TATA YOUNG CITIZENS FUND

Transcription

1 Trustee: Tata Trustee Company Limited, Investment Manager : Tata Asset Management Limited, Sponsors and Settlors: Tata Sons Ltd, Tata Investment Corporation Ltd. 9th Floor, Mafatlal Centre, Nariman Point, Mumbai Tel. (022) Fax: kiran@tataamc.com Visit us at UNAUDITED HALF YEARLY PORTFOLIO AS ON MARCH 31, 2013 (As per SEBI Mutual Fund Regulation 59 A) TATA BALANCED FUND HDFC BANK LTD. BANKS INE040A FINANCE LTD. FINANCE INE001A HCL TECHNOLOGIES LTD. SOFTWARE INE860A INDUSTRIES LTD. PHARMACEUTICALS INE044A ITC LTD. CONSUMER NON DURABLES INE154A GRASIM INDUSTRIES LTD. CEMENT INE047A BATTERIES LTD. AUTO ANCILLARIES INE885A INFOSYS LTD. SOFTWARE INE009A SUN TV NETWORK LTD. MEDIA & ENTERTAINMENT INE424H OIL INDIA LTD. OIL INE274J BAJAJ FINANCE LTD. FINANCE INE296A ICICI BANK LTD. BANKS INE090A JAI PRAKASH ASSOCIATES LTD. CEMENT INE455F UNITED SPIRITS LTD. CONSUMER NON DURABLES INE854D YES BANK LTD. BANKS INE528G THERMAX LTD. INDUSTRIAL CAPITAL GOODS INE152A IDFC LTD. FINANCE INE043D SHREE CEMENT LTD. CEMENT INE070A LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A CORP. LTD. FINANCE INE020B STRIDES ARCOLAB LTD. PHARMACEUTICALS INE939A GODREJ CONSUMER PRODUCTS LTD. CONSUMER NON DURABLES INE102D FAG BEARINGS (I) LTD. INDUSTRIAL PRODUCTS INE513A LUPIN LTD. PHARMACEUTICALS INE326A BALKRISHNA INDUSTRIES LTD. AUTO ANCILLARIES INE787D TITAN INDUSTRIES LTD. CONSUMER DURABLES INE280A RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A JAGRAN PRAKASHAN LTD. MEDIA & ENTERTAINMENT INE199G CRISIL FINANCE INE007A INDIAN BANK BANKS INE562A CREDIT ANALYSIS & RESEARCH LTD. FINANCE INE752H IPCA LABORATORIES LTD. PHARMACEUTICALS INE571A JET AIRWAYS LTD. TRANSPORTATION INE802G DIVI LABORATORIES LTD. PHARMACEUTICALS INE361B ECLERX SERVICES LTD. SOFTWARE INE738I EMAMI LTD. CONSUMER NON DURABLES INE548C NIIT TECHNOLOGIES LTD. SOFTWARE INE591G WIPRO LTD. SOFTWARE INE075A RESORT INDIA LTD. HOTELS INE998I BAJAJ HOLDINGS & INVESTMENT LTD. FINANCE INE118A BHARAT FORGE LTD. INDUSTRIAL PRODUCTS INE465A ENGINEERING LTD. CONSTRUCTION PROJECT INE226H ORIENT CEMENT LTD. CEMENT INE876N VENTURES LTD. POWER INE351F DEV CORP LTD. MINERALS/ MINING INE131A WABCO INDIA LTD. AUTO ANCILLARIES INE342J SUPREME INFRASTRUCTURE INDIA LTD. CONSTRUCTION INE550H JYOTI STRUCTURES LTD. POWER INE197A NEYVELI LIGNITE CORPORATION LTD. POWER INE589A ORIENT PAPER & INDUSTRY LTD. CEMENT INE592A **KRIPA CHEMICALS LTD. CHEMICALS N/A * TATA MOTORS - DVR AUTO IN9155A TOTAL GOI % (24/09/2025) SOV IN GOI % (05/12/2030) SOV IN GOVERNMENT SECURITIES TOTAL **EXIM BANK CRISIL- AAA INE514E08BS **NABARD CRISIL- AAA INE261F09ID ** CORP. LTD. CRISIL- AAA INE020B CORPORATION CRISIL- AAA INE134E08DR **HINDALCO INDUSTRIES LTD. CRISIL- AA+ INE038A ** CORP. LTD. CRISIL- AAA INE020B CORPORATION CRISIL- AAA INE134E08FQ **SMALL INDUST DEVLOP BANK OF INDIA CRISIL- AAA INE556F **NATIONAL HOUSING BANK FITCH AAA INE557F08EB **L & T FINANCE LTD. CARE- AA+ INE523E INDIA CRISIL- AAA INE062A FINANCE LTD. CARE- AAA INE115A NON-CONVERTIBLE DEBENTURES/BONDS TOTAL **BANK OF MAHARASHTRA - CD CRISIL- A1+ INE457A16BG **SYNDICATE BANK - CD CARE- A1+ INE667A16BO **PIRAMAL ENTERPRISES LTD. - CP ICRA- A1+ INE140A PRODUCTS LTD. - CP CRISIL- A1+ INE523H14KJ MONEY MARKET INSTRUMENTS TOTAL C) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS TOTAL VALUE OF ILLIQUID EQUITY SHARES: LACS NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - MONTHLY ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - MONTHLY ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - MONTHLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - ) NAV AS ON 30-SEP-12: ~ (DIRECT - MONTHLY ) AVERAGE MATURITY : 1.54 YEARS PORTFOLIO TURNOVER RATIO: 0.79 TIMES TATA YOUNG CITIZENS FUND RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A ICICI BANK LTD. BANKS INE090A SERVICES LTD. SOFTWARE INE467B FINANCE LTD. FINANCE INE001A ITC LTD. CONSUMER NON DURABLES INE154A HDFC BANK LTD. BANKS INE040A NESTLE INDIA LTD. CONSUMER NON DURABLES INE239A LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A BPCL LTD. PETROLEUM PRODUCTS INE029A HINDUSTAN UNILEVER LTD. CONSUMER NON DURABLES INE030A KANSAI NEROLAC PAINTS LTD. CONSUMER NON DURABLES INE531A INFOSYS LTD. SOFTWARE INE009A BHARTI AIRTEL LTD. TELECOM - SERVICES INE397D THERMAX LTD. INDUSTRIAL CAPITAL GOODS INE152A CIPLA LTD. PHARMACEUTICALS INE059A BOSCH LTD. AUTO ANCILLARIES INE323A GRASIM INDUSTRIES LTD. CEMENT INE047A TATA STEEL LTD. FERROUS METALS INE081A ADITYA BIRLA NUVO LTD. SERVICES INE069A DEV CORP LTD. MINERALS/ MINING INE131A GAS CO. LTD. OIL INE213A STATE BANK OF INDIA BANKS INE062A WABCO INDIA LTD. AUTO ANCILLARIES INE342J PAGE INDUSTRIES LTD. TEXTILE PRODUCTS INE761H COAL INDIA LTD. MINERALS/ MINING INE522F POWER GRID CORPORATION OF INDIA LTD. POWER INE752E GLAXO SMITHKLINE CON HEALTHCAR LTD. CONSUMER NON DURABLES INE264A P & G HYGIENE & HEALTH CARE LTD. CONSUMER NON DURABLES INE179A ELECTRICALS LTD. INDUSTRIAL CAPITAL GOODS INE257A LUPIN LTD. PHARMACEUTICALS INE326A BAJAJ AUTO LTD. AUTO INE917I IDFC LTD. FINANCE INE043D NTPC LTD. POWER INE733E INDIA LTD. CONSUMER NON DURABLES INE259A DISH TV INDIA LTD. MEDIA & ENTERTAINMENT INE836F PETRONET LNG LTD. GAS INE347G LABORATORIES LTD. PHARMACEUTICALS INE089A TATA CHEMICALS LTD. CHEMICALS INE092A WIPRO LTD. SOFTWARE INE075A BAJAJ HOLDINGS & INVESTMENT LTD. FINANCE INE118A AGRO TECH FOODS LTD. CONSUMER NON DURABLES INE209A RESORT INDIA LTD. HOTELS INE998I **KRIPA CHEMICALS LTD. CHEMICALS N/A * TATA MOTORS - DVR AUTO IN9155A TOTAL GOI % (05/12/2030) SOV IN GOI % (09/07/2026) SOV IN GOVERNMENT SECURITIES TOTAL **SHRIRAM TRANS. FIN. CO. LTD. CRISIL- AA INE721A **BAJAJ FINANCE LTD. CRISIL- AA+ INE296A TRAVANCORE ICRA- AAA INE654A CORPORATION CRISIL- AAA INE134E08DQ **YES BANK LTD. ICRA- AA INE528G CORPORATION CRISIL- AAA INE134E08FQ **EXIM BANK CRISIL- AAA INE514E08BQ SERVICES LTD. CARE- AA+ INE976I **L & T FINANCE LTD. CARE- AA+ INE523E NON-CONVERTIBLE DEBENTURES/BONDS TOTAL **BANK OF MAHARASHTRA - CD CRISIL- A1+ INE457A16BG **IDBI BANK LTD. - CD CRISIL- A1+ INE008A16ON MONEY MARKET INSTRUMENTS TOTAL C) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN - A) NAV AS ON 31-MAR-13: RS (DIRECT) NAV AS ON 30-SEP-12: RS (PLAN - A) NAV AS ON 30-SEP-12: ~ (DIRECT) AVERAGE MATURITY : 2.10 YEARS PORTFOLIO TURNOVER RATIO: 0.72 TIMES TATA TAX SAVING FUND FINANCE LTD. FINANCE INE001A ICICI BANK LTD. BANKS INE090A HDFC BANK LTD. BANKS INE040A INFOSYS LTD. SOFTWARE INE009A HCL TECHNOLOGIES LTD. SOFTWARE INE860A RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A ITC LTD. CONSUMER NON DURABLES INE154A GAS CO. LTD. OIL INE213A POWER GRID CORPORATION OF INDIA LTD. POWER INE752E MADRAS CEMENTS LTD. CEMENT INE331A STRIDES ARCOLAB LTD. PHARMACEUTICALS INE939A SUN TV NETWORK LTD. MEDIA & ENTERTAINMENT INE424H CRISIL LTD. FINANCE INE007A GRASIM INDUSTRIES LTD. CEMENT INE047A EMAMI LTD. CONSUMER NON DURABLES INE548C CIPLA LTD. PHARMACEUTICALS INE059A ADITYA BIRLA NUVO LTD. SERVICES INE069A IDFC LTD. FINANCE INE043D LUPIN LTD. PHARMACEUTICALS INE326A OIL INDIA LTD. OIL INE274J GLENMARK PHARMACEUTICALS LTD. PHARMACEUTICALS INE935A JAMMU AND KASHMIR BANK BANKS INE168A NTPC LTD. POWER INE733E POWER FINANCE CORPORATION LTD. FINANCE INE134E SERVICES LTD. SOFTWARE INE467B VENTURES LTD. POWER INE351F FINANCE CO LTD. FINANCE INE721A KEC INTERNATIONAL LTD. POWER INE389H BPCL LTD. PETROLEUM PRODUCTS INE029A INDIAN BANK BANKS INE562A WABCO INDIA LTD. AUTO ANCILLARIES INE342J BHARTI AIRTEL LTD. TELECOM - SERVICES INE397D RESORT INDIA LTD. HOTELS INE998I STATE