Prepared By January 29, 2008 John Galt THOMSON FINANCIAL 1455 RESEARCH BLVD ROCKVILLE, MD UNITED STATES

Transcription

1 Thomson Financial Prepared By January 29, 28 John Galt THOMSON FINANCIAL 1455 RESEARCH BLVD ROCKVILLE, MD 4567 UNITED STATES Mutual funds, annuities, and other investment products: - are not FDIC insured. - are not deposits or obligations of, or guaranteed by, any financial institution. - are subject to investment risks, including possible loss of the principal invested. - may involve sales charges and other fees. This report is not complete unless all pages, as noted below, are included. Please read the information in 'Important Disclosures' found at the beginning of this report. Page 1 of 6

2 Important Disclosures Performance data quoted represents past performance. Past performance does not guarantee future results. Investment return and principal value of an investment in the fund(s) will fluctuate so that an investor's shares when redeemed may be worth more or less than their original cost. The current performance for the fund(s) illustrated may be higher or lower than the performance data quoted. Please visit for the most recent month-end performance information. Investors should consider the investment objectives, risks, charges and expenses of each fund carefully before investing. This illustration, including any accompanying reports and graphs, must be preceded or accompanied by a current prospectus for each security included. The prospectus contains full details on fees and expenses and should be read carefully before investing or sending money. Mutual funds, annuities, and other investment products: - are not FDIC insured. - are not deposits or obligations of, or guaranteed by, any financial institution. - are subject to investment risks, including possible loss of the principal invested. - may involve sales charges and other fees. All data represented is the most current as of the data date listed in the report header and will vary over time. The actual data dates for the underlying holdings may vary between securities depending on update availability. For the data date and availability of the actual holdings, please see the corresponding Profile Fact Sheet. Portfolio Composition is based on underlying fund holdings where available. The data represents the total percentage breakdown of the portfolio in specified assets including entered cash. Funds with unavailable underlying holdings are classified as "unclassified". Asset Type Breakdown includes the cash holdings as entered by the user and is not derived from underlying fund holdings. Fixed Income Breakdown is based on underlying fund holdings where available. The data represents the Bond composition breakdown. Exposure Summary displays the the concentration of the portfolio in several key areas and is derived from underlying fund holdings where available. Funds without underlying holdings data will be excluded from the Exposure Summary. Stock Convergence displays the top 1 stocks held by the portfolio by market value and is derived from underlying fund holdings where available. This may not be a complete representation of the displayed portfolio if underlying holdings data is not available as of the listed data as of date. Sector Breakdown displays the portfolio concentration by sector and is derived from underlying security holdings where available. Funds with unavailable underlying holdings are displayed as "Unclassified". Geographic Breakdown displays the portfolio concentration by region and is derived from underlying fund holdings where available. Funds with unavailable underlying holdings are displayed as "Unclassified". The portfolio average Lipper Leader Scorecard includes only those securities for which data is available and may not be a representation of the entire portfolio. To confirm data availability, please see the corresponding profile fact sheet. Lipper ratings for Total Return reflect funds' historical return performance relative to peers. Lipper ratings for Consistent Return reflect funds' historical risk-adjusted returns, adjusted for volatility, relative to peers. Lipper ratings for Preservation reflect funds' historical loss avoidance relative to other funds within the same asset class. Preservation ratings are relative, rather than absolute, measures, and funds named Lipper Leaders for Preservation may still experience losses periodically; those losses may be larger for equity and mixed equity funds than for fixed income funds. Lipper ratings for Tax Efficiency reflect funds' historical success in postponing taxable distributions relatived to peers. The Lipper ratings are subject to change every month and are based on an equal-weighted average of percentile ranks for the Total Return, Consistent Return, Preservation, Tax Efficiency, and Expense metrics over three-, five-, and ten-year periods (if applicable). The highest 2% of funds in each peer group are named Lipper Leaders, the next 2% receive a score of 4, the middle 2% are scored 3, the next 2% are scored 2, and the lowest 2% are scored 1. Lipper ratings are not intended to predict future results, and Lipper does not guarantee the accuracy of this information. More information is available at Lipper Leader Copyright 28, Reuters, All Rights Reserved. Lipper's U.S. Diversified Equity (USDE) fund classification model provides a meaningful framework for fund directors and management companies to use as a basis for performance evaluation and is wholly separate from the category classification provided by Thomson Page 2 of 6

3 Important Disclosures Financial. USDE fund classifications provide investment practice distinctions and thus set reasonable expectations about funds to retail investors and financial advisors. The model has proven immeasurably helpful to the investment community since its introduction in September Lipper offers mutual fund indices based on a majority of the USDE fund classifications. For additional information on Lipper fund classification methodology, please contact Lipper Client Services. The currency for the fund award calculation corresponds to the currency of the country for which the awards are calculated and relies on monthly data. Classification averages are calculated with all eligible share classes for each eligible classification. The calculation periods extend over 36, 6, and 12 months. The highest Lipper Leader for Consistent Return (Effective Return) value within each eligible classification determines the fund classification winner over three, five, or ten years. Although Lipper makes reasonable efforts to ensure the accuracy and reliability of the data contained herein, the accuracy is not guaranteed by Lipper. Users acknowledge that they have not relied upon any warranty, condition, guarantee, or representation made by Lipper. Any use of the data for analyzing, managing, or trading financial instruments is at the user's own risk. This is not an offer to buy or sell securities. The information included in this report is based upon data obtained from public sources believed to be reliable; however, Thomson Financial does not guarantee the completeness or accuracy thereof. Thomson Financial, an independent information services firm, has been the leading provider of information and analytical services on investment products to financial professionals for more than 55 years. Thomson Financial information and software is used by more than 14 financial institutions nationwide, representing more than 2, investment professionals. Page 3 of 6

