INDEX APPOINTMENT OF COMMITTEES ETC. Rule 202 POWERS OF BURSA BONDS IN AN EMERGENCY SITUATION POWERS IN AN EMERGENCY SITUATION

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1 INDEX CHAPTERS CHAPTER 1 DEFINITION AND INTERPRETATION Rule 101 DEFINITION DEFINITION Rule 102 INTERPRETATION INTERPRETATION CHAPTER 2 ADMINISTRATION Rule 201 EXERCISE OF POWERS EXERCISE OF POWERS APPOINTMENT OF COMMITTEES ETC Rule 202 POWERS OF BURSA BONDS IN AN EMERGENCY SITUATION POWERS IN AN EMERGENCY SITUATION Rule 203 BURSA MALAYSIA AS A HOLDING COMPANY POWERS OF BURSA MALAYSIA AS HOLDING COMPANY Rule 204 LIABILITY LIABILITY OF BURSA BONDS Rule 205 NOTICES OR COMMUNICATIONS NOTICES OR COMMUNICATIONS ISSUED Rule 206 DISPUTES DISPUTES BETWEEN PARTICIPANTS AND BURSA BONDS ARBITRATION Rule 207 PERSONAL DATA NOTICE PERSONAL DATA NOTICE CHAPTER 3 PARTICIPANTSHIP Rule 301 GENERAL PARTICIPANTSHIP CLASSES CONDUCT Rule 302 TRADING PARTICIPATING MEMBER (TPM) REQUIREMENTS FOR PARTICIPANTSHIP AS TPM ACCESS REGISTRATION TRANSFER RESIGNATION SUSPENSION OR TERMINATION OF ACCESS Rule 303 EXECUTING PARTICIPATING MEMBER (EPM) 1

2 303.1 REQUIREMENTS FOR PARTICIPANTSHIP AS AN EPM ACCESS REGISTRATION TRANSFER RESIGNATION SUSPENSION OR TERMINATION OF ACCESS Rule 304 GENERAL PARTICIPATING MEMBER (GPM) REQUIREMENTS FOR PARTICIPANTSHIP AS A GPM ACCESS REGISTRATION TRANSFER RESIGNATION SUSPENSION OR TERMINATION OF PARTICIPANTSHIP Rule 305 DISTRIBUTION OF INFORMATION FROM ETP DISTRIBUTION OF INFORMATION CHAPTER 4 FACILITIES AVAILABLE IN ETP Rule 401 FACILITIES AVAILABLE IN ETP FACILITIES AVAILABLE IN ETP VIEW FACILITIES Rule 402 GENERAL RULES ON TRADING FUNCTIONS TRADING FUNCTIONS TRADING FUNCTIONS BY TPM TRADING FUNCTIONS BY EPM TRADING FUNCTIONS BY MEMBER REPRESENTATIVES Rule 403 SUSPENSION OR CESSATION OF TRADING FUNCTIONS CIRCUMSTANCES FOR SUSPENSION OF A STOCK CIRCUMSTANCES FOR SUSPENSION OR CESSATION OF TRADING FUNCTIONS Rule 404 CANCELLATION OF TRADES CIRCUMSTANCES CHAPTER 5 AUTOMATED MATCHING Rule 501 AUTOMATED MATCHING GENERAL Rule 502 TRADING HOURS FOR AUTOMATED MATCHING TRADING HOURS Rule 503 ENTRY OF ORDERS FOR AUTOMATED MATCHING TYPE OF ORDERS ENTRY OF ORDERS FOR AUTOMATED MATCHING MATCHING PRIORITY 2

3 503.4 FIRM AND BINDING CONTRACT Rule 504 TRADE AMENDMENTS CIRCUMSTANCES Rule 505 SHORTSELLING ON ETP SHORTSELLING Rule 506 NAME SWITCHING NAME SWITCHING NO CANCELLATION OF ORIGINAL TRADE Rule 507 TRADING FEES TRADING FEES CHAPTER 6 ADVERTISEMENT AND NEGOTIATION Rule 601 ADVERTISEMENT GENERAL MINIMUM AMOUNT DELIVERY AND STTLEMENT Rule 602 NEGOTIATION GENERAL ENTRY OF QUOTES DELIVERY AND SETTLEMENT CONCLUSIONS OF TRADES THROUGH NEGOTIATION NO CANCELLATION Rule 603 TRADE AMENDMENTS CIRCUMSTANCES Rule 604 FEES FEES Rule 605 NEGOTIATION HOURS NEGOTIATION HOURS CHAPTER 7 REPORTING AND CONFIRMING OFF ETP TRANSACTIONS Rule 701 REPORTING AND CONFIRMING OFF ETP TRANSACTIONS GENERAL Rule 702 REPORTING AND CONFIRMATION HOURS TRADE REPORTING AND TRADE CONFIRMATION HOURS Rule 703 REPORTING AND CONFIRMING OFF ETP TRANSACTIONS REPORTING AND CONFIRMATION OF OFF ETP TRANSACTIONS REPORTING OFF AN OFF ETP TRANSACTION WHERE THE STOCK IS SUSPENDED IN ETP REPORTING OF AN OFF ETP TRANSACTION DURING SUSPENSION OR CESSATION OF FACILITIES AND SYSTEM FAILURE 3

4 703.4 REPORTING OF OFF ETP TRANSACTIONS WHERE A TPM s OR AN EPM s ACCESS TO FACILITIES IN ETP IS SUSPENDED OR TERMINATED Rule 704 AMENDMENT AND CANCELLATION OF OFF ETP TRANSACTION REPORTS ON ETP AMENDMENT OF OFF ETP TRANSACTION REPORTS CANCELLATION OF OFF ETP TRANSACTION REPORTS CHAPTER 8 ANNOUNCEMENTS ON ETP Rule 801 ANNOUNCEMENTS GENERAL VALIDITY PERIOD OF ANNOUNCEMENTS ANNOUNCEMENT HOURS SYSTEM FAILURE Rule 802 OBLIGATIONS RELATING TO ANNOUNCEMENTS OBLIGATIONS Rule 803 SUSPENSION OF ANNOUNCEMENT CIRCUMSTANCES CHAPTER 9 ACTIONS FOR BREACHES Rule 901 POWERS POWERS NOTIFICATION Rule 902 APPEAL RIGHT OF APPEAL 4

5 APPENDICES APPENDIX 1 LETTER OF UNDERTAKING SCHEDULES SCHEDULE 1(Chapter 2) [Rule 201.3(1)] SCHEDULE 2 (Chapter 4) [Rule 402.5(1)] SCHEDULE 3(Chapter 5) [Rule 501.1(2)] FEES AND CHARGES FINANCIAL INSTRUMENTS FOR BAND TRADING FINANCIAL INSTRUMENTS FOR OUTRIGHT BUY AND SELL WHEN ISSUED TRADES. 5