Guggenheim China Technology ETF (CQQQ) Summary. Description. Historical prices (1 year) DIAMONDS* RATINGS* ETFG RISK RATING 6.28

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1 Guggenheim China Technology ETF (CQQQ) Tearsheet as of 11:54 am, April 28, Summary RATINGS* DIAMONDS* ETFG RISK RATING 6.28 ETFG REWARD RATING 6.54 Description Guggenheim China Technology Exchange-Traded Fund Trust 2 is an exchange-traded fund incorporatedin the USA. The Fund seeks investment results that correspond generally to the performance before the Fund`s fees and expenses of an equity index called the AlphaShares China Technology Index (the `Index`). ETFG SCORE BEHAVIORAL FUNDAMENTAL GLOBAL QUALITY Inception Date: 12/08/2009 Expense Ratio: 0.7% Related Index: MSCI China NR USD Historical prices (1 year) Last Change (-3.96%) Last Volume 230 Bid Ask High Low Open Previous Close Volume 19K Dividend Yield 0.86% Beta wk High wk Low Date 4/28/2014 Time 11:36:33 AM Mar 31 Apr 04 Apr 11 Apr 21 Apr 25 Key - Green Diamond Reward Ratings Key - Red Diamond Risk Ratings Key: Key: Underperform Market Perform Outperform Low Risk Moderate Risk High Risk (c) ETF Global Page 1 of 6

2 Exposure Geographic Exposure Currency Exposure Cayman Islands China Bermuda United States 40.5% HKD USD 52.2% 27.2% 20.6% 27.2% 26.6% Sector Exposure Information Technology Industrials Consumer Goods Materials Consumer Discretionary Telecommunication Services 60.8% Industry Group Exposure 33.4% 4.6% 12.1% Industry Exposure 26.6% 18.1% 6.2% (c) ETF Global 5.8% Internet Software & Services Communications Equipment Software Electronic Equipment Instruments & Components 26.6% Professional Services Department Stores Semiconductors & Semiconductor Equipment Containers & Packaging Leisure Equipment & Products 18.1% Application Software IT Services Commercial Services & Supplies Aerospace & Defense Semiconductor Specialized 12% Software & Services Technology Hardware & Equipmen Technology Hardware & Equipment Commercial & Professional Services Consumer Goods Semiconductors & Semiconductor Equipment Materials Technology Consumer Durables & Apparel Capital Goods Telecommunication Services Commercial & Professional Services Sub-Industry Exposure 5.8% Internet Software & Services Communications Equipment Home Entertainment Software Research & Consulting Services Technology Distributors Department Stores Semiconductors Metal & Glass Containers Electronic Manufacturing Services Electronic Components Application Software Photographic Products IT Consulting & Services Security & Alarm Services Page 2 of 6

3 Top Holdings Ticker Fund Ticker Constituent Name Country Currency Weight Shares Market Value 1 B01CT3 CQQQ Tencent Holdings Ltd HKD 11.25% 131K 8.97M 2 BIDU CQQQ Baidu Inc USD 8.42% 42K 6.71M 3 QIHU CQQQ QIHOO 360 TECHNOLOGY CO-ADR % 71K 6.60M CQQQ Lenovo Group Ltd HKD 7.43% 5M 5.92M CQQQ AAC Technologies Holdings Inc HKD 4.73% 671K 3.77M 6 SINA CQQQ SINA Corp/China USD 4.09% 61K 3.26M 7 NTES CQQQ NETEASE INC-ADR % 44K 3.24M 8 YOKU CQQQ YOUKU TUDOU INC-ADR % 111K 2.86M CQQQ Kingsoft Corp Ltd HKD 3.50% 759K 2.79M CQQQ GCL-Poly Energy Holdings Ltd HKD 3.34% 8M 2.66M CQQQ Hanergy Solar Group Ltd HKD 2.72% 15M 2.17M 12 SOHU CQQQ Sohu.com Inc USD 2.32% 30K 1.85M CQQQ Semiconductor Manufacturing International Corp HKD 2.27% 23M 1.81M HK CQQQ Kingboard Chemical Holdings Ltd HKD 1.73% 690K 1.38M 15 B04KP8 CQQQ ZTE Corp HKD 1.72% 641K 1.37M 16 VNET CQQQ 21VIANET GROUP INC-ADR % 52K 1.34M 17 GA CQQQ Giant Interactive Group Inc USD 1.62% 110K 1.29M 18 SFUN CQQQ SOUFUN HOLDINGS LTD-ADR % 85K 1.18M CQQQ Truly International Holdings HKD 1.29% 1M 1.03M CQQQ SHUNFENG PHOTOVOLTAIC INTL % 826K K Product Info Service Providers Tax Classification Administrator Rydex Fund Services, LLC Tax Classification Regulated Investment Company Advisor Guggenheim Fund Investment Advisors, LLC Commodity Pool Operator - Commodity Trading Advisor - Custodian The Bank of New York Mellon Corporation Depositor - Depository - Distributor Guggenheim Funds Distributors, Inc. Futures Commission - Merchant General Partner - Marketing Agent - Expenses Additional Information Management Fee.700% Expenses.000% Total Expenses.700% Fee Waivers.000% Net Expenses.700% Fiscal Year End August 31 Pool Manager - Pool Tax Administrator - Distribution Frequency Listing Exchange Annual NYSE Arca, Inc. Michael P. Byrum, James R. King, Aasim Portfolio Manager Merchant Subadvisor - Trust Processing Agent - Transfer Agent The Bank of New York Mellon Corporation Trust Sponsor - Trustee - Creation Unit Size 50,000 Creation Fee $ SEC Series Id S SEC Class Id C CTA NAV Symbol CQQQ.NV CTA Est Cash Symbol CQQQ.SO CTA Total Cash Symbol CQQQ.TC ETFG Index Membership CTA IOPV Symbol CQQQ.IV Index #1 Index #2 Index #3 Index #4 ETFG Global Composite ETFG Global Equity Index ETFG Global Information Technology Index ETFG Asia-Pacific Index (c) ETF Global Page 3 of 6

