APPENDIX J SUMMARY OF FY 2001 ENVIRONMENTAL QUALITY FINES AND PENALTIES ASSESSED AND PAID

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1 APPENDIX J SUMMARY OF FY 2001 ENVIRONMENTAL QUALITY FINES AND PENALTIES ASSESSED AND PAID This appendix meets the requirements for fines and penalties analysis under Public Law Department of Defense Authorization Act for FY The analysis is presented using data from FY 2001 and the six preceding fiscal years, where this full data set is available. Not all of the required data covers this time period and hence some of the analysis only covers FY 1997 through FY This appendix includes an analysis of fines assessed and paid by DoD and the Components. The analysis of fines paid shows the amount paid in cash in current year dollars and the amounts invested in Supplemental Environmental Projects (SEPs) against the originally assessed fine. (Completion of SEPs in lieu of fines is typically more costly than cash payments.) A fine assessed in one fiscal year may not necessarily be paid until a later fiscal year (the amounts assessed and paid are shown in current year dollars). In addition, the analysis includes a breakdown of fines by statute and indicates the origin of the fines (i.e., Federal, state, or local regulatory authority). Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 1

2 DoD Component Fines in Fiscal Year 2001 Amount EPA Army $ 798,746 Navy $ 151,000 Marine Corps $ 20,893 Air Force $ 135,717 DLA $ - EPA Total $ 1,106,356 STATE Army $ 370,601 Navy $ 61,400 Marine Corps $ - Air Force $ 61,794 DLA $ 19,387 State Total $ 513,182 LOCAL Army $ - Navy $ 18,100 Marine Corps $ - Air Force $ 1,050 DLA $ - Local Total $ 19,150 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 2

3 DoD Component Fines in Fiscal Year 2001 DoD COMPONENT TOTAL Amount Army $ 1,169,347 Navy $ 230,500 Marine Corps $ 20,893 Air Force $ 198,561 DLA $ 19,387 Grand Total $ 1,638,688 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 3

4 Army Installations by Federal, State, and Local State Fines in Fiscal Year 2001 Authority Issuing Agency Date Amount EPA Seneca Army Depot* NY RCRA-C II 09/28/01 $ 51,812 Fort Shafter* HI CAA IX 09/28/01 $ 184,250 Letterkenny Army Depot PA RCRA-C III 10/01/00 $ 162,030 Fort Jackson** SC CAA IV 04/11/01 $ 400,654 EPA Subtotal $ 798,746 STATE Fort Missoula MT SDWA Montana 10/01/00 $ 2,324 Fort Lewis WA CAA Washington 10/13/00 $ 1,000 Pine Bluff Arsenal AR RCRA-C Arkansas 11/06/00 $ 9,000 Fort Sam Houston TX CWA Texas 01/22/01 $ 4,000 Umatilla Chemical Disposal Facility OR RCRA-C Oregon 01/24/01 $ 3,000 Fort Knox KY CWA Kentucky 02/28/01 $ 13,200 Holland DMPS (U.S. Army Corps of Engineers) MI CWA Michigan 03/13/01 $ 92,000 Fort Bragg NC CAA North Carolina 04/11/01 $ 17,711 Picatinny Arsenal NJ CAA New Jersey 04/19/01 $ 1,000 Fort Shafter HI RCRA-I Hawaii 05/08/01 $ 600 Tooele Chemical Agent Disposal Facility UT CAA Utah 05/17/01 $ 1,500 Picatinny Arsenal NJ CAA New Jersey 07/03/01 $ 67,500 Tooele Army Depot UT RCRA-C Utah 07/05/01 $ 26,720 Fort Leonard Wood*** MO CAA Missouri 08/10/01 $ 44,046 Camp Santiago PR RCRA Puerto Rico 08/27/01 $ 12,000 U.S. Military Academy NY CWA New York 09/18/01 $ 75,000 State Subtotal $ 370,601 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 4

