 Sec Local operating grant charged (current year) - Advertising Source d. Act 44 Sec Local operating grant charged (current year) - Private Source e. Act 3 BSG Local operating grant charged (previous years) f. Act 3 ASG Local operating grant charged (previous years RURAL ONLY) g. Other operating expenditures (if any) IDENTIFY MATCHED PROGRAM: h. Other operating expenditures (if any) IDENTIFY MATCHED PROGRAM: i. Other operating expenditures (if any) IDENTIFY MATCHED PROGRAM: D. Total local match operating expenditures for year-ended June 30, 2016 (Sum of C.a through C.i) 33,238,401 E. Local match capital expenditures for year-ended June 30, 2016: a. Section 1514-Discretionary local match capital expenditures (if any) b. Section 1514-Bond local match capital expenditures (if any) 6,914,397 c. Section 1515-New Initiatives capital expenditures (if any) d. Section 1516-Programs of Statewide Significance capital expenditures (if any) IDENTIFY MATCHED PROGRAM: e. PTAF local match capital expenditures (previous years funds) f. PTAF local match capital expenditures (current year funds) (Act 44 for PAAC and SEPTA only) g. Act 3 BSG Local capital grant charged (previous years) h. Act 3 ASG Local capital grant charged (previous years) i. Other local match capital expenditures (if any) IDENTIFY MATCHED PROGRAM: j. Other local match capital expenditures (if any) IDENTIFY MATCHED PROGRAM: k. Other local match capital expenditures (if any) IDENTIFY MATCHED PROGRAM: F. Total local match capital expenditures for year-ended June 30, 2016 (Sum of E.a through E.k) 6,914,397 G. Interest earned on local funds for year-ended June 30, H. Local Match Funds Available as of June 30, 2016 (A+B-D-F+G) $ 7,864,783 13

19 SCHEDULE S3 - URBAN PTAF*/BSG/ASG CARRYOVER FISCAL YEAR ACT 26 ACT 3 PTAF Actual PTAF Total BSG Actual BSG Total ASG Actual ASG Total PTAF * Local Match Balance BSG Local Match Balance ASG Local Match Balance 1 Funds available as of June 30, 2014 $ - $ - $ - $ - $ - $ - $ - $ - $ - 2 Interest income earned in FY Total funds available in FY (Line 1 + 2) Funds used for operating in FY Funds used for capital in FY Total funds used in FY (Line 4 + 5) Funds available for FY (Line 3 minus 6) $ - $ - $ - $ - $ - $ - $ - $ - $ - 14

20 SCHEDULE S5 - SECTION 1513 PROGRAM CARRYOVER FISCAL YEAR Section 1513 Program Carryover (FY15/16) State Grant Local Match Total A. FY Section 1513 URBAN Grant Agreement $ 221,589,338 $ 33,238,401 $ 254,827,739 URBAN SECTION 1513 GRANT UTILIZATION FOR FISCAL YEAR ENDED JUNE 30, 2016 State Grant Local Match Total 1 Section 1513 fund balance as of June 30, ,899,400-67,899,400 2 Section 1513 funds received for FY ,891,913 33,238, ,130,314 3 PTAF Section 1513 funds received for FY (applicable to SEPTA and PAAC) 53,550,887 53,550,887 4 Total Section 1513 funds received for FY (Line 2 + 3, must agree with A above) 247,442,800 33,238, ,681,201 5 Interest income earned on Section 1513 funds in FY ,386 24,386 6 Total Section 1513 funds available in FY (Line ) 315,366,586 33,238, ,604,987 7 Section 1513 funds used for Urban fixed route operating expenses in FY ,389,251 33,238, ,627,652 8 Section 1513 funds used for Urban non-fixed route operating expenses in FY Section 1513 funds used for Rural fixed route operating expenses in FY Section 1513 funds used for Rural non-fixed route operating expenses in FY Section 1513 funds used for Urban capital costs in FY (waiver required) 25,853,462 25,853, Section 1513 funds used for Rural capital costs in FY (waiver required) - 13 Total Section 1513 used in FY (Line ) 233,242,713 33,238, ,481, Section 1513 fund balance as of June 30, 2016 (Line 6 minus 13) $ 82,123,873 $ - $ 82,123,873 15