4 Performance * 2010 Performance 2011 Performance 2012 Performance 2013 Performance 2014 Performance 28.52% Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q % Year Q1 Q2 Q3 Q4 Total % % 19.58% -0.93% 6.94% % -6.00% % 3.08% % % % 1.41% 3.19% 9.25% % 10.06% 28.52% 7.51% 57.12% % -2.66% % MTD YTD 1 Year 3 Year 5 Year -2.66% -2.85% 45.97% 6.15% - Peer Group Stats (Equity) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 1.84% 1.20% 4.68% 11.76% 12.28% Peer Low % % % % % Peer 25th -0.34% -0.92% 1.92% 0.00% 0.00% Peer Median 1.55% 1.26% 4.65% 13.21% 0.00% Peer 75th 3.76% 3.51% 6.72% 22.05% 36.83% Peer High 45.40% 32.16% 26.49% 70.96% 90.28% Number of Funds Fund Return -4.08% -4.38% -1.67% 44.67% 4.56% Fund Percentile 8% 11% 9% 99% 53% Peer Group Stats (Sector) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return 1.22% 0.37% 4.45% 14.94% 16.30% Peer Low % % % % % Peer 25th -1.52% -1.96% 1.26% 3.28% 0.00% Peer Median 1.00% 1.06% 4.20% 16.87% 17.22% Peer 75th 3.83% 3.85% 7.07% 25.54% 40.46% Peer High 14.73% 16.58% 22.14% 70.96% 90.28% Number of Funds Fund Return -4.08% -4.38% -1.67% 44.67% 4.56% Fund Percentile 15% 18% 13% 99% 43% (c) ETF Global Page 4 of 6

5 Peer Group Stats (Technology) 1 Month 3 Month 6 Month 1 Year 3 Year Peer Ave. Return -1.96% -2.80% 2.16% 27.40% 21.42% Peer Low -8.49% % % 0.00% -4.38% Peer 25th -4.69% -7.15% -2.41% 18.58% 0.00% Peer Median -1.55% -1.97% 2.39% 27.14% 23.02% Peer 75th 0.61% 0.33% 3.94% 33.72% 34.41% Peer High 3.44% 5.88% 15.07% 55.72% 57.37% Number of Funds Fund Return -4.08% -4.38% -1.67% 44.67% 4.56% Fund Percentile 44% 44% 34% 97% 31% * - as of 04/25/2014. All return calculations are based off of price only and do not include dividend reinvestment. All returns are cumulative unless stated otherwise. Fund Flows 1 Week 2 Week 1 Month 3 Month $1.64M $-44.39K $ K $ K Fund Statistics Risk and Reward Diamond Ratings Dynamics Risk & Reward 7.66 Mar 17 Return and Risk Statistics Mar 26 Apr 7 Apr 16 Apr 25 Statistics 1 year 3 year 5 year Annualized Return 45.97% 2.01% - Beta Standard Deviation 23.75% 26.57% - Sharpe Ratio Treynor Ratio Sortino Ratio All return calculations are based off of price only and do not include dividend reinvestment. Additional Information Previous One Day Short Sales 35.65K 30 Day Average Short Sales 27.63K Previous One Day Call Volume 0.00 Previous One Day Put Volume 0.00 (c) ETF Global Page 5 of 6

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