5 Army Fines in Fiscal Year 2001 Installations by Federal, Issuing Date State Authority State, and Local Agency Amount None LOCAL Local Subtotal $ - $ - Army Total $ 1,169,347 * This fine was assessed in FY 2000 but was not reported. Therefore, the fine amount is not included in FY 2001 totals. ** SC originally issued the fine for $5,000 in FY Case was reopened by EPA and the fine was reassessed. *** The fine assessed was an administrative fee. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 5

6 Navy Installations by Federal, State, and Local State Fines in Fiscal Year 2001 Authority Issuing Agency Date Amount EPA Naval Air Station Jacksonville FL RCRA-C IV 11/02/00 $ 150,000 COMNAVBASE Pearl Harbor HI RCRA-I IX 11/02/00 $ 100 COMNAVBASE Pearl Harbor HI RCRA-I IX 11/08/00 $ 900 EPA Subtotal $ 151,000 PACMISRANFAC Barking Sands HI STATE RCRA-C Hawaii 11/02/00 $ 40,100 COMNAVBASE Pearl Harbor HI RCRA-I Hawaii 11/17/00 $ 300 NAVHOSP Portsmouth VA Medical Waste Virginia 01/30/01 $ 15,000 National Naval Medical Center Bethesda MD CWA Maryland 04/18/01 $ 5,000 Weapons Station Colts Neck NJ CAA New Jersey 05/09/01 $ 1,000 State Subtotal $ 61,400 LOCAL SWNAVFACENGCOM San Diego CA CAA 10/05/00 $ 2,500 NAS LeMoore CA CAA 12/08/00 $ 600 PWC San Deigo CA CAA 12/15/00 $ 500 PWC San Deigo CA CAA 12/15/00 $ 1,000 PWC San Deigo CA CAA 12/15/00 $ 1,000 NAS North Island CA CAA 12/15/00 $ 500 NAS North Island CA CAA 12/15/00 $ 1,000 Commander Mid-Atlantic Region Norfolk VA CWA 06/03/01 $ 1,000 Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 $ 1,000 Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 $ 1,000 Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 $ 1,000 Naval Region Mid-Atlantic Norfolk VA CWA 07/31/01 $ 1,000 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 6

7 Navy Fines in Fiscal Year 2001 Issuing State Authority Agency Installations by Federal, State, and Local Date Amount Naval Region Mid-Atlantic Norfolk VA CWA 08/30/01 $ 4,000 Commander Mid-Atlantic Region Norfolk VA CWA 08/31/01 $ 1,000 Naval Air Weapons Station China Lake CA CAA 09/06/01 $ 1,000 Local Subtotal $ 18,100 Navy Total $ 230,500 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 7

8 Marine Corps Installations by Federal, State, and Local State Fines in Fiscal Year 2001 Authority Issuing Agency Date Amount EPA MCAS Cherry Point NC RCRA-I IV 09/17/01 $ 20,893 EPA Subtotal $ 20,893 None None STATE $ - State Subtotal $ - LOCAL $ - Local Subtotal $ - Marine Corps Total $ 20,893 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 8

9 Air Force Installations by Federal, State, and Local State Fines in Fiscal Year 2001 Authority Issuing Agency Date Amount EPA Eielson AFB* AK CAA X 09/14/00 $ 498,840 Hickman AFB HI RCRA-I IX 11/03/00 $ 1,250 Kaena Point HI RCRA-I IX 05/04/01 $ 300 Eglin AFB FL RCRA-D IV 07/31/01 $ 111,509 Arnold AFB TN RCRA-C IV 09/26/01 $ 22,658 EPA Subtotal $ 135,717 STATE Dare County Range NC CWA North Carolina 10/30/00 $ 1,000 Portland OR RCRA-C Oregon 02/28/01 $ 1,000 Lackland AFB TX CAA Texas 04/11/01 $ 2,820 Dover AFB DE RCRA-C Delaware 04/11/01 $ 50,000 Bellows AFB HI RCRA-I Hawaii 05/04/01 $ 600 Canon AFB NM CAA New Mexico 06/14/01 $ 2,025 Avon Park FL RCRA-C Florida 08/02/01 $ 4,349 State Subtotal $ 61,794 LOCAL Edwards AFB CA CAA 01/19/00 $ 600 Moffet Field CA CAA 02/28/01 $ 250 Portland OR CWA 05/18/01 $ 100 Portland ME CWA 08/28/01 $ 100 Local Subtotal $ 1,050 Air Force Total $ 198,561 * This fine was assessed in FY 2000 but was not reported. Therefore, the fine amount is not included in FY 2001 totals. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 9

