Market lakhs) Industry/ Rating ISIN. Larsen & Toubro Ltd. INE018A01030 Construction Project 10,

Transcription

1 Principal Mutual Fund (CIN : U25000MH1991PTC064092) Investment Manager:Principal Pnb Asset Management Company Private Limited Exchange Plaza, B Wing, Ground Floor, NSE Building, Bandra Kurla Complex, Bandra (East), Mumbai Portfolio Statement of the Schemes of Principal Mutual Fund as on March 31, 2018 (Pursuant to Regulation 59A of SEBI (Mutual Funds) Regulations, 1996) PRINCIPAL GROWTH FUND PRINCIPAL ARBITRAGE FUND (An Open-ended Equity Scheme) HDFC Bank Ltd. INE040A01026 Banks 142,365 2, ICICI Bank Ltd. INE090A01021 Banks 778,587 2, Infosys Ltd. INE009A01021 Software 164,142 1, Products 207,332 1, Larsen & Toubro Ltd. INE018A01030 Construction Project 137,696 1, Corporation Ltd. INE001A01036 Finance 93,303 1, ITC Ltd. INE154A01025 Consumer Non Durables 581,201 1, Bajaj Electricals Ltd. INE193E01025 Consumer Durables 262,209 1, HCL Technologies Ltd. INE860A01027 Software 148,986 1, State Bank of India INE062A01020 Banks 543,759 1, United Spirits Ltd. INE854D01016 Consumer Non Durables 41,692 1, NTPC Ltd. INE733E01010 Power 737,700 1, KEC International Ltd. INE389H01022 Construction Project 307,552 1, Tata Consultancy Services Ltd. INE467B01029 Software 41,230 1, Tata Power Company Ltd. INE245A01021 Power 1,450,000 1, GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014 Consumer Non Durables 18,416 1, Bombay Burmah Trading Corporation Ltd. INE050A01025 Consumer Non Durables 95,728 1, Phillips Carbon Black Ltd. INE602A01015 Chemicals 102,619 1, Chambal Fertilisers and Chemicals Ltd. INE085A01013 Fertilisers 663,035 1, Dabur India Ltd. INE016A01026 Consumer Non Durables 329,351 1, Non Durables 21,639 1, Asahi India Glass Ltd. INE439A01020 Auto Ancillaries 323,315 1, Maruti Suzuki India Ltd. INE585B01010 Auto 12,016 1, Jain Irrigation Systems Ltd. INE175A01038 Industrial Products 944,272 1, Ramkrishna Forgings Ltd. INE399G01015 Industrial Products 137, The India Cements Ltd. INE383A01012 Cement 679, Rain Industries Ltd. INE855B01025 Chemicals 238, Hero MotoCorp Ltd. INE158A01026 Auto 25, Kotak Mahindra Bank Ltd. INE237A01028 Banks 82, Kalpataru Power Transmission Ltd. INE220B01022 Power 169, Coal India Ltd. INE522F01014 Minerals/Mining 276, Rico Auto Industries Ltd. INE209B01025 Auto Ancillaries 969, Interglobe Aviation Ltd. INE646L01027 Transportation 58, Activities 579, Mahindra & Mahindra Ltd. INE101A01026 Auto 100, Shriram Transport Finance Company Ltd. INE721A01013 Finance 48, Dishman Carbogen Amcis Ltd. INE385W01011 Pharmaceuticals 204, Karur Vysya Bank Ltd. INE036D01028 Banks 623, Bank of Baroda INE028A01039 Banks 434, Ltd. INE202B01012 Finance 120, Hindustan Zinc Ltd. INE267A01025 Non - Ferrous Metals 200, The Federal Bank Ltd. INE171A01029 Banks 676, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 121, Birla Corporation Ltd. INE340A01012 Cement 83, Tata Motors Ltd. INE155A01022 Auto 177, Abbott India Ltd. INE358A01014 Pharmaceuticals 10, Raymond Ltd. INE301A01014 Textile Products 63, City Union Bank Ltd. INE491A01021 Banks 323, Ultratech Cement Ltd. INE481G01011 Cement 13, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 97, JK Cement Ltd. INE823G01014 Cement 53, Axis Bank Ltd. INE238A01034 Banks 97, Bharti Airtel Ltd. INE397D01024 Telecom - Services 122, Gayatri Projects Ltd. INE336H01023 Construction 236, Gujarat Narmada Valley Fertilizers & Chemicals Ltd. INE113A01013 Chemicals 125, Vijaya Bank INE705A01016 Banks 853, National Aluminium Company Ltd. INE139A01034 Non - Ferrous Metals 654, Canara Bank INE476A01014 Banks 154, Services 199, Syndicate Bank INE667A01018 Banks 666, Hindustan Construction Company Ltd. INE549A01026 Construction Project 1,365, Rattanindia Power Ltd. INE399K01017 Power 3,622, Milestone Global Ltd. ** INE151H01018 Construction 100, Chennai Super Kings INE852S01026 Media & Entertainment 511, *** Total 56, Balmer Lawrie Freight Containers Ltd. - Travel 54, *** Sangam Health Care Products Ltd. INE431E01011 Health Care Equipment 200, *** Virtual Dynamics Software Ltd. INE406B01019 IT Consulting & Services 176, *** Noble Brothers Impex Ltd. - Personal Products 93, *** Precision Fasteners Ltd. INE604A01011 Auto Ancillaries *** Crescent Finstock Ltd. INE147E01013 Diversified Financial Services 39, *** Mukerian Papers Ltd. INE348C01011 Paper Products 50, *** i) Reverse Repo and CBLO 5, Total 5, Plan - Option INF173K01GP0 2,014, Total IV. Cash & Cash Equivalents V. Other Receivables - (Payables) (468.72) (0.77) Grand Total 62, i) Cash Future Arbitrage Lupin Ltd. INE326A01037 Pharmaceuticals 10, Lupin Ltd. - Apr Stock Future (10,800) (79.92) (9.68) Bharti Airtel Ltd. INE397D01024 Telecom - Services 17, Bharti Airtel Ltd. - Apr Stock Future (17,000) (68.01) (8.23) IDFC Ltd. INE043D01016 Finance 118, IDFC Ltd. - Apr Stock Future (118,800) (58.09) (7.03) The India Cements Ltd. INE383A01012 Cement 35, The India Cements Ltd. - Apr Stock Future (35,000) (49.86) (6.04) Yes Bank Ltd. INE528G01027 Banks 14, Yes Bank Ltd. - Apr Stock Future (14,000) (42.95) (5.20) Steel Authority of India Ltd. INE114A01011 Ferrous Metals 60, Steel Authority of India Ltd. - Apr Stock Future (60,000) (42.39) (5.13) Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 7, Aurobindo Pharma Ltd. - Apr Stock Future (7,200) (40.38) (4.89) IRB Infrastructure Developers Ltd. INE821I01014 Construction 17, IRB Infrastructure Developers Ltd. - Apr Stock Future (17,500) (39.23) (4.75) Ltd. INE202B01012 Finance 7, Ltd. - Apr Stock Future (7,500) (38.49) (4.66) CESC Ltd. INE486A01013 Power 3, CESC Ltd. - Apr Stock Future (3,300) (32.00) (3.87) Jet Airways (India) Ltd. INE802G01018 Transportation 4, Jet Airways (India) Ltd. - Apr Stock Future (4,800) (29.40) (3.56) Reliance Capital Ltd. INE013A01015 Finance 3, Reliance Capital Ltd. - Apr Stock Future (3,000) (12.78) (1.55) Products 1, Reliance Industries Ltd. - Apr Stock Future (1,000) (8.87) (1.07) Total (65.66) i)commercial Paper** HCL Infosystems Ltd.-M-25-May-2018 INE236A14HJ1 [ICRA]A HSIL Ltd.-M-08-May-2018 INE415A14BP1 [ICRA]A Cox & Kings Ltd.