Date. Place. Signature of Applicant

Transcription

1 Date Place 1 Signature of Applicant

2 ANNEXURE I NIFTY SERIES Sr.# Script Name Quantity Amount Sr.# Script Name Quantity Amount 1 ACC Ltd. 2 Ambuja Cements Ltd. 3 Asian Paints Ltd. 4 Axis Bank Ltd. 5 Bajaj Auto Ltd. 6 Bank of Baroda 7 Bharat Heavy Electricals Ltd. 8 Bharat Petroleum Corp Ltd. 9 Bharti Airtel Ltd. 10 Cairn India Ltd. 11 Cipla Ltd. 12 Coal India Ltd. 13 DLF Ltd. 14 Dr. Reddy s Laboratories Ltd. 15 GAIL (India) Ltd. 16 Grasim Industries Ltd. 17 HCL Technologies Ltd. 18 HDFC Bank Ltd. 19 Hero MotoCorp Ltd. 20 Hindalco Industries Ltd. 21 Hindustan Unilever Ltd. 22 Housing Dev. Fin. Corp Ltd. 23 I T C Ltd. 24 ICICI Bank Ltd. 25 IDFC Ltd. 1 Benchmark Gold Bees 2 KOTAKGOLD 3 RELGOLD 4 SBI GETS 5 RELIGAREGO GOLD ETF Series 6 HDFC Gold ETF 7 IP GETF 8 AXIS GOLD 9 BSL GOLD ETF 10 IDBI GOLD INDEX ETF Series 26 Infosys Ltd. 27 Jaiprakash Associates Ltd. 28 Jindal Steel & Power Ltd. 29 Kotak Mahindra Bank Ltd. 30 Larsen & Toubro Ltd. 31 Lupin Ltd. 32 Mahindra & Mahindra Ltd. 33 Maruti Suzuki India Ltd. 34 NTPC Ltd. 35 Oil & Natural Gas Corpn Ltd. 36 Power Grid Corpn of India Ltd. 37 Punjab National Bank 38 Ranbaxy Laboratories Ltd. 39 Reliance Industries Ltd. 40 Reliance Infrastructure Ltd. 41 Sesa Goa Ltd. 42 Siemens Ltd. 43 State Bank of India 44 Sun Pharmaceutical Inds Ltd. 45 Tata Consultancy Services Ltd. 46 Tata Motors Ltd. 47 Tata Power Co. Ltd. 48 Tata Steel Ltd. 49 UltraTech Cement Ltd. 50 Wipro Ltd. 1 NIFTY Bees 2 BANK Bees T O T A L GRAND TOTAL ( 2 ) 2