10 Defense Logistics Agency Installations by Federal, State, and Local State Fines in Fiscal Year 2001 Authority Issuing Agency Date Amount None EPA $ - EPA Subtotal $ - STATE Defense Supply Center Richmond VA RCRA-C Virginia 04/16/01 $ 16,000 Defense Reutilization and Marketing Office Mechanicsburg PA RCRA-C Pennsylvania 04/30/01 $ 3,000 Defense Depot Susquehanna PA RCRA-D Pennsylvania 09/27/01 $ 387 State Subtotal $ 19,387 None LOCAL $ - Local Subtotal $ - DLA Total $ 19,387 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 10

11 DoD Component Amount Fines Paid in Fiscal Year 2001 Amount Paid Cash SEPs Total EPA Army $ 1,380,020 $ 630,470 $ 1,250,586 $ 1,881,056 Navy $ 1,000 $ 1,000 $ - $ 1,000 Marine Corps $ 39,600 $ 1,650 $ - $ 1,650 Air Force $ 668,127 $ 191,690 $ 150,000 $ 341,690 DLA $ - $ - $ - $ - EPA Total $ 2,088,747 $ 824,810 $ 1,400,586 $ 2,225,396 Army $ 522,141 STATE $ 314,333 $ 140,000 $ 454,333 Navy $ 55,100 $ 49,100 $ - $ 49,100 Marine Corps $ 16,250 $ 16,250 $ - $ 16,250 Air Force $ - $ - $ - $ - DLA $ 16,000 $ 16,000 $ - $ 16,000 State Total $ 609,491 $ 395,683 $ 140,000 $ 535,683 LOCAL Army $ - $ - $ - $ - Navy $ - $ - $ - $ - Marine Corps $ - $ - $ - $ - Air Force $ 200 $ 200 $ - $ 200 DLA $ - $ - $ - $ - Local Total $ 200 $ 200 $ - $ 200 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 11

12 DoD Component Amount Fines Paid in Fiscal Year 2001 Amount Paid Cash SEPs Total DoD COMPONENT TOTALS Army $ 1,902,161 $ 944,803 $ 1,390,586 $ 2,335,389 Navy $ 56,100 $ 50,100 $ - $ 50,100 Marine Corps $ 55,850 $ 17,900 $ - $ 17,900 Air Force $ 668,327 $ 191,890 $ 150,000 $ 341,890 DLA $ 16,000 $ 16,000 $ - $ 16,000 Grand Total $ 2,698,438 $ 1,220,693 $ 1,540,586 $ 2,761,279 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 12