-M-07-Sep-2018 INE008I14JK1 BWR A Total ii) Reverse Repo and CBLO Total Option INF173K01DA9 6, Total IV. Cash & Cash Equivalents V. Other Receivables - (Payables) Grand Total PRINCIPAL EQUITY SAVINGS FUND Larsen & Toubro Ltd. INE018A01030 Construction Project 10, Corporation Ltd. INE001A01036 Finance 6, Infosys Ltd. INE009A01021 Software 10, HDFC Bank Ltd. INE040A01026 Banks 6, GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014 Consumer Non Durables 1, Coal India Ltd. INE522F01014 Minerals/Mining 38, Mahindra & Mahindra Ltd. INE101A01026 Auto 12, HCL Technologies Ltd. INE860A01027 Software 7, Dabur India Ltd. INE016A01026 Consumer Non Durables 22, Tata Power Company Ltd. INE245A01021 Power 90, NTPC Ltd. INE733E01010 Power 40, Tata Consultancy Services Ltd. INE467B01029 Software 2, ITC Ltd. INE154A01025 Consumer Non Durables 25, Interglobe Aviation Ltd. INE646L01027 Transportation 5, Mahindra & Mahindra Financial Services Ltd. INE774D01024 Finance 13, United Spirits Ltd. INE854D01016 Consumer Non Durables 1, Zee Entertainment Enterprises Ltd. INE256A01028 Media & Entertainment 10, Power Grid Corporation of India Ltd. INE752E01010 Power 30, Hero MotoCorp Ltd. INE158A01026 Auto 1, Bajaj Auto Ltd. INE917I01010 Auto 1, State Bank of India INE062A01020 Banks 20, Non Durables 1, ICICI Bank Ltd. INE090A01021 Banks 17, Steel Authority of India Ltd. INE114A01011 Ferrous Metals 66, Axis Bank Ltd. INE238A01034 Banks 6, Maruti Suzuki India Ltd. INE585B01010 Auto Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 5, Total 1, ii) Cash Future Arbitrage Ltd. INE202B01012 Finance 102, Ltd. - Apr Stock Future (102,000) (523.52) (7.29) CESC Ltd. INE486A01013 Power 28, CESC Ltd. - Apr Stock Future (28,050) (271.99) (3.79) Century Textiles & Industries Ltd. INE055A01016 Cement 22, Century Textiles & Industries Ltd. - Apr Stock Future (22,000) (252.20) (3.51) Bharti Airtel Ltd. INE397D01024 Telecom - Services 56, Bharti Airtel Ltd. - Apr Stock Future (56,100) (224.43) (3.13) Ashok Leyland Ltd. INE208A01029 Auto 133, Ashok Leyland Ltd. - Apr Stock Future (133,000) (193.91) (2.70) Maruti Suzuki India Ltd. INE585B01010 Auto 1, Maruti Suzuki India Ltd. - Apr Stock Future (1,875) (166.97) (2.33) Tata Motors Ltd. A-DVR IN9155A01020 Auto 82, Tata Motors Ltd. A-DVR - Apr Stock Future (82,500) (151.92) (2.12) Jain Irrigation Systems Ltd. INE175A01038 Industrial Products 99, Jain Irrigation Systems Ltd. - Apr Stock Future (99,000) (106.03) (1.48) Lupin Ltd. INE326A01037 Pharmaceuticals 13, Lupin Ltd. - Apr Stock Future (13,200) (97.68) (1.36) Hindalco Industries Ltd. INE038A01020 Non - Ferrous Metals 42, Hindalco Industries Ltd. - Apr Stock Future (42,000) (90.15) (1.26) Bank of Baroda INE028A01039 Banks 56, Bank of Baroda - Apr Stock Future (56,000) (79.88) (1.11) State Bank of India INE062A01020 Banks 30, State Bank of India - Apr Stock Future (30,000) (75.36) (1.05) Dr. Reddy's Laboratories Ltd. INE089A01023 Pharmaceuticals 3, Dr. Reddy's Laboratories Ltd. - Apr Stock Future (3,500) (73.26) (1.02) Bata India Ltd. INE176A01028 Consumer Durables 9, Bata India Ltd. - Apr Stock Future (9,900) (72.70) (1.01) Reliance Infrastructure Ltd. INE036A01016 Power 16, Reliance Infrastructure Ltd. - Apr Stock Future (16,900) (72.29) (1.01) Exide Industries Ltd. INE302A01020 Auto Ancillaries 32, Exide Industries Ltd. - Apr Stock Future (32,000) (71.38) (0.99) Balrampur Chini Mills Ltd. INE119A01028 Consumer Non Durables 91, Balrampur Chini Mills Ltd. - Apr Stock Future (91,000) (69.39) (0.97) Sun TV Network Ltd. INE424H01027 Media & Entertainment 6, Sun TV Network Ltd. - Apr Stock Future (6,000) (51.13) (0.71) DLF Ltd. INE271C01023 Construction 25, DLF Ltd. - Apr Stock Future (25,000) (50.61) (0.71) Dish TV India Ltd. INE836F01026 Media & Entertainment 70, Dish TV India Ltd. - Apr Stock Future (70,000) (50.12) (0.70) Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 8, Aurobindo Pharma Ltd. - Apr Stock Future (8,800) (49.35) (0.69) IRB Infrastructure Developers Ltd. INE821I01014 Construction 20, IRB Infrastructure Developers Ltd. - Apr Stock Future (20,000) (44.83) (0.62) Non Durables Britannia Industries Ltd. - Apr Stock Future (800) (39.76) (0.55) Yes Bank Ltd. INE528G01027 Banks 10, Yes Bank Ltd. - Apr Stock Future (10,500) (32.21) (0.45) NBCC (India) Ltd. INE095N01023 Construction 15, NBCC (India) Ltd. - Apr Stock Future (15,000) (28.72) (0.40) Reliance Capital Ltd. INE013A01015 Finance 3, Reliance Capital Ltd. - Apr Stock Future (3,000) (12.78) (0.18) Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 2, Sun Pharmaceutical Industries Ltd. - Apr Stock Future (2,200) (10.94) (0.15) Total 2, (41.29) I A) Listed - Awaiting listing on the 11.55% Suryoday Small Finance Bank Ltd.-M-28-Oct-2019 ** INE428Q08040 [ICRA]A M-14-Jun-2019 ** INE140A07344 [ICRA]AA M-10-Aug-2018 ** INE148I07FQ4 BWR AAA M-17-Sep-2020 INE134E08IW3 CRISIL AAA M-27-Dec-2019 ** INE124N07085 IND A (SO) % Power Grid Corporation of India Ltd.-M-24-Jul-2021 ** INE752E07BB3 CRISIL AAA Corporation Ltd.-M-08-Jun-2018 ** INE658R07042 CRISIL A Total I HCL Infosystems Ltd.-M-25-May-2018 INE236A14HJ1 [ICRA]A HCL Infosystems Ltd.-M-21-Jun-2018 INE236A14HK9 [ICRA]A Cox & Kings Ltd.-M-22-Nov-2018 INE008I14KK9 BWR A Total ii) Reverse Repo and CBLO Total Option INF173K01DA9 9, Total V. Cash & Cash Equivalents VI. Other Receivables - (Payables) Grand Total 7, PRINCIPAL LARGE CAP FUND PRINCIPAL DYNAMIC BOND FUND (An open-ended Income Scheme) HDFC Bank Ltd. INE040A01026 Banks 97,268 1, Maruti Suzuki India Ltd. INE585B01010 Auto 15,964 1, Corporation Ltd. INE001A01036 Finance 74,227 1, Products 152,446 1, ICICI Bank Ltd. INE090A01021 Banks 472,908 1, ITC Ltd. INE154A01025 Consumer Non Durables 450,000 1, Hindustan Unilever Ltd. INE030A01027 Consumer Non Durables 81,582 1, Infosys Ltd. INE009A01021 Software 93,900 1, Larsen & Toubro Ltd. INE018A01030 Construction Project 78,900 1, Kotak Mahindra Bank Ltd. INE237A01028 Banks 93, Non Durables 19, IndusInd Bank Ltd. INE095A01012 Banks 52, State Bank of India INE062A01020 Banks 327, Hero MotoCorp Ltd. INE158A01026 Auto 21, HCL Technologies Ltd. INE860A01027 Software 78, Shree Cement Ltd. INE070A01015 Cement 4, Zee Entertainment Enterprises Ltd. INE256A01028 Media & Entertainment 111, Ultratech Cement Ltd. INE481G01011 Cement 14, Hindustan Petroleum Corporation Ltd. INE094A01015 Petroleum Products 162, Tata Motors Ltd. INE155A01022 Auto 168, L&T Technology Services Ltd. INE010V01017 Software 43, Abbott India Ltd. INE358A01014 Pharmaceuticals 7, Tata Consultancy Services Ltd. INE467B01029 Software 14, Asian Paints Ltd. INE021A01026 Consumer Non Durables 36, Cyient Ltd. INE136B01020 Software 54, Apollo Tyres Ltd. INE438A01022 Auto Ancillaries 135, Navin Fluorine International Ltd. INE048G01026 Chemicals 48, Yes Bank Ltd. INE528G01027 Banks 108, Bharat Petroleum