BANK OF INDIA BANKS INE062A CAIRN INDIA LTD. OIL INE910H BANK OF BARODA BANKS INE028A MAHINDRA & MAHINDRA LTD. AUTO INE101A CORP. LTD. FINANCE INE020B ORACLE FINANCIALS SERVICES SOFT LTD. SOFTWARE INE881D **KRIPA CHEMICALS LTD. CHEMICALS N/A * TATA MOTORS - DVR AUTO IN9155A TOTAL B) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS TOTAL VALUE OF ILLIQUID EQUITY SHARES: 0.01 LACS NAV AS ON 31-MAR-13: RS (PLAN - A) NAV AS ON 31-MAR-13: RS (DIRECT) NAV AS ON 30-SEP-12: RS (PLAN - A) NAV AS ON 30-SEP-12: ~ (DIRECT) PORTFOLIO TURNOVER RATIO: 0.38 TIMES TATA ETHICAL FUND RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A INFOSYS LTD. SOFTWARE INE009A BATTERIES LTD. AUTO ANCILLARIES INE885A LUPIN LTD. PHARMACEUTICALS INE326A GAS CO. LTD. OIL INE213A SHREE CEMENT LTD. CEMENT INE070A DEV CORP LTD. MINERALS/ MINING INE131A SERVICES LTD. SOFTWARE INE467B DIVI LABORATORIES LTD. PHARMACEUTICALS INE361B HINDUSTAN UNILEVER LTD. CONSUMER NON DURABLES INE030A CIPLA LTD. PHARMACEUTICALS INE059A HCL TECHNOLOGIES LTD. SOFTWARE INE860A CAIRN INDIA LTD. OIL INE910H M INDIA LTD. TRADING INE470A THERMAX LTD. INDUSTRIAL CAPITAL GOODS INE152A INDIA LTD. CONSUMER NON DURABLES INE259A NESTLE INDIA LTD. CONSUMER NON DURABLES INE239A NIIT TECHNOLOGIES LTD. SOFTWARE INE591G EMAMI LTD. CONSUMER NON DURABLES INE548C GLENMARK PHARMACEUTICALS LTD. PHARMACEUTICALS INE935A DABUR INDIA LTD. CONSUMER NON DURABLES INE016A ECLERX SERVICES LTD. SOFTWARE INE738I WIPRO LTD. SOFTWARE INE075A EXIDE INDUSTRIES LTD. AUTO ANCILLARIES INE302A NAVNEET PUBLICATIONS INDIA LTD. MEDIA & ENTERTAINMENT INE060A CUMMINS INDIA LTD. INDUSTRIAL PRODUCTS INE298A INDRAPRASTHA GAS LTD. GAS INE203G Page 1

2 WABCO INDIA LTD. AUTO ANCILLARIES INE342J P & G HYGIENE & HEALTH CARE LTD. CONSUMER NON DURABLES INE179A AGRO TECH FOODS LTD. CONSUMER NON DURABLES INE209A TOTAL PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: ~ (DIRECT - ) PORTFOLIO TURNOVER RATIO: 0.11 TIMES TATA INCOME FUND GOI % (03/07/2017) SOV IN GOI % (11/04/2018) SOV IN GOI % (09/07/2026) SOV IN GOI % (24/09/2025) SOV IN GOVERNMENT SECURITIES TOTAL ** RATION OF INDIA LTD. CRISIL- AAA INE752E07KN CORPORATION CRISIL- AAA INE134E08FN CORPORATION CRISIL- AAA INE134E08FM CORPORATION CRISIL- AAA INE134E08FO **AXIS BANK LTD. ICRA- AAA INE238A CORPORATION CRISIL- AAA INE134E08FK **HDFC LTD. CRISIL- AAA INE001A07KV **NUCLEAR POWER CORP LTD. CRISIL- AAA INE206D **EXIM BANK CRISIL- AAA INE514E08AP FINANCE LTD. CRISIL- AAA INE115A07CX ** CORP. LTD. CRISIL- AAA INE020B **HDFC LTD. CRISIL- AAA INE001A07JV **NABARD CRISIL- AAA INE261F09HM CORPORATION CRISIL- AAA INE134E08FQ **EXIM BANK CRISIL- AAA INE514E08BS ** RATION OF INDIA LTD. CRISIL- AAA INE752E07JQ ** RATION OF INDIA LTD. CRISIL- AAA INE752E07JD ** CORP. LTD. CRISIL- AAA INE020B CORPORATION CRISIL- AAA INE134E08EW **HDFC LTD. CRISIL- AAA INE001A07IP ** RATION OF INDIA LTD. CRISIL- AAA INE752E07JP ** CORP. LTD. CRISIL- AAA INE020B **HDB FINANCIAL SERVICES LTD. CARE- AAA INE756I **HDFC LTD. CRISIL- AAA INE001A07JK **IDFC LTD. FITCH AAA INE043D07BM ** RATION OF INDIA LTD. CRISIL- AAA INE752E07KC CORPORATION CRISIL- AAA INE134E08EZ CORPORATION CRISIL- AAA INE134E08FA CORPORATION CRISIL- AAA INE134E08DY CORPORATION CRISIL- AAA INE134E08DS NON-CONVERTIBLE DEBENTURES/BONDS TOTAL **CANARA BANK - CD CRISIL- A1+ INE476A16JR COMMERCE - CD CRISIL- A1+ INE141A16JQ COMMERCE - CD CRISIL- A1+ INE141A16KJ **VIJAYA BANK - CD CARE- A1+ INE705A16GG **INDUSIND BANK LTD. - CD CRISIL- A1+ INE095A16FO BIKANER & JAIPUR - CD CRISIL- A1+ INE648A16GE **PUNJAB NATIONAL BANK - CD FITCH A1+ INE160A16JB BIKANER & JAIPUR - CD CRISIL- A1+ INE648A16GA **ALLAHABAD BANK - CD ICRA- A1+ INE428A16IZ **VIJAYA BANK - CD CARE- A1+ INE705A16FL **IDBI BANK LTD. - CD ICRA- A1+ INE008A16LI BANK LTD. - CD CRISIL- A1+ INE168A16EI **ALLAHABAD BANK - CD CRISIL- A1+ INE428A16JA MONEY MARKET INSTRUMENTS TOTAL C) CBLO D) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - PERIODIC ) NAV AS ON 31-MAR-13: RS (PLAN A - HALF YEARLY ) NAV AS ON 31-MAR-13: RS (PLAN A - QUARTERLY ) NAV AS ON 31-MAR-13: RS (PLAN A - BONUS) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: # (DIRECT - PERIODIC ) NAV AS ON 31-MAR-13: RS (DIRECT - HALF YEARLY ) NAV AS ON 31-MAR-13: RS (DIRECT - QUARTERLY ) NAV AS ON 31-MAR-13: RS (DIRECT - BONUS) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - PERIODIC ) NAV AS ON 30-SEP-12: RS (PLAN A - HALF YEARLY ) NAV AS ON 30-SEP-12: RS (PLAN A - QUARTERLY ) NAV AS ON 30-SEP-12: RS (PLAN A - BONUS) NAV AS ON 30-SEP-12: ~ (DIRECT - PERIODIC ) NAV AS ON 30-SEP-12: ~ (DIRECT - HALF YEARLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - QUATERLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - BONUS) AVERAGE MATURITY : 3.18 YEARS BONUS DECLARED: NAME OF SCHEME/PLAN BONUS RATIO RECORD DATE NAV AS ON RECORD DATE TATA INCOME FUND PLAN A 7 BONUS UNITS FOR EVERY 22 MARCH, BONUS OPTION 11 UNITS HELD TATA INCOME FUND DIRECT PLAN 7 BONUS UNITS FOR EVERY 22 MARCH, BONUS OPTION 11 UNITS HELD PLAN UPON INITIAL SUBSCRIPTION TATA PURE EQUITY FUND FINANCE LTD. FINANCE INE001A ICICI BANK LTD. BANKS INE090A HDFC BANK LTD. BANKS INE040A ITC LTD. CONSUMER NON DURABLES INE154A INFOSYS LTD. SOFTWARE INE009A RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A HCL TECHNOLOGIES LTD. SOFTWARE INE860A GRASIM INDUSTRIES LTD. CEMENT INE047A GAS CO. LTD. OIL INE213A OIL INDIA LTD. OIL INE274J RATION OF INDIA LTD. POWER INE752E SUN TV NETWORK LTD. MEDIA & ENTERTAINMENT INE424H SERVICES LTD. SOFTWARE INE467B IDFC LTD. FINANCE INE043D LUPIN LTD. PHARMACEUTICALS INE326A BPCL LTD. PETROLEUM PRODUCTS INE029A CIPLA LTD. PHARMACEUTICALS INE059A INDUSTRIES LTD. PHARMACEUTICALS INE044A WIPRO LTD. SOFTWARE INE075A INDUSIND BANK LTD. BANKS INE095A NTPC LTD. POWER INE733E BHARTI AIRTEL LTD. TELECOM - SERVICES INE397D ADITYA BIRLA NUVO LTD. SERVICES INE069A HINDUSTAN ZINC LTD. NON - FERROUS METALS INE267A ZEE ENTERTAINMENT ENTERPRISES LTD. MEDIA & ENTERTAINMENT INE256A FINANCE CO LTD. FINANCE INE721A CAIRN INDIA LTD. OIL INE910H AXIS BANK LTD. BANKS INE238A CORP. LTD. FINANCE INE020B POWER FINANCE CORPORATION LTD. FINANCE INE134E MARUTI SUZUKI INDA LTD. AUTO INE585B BANK OF BARODA BANKS INE028A JAI PRAKASH ASSOCIATES LTD. CEMENT INE455F LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A VENTURES LTD. POWER INE351F TATA MOTORS - DVR AUTO IN9155A TOTAL B) CBLO C) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: ~ (DIRECT - ) PORTFOLIO TURNOVER RATIO: 0.61 TIMES TATA LIQUID FUND BANK LTD. - CD CRISIL- A1+ INE168A16FJ PATIALA - CD ICRA- A1+ INE652A16FY **PUNJAB NATIONAL BANK - CD ICRA- A1+ INE160A16IZ **ALLAHABAD BANK - CD ICRA- A1+ INE428A16IZ BIKANER & JAIPUR - CD CRISIL- A1+ INE648A16FG **IDBI BANK LTD. - CD CRISIL- A1+ INE008A16KV **ANDHRA BANK - CD CARE- A1+ INE434A16CR PATIALA - CD ICRA- A1+ INE652A16GC **ADITYA BIRLA FINANCE LTD. - CP ICRA- A1+ INE860H14KR **ADITYA BIRLA FINANCE LTD. - CP ICRA- A1+ INE860H14KS **ADITYA BIRLA FINANCE LTD. - CP ICRA- A1+ INE860H14KN **TRAPTI TRADING & INVESTMNET PVT LTD. - CP ICRA- A1+ INE977J **TGS INVESTMENT & TRADE PVT LTD. - CP ICRA- A1+ INE597H **APOLLO TYRES LTD. - CP CRISIL- A1+ INE438A14HH **EID PARRY (INDIA) LTD. - CP CRISIL- A1+ INE126A **INDIAN BANK - CD FITCH A1+ INE562A16CU BIKANER & JAIPUR - CD CRISIL- A1+ INE648A16GA MONEY MARKET INSTRUMENTS TOTAL B) FIXED DEPOSITS (NOT EXCEEDING 91 DAYS) JAMMU & KASHMIR BANK LTD SOUTH INDIAN BANK LTD FIXED DEPOSITS TOTAL C) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS NAV AS ON 31-MAR-13: RS (RIP - GROWTH) NAV AS ON 31-MAR-13: RS (RIP - DIV FN) NAV AS ON 