13 Army Fines Paid in Fiscal Year 2001 Installation by Federal, State, and Local State Authority Issuing Agency Date Amount Date Resolved Amount Paid Cash SEPs Total EPA Walter Reed Army Medical Center DC RCRA-I III 06/30/98 $ 109,851 10/20/00 $ 86,715 $ - $ 86,715 Fort Drum NY RCRA-I II 07/01/99 $ 259,960 11/16/00 $ 135,000 $ - $ 135,000 Pine Bluff Arsenal AR CAA VI 08/28/00 $ 48,000 02/06/01 $ 21,000 $ - $ 21,000 Fort Campbell KY RCRA-C IV 08/14/00 $ 37,125 03/06/01 $ 10,334 $ - $ 10,334 Letterkenny Army Depot PA RCRA-C III 10/01/00 $ 162,030 03/30/01 $ 4,921 $ 94,586 $ 99,507 Fort Lewis WA RCRA-I X 09/18/00 $ 450,554 05/16/01 $ 60,000 $ 200,000 $ 260,000 Fort Bragg NC SDWA IV 03/14/00 $ 312,500 06/05/01 $ 312,500 $ 956,000 $ 1,268,500 EPA Subtotal $ 1,380,020 $ 630,470 $ 1,250,586 $ 1,881,056 STATE Fort Benning GA SDWA GA 06/15/00 $ 9,000 10/01/00 $ 8,000 $ - $ 8,000 Tooele Chemical Agent Disposal $ 10,075 $ - $ 10,075 UT RCRA-C UT 12/30/99 $ 68,445 10/30/00 Facility* $ 56,898 $ - $ 56,898 Fort Sam Houston TX RCRA-C TX 11/30/99 $ 7,975 10/30/00 $ 7,975 $ - $ 7,975 Fort Bragg NC RCRA-C NC 12/01/99 $ 107,500 11/08/00 $ 57,497 $ - $ 57,497 Military Ocean Terminal, Bayonne NJ CAA NJ 03/05/99 $ 56,000 11/09/00 $ - $ - $ - Fort Missoula MT SDWA MT 10/01/00 $ 2,324 11/22/00 $ 1,900 $ - $ 1,900 Aberdeen Proving Ground MD RCRA-C MD 05/30/00 $ 1,000 11/27/00 $ 1,000 $ - $ 1,000 Pine Bluff Arsenal AR RCRA-C AR 11/06/00 $ 9,000 11/29/02 $ 4,500 $ - $ 4,500 Fort Carson CO RCRA-C CO 08/09/00 $ 59,363 12/14/00 $ 17,000 $ 40,000 $ 57,000 Indiana Army Ammunition Plant IN RCRA-C IN 08/18/00 $ 22,500 01/16/01 $ 22,500 $ - $ 22,500 Lake City Army Ammunition Plant MO RCRA-C MO 11/24/99 $ 29,400 02/04/01 $ 14,700 $ - $ 14,700 Umatilla Chemical Disposal Facility OR RCRA-C OR 01/24/01 $ 3,000 02/07/01 $ 3,000 $ - $ 3,000 Tooele Army Depot UT RCRA-C UT 04/13/00 $ 145,134 05/30/01 $ 63,741 $ 100,000 $ 163,741 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 13

14 Army Fines Paid in Fiscal Year 2001 Installation by Federal, State, and Local State Authority Issuing Agency Date Amount Date Resolved Amount Paid Cash SEPs Total Tooele Chemical Agent Disposal Facility** UT CAA UT 05/17/01 $ 1,500 07/13/01 $ 1,500 $ - $ 1,500 Fort Leonard Wood*** MO CAA MO 08/10/00 $ - 08/13/01 $ 44,047 $ - $ 44,047 State Subtotal $ 522,141 $ 314,333 $ 140,000 $ 454,333 None LOCAL $ - $ - $ - $ - Local Subtotal $ - $ - $ - $ - Army Total $ 1,902,161 $ 944,803 $ 1,390,586 $ 2,335,389 * $56,898 paid by contractor. ** $1,500 paid by contractor. *** Amount paid in cash was administrative fee. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 14