Corporation Ltd. INE029A01011 Petroleum Products 74, Raymond Ltd. INE301A01014 Textile Products 34, Coromandel International Ltd. INE169A01031 Fertilisers 58, The Federal Bank Ltd. INE171A01029 Banks 345, Power Grid Corporation of India Ltd. INE752E01010 Power 159, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 54, Magma Fincorp Ltd. INE511C01022 Finance 198, ITD Cementation India Ltd. INE686A01026 Construction 189, Bajaj Finserv Ltd. INE918I01018 Finance 5, Natco Pharma Ltd. INE987B01026 Pharmaceuticals 39, BEML Ltd. INE258A01016 Industrial Capital Goods 27, JSW Steel Ltd. INE019A01038 Ferrous Metals 100, Axis Bank Ltd. INE238A01034 Banks 55, Bharti Airtel Ltd. INE397D01024 Telecom - Services 71, GAIL (India) Ltd. INE129A01019 Gas 85, Hindalco Industries Ltd. INE038A01020 Non - Ferrous Metals 129, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 54, Rain Industries Ltd. INE855B01025 Chemicals 70, Kirloskar Ferrous Industries Ltd. INE884B01025 Ferrous Metals 300, Petronet LNG Ltd. INE347G01014 Gas 108, Rama Steel Tubes Ltd. INE230R01027 Ferrous Metals 78, Total 29, i) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) Grand Total 29, Note :- Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is ` Lakhs. 8.88% Export-Import Bank of India -M-18-Oct-2022 ** INE514E08BS9 CRISIL AAA % Reliance Utilities & Power Private Ltd.-M-26-Apr-2023 ** INE936D07067 CRISIL AAA Corporation Ltd.-M-16-Aug-2019 ** INE202B07HQ0 BWR AAA 50, % Corporation Ltd.-M-18-Nov-2019 ** INE001A07PT5 CRISIL AAA % Tata Motors Ltd.-M-29-Jun-2021 ** INE155A08365 CARE AA % Export-Import Bank of India -M-18-May-2027 ** INE514E08FN1 CRISIL AAA % Reliance Industries Ltd. -M-31-Aug-2022 INE002A08476 CRISIL AAA M-10-Aug-2018 ** INE148I07FQ4 BWR AAA % -Put/Call-04-Jan-2019 ** INE087P07071 CARE AA+ (SO) Corporation Ltd.-M-08-Jun-2018 ** INE658R07042 CRISIL A Total 3, % Government of India Security -M-25-May-2025 IN Sovereign 1,350,000 1, M-20-Mar-2029 IN Sovereign 900, M-15-May-2027 IN Sovereign 900, M-15-Dec-2023 IN Sovereign 700, % Maharashtra State Government Security-M-21-Nov-2022 IN Sovereign 500, % Maharashtra State Government Security-M-03-Oct-2022 IN Sovereign 500, % Government of India Security -M-22-Jun-2024 IN Sovereign 350, M-11-Jan-2026 IN Sovereign 100, Total 5, Andhra Bank-M-22-Jun-2018 INE434A16PC5 IND A Total Cox & Kings Ltd.-M-07-Sep-2018 INE008I14JK1 BWR A Total iii) Reverse Repo and CBLO Total III. Cash & Cash Equivalents 0.33 *** IV. Other Receivables - (Payables) Grand Total 10, PRINCIPAL ASSET ALLOCATION FUND-OF-FUNDS - CONSERVATIVE PLAN Plan - Option INF173K01GP0 463, Plan - Option INF173K01FS6 2, Principal Large Cap Fund - Plan - Option INF173K01EK6 62, Total i) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) (0.18) (0.06) Grand Total

2 Portfolio Statement of the Schemes of Principal Mutual Fund as on March 31, 2018 (Contd.) PRINCIPAL DIVIDEND YIELD FUND Hindustan Unilever Ltd. INE030A01027 Consumer Non Durables 75,280 1, ITC Ltd. INE154A01025 Consumer Non Durables 255, Maruti Suzuki India Ltd. INE585B01010 Auto 7, Infosys Ltd. INE009A01021 Software 47, Hero MotoCorp Ltd. INE158A01026 Auto 13, Products 47, HDFC Bank Ltd. INE040A01026 Banks 21, Dalmia Bharat Ltd. INE439L01019 Cement 13, ICICI Bank Ltd. INE090A01021 Banks 132, VST Industries Ltd. INE710A01016 Consumer Non Durables 10, Ultratech Cement Ltd. INE481G01011 Cement 7, Cyient Ltd. INE136B01020 Software 43, Tata Consultancy Services Ltd. INE467B01029 Software 10, Bharat Petroleum Corporation Ltd. INE029A01011 Petroleum Products 66, Hindustan Petroleum Corporation Ltd. INE094A01015 Petroleum Products 81, State Bank of India INE062A01020 Banks 103, IndusInd Bank Ltd. INE095A01012 Banks 12, Aarti Industries Ltd. INE769A01020 Chemicals 19, Indraprastha Gas Ltd. INE203G01027 Gas 78, Colgate Palmolive (India) Ltd. INE259A01022 Consumer Non Durables 18, Bajaj Holdings & Investment Ltd. INE118A01012 Finance 6, GAIL (India) Ltd. INE129A01019 Gas 55, KEC International Ltd. INE389H01022 Construction Project 45, Sasken Technologies Ltd. INE231F01020 Software 24, Petronet LNG Ltd. INE347G01014 Gas 73, Larsen & Toubro Ltd. INE018A01030 Construction Project 12, HCL Technologies Ltd. INE860A01027 Software 16, HEG Ltd. INE545A01016 Industrial Products 4, Hindustan Zinc Ltd. INE267A01025 Non - Ferrous Metals 51, MRF Ltd. INE883A01011 Auto Ancillaries PI Industries Ltd. INE603J01030 Pesticides 16, Exide Industries Ltd. INE302A01020 Auto Ancillaries 64, Hindalco Industries Ltd. INE038A01020 Non - Ferrous Metals 66, Tamil Nadu Newsprint & Papers Ltd. INE107A01015 Paper 40, Uflex Ltd. INE516A01017 Industrial Products 40, SRF Ltd. INE647A01010 Textile Products 7, Kotak Mahindra Bank Ltd. INE237A01028 Banks 12, Oil India Ltd. INE274J01014 Oil 59, Asahi India Glass Ltd. INE439A01020 Auto Ancillaries 37, Himadri Speciality Chemical Ltd. INE019C01026 Chemicals 84, Bajaj Auto Ltd. INE917I01010 Auto 4, City Union Bank Ltd. INE491A01021 Banks 70, Phillips Carbon Black Ltd. INE602A01015 Chemicals 10, Raymond Ltd. INE301A01014 Textile Products 12, Indian Oil Corporation Ltd. INE242A01010 Petroleum Products 64, Orient Electric INE142Z01019 Consumer Durables 118, Texmaco Rail & Engineering Ltd. INE621L01012 Industrial Capital Goods 135, Ashok Leyland Ltd. INE208A01029 Auto 77, NBCC (India) Ltd. INE095N01023 Construction 57, Kirloskar Ferrous Industries Ltd. INE884B01025 Ferrous Metals 128, Bharti Airtel Ltd. INE397D01024 Telecom - Services 27, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 18, Himatsingka Seide Ltd. INE049A01027 Textile Products 27, Rama Steel Tubes Ltd. INE230R01027 Ferrous Metals 33, Orient Paper & Industries Ltd. INE592A01026 Consumer Durables 118, Apollo Tyres Ltd. # - Auto Ancillaries 16, *** Total 12, Tirrihannah Company Ltd. ~~ - Consumer Non Durables 50, *** Minerava Holdings Ltd. ~~ - Finance *** Crystal Cable Industries Ltd. ~~ INE759J01022 Telecom - Services 50, *** Western Paques (India) Ltd. ~~ - Construction *** Sandur Laminates Ltd. ~~ - Construction Project 200, *** i) Reverse Repo and CBLO Total Option INF173K01DA9 1, Total IV. Cash & Cash Equivalents V. Other Receivables - (Payables) (63.56) (0.48) Grand Total 12, PRINCIPAL INDEX FUND - NIFTY (An open-ended Index Scheme) HDFC Bank Ltd. INE040A01026 Banks 9, Products 15, Corporation Ltd. INE001A01036 Finance 7, Infosys Ltd. INE009A01021 Software 8, ITC Ltd. INE154A01025 Consumer Non Durables 38, ICICI Bank Ltd. INE090A01021 Banks 28, Larsen & Toubro