31-MAR-13: RS (RIP - DIV DAILY) NAV AS ON 31-MAR-13: RS (HIP - GROWTH) NAV AS ON 31-MAR-13: RS (HIP - DIV DAILY) NAV AS ON 31-MAR-13: RS (HIP - DIV WEEKLY) NAV AS ON 31-MAR-13: RS (HIP - DIV MTHLY) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - DAILY ) NAV AS ON 31-MAR-13: RS (PLAN A - WEEKLY ) NAV AS ON 31-MAR-13: RS (PLAN A - MONTHLY ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - DAILY ) NAV AS ON 31-MAR-13: RS (DIRECT - WEEKLY ) NAV AS ON 31-MAR-13: RS (DIRECT - MONTHLY ) NAV AS ON 30-SEP-12: RS (RIP - GROWTH) NAV AS ON 30-SEP-12: RS (RIP - DIV FN) NAV AS ON 30-SEP-12: RS (RIP - DIV DAILY) NAV AS ON 30-SEP-12: RS (HIP - GROWTH) NAV AS ON 30-SEP-12: RS (HIP - DIV DAILY) NAV AS ON 30-SEP-12: RS (HIP - DIV WEEKLY) NAV AS ON 30-SEP-12: RS (HIP - DIV MTHLY) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - DAILY ) NAV AS ON 30-SEP-12: RS (PLAN A - WEEKLY ) NAV AS ON 30-SEP-12: RS (PLAN A - MONTHLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - DAILY ) NAV AS ON 30-SEP-12: ~ (DIRECT - WEEKLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - MONTHLY ) AVERAGE MATURITY : 1.59 MONTHS TATA GILT SECURITIES FUND GOI % (24/09/2025) SOV IN GOI % (11/04/2018) SOV IN GOI % (05/12/2030) SOV IN GOI % (14/11/2024) SOV IN GOI % (22/06/2024) SOV IN GOI % (03/11/2014) SOV IN GOI % (22/04/2020) SOV IN GOVERNMENT SECURITIES TOTAL B) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (RP ) NAV AS ON 31-MAR-13: RS (RP GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: RS (HIP - ) NAV AS ON 31-MAR-13: RS (HIP - GROWTH) NAV AS ON 31-MAR-13: RS (BONUS (RIP - GROWTH)) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (RP ) NAV AS ON 30-SEP-12: RS (RP GROWTH) NAV AS ON 30-SEP-12: RS (HIP - ) NAV AS ON 30-SEP-12: RS (HIP - GROWTH) NAV AS ON 30-SEP-12: RS (BONUS (RIP - GROWTH)) NAV AS ON 30-SEP-12: ~ (DIRECT - ) AVERAGE MATURITY : 9.58 YEARS TATA GILT SHORT MATURITY FUND GOI % (11/04/2018) SOV IN Page 2

3 GOI % (16/01/2020) SOV IN GOI % (03/07/2017) SOV IN GOI % ( ) SOV IN GOI 6.90% (13/07/2019) SOV IN GOVERNMENT SECURITIES TOTAL B) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - ) AVERAGE MATURITY : 3.04 YEARS TATA SHORT TERM BOND FUND SDL GUJARAT 8.75% (21/11/16) SOV IN GOVERNMENT SECURITIES TOTAL HOME FIN LTD. CARE- AA+ INE667F07AB **FULLERTON INDIA CREDIT CO LTD. ICRA- AA+ INE535H **SUNDARAM FIN LTD. ICRA- AA+ INE660A07IF SERVICES LTD. ICRA- AA+ INE306N **NABARD CRISIL- AAA INE261F09HQ **FULLERTON INDIA CREDIT CO LTD. ICRA- AA+ INE535H PRIME LTD. CRISIL- AA+ INE916D075X CORPORATION ICRA- AAA INE134E08EQ **IDFC LTD. FITCH AAA INE043D07BN FINANCE LTD. CRISIL- AAA INE115A07CV **IDFC LTD. FITCH AAA INE043D07AN CORPORATION CRISIL- AAA INE134E08DY HOME FIN LTD. CARE- AA+ INE667F NON-CONVERTIBLE DEBENTURES/BONDS TOTAL (III) PRIVATELY PLACED/UNLISTED **HDFC LTD. CRISIL- AAA INE001A07IL FINANCE LTD. CRISIL- AAA INE115A07CD NON-CONVERTIBLE DEBENTURES/BONDS/FRN'S TOTAL **CORPORATION BANK - CD CRISIL- A1+ INE112A16DP COMMERCE - CD CRISIL- A1+ INE141A16KK **INDIAN OVERSEAS BANK - CD CRISIL- A1+ INE565A **UCO BANK - CD CRISIL- A1+ INE691A16GY **IDBI BANK LTD. - CD CRISIL- A1+ INE008A16ON MONEY MARKET INSTRUMENTS TOTAL C) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: # (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - ) AVERAGE MATURITY : 1.42 YEARS TATA INCOME PLUS FUND GOI % (24/09/2025) SOV IN GOI % (11/06/2022) SOV IN GOI % (11/04/2018) SOV IN GOVERNMENT SECURITIES TOTAL CORPORATION CRISIL- AAA INE134E08FQ NON-CONVERTIBLE DEBENTURES/BONDS TOTAL **SYNDICATE BANK - CD CARE- A1+ INE667A16BO **UCO BANK - CD CRISIL- A1+ INE691A16GY MONEY MARKET INSTRUMENTS TOTAL C) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS NAV AS ON 31-MAR-13: RS (HIGH INVST - ) NAV AS ON 31-MAR-13: RS (HIGH INVST - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: # (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (HIGH INVST - ) NAV AS ON 30-SEP-12: RS (HIGH INVST - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - ) AVERAGE MATURITY : 4.75 YEARS TATA MONTHLY INCOME FUND (Monthly Income is not assured & is subject to availability of distributable surplus) HCL TECHNOLOGIES LTD. SOFTWARE INE860A HDFC BANK LTD. BANKS INE040A INFOSYS LTD. SOFTWARE INE009A BOSCH LTD. AUTO ANCILLARIES INE323A ICICI BANK LTD. BANKS INE090A FINANCE LTD. FINANCE INE001A INDUSTRIES LTD. PHARMACEUTICALS INE044A SUN TV NETWORK LTD. MEDIA & ENTERTAINMENT INE424H RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A GRASIM INDUSTRIES LTD. CEMENT INE047A BATTERIES LTD. AUTO ANCILLARIES INE885A OIL INDIA LTD. OIL INE274J ADITYA BIRLA NUVO LTD. SERVICES INE069A UNITED SPIRITS LTD. CONSUMER NON DURABLES INE854D LUPIN LTD. PHARMACEUTICALS INE326A GLENMARK PHARMACEUTICALS LTD. PHARMACEUTICALS INE935A THERMAX LTD. INDUSTRIAL CAPITAL GOODS INE152A CORP. LTD. FINANCE INE020B SHREE CEMENT LTD. CEMENT INE070A CMC LTD. SOFTWARE INE314A JAI PRAKASH ASSOCIATES LTD. CEMENT INE455F BAJAJ FINANCE LTD. FINANCE INE296A P & G HYGIENE & HEALTH CARE LTD. CONSUMER NON DURABLES INE179A NTPC LTD. POWER INE733E NIIT TECHNOLOGIES LTD. SOFTWARE INE591G YES BANK LTD. BANKS INE528G CREDIT ANALYSIS & RESEARCH LTD. FINANCE INE752H BANK OF INDIA BANKS INE084A NEYVELI LIGNITE CORPORATION LTD. POWER INE589A VENTURES LTD. POWER INE351F JYOTI STRUCTURES LTD. POWER INE197A TATA MOTORS - DVR AUTO IN9155A TOTAL GOI % (09/07/2026) SOV IN GOI % (05/12/2030) SOV IN GOVERNMENT SECURITIES TOTAL **RELIANCE INDUSTRIES LTD. CRISIL- AAA INE002A **STEEL AUTHORITY OF INDIA LTD. CARE- AAA INE114A **STEEL AUTHORITY OF INDIA LTD. CARE- AAA INE114A CORPORATION CRISIL- AAA INE134E08BH NON-CONVERTIBLE DEBENTURES/BONDS TOTAL B) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - MONTHLY ) NAV AS ON 31-MAR-13: RS (PLAN A - QUATERLY ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 31-MAR-13: # (DIRECT - MONTHLY ) NAV AS ON 31-MAR-13: # (DIRECT - QUATERLY ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - MONTHLY ) NAV AS ON 30-SEP-12: RS (PLAN A - QUATERLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - MONTHLY ) NAV AS ON 30-SEP-12: ~ (DIRECT - QUATERLY ) AVERAGE MATURITY : 7.02 YEARS TATA INDEX FUND - NIFTY PLAN ITC LTD. CONSUMER NON DURABLES INE154A INFOSYS LTD. SOFTWARE INE009A RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A FINANCE LTD. FINANCE INE001A ICICI BANK LTD. BANKS INE090A HDFC BANK LTD. BANKS INE040A SERVICES LTD. SOFTWARE INE467B LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A GAS CO. LTD. OIL INE213A STATE BANK OF INDIA BANKS INE062A HINDUSTAN UNILEVER LTD. CONSUMER NON DURABLES INE030A TATA MOTORS LTD. AUTO INE155A AXIS BANK LTD. BANKS INE238A MAHINDRA & MAHINDRA LTD. AUTO INE101A BHARTI AIRTEL LTD. TELECOM - SERVICES INE397D INDUSTRIES LTD. PHARMACEUTICALS INE044A NTPC LTD. POWER INE733E BAJAJ AUTO LTD. AUTO INE917I KOTAK MAHINDRA BANK BANKS INE237A LABORATORIES LTD. PHARMACEUTICALS INE089A ASIAN PAINTS (INDIA) LTD. CONSUMER NON DURABLES INE021A TATA STEEL LTD. FERROUS METALS INE081A HCL TECHNOLOGIES LTD. SOFTWARE INE860A CIPLA LTD. PHARMACEUTICALS INE059A ULTRATECH CEMENT LTD. CEMENT INE481G COAL INDIA LTD. MINERALS/ MINING INE522F IDFC LTD. FINANCE INE043D GRASIM INDUSTRIES LTD. CEMENT INE047A MARUTI SUZUKI INDA LTD. AUTO INE585B CAIRN INDIA LTD. OIL INE910H TATA POWER COMPANY LTD. POWER INE245A LUPIN LTD. PHARMACEUTICALS INE326A HERO MOTOCORP LTD. AUTO INE158A RATION OF INDIA LTD. POWER INE752E GAIL ( INDIA ) LTD. GAS INE129A ELECTRICALS LTD. INDUSTRIAL CAPITAL GOODS INE257A JINDAL STEEL & POWER LTD. FERROUS METALS INE749A AMBUJA CEMENTS LTD. CEMENT INE079A HINDALCO INDUSTRIES