Binary and Binomial Heaps. Disclaimer: these slides were adapted from the ones by Kevin Wayne

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1 Binary and Binomial Heaps Disclaimer: these slides were adapted from the ones by Kevin Wayne

2 Priority Queues Supports the following operations. Insert element x. Return min element. Return and delete minimum element. Decrease key of element x to k. Applications. Dijkstra's shortest path algorithm. Prim's MST algorithm. Event-driven simulation. Huffman encoding. Heapsort.... 2

3 Priority Queues in Action Dijkstra's Shortest Path Algorithm PQinit() for each v V key(v) PQinsert(v) key(s) 0 while (!PQisempty()) v = PQdelmin() for each w Q s.t (v,w) E if (w) > (v) + c(v,w) PQdecrease(w, (v) + c(v,w)) 3

4 Priority Queues Operation make-heap insert find-min delete-min union decrease-key delete Linked List N N N Binary N Binomial Heaps Fibonacci * Relaxed is-empty Dijkstra/Prim make-heap V insert V delete-min E decrease-key O( V 2 ) O( E log V ) O( E + V log V ) 4

5 Binary Heap: Definition Binary heap. Almost complete binary tree. filled on all levels, except last, where filled from left to right Min-heap ordered. every child greater than (or equal to) parent

6 Binary Heap: Properties Properties. Min element is in root. Heap with N elements has height = log 2 N N = 4 Height =

7 Binary Heaps: Array Implementation Implementing binary heaps. Use an array: no need for explicit parent or child pointers. Parent(i) = i/2 Left(i) = 2i Right(i) = 2i

8 Binary Heap: Insertion Insert element x into heap. Insert into next available slot. Bubble up until it's heap ordered. Peter principle: nodes rise to level of incompetence next free slot 8

9 Binary Heap: Insertion Insert element x into heap. Insert into next available slot. Bubble up until it's heap ordered. Peter principle: nodes rise to level of incompetence 06 swap with parent

10 Binary Heap: Insertion Insert element x into heap. Insert into next available slot. Bubble up until it's heap ordered. Peter principle: nodes rise to level of incompetence 06 swap with parent

11 Binary Heap: Insertion Insert element x into heap. Insert into next available slot. Bubble up until it's heap ordered. Peter principle: nodes rise to level of incompetence O() operations. 06 stop: heap ordered

12 Binary Heap: Decrease Key Decrease key of element x to k. Bubble up until it's heap ordered. O() operations

13 Binary Heap: Delete Min Delete minimum element from heap. Exchange root with rightmost leaf. Bubble root down until it's heap ordered. power struggle principle: better subordinate is promoted

14 Binary Heap: Delete Min Delete minimum element from heap. Exchange root with rightmost leaf. Bubble root down until it's heap ordered. power struggle principle: better subordinate is promoted

15 Binary Heap: Delete Min Delete minimum element from heap. Exchange root with rightmost leaf. Bubble root down until it's heap ordered. power struggle principle: better subordinate is promoted 53 exchange with left child

16 Binary Heap: Delete Min Delete minimum element from heap. Exchange root with rightmost leaf. Bubble root down until it's heap ordered. power struggle principle: better subordinate is promoted 4 exchange with right child

17 Binary Heap: Delete Min Delete minimum element from heap. Exchange root with rightmost leaf. Bubble root down until it's heap ordered. power struggle principle: better subordinate is promoted O() operations. 4 stop: heap ordered

18 Binary Heap: Heapsort Heapsort. Insert N items into binary heap. Perform N delete-min operations. O(N ) sort. No extra storage. 8

19 Binary Heap: Union Union. Combine two binary heaps H and H 2 into a single heap. No easy solution. (N) operations apparently required Can support fast union with fancier heaps. H H

20 Priority Queues Operation make-heap insert find-min delete-min union decrease-key delete Linked List N N N Binary N Binomial Heaps Fibonacci * Relaxed is-empty 20

21 Binomial Tree Binomial tree. Recursive definition: B 0 B k B k- B k- B 0 B B 2 B 3 B 4 2

22 Binomial Tree Useful properties of order k binomial tree B k. Number of nodes = 2 k. Height = k. Degree of root = k. Deleting root yields binomial trees B k-,, B 0. Proof. By induction on k. B k B k+ B B 2 B 0 B 0 B B 2 B 3 B 4 22

23 Binomial Tree A property useful for naming the data structure. k i B k has nodes at depth i. depth depth depth 2 depth 3 depth 4 B 4 23

24 Binomial Heap Binomial heap. Vuillemin, 978. Sequence of binomial trees that satisfy binomial heap property. each tree is min-heap ordered 0 or binomial tree of order k B 4 B B 0 24

25 Binomial Heap: Implementation Implementation. Represent trees using left-child, right sibling pointers. three links per node (parent, left, right) Roots of trees connected with singly linked list. degrees of trees strictly decreasing from left to right heap Binomial Heap Leftist Power-of-2 Heap 25

26 Binomial Heap: Properties Properties of N-node binomial heap. Min key contained in root of B 0, B,..., B k. Contains binomial tree B i iff b i = where b n b 2 b b 0 is binary representation of N. At most log 2 N + binomial trees. Height log 2 N N = 9 # trees = 3 height = 4 binary = B 4 B B 0 26

27 Binomial Heap: Union Create heap H that is union of heaps H' and H''. "Mergeable heaps." Easy if H' and H'' are each order k binomial trees. connect roots of H' and H'' choose smaller key to be root of H H' H'' 27

28 Binomial Heap: Union =

29 Binomial Heap: Union

30 Binomial Heap: Union

31

32

33

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35 Binomial Heap: Union Create heap H that is union of heaps H' and H''. Analogous to binary addition. Running time. O() Proportional to number of trees in root lists 2( log 2 N + ) =

36 Binomial Heap: Delete Min Delete node with minimum key in binomial heap H. Find root x with min key in root list of H, and delete H' broken binomial trees H Union(H', H) Running time. O() H

37 Binomial Heap: Delete Min Delete node with minimum key in binomial heap H. Find root x with min key in root list of H, and delete H' broken binomial trees H Union(H', H) Running time. O() H H'

38 Binomial Heap: Decrease Key Decrease key of node x in binomial heap H. Suppose x is in binomial tree B k. Bubble node x up the tree if x is too small. Running time. O() Proportional to depth of node x log 2 N depth = H x

39 Binomial Heap: Delete Delete node x in binomial heap H. Decrease key of x to -. Delete min. Running time. O() 39

40 Binomial Heap: Insert Insert a new node x into binomial heap H. H' MakeHeap(x) H Union(H', H) Running time. O() x H H'

41 Binomial Heap: Sequence of Inserts Insert a new node x into binomial heap H. If N =...0, then only steps. 3 6 x If N =...0, then only 2 steps. If N =...0, then only 3 steps If N =...0, then only 4 steps Inserting item can take () time. If N =..., then log 2 N steps. But, inserting sequence of N items takes O(N) time! (N/2)() + (N/4)(2) + (N/8)(3) N Amortized analysis. Basis for getting most operations down to constant time. 4

42 Priority Queues Operation make-heap insert find-min delete-min union decrease-key delete Linked List N N N Binary N Binomial Heaps Fibonacci * Relaxed is-empty just did this 42

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