15 Navy Fines Paid in Fiscal Year 2001 Installation by Federal, State, and Local State Authority Issuing Agency Date Amount Date Resolved Amount Paid Cash SEPs Total EPA COMNAVBASE Pearl Harbor HI RCRA-I IX 11/02/00 $ /22/00 $ 100 $ - $ 100 COMNAVBASE Pearl Harbor HI RCRA-I IX 11/08/00 $ /22/00 $ 900 $ - $ 900 EPA Subtotal $ 1,000 $ 1,000 $ - $ 1,000 STATE NAVHOSP Portsmouth VA Medical Waste VA 1/30/2001 $ 15,000 11/30/2001 $ 15,000 $ - $ 15,000 PACMISRANFAC Barking Sands HI RCRA-C HI 11/2/2000 $ 40,100 6/18/2001 $ 34,100 $ - $ 34,100 State Subtotal $ 55,100 $ 49,100 $ - $ 49,100 None LOCAL $ - $ - $ - $ - Local Subtotal $ - $ - $ - $ - Navy Total $ 56,100 $ 50,100 $ - $ 50,100 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 15

16 Marine Corps Fines Paid in Fiscal Year 2001 Installation by Federal, State, and Local State Authority Issuing Agency Date Amount Date Resolved Amount Paid Cash SEPs Total EPA MCB Quanitco VA CAA III 9/30/1999 $ 39,600 3/1/2001 $ 1,650 $ - $ 1,650 EPA Subtotal $ 39,600 $ 1,650 $ - $ 1,650 STATE MCAS Beaufort SC RCRA-C SC 9/15/2000 $ 16,250 11/3/2000 $ 16,250 $ - $ 16,250 State Subtotal $ 16,250 $ 16,250 $ - $ 16,250 None LOCAL $ - $ - $ - $ - Local Subtotal $ - $ - $ - $ - Marines Total $ - $ - $ - $ - Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 16

17 Air Force Fines Paid in Fiscal Year 2001 Installation by Federal, State, and Local State Authority Issuing Agency Date Amount Date Resolved Amount Paid Cash SEPs Total EPA Tinker AFB OK RCRA-I VI 01/13/98 $ 96,703 11/07/00 $ 51,500 $ - $ 51,500 Barksdale AFB LA RCRA-I VI 01/13/98 $ 70,734 12/07/00 $ 38,340 $ - $ 38,340 Anderson AFB GU RCRA-I IX 11/15/99 $ /19/00 $ 300 $ - $ 300 Hickam AFB HI RCRA-I IX 11/03/00 $ 1,250 12/22/00 $ 1,250 $ - $ 1,250 Eielson AFB AK CAA X 09/14/00 $ 498,840 04/26/01 $ 100,000 $ 150,000 $ 250,000 Kaena Point HI RCRA-I IX 05/04/01 $ /09/01 $ 300 $ - $ 300 EPA Subtotal $ 668,127 $ 191,690 $ 150,000 $ 341,690 None STATE $ - $ - $ - $ - State Subtotal $ - $ - $ - $ - LOCAL Portland* OR CWA 05/18/01 $ /18/01 $ 100 $ - $ 100 Portland* ME CWA 08/28/01 $ /30/01 $ 100 $ - $ 100 Local Subtotal $ 200 $ 200 $ - $ 200 Air Force Total $ 668,327 $ 191,890 $ 150,000 $ 341,890 * Paid with state funds. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 17

18 Defense Logistics Agency Fines Paid in Fiscal Year 2001 Installation by Federal, State and Local State Authority Issuing Agency Date Amount Date Resolved Amount Paid Cash SEPs Total None EPA $ - $ - $ - $ - EPA Subtotal $ - $ - $ - $ - STATE Defense Supply Center Richmond VA RCRA-C VA 04/16/01 $ 16,000 08/31/01 $ 16,000 $ - $ 16,000 State Subtotal $ 16,000 $ 16,000 $ - $ 16,000 None LOCAL $ - $ - $ - $ - Local Subtotal $ - $ - $ - $ - DLA Total $ 16,000 $ 16,000 $ - $ 16,000 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 18