LTD. NON - FERROUS METALS INE038A BANK OF BARODA BANKS INE028A ACC LTD. CEMENT INE012A PUNJAB NATIONAL BANK BANKS INE160A BPCL LTD. PETROLEUM PRODUCTS INE029A DLF LTD. CONSTRUCTION INE271C JAI PRAKASH ASSOCIATES LTD. CEMENT INE455F RANBAXY LABORATORIES LTD. PHARMACEUTICALS INE015A SESA GOA LTD. MINERALS/ MINING INE205A RELIANCE INFRASTRUCTURE LTD. POWER INE036A TOTAL B) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN - A (NIFTY)) NAV AS ON 31-MAR-13: RS (DIRECT) NAV AS ON 30-SEP-12: RS (PLAN - A (NIFTY)) NAV AS ON 30-SEP-12: ~ (DIRECT) PORTFOLIO TURNOVER RATIO: 0.03 TIMES TATA INDEX FUND - SENSEX PLAN ITC LTD. CONSUMER NON DURABLES INE154A INFOSYS LTD. SOFTWARE INE009A RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A HOUSING DEVELOPMEN FINANCE LTD. FINANCE INE001A ICICI BANK LTD. BANKS INE090A HDFC BANK LTD. BANKS INE040A SERVICES LTD. SOFTWARE INE467B LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A GAS CO. LTD. OIL INE213A STATE BANK OF INDIA BANKS INE062A TATA MOTORS LTD. AUTO INE155A HINDUSTAN UNILEVER LTD. CONSUMER NON DURABLES INE030A MAHINDRA & MAHINDRA LTD. AUTO INE101A BHARTI AIRTEL LTD. TELECOM - SERVICES INE397D INDUSTRIES LTD. PHARMACEUTICALS INE044A NTPC LTD. POWER INE733E WIPRO LTD. SOFTWARE INE075A BAJAJ AUTO LTD. AUTO INE917I LABORATORIES LTD. PHARMACEUTICALS INE089A TATA STEEL LTD. FERROUS METALS INE081A CIPLA LTD. PHARMACEUTICALS INE059A COAL INDIA LTD. MINERALS/ MINING INE522F MARUTI SUZUKI INDA LTD. AUTO INE585B GAIL ( INDIA ) LTD. GAS INE129A TATA POWER COMPANY LTD. POWER INE245A HERO MOTOCORP LTD. AUTO INE158A ELECTRICALS LTD. INDUSTRIAL CAPITAL GOODS INE257A JINDAL STEEL & POWER LTD. FERROUS METALS INE749A STERLITE INDUSTRIES LTD. NON - FERROUS METALS INE268A HINDALCO INDUSTRIES LTD. NON - FERROUS METALS INE038A TOTAL B) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS Page 3

4 NAV AS ON 31-MAR-13: RS (PLAN - A (SENSEX)) NAV AS ON 31-MAR-13: RS (OPTION - B) (SENSEX)) NAV AS ON 31-MAR-13: RS (DIRECT) NAV AS ON 30-SEP-12: RS (PLAN - A (SENSEX)) NAV AS ON 30-SEP-12: RS (OPTION - B) (SENSEX)) NAV AS ON 30-SEP-12: ~ (DIRECT) PORTFOLIO TURNOVER RATIO: 0.01 TIMES TATA EQUITY OPPORTUNITIES FUND INFOSYS LTD. SOFTWARE INE009A HDFC BANK LTD. BANKS INE040A FINANCE LTD. FINANCE INE001A ICICI BANK LTD. BANKS INE090A BHARTI AIRTEL LTD. TELECOM - SERVICES INE397D CRISIL FINANCE INE007A HINDUSTAN UNILEVER LTD. CONSUMER NON DURABLES INE030A CADILA HEALTHCARE LTD. PHARMACEUTICALS INE010B GAS CO. LTD. OIL INE213A ITC LTD. CONSUMER NON DURABLES INE154A SUN TV NETWORK LTD. MEDIA & ENTERTAINMENT INE424H CAIRN INDIA LTD. OIL INE910H HINDUSTAN ZINC LTD. NON - FERROUS METALS INE267A AGRO TECH FOODS LTD. CONSUMER NON DURABLES INE209A MAHINDRA & MAHINDRA LTD. AUTO INE101A LUPIN LTD. PHARMACEUTICALS INE326A TATA MOTORS LTD. AUTO INE155A POLARIS FINANCIAL TECHNOLOGY LTD. SOFTWARE INE763A INDRAPRASTHA GAS LTD. GAS INE203G EXIDE INDUSTRIES LTD. AUTO ANCILLARIES INE302A SHREE CEMENT LTD. CEMENT INE070A TV18 BROADCAST LTD. MEDIA & ENTERTAINMENT INE886H BATTERIES LTD. AUTO ANCILLARIES INE885A WIPRO LTD. SOFTWARE INE075A CIPLA LTD. PHARMACEUTICALS INE059A BHARAT FORGE LTD. INDUSTRIAL PRODUCTS INE465A MARUTI SUZUKI INDA LTD. AUTO INE585B BPCL LTD. PETROLEUM PRODUCTS INE029A IDEA CELLULAR LTD. TELECOM - SERVICES INE669E HCL TECHNOLOGIES LTD. SOFTWARE INE860A COAL INDIA LTD. MINERALS/ MINING INE522F YES BANK LTD. BANKS INE528G MULTI COMMODITY EXCHANGE OF IND LTD. FINANCE INE745G HINDUJA GLOBAL SOLUTIONS LTD. SOFTWARE INE170I H.P.C.L. PETROLEUM PRODUCTS INE094A NESTLE INDIA LTD. CONSUMER NON DURABLES INE239A SANOFI INDIA LTD. PHARMACEUTICALS INE058A INDIA INFOLINE LTD. FINANCE INE530B DEV CORP LTD. MINERALS/ MINING INE131A LIC HOUSING FINANCE LTD. FINANCE INE115A ACC LTD. CEMENT INE012A NCC LTD. CONSTRUCTION PROJECT