21 SCHEDULE S6 - SHARED RIDE EXPENSE ALLOCATION WORKSHEET FISCAL YEAR Shared Ride Expense Allocation Worksheet Please respond to the following questions. Do you use the same staff/ facilities and/or vehicles/drivers to: 1 Provide services (i.e., home-delivered meals, etc.) other than passenger transportation? Yes x No 2 Provide transportation services other than shared-ride (i.e., exclusive ride taxi, fixed-route, charter, etc.)? Yes x No 3 Provide transportation services at fares or contract rates which differ from the shared-ride fare structure? x Yes No If you answered "yes" to any of the three questions, you must complete the Shared Ride Expense Allocation Worksheet Shared-Ride Expense Allocation Worksheet % Allocated to % Allocated to % Allocated to % Allocated to Basis for Fixed Route Paratransit (ADA) Shared Ride Non-Public Allocation* 1 Operators Salaries and Wages % % % % 2 Other Salaries and Wages % % % % 3 Fringe Benefits % % % % 4 Services % % % % Other 5 Fuel and Lubricants % % % % 6 Tires and Lubes % % % % 7 Other Materials and Supplies % % % % 8 Utilities % % % % 9 Casualty and Liability costs % % % % 10 Taxes % % % % 11 Purchased Transportation % % % 0.02 % Other 12 Misc. Expenses % % % % Other 13 Expense Transfers % % % % *Options are direct, vehicle miles, vehicle hours, time study, other 16

22 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY Capital Project Title: A B C D E F G H I J K=SUM (A:J) L M=L-K 10G_NETWOR K_UPG 13_BR_MAINT _PRG 13_BRDG_INS P 13_COMP_EQ UIP 14_BRDG_INS P 14_SYS_RAIL_ TRK 5TH_ATWOO D_STA 6TH_AVE_VA ULT ARC_FLASH_ ANALY AUTO_FARE_ COL2 Total Spent Total Granted Funds Granted Funds Less Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $276,425 $402,467 $158,378 $45,093 $175,088 $118,191 $31,694 $0 $55,475 $1,056,738 $2,319,549 $2,319,549 $0 Sources of Funds for the Current Fiscal Year 3 Federal Capital /5304/ FTA Planning $0 $0 $0 4 Federal Capital FTA Urban Formula $76,384 $72,898 $92,354 $241,637 $241,637 $0 5 Federal Capital FTA Fixed Guideway $3,454,647 $22,609 $255,486 $2,896 $3,735,638 $3,735,638 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $342,026 $342,026 $342,026 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $561,521 $32,316 $21,077 $701 $615,615 $615,615 $0 18 State Capital Discretionary $791,132 $4,711 $113,582 $909,425 $909,425 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $15,917 $15,917 $15,917 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $3,179 $158,037 $941 $3,034 $10,635 $24,165 $702 $23 $200,717 $200,717 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $200,000 $0 $15,190 $53,237 $268,427 $268,427 $0 46 Total Sources of Funds Spent in the Current FY $95,480 $4,945,842 $28,261 $91,123 $319,357 $561,521 $148,836 $21,779 $113,582 $3,620 $6,329,401 $6,329,401 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $371,906 $5,348,309 $186,639 $136,216 $494,445 $679,712 $180,530 $21,779 $169,057 $1,060,358 $8,648, Total Granted Sources of Funds Inception to Date $371,906 $5,348,309 $186,639 $136,216 $494,445 $679,712 $180,530 $21,779 $169,057 $1,060,358 $8,648, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 Note: The Capital Report #1 includes active projects for FY 2014, 2015, and FY 2016 current year. 17