Ltd. INE018A01030 Construction Project 5, Tata Consultancy Services Ltd. INE467B01029 Software 2, Kotak Mahindra Bank Ltd. INE237A01028 Banks 5, Maruti Suzuki India Ltd. INE585B01010 Auto Hindustan Unilever Ltd. INE030A01027 Consumer Non Durables 3, State Bank of India INE062A01020 Banks 16, IndusInd Bank Ltd. INE095A01012 Banks 2, Axis Bank Ltd. INE238A01034 Banks 7, Mahindra & Mahindra Ltd. INE101A01026 Auto 4, Tata Motors Ltd. INE155A01022 Auto 8, Yes Bank Ltd. INE528G01027 Banks 8, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 4, HCL Technologies Ltd. INE860A01027 Software 2, Bharti Airtel Ltd. INE397D01024 Telecom - Services 5, NTPC Ltd. INE733E01010 Power 13, Vedanta Ltd. INE205A01025 Non - Ferrous Metals 8, Asian Paints Ltd. INE021A01026 Consumer Non Durables 2, Oil & Natural Gas Corporation Ltd. INE213A01029 Oil 12, Hero MotoCorp Ltd. INE158A01026 Auto Tata Steel Ltd. INE081A01012 Ferrous Metals 3, Power Grid Corporation of India Ltd. INE752E01010 Power 9, Bajaj Finance Ltd. INE296A01024 Finance 1, Ultratech Cement Ltd. INE481G01011 Cement INE148I01020 Finance 1, Tech Mahindra Ltd. INE669C01036 Software 2, Eicher Motors Ltd. INE066A01013 Auto Bajaj Auto Ltd. INE917I01010 Auto Coal India Ltd. INE522F01014 Minerals/Mining 5, Indian Oil Corporation Ltd. INE242A01010 Petroleum Products 9, Bharat Petroleum Corporation Ltd. INE029A01011 Petroleum Products 3, Wipro Ltd. INE075A01022 Software 5, Zee Entertainment Enterprises Ltd. INE256A01028 Media & Entertainment 2, Hindalco Industries Ltd. INE038A01020 Non - Ferrous Metals 6, GAIL (India) Ltd. INE129A01019 Gas 3, Cipla Ltd. INE059A01026 Pharmaceuticals 2, Adani Ports and Special Economic Zone Ltd. INE742F01042 Transportation 3, UPL Ltd. INE628A01036 Pesticides 1, Bharti Infratel Ltd. INE121J01017 Telecom - Equipment & Accessories 3, Hindustan Petroleum Corporation Ltd. INE094A01015 Petroleum Products 3, Dr. Reddy's Laboratories Ltd. INE089A01023 Pharmaceuticals Lupin Ltd. INE326A01037 Pharmaceuticals 1, Total 1, i) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) Grand Total 1, PRINCIPAL EMERGING BLUECHIP FUND Eicher Motors Ltd. INE066A01013 Auto 15,516 4, Non Durables 78,900 3, IndusInd Bank Ltd. INE095A01012 Banks 183,900 3, AIA Engineering Ltd. INE212H01026 Industrial Products 213,900 3, HDFC Bank Ltd. INE040A01026 Banks 135,600 2, MRF Ltd. INE883A01011 Auto Ancillaries 3,510 2, Bajaj Finance Ltd. INE296A01024 Finance 141,900 2, Cyient Ltd. INE136B01020 Software 357,900 2, Navin Fluorine International Ltd. INE048G01026 Chemicals 318,900 2, Petronet LNG Ltd. INE347G01014 Gas 1,054,890 2, ICICI Bank Ltd. INE090A01021 Banks 864,090 2, Voltas Ltd. INE226A01021 Construction Project 378,900 2, Indraprastha Gas Ltd. INE203G01027 Gas 840,900 2, KEC International Ltd. INE389H01022 Construction Project 600,900 2, Bajaj Electricals Ltd. INE193E01025 Consumer Durables 414,000 2, Security and Intelligence Services (I) Ltd. INE285J01010 Commercial Services 201,900 2, Mahindra & Mahindra Financial Services Ltd. INE774D01024 Finance 486,900 2, Shree Cement Ltd. INE070A01015 Cement 13,800 2, Infosys Ltd. INE009A01021 Software 195,767 2, Exide Industries Ltd. INE302A01020 Auto Ancillaries 969,900 2, Container Corporation of India Ltd. INE111A01017 Transportation 168,108 2, L&T Technology Services Ltd. INE010V01017 Software 168,000 2, Dalmia Bharat Ltd. INE439L01019 Cement 72,108 2, Hindustan Petroleum Corporation Ltd. INE094A01015 Petroleum Products 597,900 2, Finolex Industries Ltd. INE183A01016 Industrial Products 308,700 2, Tata Consultancy Services Ltd. INE467B01029 Software 70,800 2, Kotak Mahindra Bank Ltd. INE237A01028 Banks 189,900 1, Bharat Financial Inclusion Ltd. INE180K01011 Finance 178,890 1, Tata Chemicals Ltd. INE092A01019 Chemicals 288,000 1, Torrent Pharmaceuticals Ltd. INE685A01028 Pharmaceuticals 156,000 1, Motherson Sumi Systems Ltd. INE775A01035 Auto Ancillaries 609,090 1, Finolex Cables Ltd. INE235A01022 Industrial Products 279,900 1, United Spirits Ltd. INE854D01016 Consumer Non Durables 59,808 1, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 327,900 1, Himadri Speciality Chemical Ltd. INE019C01026 Chemicals 1,236,000 1, State Bank of India INE062A01020 Banks 717,900 1, Natco Pharma Ltd. INE987B01026 Pharmaceuticals 237,900 1, SRF Ltd. INE647A01010 Textile Products 87,708 1, UPL Ltd. INE628A01036 Pesticides 234,000 1, Vardhman Textiles Ltd. INE825A01012 Textiles - Cotton 138,900 1, Graphite India Ltd. INE371A01025 Industrial Products 231,708 1, Sun TV Network Ltd. INE424H01027 Media & Entertainment 198,108 1, Bajaj Finserv Ltd. INE918I01018 Finance 32,400 1, ITC Ltd. INE154A01025 Consumer Non Durables 648,000 1, Shankara Building Products Ltd. INE274V01019 Ferrous Metals 93,900 1, Bandhan Bank Ltd. INE545U01014 Banks 349,987 1, Mold-Tek Packaging Ltd. INE893J01029 Industrial Products 505,080 1, Bata India Ltd. INE176A01028 Consumer Durables 219,900 1, Atul Ltd. INE100A01010 Chemicals 61,380 1, Steel Authority of India Ltd. INE114A01011 Ferrous Metals 2,277,000 1, NCC Ltd. INE868B01028 Construction Project 1,359,000 1, Spicejet Ltd. INE285B01017 Transportation 1,266,000 1, CESC Ltd. INE486A01013 Power 163,080 1, Schaeffler India Ltd. INE513A01014 Industrial Products 30,240 1, Dixon Technologies (India) Ltd. INE935N01012 Consumer Durables 47,782 1, Sterlite Technologies Ltd. INE089C01029 Telecom - Equipment & Accessories 489,000 1, Ramkrishna Forgings Ltd. INE399G01015 Industrial Products 216,900 1, The Federal Bank Ltd. INE171A01029 Banks 1,689,000 1, PVR Ltd. INE191H01014 Media & Entertainment 123,900 1, S. P. Apparels Ltd. INE212I01016 Textile Products 450,000 1, Raymond Ltd. INE301A01014 Textile Products 167,508 1, Muthoot Finance Ltd. INE414G01012 Finance 369,000 1, Yes Bank Ltd. INE528G01027 Banks 488,160 1, Parag Milk Foods Ltd. INE883N01014 Consumer Non Durables 588,000 1, PSP Projects Ltd. INE488V01015 Construction 324,000 1, Gujarat Narmada Valley Fertilizers & Chemicals Ltd. INE113A01013 Chemicals 399,000 1, City Union Bank Ltd. INE491A01021 Banks 837,600 1, Hindustan Zinc Ltd. INE267A01025 Non - Ferrous Metals 480,000 1, Jain Irrigation Systems Ltd. INE175A01038 Industrial Products 1,350,000 1, Bharat Electronics Ltd. INE263A01024 Industrial Capital Goods 1,008,000 1, BEML Ltd. INE258A01016 Industrial Capital Goods 135,000 1, Indian Oil Corporation Ltd. INE242A01010 Petroleum Products 798,000 1, Gujarat State Petronet Ltd. INE246F01010 Gas 723,900 1, NBCC (India) Ltd. INE095N01023 Construction 678,900 1, Birla Corporation Ltd. INE340A01012 Cement 180,000 1, TCI Express Ltd. INE586V01016 Transportation 269,890 1, Sheela Foam Ltd. INE916U01025 Consumer Durables 85,348 1, Grasim Industries Ltd. INE047A01021 Cement 120,000 1, Amara Raja Batteries Ltd. INE885A01032 Auto Ancillaries 152,700 1, Karur Vysya Bank Ltd. INE036D01028 Banks 1,188,000 1, Ganesha Ecosphere Ltd. INE845D01014 Textiles - Synthetic 345,000 1, Asian Granito India Ltd. INE022I01019 Construction 255,000 1, Galaxy Surfactants Ltd. INE600K01018 Chemicals 76,526 1, Gabriel India Ltd. INE524A01029 Auto Ancillaries 807,708 1, Ltd. INE202B01012 Finance 216,000 1, Orient Electric INE142Z01019 Consumer Durables 1,125,000 1, The Ramco Cements Ltd. INE331A01037 Cement 127, Mahindra & Mahindra Ltd. INE101A01026 Auto 118, Orient Paper & Industries Ltd. INE592A01026 Consumer Durables 1,260, Rama Steel Tubes Ltd. INE230R01027 Ferrous Metals 144, Total 159, ii) s Mahindra & Mahindra Ltd. - Apr Stock Future 108, Ltd. - Apr Stock Future 108, Total 1, i) Reverse Repo and CBLO 5, Total 5, Plan - Option INF173K01GP0 1,679, Option INF173K01DA9 9, Total IV. Cash & Cash Equivalents V. Other Receivables - (Payables) (1,852.58) (1.11) Grand Total 165, Note :- Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is ` Lakhs. PRINCIPAL ASSET ALLOCATION FUND-OF-FUNDS - MODERATE PLAN Plan - Option INF173K01GP0 144, Principal Large Cap Fund - Plan - Option INF173K01EK6 55, Plan - Option INF173K01FS Principal Emerging Bluechip Fund - Plan - Option INF173K01EG4 11, Total i) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) (0.22) (0.20) Grand Total PRINCIPAL GLOBAL OPPORTUNITIES FUND (An open-ended Fund of Funds Scheme) I. Foreign Securities A) Units of Mutual Fund - Units Trust Principal Global Investors Fund - Emerging s Equity Fund IE ,643 1, Total 1, i) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) (39.00) (2.25) Grand Total 1, PRINCIPAL PERSONAL TAX SAVER FUND (An open-ended Equity Linked Savings Scheme) HDFC Bank Ltd. INE040A01026 Banks 87,992 1, ICICI Bank Ltd. INE090A01021 Banks 476,730 1, Products 114,058 1, Corporation Ltd. INE001A01036 Finance 53, Infosys Ltd. INE009A01021 Software 85, Larsen & Toubro Ltd. INE018A01030 Construction Project 71, ITC Ltd. INE154A01025 Consumer Non Durables 306, State Bank of India INE062A01020 Banks 303, Bajaj Electricals Ltd. INE193E01025 Consumer Durables 131, HCL Technologies Ltd. INE860A01027 Software 74, United Spirits Ltd. INE854D01016 Consumer Non Durables 21, Dabur India Ltd. INE016A01026 Consumer Non Durables 200, NTPC Ltd. INE733E01010 Power 374, Non Durables 12, Tata Consultancy Services Ltd. INE467B01029 Software 21, Hero MotoCorp Ltd. INE158A01026 Auto 16, Tata Power Company Ltd. INE245A01021 Power 740, Asahi India Glass Ltd. INE439A01020 Auto Ancillaries 175, Maruti Suzuki India Ltd. INE585B01010 Auto 6, Bombay Burmah Trading Corporation Ltd. INE050A01025 Consumer Non Durables 48, Phillips Carbon Black Ltd. INE602A01015 Chemicals 52, GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014 Consumer Non Durables 9, Kotak Mahindra Bank Ltd. INE237A01028 Banks 51, The India Cements Ltd. INE383A01012 Cement 361, Jain Irrigation Systems Ltd. INE175A01038 Industrial Products 475, Ramkrishna Forgings Ltd. INE399G01015 Industrial Products 71, Rain Industries Ltd. INE855B01025 Chemicals 130, Rico Auto Industries Ltd. INE209B01025 Auto Ancillaries 579, Karur Vysya Bank Ltd. INE036D01028 Banks 422, Coal India Ltd. INE522F01014 Minerals/Mining 147, Activities 312, Abbott India Ltd. INE358A01014 Pharmaceuticals 7, Shriram Transport Finance Company Ltd. INE721A01013 Finance 27, Dishman Carbogen Amcis Ltd. INE385W01011 Pharmaceuticals 120, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 76, Interglobe Aviation Ltd. INE646L01027 Transportation 29, Mahindra & Mahindra Ltd. INE101A01026 Auto 50, Raymond Ltd. INE301A01014 Textile Products 39, Ultratech Cement Ltd. INE481G01011 Cement 8, Tata Motors Ltd. INE155A01022 Auto 104, Ltd. INE202B01012 Finance 63, Axis Bank Ltd. INE238A01034 Banks 62, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 53, The Federal Bank Ltd. INE171A01029 Banks 327, Vijaya Bank INE705A01016 Banks 556, National Aluminium Company Ltd. INE139A01034 Non - Ferrous Metals 425, Birla Corporation Ltd. INE340A01012 Cement 38, Bank of Baroda INE028A01039 Banks 189, Canara Bank INE476A01014 Banks 99, Bharti Airtel Ltd. INE397D01024 Telecom - Services 65, Gayatri Projects Ltd. INE336H01023 Construction 118, Syndicate Bank INE667A01018 Banks 390, Hindustan Construction Company Ltd. INE549A01026 Construction Project 934, Services 91, Apollo Tyres Ltd. # - Auto Ancillaries *** Total 28, Punjab Wireless Systems Ltd. INE181A01010 Telecom - Equipment & Accessories 8, *** Virtual Dynamics Software Ltd. INE406B01019 IT Consulting & Services 200, *** i) Reverse Repo and CBLO 1, Total 1, III. Cash & Cash Equivalents IV. Other Receivables - (Payables) (387.33) (1.35) Grand Total 29, PRINCIPAL SHORT TERM INCOME FUND (An open-ended Income Scheme) Corporation Ltd.-M-09-Sep-2019 ** INE202B07IJ3 BWR AAA 255,000 2, % Corporation Ltd.-M-11-Nov-2019 ** INE001A07PU3 CRISIL AAA 25 2, % Small Industries Development Bank of India-M-30-Apr-2020 ** INE556F08IV6 CARE AAA 250 2, % NTPC Ltd.-M-27-May-2021 ** INE733E07KB4 CRISIL AAA 240 2, % National Housing Bank -Put/Call-15-Mar-2019 ** INE557F08FA4 CRISIL AAA 230 2, % JM Financial Products Ltd. -M-25-Jul-2019 ** INE523H07841 CRISIL AA 210 2, % -Put/Call-04-Jan-2019 ** INE087P07071 CARE AA+ (SO) 200 2, % Reliance Industries Ltd. -M-16-Sep-2020 INE002A08484 CRISIL AAA 200 1, M-27-Jun-2019 ** INE140A07369 [ICRA]AA 180 1, % National Bank for Agriculture and Rural Development -M-25-Feb-2028 INE261F08AA4 CRISIL AAA 130 1, Corporation Ltd.-M-08-Jun-2018 ** INE658R07042 CRISIL A , % -M-02-Mar-2020 ** INE148I07FX0 BWR AAA 100 1, M-28-Jul-2018 ** INE522D07941 CARE AA 100 1, % Power Finance Corporation Ltd. -M-20-Dec-2022 ** INE134E08JO8 CRISIL AAA Corporation Ltd.-M-18-Mar-2019 ** INE202B07HD8 BWR AAA Total 25, M-15-May-2027 IN Sovereign 700, % Government of India Security -M-10-Dec-2020 IN Sovereign 500, M-15-Dec-2023 IN Sovereign 300, % Government of India Security -M-19-Dec-2022 IN Sovereign 25, Total 1, Cox & Kings Ltd.-M-22-Nov-2018 INE008I14KK9 BWR A , Total 1, ii) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) Grand Total 30, Note :- Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is ` Lakhs.