INE868B GAIL ( INDIA ) LTD. GAS INE129A TALWALKARS BETTER VALUE FITNESS LTD. LEISURE FACILITIES INE502K ENGINEERING LTD. CONSTRUCTION PROJECT INE226H P & G HYGIENE & HEALTH CARE LTD. CONSUMER NON DURABLES INE179A PERSISTENT SYSTEMS LTD. SOFTWARE INE262H LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A INDUSTRIES LTD. PHARMACEUTICALS INE044A MOTILAL OSWAL FINANCIAL SERVICE LTD. FINANCE INE338I TATA MOTORS - DVR AUTO IN9155A NETWORK 18 MEDIA & INVST (PREF SHR) FINANCE INE870H TOTAL B) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - ) PORTFOLIO TURNOVER RATIO: 0.37 TIMES TATA DYNAMIC BOND FUND GOI % (24/09/2025) SOV IN GOI % (11/04/2018) SOV IN GOI % (09/07/2026) SOV IN GOVERNMENT SECURITIES TOTAL **NABARD CRISIL- AAA INE261F09HT **HDFC LTD. CRISIL- AAA INE001A07KV **EXIM BANK CRISIL- AAA INE514E08CI **NUCLEAR POWER CORP LTD. CRISIL- AAA INE206D **NTPC LTD. CRISIL- AAA INE733E07JC CORPORATION CRISIL- AAA INE134E08FJ ** RATION OF INDIA LTD. CRISIL- AAA INE752E07KN NON-CONVERTIBLE DEBENTURES/BONDS TOTAL **UCO BANK - CD CRISIL- A1+ INE691A16HB **SYNDICATE BANK - CD CARE- A1+ INE667A16BO MONEY MARKET INSTRUMENTS TOTAL C) REPO PORTFOLIO TOTAL CASH / NET CURRENT ASSET NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (HIP - ) NAV AS ON 31-MAR-13: RS (HIP - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: RS (HIP - ) NAV AS ON 30-SEP-12: RS (HIP - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - ) AVERAGE MATURITY : 6.29 YEARS TATA FLOATING RATE FUND LONG TERM PLAN A) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS NAV AS ON 31-MAR-13: RS (PLAN A - WEEKLY ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - WEEKLY ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - WEEKLY ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - WEEKLY ) TATA MONEY MARKET FUND **ALLAHABAD BANK - CD ICRA- A1+ INE428A16IZ **ING VYSYA BANK LTD. - CD CRISIL- A1+ INE166A16GJ PRODUCTS LTD. - CP CRISIL- A1+ INE523H14HZ **ADITYA BIRLA MONEY LTD. - CP CRISIL- A1+ INE865C MONEY MARKET INSTRUMENTS TOTAL B) FIXED DEPOSITS (NOT EXCEEDING 91 DAYS) SOUTH INDIAN BANK LTD YES BANK LTD FIXED DEPOSITS TOTAL C) REPO PORTFOLIO TOTAL NET CURRENT LIABILITIES NET ASSETS NAV AS ON 31-MAR-13: RS (RIP - ) NAV AS ON 31-MAR-13: RS (RIP - GROWTH) NAV AS ON 31-MAR-13: RS (PLAN A - DAILY ) NAV AS ON 31-MAR-13: RS (PLAN A - GROWTH) NAV AS ON 31-MAR-13: RS (DIRECT - DAILY ) NAV AS ON 31-MAR-13: RS (DIRECT - GROWTH) NAV AS ON 30-SEP-12: RS (RIP - ) NAV AS ON 30-SEP-12: RS (RIP - GROWTH) NAV AS ON 30-SEP-12: RS (PLAN A - DAILY ) NAV AS ON 30-SEP-12: RS (PLAN A - GROWTH) NAV AS ON 30-SEP-12: ~ (DIRECT - DAILY ) AVERAGE MATURITY : 1.26 MONTHS TATA MIP PLUS FUND (Monthly Income is not assured & is subject to availability of distributable surplus) HCL TECHNOLOGIES LTD. SOFTWARE INE860A HDFC BANK LTD. BANKS INE040A ITC LTD. CONSUMER NON DURABLES INE154A FINANCE LTD. FINANCE INE001A INDUSTRIES LTD. PHARMACEUTICALS INE044A ICICI BANK LTD. BANKS INE090A LARSEN & TOUBRO LTD. CONSTRUCTION PROJECT INE018A SHREE CEMENT LTD. CEMENT INE070A INFOSYS LTD. SOFTWARE INE009A RELIANCE INDUSTRIES LTD. PETROLEUM PRODUCTS INE002A OIL INDIA LTD. OIL INE274J BAJAJ FINANCE LTD. FINANCE INE296A YES BANK LTD. BANKS INE528G IDFC LTD. FINANCE INE043D SUN TV NETWORK LTD. MEDIA & ENTERTAINMENT INE424H BATTERIES LTD. AUTO ANCILLARIES INE885A WIPRO LTD. SOFTWARE INE075A AXIS BANK LTD. BANKS INE238A CORP. LTD. FINANCE INE020B TITAN INDUSTRIES LTD. CONSUMER DURABLES INE280A LUPIN LTD. PHARMACEUTICALS INE326A JAI PRAKASH ASSOCIATES LTD. CEMENT INE455F ADITYA BIRLA NUVO LTD. SERVICES INE069A UNITED SPIRITS LTD. CONSUMER NON DURABLES INE854D GLENMARK PHARMACEUTICALS LTD. PHARMACEUTICALS INE935A ECLERX SERVICES LTD. SOFTWARE INE738I THERMAX LTD. 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