19 $3,000,000 Figure 1 Fines DoD Component Totals FY 1995 to FY 2001 $2,500,000 $2,000,000 $1,500,000 $1,000,000 $500,000 Army* Navy Marine Corps Air Force DLA FY 1995 $636,976 $297,048 $6,000 $316,897 $12,046 FY 1996 $385,491 $1,030,456 $39,500 $210,328 $21,000 FY 1997 $2,264,549 $164,284 $450 $195,545 $3,000 FY 1998 $1,950,475 $562,981 $7,575 $279,167 $115,000 FY 1999 $751,525 $31,514 $44,825 $13,560 $140,800 FY 2000* $2,688,871 $323,950 $30,925 $612,390 FY 2001 $1,169,347 $230,500 $20,893 $198,561 $19,387 * Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 19

20 $3,000,000 Figure 2 Fines by Statute DoD-Wide FY 1995 to FY 2001 $2,500,000 $2,000,000 $1,500,000 $1,000,000 $500,000 CAA* CWA RCRA SDWA MWTA TSCA FY 1995 $335,188 $49,788 $838,991 $45,000 FY 1996 $101,180 $4,731 $1,580,864 FY 1997 $49,277 $21,707 $2,556,844 FY 1998 $395,660 $6,155 $1,505,008 $600,000 $408,375 FY 1999 $405,612 $12,439 $563,373 $800 FY 2000* $946,933 $8,300 $1,403,403 $1,297,500 FY 2001 $732,456 $200,400 $688,508 $2,324 $15,000 * Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 20

21 Figure 3 Total Amount of Fines by Issuing Agency DoD-Wide FY 2001 Local 1% State 31% EPA 68% Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 21

22 $2,500,000 Figure 4 Number of Fines by Size DoD-Wide FY 1997 to FY $2,000, Total $ Amount of Fines $1,500,000 $1,000, Number of Fines $500,000 5 FY 1997 FY 1998 FY 1999 FY 2000* FY $999 $5,782 $4,431 $7,950 $1,750 $5,837 $1,000 - $9,999 $67,390 $47,284 $43,001 $67,168 $59,768 $10,000 - $99,999 $514,356 $633,857 $191,090 $522,583 $564,640 $100,000 - $999,999 $991,700 $2,229,626 $740,183 $1,796,135 $1,008,443 > $1,000,000* $1,048,600 $1,268,500 - $ $1,000 - $9, $10,000 - $99, $100,000 - $999, > $1,000,000* * Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 22

23 $5,500,000 Figure 5 Fines Paid (Cash and SEPs**) DoD Components FY 1997 to FY 2001 $4,400,000 $3,300,000 $2,200,000 $1,100,000 Army Navy Marine Corps Air Force DLA FY 1997 $5,060,965 $23,050 $32,179 $100,761 $15,000 FY 1998 $83,070 $22,900 $14,950 $37,000 FY 1999 $2,867,990 $39,100 $381,420 $10,300 FY 2000 $7,500 $30,682 $117,918 FY 2001 $2,335,389 $50,100 $17,900 $341,890 $16,000 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 23

24 $5,500,000 Figure 6 Fines Paid (Cash and SEPs**) by Statute DoD-Wide FY 1997 to FY 2001 $4,400,000 $3,300,000 $2,200,000 $1,100,000 CAA CWA RCRA SDWA MWTA FY 1997 $950 $3,000 $5,292,955 $5,000 FY 1998 $187,256 FY 1999 $10,800 $2,400,210 $887,000 FY 2000 $120,418 $35,682 FY 2001 $318,197 $200 $1,149,482 $1,278,400 $15,000 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 24

25 Figure 7 Number of Fines Paid (Cash and SEPs**) by Size DoD-Wide FY 1997 to FY 2001 Total $ Amount of Fines $4,500,000 $4,000,000 $3,500,000 $3,000,000 $2,500,000 $2,000,000 $1,500,000 $1,000,000 $500, Number of Fines FY 1997 FY 1998 FY 1999 FY 2000 FY $999 $1,638 $1,500 $1,300 $3,450 $1,000 - $9,999 $33,235 $20,226 $24,900 $12,500 $29,125 $10,000 - $99,999 $450,012 $165,530 $259,090 $143,600 $651,463 $100,000 - $999,999 $665,000 $1,362,320 $808,741 >$1,000,000 $4,152,020 $1,650,400 $1,268,500 - $ $1,000 - $9, $10,000 - $99, $100,000 - $999, >$1,000, ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. 0 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 25