3 Portfolio Statement of the Schemes of Principal Mutual Fund as on March 31, 2018 (Contd.) PRINCIPAL SMART EQUITY FUND PRINCIPAL MONEY MANAGER FUND (An open-ended Money Scheme) HDFC Bank Ltd. INE040A01026 Banks 18, NTPC Ltd. INE733E01010 Power 155, Ultratech Cement Ltd. INE481G01011 Cement 6, State Bank of India INE062A01020 Banks 99, Mahindra & Mahindra Ltd. INE101A01026 Auto 31, Tata Consultancy Services Ltd. INE467B01029 Software 7, Infosys Ltd. INE009A01021 Software 19, Non Durables 4, United Spirits Ltd. INE854D01016 Consumer Non Durables 6, Power Grid Corporation of India Ltd. INE752E01010 Power 106, HCL Technologies Ltd. INE860A01027 Software 21, ITC Ltd. INE154A01025 Consumer Non Durables 79, Corporation Ltd. INE001A01036 Finance 10, Hero MotoCorp Ltd. INE158A01026 Auto 5, Larsen & Toubro Ltd. INE018A01030 Construction Project 15, Dabur India Ltd. INE016A01026 Consumer Non Durables 60, GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014 Consumer Non Durables 3, ICICI Bank Ltd. INE090A01021 Banks 67, Hindustan Unilever Ltd. INE030A01027 Consumer Non Durables 14, Tata Power Company Ltd. INE245A01021 Power 236, Kotak Mahindra Bank Ltd. INE237A01028 Banks 17, Coal India Ltd. INE522F01014 Minerals/Mining 63, Products 19, Interglobe Aviation Ltd. INE646L01027 Transportation 12, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 28, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 18, Total 5, ii) Cash Future Arbitrage Ltd. INE202B01012 Finance 237,000 1, Ltd. - Apr Stock Future (237,000) (1,216.40) (7.03) Products 111, Reliance Industries Ltd. - Apr Stock Future (111,000) (984.74) (5.70) Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 174, Aurobindo Pharma Ltd. - Apr Stock Future (174,400) (978.12) (5.66) Maruti Suzuki India Ltd. INE585B01010 Auto 6, Maruti Suzuki India Ltd. - Apr Stock Future (6,000) (534.31) (3.09) Hindalco Industries Ltd. INE038A01020 Non - Ferrous Metals 206, Hindalco Industries Ltd. - Apr Stock Future (206,500) (443.25) (2.56) Century Textiles & Industries Ltd. INE055A01016 Cement 38, Century Textiles & Industries Ltd. - Apr Stock Future (38,500) (441.34) (2.55) INE148I01020 Finance 34, Apr Stock Future (34,400) (427.59) (2.47) State Bank of India INE062A01020 Banks 162, State Bank of India - Apr Stock Future (162,000) (406.94) (2.35) Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 63, Sun Pharmaceutical Industries Ltd. - Apr Stock Future (63,800) (317.37) (1.84) Escorts Ltd. INE042A01014 Auto 24, Escorts Ltd. - Apr Stock Future (24,200) (199.30) (1.15) Bajaj Auto Ltd. INE917I01010 Auto 6, Bajaj Auto Ltd. - Apr Stock Future (6,250) (172.55) (1.00) Chennai Petroleum Corporation Ltd. INE178A01016 Petroleum Products 43, Chennai Petroleum Corporation Ltd. - Apr Stock Future (43,500) (143.22) (0.83) Reliance Power Ltd. INE614G01033 Power 182, Reliance Power Ltd. - Apr Stock Future (182,000) (66.07) (0.38) Tata Motors Ltd. A-DVR IN9155A01020 Auto 35, Tata Motors Ltd. A-DVR - Apr Stock Future (35,000) (64.45) (0.37) Balrampur Chini Mills Ltd. INE119A01028 Consumer Non Durables 42, Balrampur Chini Mills Ltd. - Apr Stock Future (42,000) (32.03) (0.19) Total 6, (37.17) I A) Listed - Awaiting listing on the ** 8.70% JM Financial Products Ltd.-M-25-Jul-2019 INE523H07841 CRISIL AA M-28-Jul-2018 INE522D07941 CARE AA M-14-Jun-2019 INE140A07344 [ICRA]AA Corporation Ltd.-M-09-Sep-2019 INE202B07IK1 BWR AAA 20, % Power Grid Corporation of India Ltd.-M-19-Oct-2019 INE752E07KE8 CRISIL AAA M-10-Aug-2018 INE148I07FQ4 BWR AAA Total 1, I I). Commercial Paper** HSIL Ltd.-M-08-May-2018 INE415A14BP1 [ICRA]A Cox & Kings Ltd.-M-21-May-2018 INE008I14LF7 BWR A HCL Infosystems Ltd.-M-25-May-2018 INE236A14HJ1 [ICRA]A Cox & Kings Ltd.-M-07-Sep-2018 INE008I14JK1 BWR A Total 1, ii) Treasury Bill TBILL 91 DAY-M-07-Jun-2018 IN002017X544 Sovereign 85, Total iii) Reverse Repo and CBLO Total Option INF173K01DA9 20, Total V. Cash & Cash Equivalents VI. Other Receivables - (Payables) 1, Grand Total 17, I. Money Instruments ICICI Bank Ltd.-M-31-May-2018 INE090A160O6 CARE A The Federal Bank Ltd.-M-25-May-2018 INE171A16GU4 CRISIL A Andhra Bank-M-22-Jun-2018 INE434A16PC5 IND A Total M-02-May-2018 INE477L14CL5 CRISIL A M-28-May-2018 INE087P14374 CRISIL A Kribhco Fertilizers Ltd.-M-14-Jun-2018 INE486H14888 [ICRA]A Cox & Kings Ltd.-M-07-Sep-2018 INE008I14JK1 BWR A Power Finance Corporation Ltd. -M-25-Jun-2018 INE134E14972 CRISIL A HCL Infosystems Ltd.-M-25-May-2018 INE236A14HJ1 [ICRA]A IL&FS Financial Services Ltd.-M-25-Jun-2018 INE121H14JE7 [ICRA]A M-22-Jun-2018 INE148I14SU5 CRISIL A Reliance Jio Infocomm Ltd.-M-18-May-2018 INE110L14GV2 CRISIL A M-22-May-2018 INE881J14NI5 [ICRA]A Cox & Kings Ltd.-M-26-Nov-2018 INE008I14KL7 BWR A M-14-Jun-2018 INE881J14NM7 [ICRA]A HCL Infosystems Ltd.-M-21-Jun-2018 INE236A14HK9 [ICRA]A HSIL Ltd.