3 ANNEXURE II LIST OF BSE-100 Index Stoks Sr.# Name Code Quantity Amount Sr.# Name Code Quantity Amount Sr.# Name Code Quantity Amount 1 ABB LTD GRASIM INDUSTRIES LTD., POWER GRID CORP. OF INDIA LTD ACC LTD HCL TECHNOLOGIES LTD PUNJAB NATIONAL BANK ADANI ENTERPRISES LTD HDFC BANK LTD RANBAXY LABORATORIES LTD., ADANI PORTS AND SEZ LTD HERO MOTOCORP LIMITED RELIANCE CAPITAL LIMITED ADANI POWER LIMITED HINDALCO INDUSTRIES LTD RELIANCE COMMUNICATIONS LTD AMBUJA CEMENTS LTD HINDUSTAN PETROLEUM CORP. LTD RELIANCE INDUSTRIES LTD ASHOK LEYLAND LTD., HINDUSTAN UNILEVER LTD., RELIANCE INFRASTRUCTURE LTD ASIAN PAINTS (INDIA) LTD., HINDUSTAN ZINC LTD., RELIANCE POWER LIMITED AXIS BANK LTD HOUSING DEV. & INFRA. LTD RURAL ELECTRIFICATION CORP. LTD BAJAJ AUTO LIMITED HOUSING DEV. FINANCE CORP. LT SESA GOA LTD BANK OF BARODA ICICI BANK LTD SHRIRAM TRANSPORT FIN. CO. LTD., BANK OF INDIA IDBI BANK LTD SIEMENS LTD., BHARAT FORGE LTD IDEA CELLULAR LTD STATE BANK OF INDIA, BHARAT HEAVY ELECTRICALS LTD., INDIABULLS FINANCIAL SERVICES LTD STEEL AUTHORITY OF INDIA LTD., BHARAT PETROLEUM CORPN. LTD., INDIAN OIL CORPORATION LTD STERLITE INDUSTRIES (INDIA) LTD BHARTI AIRTEL LTD INDUSIND BANK LTD SUN PHARMACEUTICAL IND. LTD CAIRN INDIA LIMITED INFOSYS LTD SUZLON ENERGY LTD CANARA BANK IDFC LTD TATA CHEMICALS LTD CIPLA LTD., ITC LTD TATA CONSULTANCY SERVICES LTD COAL INDIA LIMITED JAIPRAKASH ASSOCIATES LIMITED TATA GLOBAL BEVERAGES LIMITED COLGATE-PALMOLIVE (INDIA) LTD., JINDAL STEEL & POWER LTD TATA MOTORS LTD CROMPTON GREAVES LTD., JSW STEEL LIMITED TATA POWER CO. LTD CUMMINS INDIA LTD., KOTAK MAHINDRA BANK LTD TATA STEEL LIMITED DABUR INDIA LTD LARSEN & TOUBRO LIMITED TITAN INDUSTRIES LTD DIVI S LABORATORIES LTD LIC HOUSING FINANCE LTD ULTRATECH CEMENT LTD DLF LIMITED LUPIN LTD UNION BANK OF INDIA DR. REDDY S LABORATORIES LTD., MAHINDRA & MAHINDRA LTD UNITECH LTD., ESSAR OIL LTD MARUTI SUZUKI INDIA LTD UNITED PHOSPHORUS LTD EXIDE INDUSTRIES LTD., NESTLE INDIA LTD UNITED SPIRITS LIMITED FEDERAL BANK LTD NHPC LIMITED WIPRO LTD., GAIL (INDIA) LTD NMDC LTD YES BANK LTD GLENMARK PHARMACEUTICALS LTD NTPC LIMITED ZEE ENTNT. ENTERPRISES LTD GMR INFRASTRUCTURE LIMITED OIL AND NATURAL GAS CORP. LTD TOTAL (C) 34 GODREJ CONSUMER PRODUCTS LTD POWER FINANCE CORPORATION LTD GRAND TOTAL (A + B + C) TOTAL (A) TOTAL (B) 3 ( 3 )