23 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY 2016 A B C D E F G H I J K=SUM (A:J) L M=L-K Total Granted AUTO_FARE_ AUTO_TRIP_S AVALON_LO AXLE_DOLLI BID_DISP_CU BLDG_MOD_ BLDG_MODS_ BROADWAY_ BRRY_TU_LI BRRY_WBSH Granted Funds Less 1 Capital Project Title: COLL TOP OP_WAL ES ST COL_EL WM TRK_RPL GHTING _COMMS Total Spent Funds Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $3,519,843 $335,460 $0 $0 $0 $1,069,558 $600,000 $182,779 $7,909 $72,170 $5,787,720 $5,787,720 $0 Sources of Funds for the Current Fiscal Year 3 Federal Capital /5304/ FTA Planning $0 $0 $0 4 Federal Capital FTA Urban Formula $5,651 $5,651 $5,651 $0 5 Federal Capital FTA Fixed Guideway $470,586 $68,216 $45,520 $106,555 $14,562 $705,439 $705,439 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $3,828,013 $3,828,013 $3,828,013 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $113,852 $9,485 $123,338 $123,338 $0 18 State Capital Discretionary $35,047 $36,270 $40,965 $23,379 $426,967 $797,662 $36,444 $1,396,733 $1,396,733 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $0 $0 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $3,794 $2,840 $1,209 $1,895 $1,365 $4,673 $1,965 $159,341 $1,214 $606 $178,902 $178,902 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $135,369 $3,034 $138,404 $138,404 $0 46 Total Sources of Funds Spent in the Current FY $588,232 $106,102 $37,479 $56,900 $42,330 $140,258 $428,932 $4,785,017 $173,027 $18,202 $6,376,479 $6,376,479 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $4,108,075 $441,562 $37,479 $56,900 $42,330 $1,209,816 $1,028,932 $4,967,796 $180,937 $90,373 $12,164, Total Granted Sources of Funds Inception to Date $4,108,075 $441,562 $37,479 $56,900 $42,330 $1,209,816 $1,028,932 $4,967,796 $180,937 $90,373 $12,164, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 18 (Contiuned)

24 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY Capital Project Title: A B C D E F G H I J K=SUM (A:J) L M=L-K BRT_DWTN_2 _OAK BUS_REAL_TI BUSWY_SHV_ CBD_RAIL_C ME LED CTVS CBD_REFIXT URE CCTV_SERVE R_UPG CCTVS_SHVR C CHILLER_SHJ _1 CLAIMS_SUP PORT CNG_ANALYS IS Total Spent Total Granted Funds Granted Funds Less Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $467,942 $3,531,103 $0 $0 $9,120 $52,188 $55,165 $126,472 $0 $0 $4,241,989 $4,241,989 $0 Sources of Funds for the Current Fiscal Year 3 Federal Capital - S FTA Planning $134,809 $134,809 $134,809 $0 4 Federal Capital FTA Urban Formula $172,842 $4,413 $177,255 $177,255 $0 5 Federal Capital FTA Fixed Guideway $38,872 $38,872 $38,872 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $56,619 $8,100 $64,719 $64,719 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $4,040 $4,040 $4,040 $0 18 State Capital Discretionary $6,471 $32,601 $39,006 $1,857 $79,934 $79,934 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $209,039 $209,039 $209,039 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $35,091 $35,385 $216 $1,086 $184 $3,657 $1,618 $62 $77,299 $77,299 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $5,577 $7,826 $920 $11,798 $415,000 $441,120 $441,120 $0 46 Total Sources of Funds Spent in the Current FY $384,517 $216,052 $6,687 $33,687 $4,040 $5,516 $111,080 $48,590 $415,000 $1,919 $1,227,087 $1,227,087 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $852,459 $3,747,155 $6,687 $33,687 $13,160 $57,704 $166,245 $175,062 $415,000 $1,919 $5,469, Total Granted Sources of Funds Inception to Date $852,459 $3,747,155 $6,687 $33,687 $13,160 $57,704 $166,245 $175,062 $415,000 $1,919 $5,469, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 19 (Contiuned)

25 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY Capital Project Title: A B C D E F G H I J K=SUM (A:J) L M=L-K COALSCR_SC REENS DIESEL_TK_R PL_CO DOORS_COLL IER E_BWY_EXT_ STUDY E_BSWY_SLO PE E_BSWY_VIA DUCT EDGEBROK_R EHAB EL_BUS_TAN K_RPL EMBEDDED_S W_RPL EMER_GEN_S HV Total Spent Total Granted Funds Granted Funds Less Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $5,391 $1,885 $0 $0 $0 $0 $2,205,293 $0 $0 $0 $2,212,569 $2,212,569 $0 Sources of Funds for the Current Fiscal Year 3 Federal Capital /5304/ FTA Planning $111,501 $111,501 $111,501 $0 4 Federal Capital FTA Urban Formula $4,745 $4,745 $4,745 $0 5 Federal Capital FTA Fixed Guideway $84,355 $84,355 $84,355 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $0 $0 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $0 $0 $0 18 State Capital Discretionary $108,913 $52,089 $26,591 $168,247 $9,806 $126,544 $29,581 $521,772 $521,772 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $0 $0 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $198 $1,736 $27,875 $886 $5,607 $3,511 $327 $4,217 $986 $45,342 $45,342 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $989 $17,577 $18,566 $18,566 $0 46 Total Sources of Funds Spent in the Current FY $5,931 $108,913 $53,825 $139,376 $27,478 $173,854 $105,443 $10,132 $130,761 $30,567 $786,282 $786,282 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $11,322 $110,798 $53,825 $139,376 $27,478 $173,854 $2,310,736 $10,132 $130,761 $30,567 $2,998, Total Granted Sources of Funds Inception to Date $11,322 $110,798 $53,825 $139,376 $27,478 $173,854 $2,310,736 $10,132 $130,761 $30,567 $2,998, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 20 (Contiuned)