-M-08-May-2018 INE415A14BP1 [ICRA]A Total 5, TBILL 91 DAY-M-07-Jun-2018 IN002017X544 Sovereign 30, Total iv) Reverse Repo and CBLO Total II. Cash & Cash Equivalents III. Other Receivables - (Payables) (12.23) (0.20) Grand Total 6, PRINCIPAL TAX SAVINGS FUND (An open-ended Equity Linked Savings Scheme) HDFC Bank Ltd. INE040A01026 Banks 89,534 1, ICICI Bank Ltd. INE090A01021 Banks 477,443 1, Infosys Ltd. INE009A01021 Software 103,297 1, Larsen & Toubro Ltd. INE018A01030 Construction Project 85,362 1, Products 125,452 1, Corporation Ltd. INE001A01036 Finance 58,670 1, Bajaj Electricals Ltd. INE193E01025 Consumer Durables 166, ITC Ltd. INE154A01025 Consumer Non Durables 361, HCL Technologies Ltd. INE860A01027 Software 90, State Bank of India INE062A01020 Banks 333, United Spirits Ltd. INE854D01016 Consumer Non Durables 26, KEC International Ltd. INE389H01022 Construction Project 198, NTPC Ltd. INE733E01010 Power 447, Tata Consultancy Services Ltd. INE467B01029 Software 26, Asahi India Glass Ltd. INE439A01020 Auto Ancillaries 224, Non Durables 14, Phillips Carbon Black Ltd. INE602A01015 Chemicals 64, Chambal Fertilisers and Chemicals Ltd. INE085A01013 Fertilisers 424, GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014 Consumer Non Durables 11, Dabur India Ltd. INE016A01026 Consumer Non Durables 208, Bombay Burmah Trading Corporation Ltd. INE050A01025 Consumer Non Durables 58, Tata Power Company Ltd. INE245A01021 Power 855, Jain Irrigation Systems Ltd. INE175A01038 Industrial Products 588, The India Cements Ltd. INE383A01012 Cement 435, Hero MotoCorp Ltd. INE158A01026 Auto 16, Ramkrishna Forgings Ltd. INE399G01015 Industrial Products 83, Maruti Suzuki India Ltd. INE585B01010 Auto 6, Kotak Mahindra Bank Ltd. INE237A01028 Banks 54, Rain Industries Ltd. INE855B01025 Chemicals 151, Kalpataru Power Transmission Ltd. INE220B01022 Power 107, Interglobe Aviation Ltd. INE646L01027 Transportation 38, Coal India Ltd. INE522F01014 Minerals/Mining 172, Rico Auto Industries Ltd. INE209B01025 Auto Ancillaries 616, Activities 364, Mahindra & Mahindra Ltd. INE101A01026 Auto 60, Shriram Transport Finance Company Ltd. INE721A01013 Finance 29, Dishman Carbogen Amcis Ltd. INE385W01011 Pharmaceuticals 128, Abbott India Ltd. INE358A01014 Pharmaceuticals 7, Karur Vysya Bank Ltd. INE036D01028 Banks 396, City Union Bank Ltd. INE491A01021 Banks 226, Bank of Baroda INE028A01039 Banks 273, Ltd. INE202B01012 Finance 75, Ultratech Cement Ltd. INE481G01011 Cement 9, JK Cement Ltd. INE823G01014 Cement 37, Hindustan Zinc Ltd. INE267A01025 Non - Ferrous Metals 125, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 74, The Federal Bank Ltd. INE171A01029 Banks 408, Raymond Ltd. INE301A01014 Textile Products 40, Tata Motors Ltd. INE155A01022 Auto 110, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 63, Birla Corporation Ltd. INE340A01012 Cement 49, Axis Bank Ltd. INE238A01034 Banks 67, Vijaya Bank INE705A01016 Banks 588, National Aluminium Company Ltd. INE139A01034 Non - Ferrous Metals 454, Gayatri Projects Ltd. INE336H01023 Construction 146, Gujarat Narmada Valley Fertilizers & Chemicals Ltd. INE113A01013 Chemicals 76, Canara Bank INE476A01014 Banks 99, Bharti Airtel Ltd. INE397D01024 Telecom - Services 63, Syndicate Bank INE667A01018 Banks 442, Services 118, Hindustan Construction Company Ltd. INE549A01026 Construction Project 838, Rattanindia Power Ltd. INE399K01017 Power 2,533, Chennai Super Kings INE852S01026 Media & Entertainment 374, *** Apollo Tyres Ltd. # - Auto Ancillaries 2, *** Total 35, i) Reverse Repo and CBLO 1, Total 1, III. Cash & Cash Equivalents IV. Other Receivables - (Payables) Grand Total 37, PRINCIPAL CASH MANAGEMENT FUND (An open-ended Liquid Scheme) I. Money Instruments DCB Bank Ltd.-M-20-Jun-2018 INE503A16FA2 CRISIL A1+ 9,350 9, The Federal Bank Ltd.-M-25-May-2018 INE171A16GU4 CRISIL A1+ 9,100 9, ICICI Bank Ltd.-M-31-May-2018 INE090A160O6 CARE A1+ 4,600 4, Total 22, Reliance Jio Infocomm Ltd.-M-18-May-2018 INE110L14GV2 CRISIL A1+ 1,730 8, IL&FS Financial Services Ltd.-M-25-Jun-2018 INE121H14JE7 [ICRA]A1+ 1,400 6, M-02-May-2018 INE148I14UG0 CRISIL A1+ 1,000 4, M-21-Jun-2018 INE087P14424 CRISIL A1+ 1,000 4, M-14-Jun-2018 INE881J14NM7 [ICRA]A , Power Finance Corporation Ltd. -M-25-Jun-2018 INE134E14972 CRISIL A , M-02-May-2018 INE477L14CL5 CRISIL A , Cox & Kings Ltd.-M-21-May-2018 INE008I14LF7 BWR A , M-28-May-2018 INE087P14374 CRISIL A , HSIL Ltd.-M-08-May-2018 INE415A14BP1 [ICRA]A , M-22-May-2018 INE881J14NI5 [ICRA]A , HCL Infosystems Ltd.-M-25-May-2018 INE236A14HJ1 [ICRA]A , HCL Infosystems Ltd.-M-21-Jun-2018 INE236A14HK9 [ICRA]A , Piramal Enterprises Ltd.-M-11-May-2018 INE140A14SA1 [ICRA]A M-11-May-2018 INE477L14CQ4 CRISIL A Total 55, TBILL 91 DAY-M-07-Jun-2018 IN002017X544 Sovereign 400, TBILL 91 DAY-M-21-Jun-2018 IN002017X569 Sovereign 356, Total iv) Reverse Repo and CBLO Total II. Cash & Cash Equivalents III. Other Receivables - (Payables) Grand Total 80, Note :- Aggregate investments by other schemes of Principal Mutual Fund at the end of the period is ` Lakhs. PRINCIPAL ASSET ALLOCATION FUND-OF-FUNDS - AGGRESSIVE PLAN Principal Large Cap Fund - Plan - Option INF173K01EK6 140, Principal Emerging Bluechip Fund - Plan - Option INF173K01EG4 31, Plan - Option INF173K01GP0 79, Plan - Option INF173K01FS Total i) Reverse Repo and CBLO Total III. Cash & Cash Equivalents IV. Other Receivables - (Payables) (0.25) (0.16) Grand Total PRINCIPAL BALANCED FUND (An open-ended Balanced Scheme) Infosys Ltd. INE009A01021 Software 266,500 3, HDFC Bank Ltd. INE040A01026 Banks 144,203 2, ITC Ltd. INE154A01025 Consumer Non Durables 991,277 2, NTPC Ltd. INE733E01010 Power 1,308,080 2, Larsen & Toubro Ltd. INE018A01030 Construction Project 167,626 2, HCL Technologies Ltd. INE860A01027 Software 224,437 2, Tata Consultancy Services Ltd. INE467B01029 Software 74,759 2, GlaxoSmithKline Consumer Healthcare Ltd. INE264A01014 Consumer Non Durables 34,690 2, United Spirits Ltd. INE854D01016 Consumer Non Durables 66,025 2, Dabur India Ltd. INE016A01026 Consumer Non Durables 