26 $2,000,000 Figure 8 Fines Paid (Cash and SEPs**) DoD Component Totals FY 2001 $1,500,000 $1,000,000 $500,000 Army Navy Marine Corps Air Force DLA Amount $1,902,161 $56,100 $55,850 $668,327 $16,000 Amount Paid Cash $944,803 $50,100 $17,900 $191,890 $16,000 Amount Paid SEPs $1,390,586 $150,000 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 26

27 $2,500,000 Figure 9 Fines by Issuing Agency Army FY 1995 to FY 2001 $2,000,000 $1,500,000 $1,000,000 $500,000 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000* FY 2001 EPA* $158,300 $161,842 $600 $1,453,821 $286,050 $1,823,286 $370,601 State $478,676 $223,649 $2,263,861 $496,654 $465,475 $865,585 $445,601 Local $88 * Does not include a fine assessed against Fort Wainwright, Alaska under the Clean Air Act in FY Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 27

28 $120,000 Figure 10 Fines Paid (Cash and SEPs**) Army Clean Air Act FY 1997 to FY 2001 $100,000 $80,000 $60,000 $40,000 $20,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $16,000 $22,900 $54,890 $116,500 $105,500 Amount Paid Cash $7,500 $66,547 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 28

29 $20,000 Figure 11 Fines Paid (Cash and SEPs**) Army Clean Water Act FY 1997 to FY 2001 $17,500 $15,000 $12,500 $10,000 $7,500 $5,000 $2,500 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $8,885 $20,000 $500 Amount Paid Cash Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 29

30 $5,000,000 Figure 12 Fines Paid (Cash and SEPs**) Army Resource Conservation and Recovery Act FY 1997 to FY 2001 $4,000,000 $3,000,000 $2,000,000 $1,000,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $4,485,527 $138,862 $831,413 $1,472,891 Amount Paid Cash $602,445 $44,910 $175,350 $555,856 Amount Paid SEPs $3,390,000 $38,160 $1,804,840 $434,586 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 30

31 $1,000,000 Figure 13 Fines Paid (Cash and SEPs**) Army Safe Drinking Water Act FY 1997 to FY 2001 $750,000 $500,000 $250,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $600,800 $323,824 Amount Paid Cash $80,800 $322,400 Amount Paid SEPs $807,000 $956,000 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 31

32 Figure 14 Fines by Issuing Agency Navy FY 1995 to FY 2001 $900,000 $800,000 $700,000 $600,000 $500,000 $400,000 $300,000 $200,000 $100,000 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 EPA $34,150 $872,475 $149,600 $533,375 $105,000 $151,000 State $159,648 $135,550 $20,040 $2,700 $90,100 $61,400 Local $103,250 $22,431 $14,684 $9,566 $28,814 $128,850 $18,100 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 32

33 $1,000 Figure 15 Fines Paid (Cash and SEPs**) Navy Clean Air Act FY 1997 to FY 2001 $900 $800 $700 $600 $500 $400 $300 $200 $100 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $950 $500 Amount Paid Cash $950 $500 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 33

34 $120,000 Figure 16 Fines Paid (Cash and SEPs**) Navy Resource Conservation and Recovery Act FY 1997 to FY 2001 $100,000 $80,000 $60,000 $40,000 $20,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $87,300 $52,236 $68,600 $105,000 $41,100 Amount Paid Cash $87,050 $52,236 $38,600 $30,682 $35,100 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 34

35 $5,000 Figure 17 Fines Paid (Cash and SEPs**) Navy Safe Drinking Water Act FY 1997 to FY 2001 $4,000 $3,000 $2,000 $1,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $5,000 Amount Paid Cash $5,000 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 35