4 ANNEXURE III Sr.# Name Code Quantity Amount 1 ACC LTD. INE012A ADANI ENTERPRISES LTD. INE423A ADANI PORTS AND SEZ LTD. INE742F ADITYA BIRLA NUVO LTD. INE069A AMBUJA CEMENTS LTD. INE079A APOLLO HOSPITALS ENTERPRISES LTD. INE437A ASHOK LEYLAND LTD. INE208A ASIAN PAINTS LTD. INE021A AXIS BANK LTD. INE238A BAJAJ AUTO LTD. INE917I BAJAJ HOLDINGS & INVESTMENT LTD. INE118A BANK OF BARODA INE028A BANK OF INDIA INE084A BHARAT FORGE LTD. INE465A BHARAT HEAVY ELECTRICALS LTD. INE257A BHARAT PETROLEUM CORP. LTD. INE029A BHARTI AIRTEL LTD. INE397D BIOCON LTD. INE376G BOSCH LTD. INE323A CAIRN INDIA LTD. INE910H CANARA BANK INE476A CIPLA LTD. INE059A COAL INDIA LTD. INE522F COLGATE PALMOLIVE (INDIA) LTD. INE259A CONTAINER CORP. OF INDIA LTD. INE111A CROMPTON GREAVES LTD. INE067A CUMMINS INDIA LTD. INE298A DLF LTD. INE271C DABUR INDIA LTD. INE016A DIVI S LABORATORIES LTD. INE361B DR. REDDY S LABORATORIES LTD. INE089A EXIDE INDUSTRIES LTD. INE302A FEDERAL BANK LTD. INE171A GAIL (INDIA) LTD. INE129A01019 TOTAL (A) LIST OF CNX-100 Index Stocks Sr.# Name Code Quantity Amount 35 GMR INFRASTRUCTURE LTD. INE776C GSK CONSUMER HEALTHCARE LTD. INE264A GSK PHARMACEUTICALS LTD. INE159A GSK PHARMACEUTICALS LTD. INE935A GODREJ CONSUMER PRODUCTS LTD. INE102D GRASIM INDUSTRIES LTD. INE047A HCL TECHNOLOGIES LTD. INE860A HDFC BANK LTD. INE040A HERO MOTOCORP LTD. INE158A HINDALCO INDUSTRIES LTD. INE038A HINDUSTAN PETROLEUM CORP. LTD. INE094A HINDUSTAN UNILEVER LTD. INE030A HDFC LTD. INE001A I T C LTD. INE154A ICICI BANK LTD. INE090A IDBI BANK LTD. INE008A IDFC LTD. INE043D IDEA CELLULAR LTD. INE669E INDIAN HOTELS CO. LTD. INE053A INDUSIND BANK LTD. INE095A INFOSYS LTD. INE009A JSW STEEL LTD. INE019A JAIPRAKASH ASSOCIATES LTD. INE455F JINDAL STEEL & POWER LTD. INE749A KOTAK MAHINDRA BANK LTD. INE237A LIC HOUSING FINANCE LTD. INE115A LARSEN & TOUBRO LTD. INE018A LUPIN LTD. INE326A MAHINDRA & MAHINDRA LTD. INE101A MARUTI SUZUKI INDIA LTD. INE585B MPHASIS LTD. INE356A NTPC LTD. INE733E OIL & NATURAL GAS CORP. LTD. INE213A ORACLE FIN. SERVICES SOFTWARE LTD. INE881D01027 TOTAL (B) Sr.# Name Code Quantity Amount 69 PETRONET LNG LTD. INE347G POWER FINANCE CORPORATION LTD. INE134E POWER GRID CORP. OF INDIA LTD. INE752E PUNJAB NATIONAL BANK INE160A RANBAXY LABORATORIES LTD. INE015A RELIANCE CAPITAL LTD. INE013A RELIANCE COMMUNICATIONS LTD. INE330H RELIANCE INDUSTRIES LTD. INE002A RELIANCE INFRASTRUCTURE LTD. INE036A RELIANCE POWER LTD. INE614G RURAL ELECTRIFICATION CORP. LTD. INE020B SESA GOA LTD. INE205A SHRIRAM TRANSPORT FIN. CO. LTD. INE721A SIEMENS LTD. INE003A STATE BANK OF INDIA INE062A STEEL AUTHORITY OF INDIA LTD. INE114A SUN PHARMACEUTICAL IND. LTD. INE044A TATA CHEMICALS LTD. INE092A TATA CONSULTANCY SERVICES LTD. INE467B TATA MOTORS LTD. INE155A TATA POWER CO. LTD. INE245A TATA STEEL LTD. INE081A TECH MAHINDRA LTD. INE669C TITAN INDUSTRIES LTD. INE280A TORRENT POWER LTD. INE813H ULTRATECH CEMENT LTD. INE481G UNION BANK OF INDIA INE692A UNITED PHOSPHORUS LTD. INE628A UNITED SPIRITS LTD. INE854D WIPRO LTD. INE075A YES BANK LTD. INE528G ZEE ENTERTAINMENT ENTERPRISES LTD. INE256A01028 TOTAL (C) GRAND TOTAL (A + B + C) 4 ( 4 )

5 ELECTRONIC CLEARING SERVICE (DEBIT CLEARING) To, The Branch Manager (Bank Name) (Branch Name) (Branch Address) I/ we authorize you to debit my/our account for making payment to Ashika Stock Broking Limited (ASBL) through ECS as per the details given as under : A Mode of Payment ECS B C D E MICR Code Account Type Ledger No. / Ledger Folio No. (if any) Account Number IFSC Code SAVINGS CURRENT OTHERS F Account holder name (as per banks record) G ASBL Client Code Name of Product / Service from Broker STOCK SIP Date of Effect D D M M Y Y Y Y End Date D D M M Y Y Y Y Periodicity Quarterly Monthly ECS Authorisation Amount* (In Figure) Number of Installment ` (In Words) *ECS Authorisarion amount should be a minimum of twice the value of Portfolio as calculated on the date of SIP enrollment. Date of Effect D D M M Y Y Y Y I hereby declare that the particulars given above are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I would not hold the user institution responsible. I have read the Investment facilitation terms and agree to discharge the responsibility expected of me as a subscriber / their client. This is to inform that I/we have registered for the RBI's Electronic clearing Service and that my/our payment toward my/our Stock SIP shall be made from my/our above mentioned above bank account with you bank. I/we authorize the representative of Ashika Stock Broking Limited carrying this ECS mandate form to get it verified and executed. I/we also authorize the bank to debit my/our account for the charges towards mandate verification and transactions bounced due to Insufficient funds as applicable. Date D D M M Y Y Y Y Signature of the Account Holder (As per banks record) 5 For Bank Use Certified that the particulars furnished above are correct as per our records. Banks Stamp Date D D M M Y Y Y Y Signature of the Authorised Official from the Bank ( 5 )