624,109 2, Bajaj Electricals Ltd. INE193E01025 Consumer Durables 337,043 1, Mahindra & Mahindra Financial Services Ltd. INE774D01024 Finance 403,000 1, Coal India Ltd. INE522F01014 Minerals/Mining 654,568 1, Corporation Ltd. INE001A01036 Finance 100,000 1, Tata Power Company Ltd. INE245A01021 Power 1,930,000 1, Products 164,300 1, ICICI Bank Ltd. INE090A01021 Banks 509,976 1, Cyient Ltd. INE136B01020 Software 202,500 1, Chambal Fertilisers and Chemicals Ltd. INE085A01013 Fertilisers 847,943 1, Kotak Mahindra Bank Ltd. INE237A01028 Banks 132,716 1, Jain Irrigation Systems Ltd. INE175A01038 Industrial Products 1,293,614 1, Mahindra & Mahindra Ltd. INE101A01026 Auto 176,563 1, Steel Authority of India Ltd. INE114A01011 Ferrous Metals 1,740,000 1, Activities 915,888 1, State Bank of India INE062A01020 Banks 462,536 1, Hero MotoCorp Ltd. INE158A01026 Auto 29,440 1, Interglobe Aviation Ltd. INE646L01027 Transportation 80,323 1, Aurobindo Pharma Ltd. INE406A01037 Pharmaceuticals 184,760 1, Tech Mahindra Ltd. INE669C01036 Software 157,852 1, GAIL (India) Ltd. INE129A01019 Gas 306,666 1, Rain Industries Ltd. INE855B01025 Chemicals 266, Hindustan Unilever Ltd. INE030A01027 Consumer Non Durables 74, Phillips Carbon Black Ltd. INE602A01015 Chemicals 90, Kirloskar Ferrous Industries Ltd. INE884B01025 Ferrous Metals 1,150, Hindustan Zinc Ltd. INE267A01025 Non - Ferrous Metals 322, Sun Pharmaceutical Industries Ltd. INE044A01036 Pharmaceuticals 193, KEC International Ltd. INE389H01022 Construction Project 233, Power Grid Corporation of India Ltd. INE752E01010 Power 450, Magma Fincorp Ltd. INE511C01022 Finance 572, The India Cements Ltd. INE383A01012 Cement 600, Bank of Baroda INE028A01039 Banks 561, Ltd. INE202B01012 Finance 145, Ultratech Cement Ltd. INE481G01011 Cement 18, The Federal Bank Ltd. INE171A01029 Banks 806, Tata Motors Ltd. INE155A01022 Auto 217, Ramkrishna Forgings Ltd. INE399G01015 Industrial Products 100, Maruti Suzuki India Ltd. INE585B01010 Auto 7, Bharti Airtel Ltd. INE397D01024 Telecom - Services 174, National Aluminium Company Ltd. INE139A01034 Non - Ferrous Metals 1,021, Uflex Ltd. INE516A01017 Industrial Products 165, Raymond Ltd. INE301A01014 Textile Products 59, Bombay Burmah Trading Corporation Ltd. INE050A01025 Consumer Non Durables 43, Asahi India Glass Ltd. INE439A01020 Auto Ancillaries 146, ITD Cementation India Ltd. INE686A01026 Construction 305, Non Durables 9, Axis Bank Ltd. INE238A01034 Banks 85, Vijaya Bank INE705A01016 Banks 645, ACC Ltd. INE012A01025 Cement 21, Ambuja Cements Ltd. INE079A01024 Cement 135, Birla Corporation Ltd. INE340A01012 Cement 39, Services 17, Chennai Super Kings INE852S01026 Media & Entertainment 30, *** Total 71, I 7.56% Export-Import Bank of India -M-18-May-2027 ** INE514E08FN1 CRISIL AAA 200 1, % National Bank for Agriculture and Rural Development-M-30-Sep-2020 INE261F08907 CRISIL AAA 150 1, % Tata Motors Ltd.-M-29-Jun-2021 ** INE155A08365 CARE AA , % Reliance Industries Ltd. -M-31-Aug-2022 INE002A08476 CRISIL AAA 150 1, M-17-Sep-2020 INE134E08IW3 CRISIL AAA 110 1, % Reliance Utilities & Power Private Ltd.-M-26-Apr-2023 ** INE936D07067 CRISIL AAA 100 1, Corporation Ltd.-M-09-Sep-2019 ** INE202B07IK1 BWR AAA 90, M-27-Dec-2019 ** INE124N07085 IND A (SO) % National Bank for Agriculture and Rural Development-M-22-Jun-2020 INE261F08527 CRISIL AAA % HDFC Bank Ltd.-M-12-May-2022 INE040A08377 CRISIL AA Corporation Ltd.-M-16-Aug-2019 ** INE202B07HQ0 BWR AAA 50, % Corporation Ltd.-M-24-Sep-2018 ** INE001A07QV9 CRISIL AAA M-27-Jun-2019 ** INE140A07369 [ICRA]AA % Corporation Ltd.-M-20-Mar-2019 INE001A07QE5 CRISIL AAA % LIC Housing Finance Ltd. -M-24-Jun-2020 ** INE115A07LN5 CRISIL AAA M-14-Jul-2020 ** INE572E09460 IND AAA % Power Grid Corporation of India Ltd.-M-19-Jun-2027 ** INE752E07OF7 CRISIL AAA % -Put/Call-04-Jan-2019 ** INE087P07071 CARE AA+ (SO) M-10-Aug-2018 ** INE148I07FQ4 BWR AAA % Aspire Home Finance Corporation Ltd.-M-05-Jun-2019 ** INE658R07141 [ICRA]AA Total 15, % Government of India Security -M-25-May-2025 IN Sovereign 2,150,000 2, M-20-Mar-2029 IN Sovereign 1,600,000 1, M-15-Dec-2023 IN Sovereign 1,500,000 1, M-11-Jan-2026 IN Sovereign 1,400,000 1, M-15-May-2027 IN Sovereign 1,100,000 1, % Government of India Security -M-22-Jun-2024 IN Sovereign 650, % Gujarat State Government Security-M-30-Mar-2022 IN Sovereign 500, % Maharashtra State Government Security-M-17-Oct-2022 IN Sovereign 500, % Government of India Security -M-08-Jan-2028 IN Sovereign 500, Total 9, Ltd.-Put/Call-09-Aug-2018 INE069R07117 BWR AA Total I Andhra Bank-M-22-Jun-2018 INE434A16PC5 IND A1+ 1,800 1, ICICI Bank Ltd.-M-31-May-2018 INE090A160O6 CARE A1+ 1, The Jammu & Kashmir Bank Ltd. -M-16-May-2018 INE168A16LD6 CRISIL A Total 3, Cox & Kings Ltd.-M-07-Sep-2018 INE008I14JK1 BWR A HSIL Ltd.-M-08-May-2018 INE415A14BP1 [ICRA]A HCL Infosystems Ltd.-M-21-Jun-2018 INE236A14HK9 [ICRA]A Cox & Kings Ltd.-M-21-May-2018 INE008I14LF7 BWR A Infrastructure Leasing & Financial Services Ltd.-M-27-Apr-2018 INE871D14JB2 [ICRA]A IL&FS Financial Services Ltd. -M-27-Apr-2018 INE121H14IS9 [ICRA]A National Bank for Agriculture and Rural Development-M-11-May-2018 INE261F14CJ9 CRISIL A M-28-May-2018 INE087P14374 CRISIL A Total 5, iii) Reverse Repo and CBLO 2, Total 2, Principal Credit Opportunities Fund - Plan - Option INF173K01FX6 55,323 1, Total 1, V. Cash & Cash Equivalents VI. Other Receivables - (Payables) (107.14) (0.10) Grand Total 109,