26 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY 2016 A B C D E F G H I J K=SUM (A:J) L M=L-K Granted Funds EMER_TELEP EMSWORTH_ ESCALATORS FACILITY_IM FALL_PROTE FALL_PROTE FIRE_PANELS FIRE_PROT_C FY14_NRV_R FY15_BUS_PR Total Granted Less Amt 1 Capital Project Title: HONES BRIDGE _CBD PROV CT_MAN CT_SHV _SHJ OLLR EPLAC OC Total Spent Funds Spent 2 Expenditures Through the End of the Prior Fiscal Year $0 $0 $192,975 $0 $0 $114,535 $0 $878,372 $1,146,464 $0 $2,332,346 $2,332,346 $0 Sources of Funds for the Current Fiscal Year 3 Federal Capital /5304/ FTA Planning $0 $0 $0 4 Federal Capital FTA Urban Formula $145,450 $413,342 $28,186,852 $28,745,643 $28,745,643 $0 5 Federal Capital FTA Fixed Guideway $2,722,987 $2,722,987 $2,722,987 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $2,559 $2,559 $2,559 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $33,403 $180,879 $214,282 $214,282 $0 18 State Capital Discretionary $232,616 $1,765,629 $5,005 $60,239 $298,634 $6,440,838 $8,802,961 $8,802,961 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $0 $0 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $1,113 $7,752 $58,839 $167 $107 $2,007 $6,054 $113,287 $1,286,622 $1,475,949 $1,475,949 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $533 $30,308 $127,694 $158,535 $158,535 $0 46 Total Sources of Funds Spent in the Current FY $34,517 $240,368 $180,879 $1,824,468 $5,172 $3,199 $62,247 $181,812 $825,263 $38,764,992 $42,122,917 $42,122,917 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $34,517 $240,368 $373,854 $1,824,468 $5,172 $117,734 $62,247 $1,060,184 $1,971,727 $38,764,992 $44,455, Total Granted Sources of Funds Inception to Date $34,517 $240,368 $373,854 $1,824,468 $5,172 $117,734 $62,247 $1,060,184 $1,971,727 $38,764,992 $44,455, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 21 (Contiuned)

27 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY 2016 A B C D E F G H I J K=SUM (A:J) L M=L-K Granted FY15_NRV_R FY16_CCOC_ FY16_GRANT FY16_HEINZ_ FY16_PREV_ FY17_HEINZ_ GABION_WA HOIST_BDY_S HVAC_UPGR Total Granted Funds Less 1 Capital Project Title: EPLAC ACCES S_MGT LEAS MAINT FY16_VOH LEAS LL_COL H_EL AD_SHJ Total Spent Funds Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $138,317 $0 $0 $0 $0 $0 $0 $0 $25,771 $0 $164,088 $164,088 $0 Sources of Funds for the Current Fiscal Year $0 3 Federal Capital /5304/ FTA Planning $0 $0 $0 4 Federal Capital FTA Urban Formula $8,246,424 $373,326 $752,852 $80,641 $35,813 $9,489,056 $9,489,056 $0 5 Federal Capital FTA Fixed Guideway $0 $0 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $11,889,694 $11,889,694 $11,889,694 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $4,545,397 $7,462 $4,552,859 $4,552,859 $0 18 State Capital Discretionary $580,365 $1,995,119 $14,432 $242,479 $2,832,395 $2,832,395 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $0 $0 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $19,341 $66,487 $93,332 $188,213 $2,972,423 $20,160 $481 $1,491 $8,081 $3,370,008 $3,370,008 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $5,898 $5,898 $5,898 $0 46 Total Sources of Funds Spent in the Current FY $599,705 $10,308,030 $472,556 $941,065 $14,862,117 $4,545,397 $100,802 $14,913 $44,766 $250,560 $32,139,910 $32,139,910 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $738,022 $10,308,030 $472,556 $941,065 $14,862,117 $4,545,397 $100,802 $14,913 $70,537 $250,560 $32,303, Total Granted Sources of Funds Inception to Date $738,022 $10,308,030 $472,556 $941,065 $14,862,117 $4,545,397 $100,802 $14,913 $70,537 $250,560 $32,303, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 22 (Contiuned)