6 TERMS and CONDITIONS 1. General New Customers can opt for the product at the time of account opening. No separate Trading or Demat account is required to be opened by the existing customers for availing this SIP scheme. The investments discussed or recommended in reports / calls and on website of Ashika Group may not be suitable for all investors. Investors must make their own investment decisions based on their specific investment objectives and financial position and using such independent advisors, as they believe necessary. Ashika reserves the rights at anytime, without prior notice to add, alter, modify, change or vary all or any of the terms and conditions or to replace wholly or in part, the above offers by another offers, whether similar to above or not, or to withdraw it together. Nothing herein amounts to a commitment by Ashika to conduct further, similar or other offers with due notice / information. Above offer is by way of a special offer and nothing containedherein shall prejudice or affect the terms of services / terms and conditions of the member client agreement / Rights and Obligation. The terms of the above scheme shall be in addition to and not in derogation of the terms contained in the member client agreement / Rights and Obligations. The Clients who are participants of the scheme will not hold Ashika responsible for, or liable for, any actions, claims, demands, losses, damages, costs, charges and expenses which they may suffer, sustain or incur by way of above offer. 2. Application Applications complete in all respect will be accepted. The company reserves the right to reject any incomplete forms. The scrip name should by filled in full. 3. Renewal / Redemption The scheme can be renewed with the express consent of the applicant. The applicant may sell the shares accumulated through the scheme at his own discretion. 4. Brokerage / Fee Structure and order execution Normal brokerage as per the client category will be charges on the scrips purchased through the scheme. The company reserves the right to modify the amount the amount of brokerage, charges from time to time by displaying the same on the company s web site and the client agrees to keep himself updated in respect thereof. SIP orders will be executed in respective Exchange(s) during market hours at market rate on best efforts basis. Limits will be uploaded for the successfully executed transactions on best effort basis. This is subject to all other market conditions viz. Trade-to-trade guidelines, NRI order execution etc remaining the same. 5. Cancellation / Modification / Pause If you wish to cancel your existing scheme, you need to get in touch with Customer-Care department at least 10 days prior to the trigger date. In case of any modification in the scrips, intimation needs to be sent to Customer-Care Department at least 10 days prior to the trigger date by sending a written request through client s registered id only. In case of Pause (skipping a particular month s cycle) the client must furnish a written request through client s registered id only at least 10 days prior to the trigger date. On successful processing of above requests the client will be duly informed. 6. Terms and Conditions The initial SIP Investment will be of the amount for which the cheque is submitted by applicant with this form. Client, making an application by way of physical form, will be called to confirm the application details before debiting the sign-up charges and setting up the SIP. SIP would be set up in Ashika within 7 days, only after receipt of sign up charges. After successful recovery of sign-up charges, SIP will be set up as per normal process. Client s scheme tenure would be considered from the date of sign up charges receipt. The SIP will be triggered in automated mode and client will not be called prior to upload of order on trigger day. Trade execution will be subject to availability of funds as debited from your linked bank account and successful receipt of the same on or before trigger date. In case of any problem in the same, SIP transaction would not be carried out. For trigger of SIP, the client should have twice the ECS Authorisation Amount the SIP amount (calculated with the previous closing price of the scrips on the previous trading day) plus 10% of the SIP amount as free balance in his linked bank account. If ECS is dishonoured for four months the SIP will be suspended without any intimation. Maximum number of scrip that may be selected in single SIP application is 10. In case client s trading account is deactivated for any regulatory reasons, the SIP will be automatically get cancelled. SIP will be triggered on the date as mentioned by the Client on the application form. In case of Holiday, the same will be triggered on next business day. Ashika will only trigger buy leg transactions based on the instructions received from the customer. Selling will be at the sole discretion of the Client. In case of insufficiency of funds your SIP orders will not be executed. There won t be any partial execution of orders. If SIP amount exceeds the CAP amount specified by the Client, then the SIP will not be triggered. On trigger date, if selected scrips reach upper circuit, the order will be kept live till market ends. In this case the order may or may not get successfully executed depending upon the market. All other exchange conditions viz. shortages, auction etc. will be applicable. Corporate actions like face value split etc. will not be handled in the scheme. The Client needs to intimate the Customer-Care department for any revision in quantity. Client would be provided with the contract notes and other communications as per the normal practice and at their registered -id only. Investing in Securities are subject to market risks and there can be no assurance or guarantee that the objectives will be achieved. Each client is advised to consult his / her own financial advisor / professional tax advisors before availing of this scheme. Corporate Black out period (no transaction period in the scrip for employees) will not be handled in this SIP scheme. The terms and conditions of the scheme will always be read and construed in conjunction with the provisions of the client member agreement entered into between the company and the customer / Rights and Obligations as confirmed by the Client. ( 6 ) 6