36 $15,000 Figure 18 Fines Paid (Cash and SEPs**) Navy Medical Waste Tracking Act FY 1997 to FY 2001 $10,000 $5,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $15,000 Amount Paid Cash $15,000 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 36

37 Figure 19 Fines by Issuing Agency Marine Corps FY 1995 to FY 2001 $40,000 $35,000 $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 EPA $39,500 $39,600 $20,893 State $16,250 Local $6,000 $450 $7,575 $5,225 $14,675 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 37

38 $40,000 Figure 20 Fines Paid (Cash and SEPs**) Marine Corps Clean Air Act FY 1997 to FY 2001 $35,000 $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $39,600 Amount Paid Cash $1,650 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 38

39 $35,000 Figure 21 Fines Paid (Cash and SEPs**) Marine Corps Resource Conservation and Recovery Act FY 1997 to FY 2001 $30,000 $25,000 $20,000 $15,000 $10,000 $5,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $32,179 $16,250 Amount Paid Cash $2,000 $16,250 Amount Paid SEPs $30,179 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 39

40 Figure 22 Fines by Issuing Agency Air Force FY 1995 to FY 2001 $500,000 $400,000 $300,000 $200,000 $100,000 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 EPA $81,300 $174,720 $247,437 $5,000 $499,140 $135,717 State $212,857 $35,408 $188,345 $31,730 $1,000 $113,250 $61,794 Local $22,740 $200 $7,200 $7,560 $1,050 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 40

41 $500,000 Figure 23 Fines Paid (Cash and SEPs**) Air Force Clean Air Act FY 1997 to FY 2001 $400,000 $300,000 $200,000 $100,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $1,000 $82,000 $498,840 Amount Paid Cash $112,918 $100,000 Amount Paid SEPs $150,000 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 41

42 $200 Figure 24 Fines Paid (Cash and SEPs**) Air Force Clean Water Act FY 1997 to FY 2001 $150 $100 $50 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $200 Amount Paid Cash $200 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 42

43 $600,000 Figure 25 Fines Paid (Cash and SEPs**) Air Force Resource Conservation and Recovery Act FY 1997 to FY 2001 $500,000 $400,000 $300,000 $200,000 $100,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $565,138 $172,700 $42,500 $5,000 $169,287 Amount Paid Cash $71,444 $14,950 $16,420 $5,000 $91,960 Amount Paid SEPs $41,317 ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 43

44 Figure 26 Fines by Issuing Agency Defense Logistics Agency FY 1995 to FY 2001 $160,000 $140,000 $120,000 $100,000 $80,000 $60,000 $40,000 $20,000 FY 1995 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 EPA $4,000 $20,000 $3,000 $140,800 State $7,300 $115,000 $19,387 Local $746 $1,000 Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 44

45 $12,000 Figure 27 Fines Paid (Cash and SEPs**) Defense Logistics Agency Clean Air Act FY 1997 to FY 2001 $10,000 $8,000 $6,000 $4,000 $2,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $10,300 Amount Paid Cash $10,300 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 45

46 $3,000 Figure 28 Fines Paid (Cash and SEPs**) Defense Logistics Agency Clean Water Act FY 1997 to FY 2001 $2,500 $2,000 $1,500 $1,000 $500 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $3,000 Amount Paid Cash $3,000 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 46

47 $120,000 Figure 29 Fines Paid (Cash and SEPs**) Defense Logistics Agency Resource Conservation and Recovery Act FY 1997 to FY 2001 $100,000 $80,000 $60,000 $40,000 $20,000 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 Amount $20,000 $112,000 $16,000 Amount Paid Cash $12,000 $37,000 $16,000 Amount Paid SEPs ** The amounts paid in cash and SEPs are linked to the amount assessed in the original fine, regardless of the year assessed. Summary of FY 2001 EQ Fines and Penalties and Paid Appendix J - 47

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