28 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY 2016 A B C D E F G H I J K=SUM (A:J) L M=L-K Granted HVAC_UPGR LRV_ASSET_ LRV_HEAD_SI MAINT_WO_S MAN_DEMO_ MANCH_CCT MS_SHAREPO MT_LEB_TN_R MT_LEB_TUN MT_WASH_T Total Granted Funds Less 1 Capital Project Title: AD_WM COND GNS YSTEM DECK VS INT EPRS _SEAL U_FANS Total Spent Funds Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $139,520 $0 $0 $2,100,782 $6,514,979 $0 $0 $5,237,678 $0 $2,387,508 $16,380,465 $16,380,465 $0 Sources of Funds for the Current Fiscal Year 3 Federal Capital /5304/ FTA Planning $0 $0 $0 4 Federal Capital FTA Urban Formula $2,560 $3,329 $10,336 $16,225 $16,225 $0 5 Federal Capital FTA Fixed Guideway $952,254 $39,585 $289,762 $949,935 $2,231,535 $2,231,535 $0 6 Federal Capital FTA Bus/Bus Facilities $0 $0 $0 7 Federal Capital FTA New/Small Starts $0 $0 $0 8 Federal Capital FTA Senior and PWD $0 $0 $0 9 Federal Capital FTA Rural $0 $0 $0 10 Federal Capital FTA Other $0 $0 $0 11 Federal Capital / FTA Research & Tech $0 $0 $0 12 Federal Capital FTA JARC $0 $0 $0 13 Federal Capital FLEX $0 $0 $0 14 Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0 $0 15 Federal Capital FTA State of Good Repair $703,307 $703,307 $703,307 $0 16 State Waiver to Use for Capital $0 $0 $0 17 State Capital PA Bond Program $0 $0 $0 18 State Capital Discretionary $53,659 $146,552 $1,228,610 $6,101 $9,586 $6,557 $1,451,065 $1,451,065 $0 19 State Capital New Initiatives $0 $0 $0 20 State Capital CTC $0 $0 $0 21 State Capital Other $0 $0 $0 22 State Capital Capital Improvement Program $0 $0 $0 23 State Capital PTAF $0 $0 $0 24 State Capital - All Sources Used for Debt Service $0 $0 $0 25 State Capital - ASG/BSG $0 $0 $0 26 State Capital Other $0 $0 $0 27 Local Match Waiver to Use for Capital $0 $0 $0 28 Local Match Capital PA Bond Program $0 $0 $0 29 Local Match Capital Discretionary $107 $1,788 $29,275 $73,968 $1,786 $203 $678 $12,061 $219 $39,541 $159,626 $159,626 $0 30 Local Match Capital New Initiatives $0 $0 $0 31 Local Match Capital CTC $0 $0 $0 32 Local Match Capital Other $0 $0 $0 33 Local Match Capital PTAF $0 $0 $0 34 Local Match Capital - All Sources Used for Debt Service $0 $0 $0 35 Local Match Capital - ASG/BSG $0 $0 $0 36 Local Match Other $0 $0 $0 37 Local Contribution $0 $0 $0 38 Proceeds from Agency Issued Bonds $0 $0 $0 39 Agency Loan Proceeds $0 $0 $0 40 Other Financing Transaction Proceeds $0 $0 $0 41 Internal Working Capital $0 $0 $0 42 Proceeds from Disposition of Assets $0 $0 $0 43 Foundations and Non-Profits $0 $0 $0 44 Private $0 $0 $0 45 Other - Authority Provided $533 $2,965 $14,977 $60,379 $197,943 $276,797 $276,797 $0 46 Total Sources of Funds Spent in the Current FY $3,200 $55,447 $879,134 $2,257,798 $59,676 $6,304 $20,600 $362,202 $6,776 $1,187,418 $4,838,556 $4,838,556 $0 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $142,720 $55,447 $879,134 $4,358,580 $6,574,655 $6,304 $20,600 $5,599,880 $6,776 $3,574,926 $21,219, Total Granted Sources of Funds Inception to Date $142,720 $55,447 $879,134 $4,358,580 $6,574,655 $6,304 $20,600 $5,599,880 $6,776 $3,574,926 $21,219, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 23 (Contiuned)

29 CAPITAL REPORT #1 FISCAL YEAR AND INCEPTION-TO-DATE CAPITAL PROJECT SPENDING FY Capital Project Title: A B C D E F G H I J K=SUM (A:J) L M=L-K MTC_PNR_LO T N_BRADDOC K_BRDG NEGLEY_PED _DEMO NEVILLE_RA MP_BR NEXT_TRAIN NSC_BA_STU DY NSC_CONST_ NSC_TRAIN_S MGMT NSC_OCIP NSC_STN_FIN YS Total Spent Total Granted Funds Granted Funds Less Amt Spent 2 Expenditures Through the End of the Prior Fiscal Year $0 $22,739 $173,759 $380,928 $516,921 $22,804 $187,321 $258,170 $0 $0 $1,562,642 $1,562, $0.00 Sources of Funds for the Current Fiscal Year $0 3 Federal Capital /5304/ FTA Planning $0 $0.00 $ Federal Capital FTA Urban Formula $16,968 $76,054 $93,022 $93, $ Federal Capital FTA Fixed Guideway $57,645 $57,645 $57, $ Federal Capital FTA Bus/Bus Facilities $0 $0.00 $ Federal Capital FTA New/Small Starts $0 $0.00 $ Federal Capital FTA Senior and PWD $0 $0.00 $ Federal Capital FTA Rural $0 $0.00 $ Federal Capital FTA Other $0 $0.00 $ Federal Capital / FTA Research & Tech $0 $0.00 $ Federal Capital FTA JARC $0 $0.00 $ Federal Capital FLEX $0 $0.00 $ Federal Capital FHWA Programs (CMAQ, ITS, STP, ) $0 $0.00 $ Federal Capital FTA State of Good Repair $1,084,616 $1,084,616 $1,084, $ State Waiver to Use for Capital $0 $0.00 $ State Capital PA Bond Program $3,535 $3,535 $3, $ State Capital Discretionary $58,060 $284,262 $47,375 $226,007 $101,104 $716,807 $716, $ State Capital New Initiatives $0 $0.00 $ State Capital CTC $0 $0.00 $ State Capital Other $0 $0.00 $ State Capital Capital Improvement Program $0 $0.00 $ State Capital PTAF $0 $0.00 $ State Capital - All Sources Used for Debt Service $0 $0.00 $ State Capital - ASG/BSG $0 $0.00 $ State Capital Other $0 $0.00 $ Local Match Waiver to Use for Capital $0 $0.00 $ Local Match Capital PA Bond Program $0 $0.00 $ Local Match Capital Discretionary $24,883 $457 $45,147 $707 $5,568 $76,763 $76, $ Local Match Capital New Initiatives $0 $0.00 $ Local Match Capital CTC $0 $0.00 $ Local Match Capital Other $0 $0.00 $ Local Match Capital PTAF $0 $0.00 $ Local Match Capital - All Sources Used for Debt Service $0 $0.00 $ Local Match Capital - ASG/BSG $0 $0.00 $ Local Match Other $0 $0.00 $ Local Contribution $0 $0.00 $ Proceeds from Agency Issued Bonds $0 $0.00 $ Agency Loan Proceeds $0 $0.00 $ Other Financing Transaction Proceeds $0 $0.00 $ Internal Working Capital $0 $0.00 $ Proceeds from Disposition of Assets $0 $0.00 $ Foundations and Non-Profits $0 $0.00 $ Private $0 $0.00 $ Other - Authority Provided $17,624 $35,541 $23,983 -$150,487 $702 $27,856 -$44,780 -$44, $ Total Sources of Funds Spent in the Current FY $82,942 $284,262 $17,624 $47,832 $1,355,770 $35,541 $45,193 -$150,487 $702 $268,227 $1,987,607 $1,987, $0.00 Grand Total 47 Total Sources of Funds Spent Inception-to-Date $82,942 $307,000 $191,382 $428,761 $1,872,691 $58,344 $232,514 $107,684 $702 $268,227 $3,550, Total Granted Sources of Funds Inception to Date $82,942 $307,000 $191,382 $428,761 $1,872,691 $58,344 $232,514 $107,684 $702 $268,227 $3,550, Granted Sources Less Amount Spent Inception to Date $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 24 (Contiuned)