4 Market Value: $29,734.8 Data as of 1/28/28 Portfolio Composition Asset Type Breakdown (%) Open End Funds 73. Closed End Funds 8.6 Exchange Traded Fds 11.6 Cash Holdings 6.7 Exposure Summary Holdings in Top Stock:.9% NII Holdings Incorporated Holdings in Top Region: 73.2% North America % Of Portfolio U.S. Stocks 64.9 Non-U.S. Stocks 21. Bonds 1.1 Cash 13. Unclassified. Fixed Income Breakdown (%) Non-US Bonds.5 Government Bonds. Corporate Bonds. Municipal Bonds. Mortgage Backed Bds. General Bonds.5 Holdings in Top Sector: 18.1% Technology Top Rank of Lipper Leaders 48.6% of Holdings (Total Return) Bottom Rank of Lipper Leaders.% of Holdings (Total Return) Stock Convergence % of Portfolio Concentrated in Top 1 Stocks: 7.5 This table lists the top 1 stocks in the portfolio based on largest percentage of holdings. Each stock includes its ticker symbol, % of portfolio, and where applicable, a list of up to 3 of the top securities that invest in the stock. 1. NII Holdings Incorporated (NIHD).9% of Portfolio Security Name % of Investment JennDry Jennison Mid Cap Growth A 3. Franklin Flex Cap Growth A American Tower Corporation (AMT).9% of Portfolio JennDry Jennison Mid Cap Growth A 2.1 Franklin Flex Cap Growth A Southwestern Energy Company (SWN) Security Name % of Investment JennDry Jennison Mid Cap Growth A 2.5 Evergreen Global Opportunities A.9 7. Stericycle Incorporated (SRCL) Franklin Flex Cap Growth A 2. JennDry Jennison Mid Cap Growth A 1.3 Sector Breakdown (%) Technology 18.1 Industrials 15.1 Basic Materials 14.5 Healthcare 1.1 Financials 9.7 Consumer Services 8. Oil and Gas 6.7 Consumer Goods 5. Telecommunications 2.7 Utilities.7 Unclassified Apple Incorporated (AAPL).8% of Portfolio Franklin Flex Cap Growth A CONSOL Energy Incorporated (CNX) SPDR S&P Metals & Mining ETF Massey Energy Corporation (MEE) SPDR S&P Metals & Mining ETF Adidas AG Evergreen Global Opportunities A Google Incorporated (GOOG) Franklin Flex Cap Growth A Price T Rowe Group Inc (TROW) Franklin Flex Cap Growth A 1.9 JennDry Jennison Mid Cap Growth A.9 BlackRock Enhanced Dividend Achv.9 Geographic Breakdown (%) North America 73.2 Europe 15. Australia/New Zealand.3 Asia-Pacific 3.3 South/Central America.8 Asia. Middle East.4 Africa. Unclassified 7. Page 4 of 6

5 Market Value: $29,734.8 Data as of 1/28/28 Lipper Fund Awards The Lipper Fund Awards program highlights funds that have excelled in delivering consistently strong risk-adjusted performance, relative to peers. Lipper designates award-winning funds in most individual classifications for the 3, 5, and 1 year periods. Lipper Leader Distribution Number of Holdings in Top 2% for: Total Return Consistent Return Preservation Tax Efficiency Expenses # of Award Winners in Portfolio: 1 Top 5 Lipper Fund Award Winners in Portfolio JennDry Jennison Mid Cap Growth A (PEEAX) Number of Holdings in Bottom for: Total Return Consistent Return Preservation Tax Efficiency Expenses Lipper Leader Scorecard The Lipper Leader system is a toolkit that uses investor-centered criteria to deliver an overview of a fund's success in meeting certain goals, such as building wealth through consistent, strong returns. Lipper Leader scores can effectively identify funds that meet the particular characteristics sought by the investor. The portfolio average ratings display the total Lipper Leader scores adjusted by market value and are based only on funds and time periods for which data is available. Portfolio Average Lipper Leader s Overall 3 Year 5 Year 1 Year Lipper Leaders key Highest Lowest Page 5 of 6

6 Data as of 1/28/28 Portfolio Holdings Open End Funds Name Quantity Price Market Value Evergreen Global Opportunities A (EKGAX) 25. $35.35 $8,837.5 Franklin Flex Cap Growth A (FKCGX) 15. $48.47 $7,27.5 JennDry Jennison Mid Cap Growth A (PEEAX) 22. $25.49 $5,67.8 Open End Funds Total $21,715.8 Closed End/ETFs Name Quantity Price Market Value SPDR S&P Metals & Mining ETF (XME) 5. $69.12 $3,456. Nuveen Diversified Dividend&Income (JDD) 1. $14.28 $1,428. BlackRock Enhanced Dividend Achv (BDJ) 1. $11.35 $1,135. Closed End/ETFs Total $6,19. Cash Holdings Name Cash Balance Cash Holdings in Portfolio $2,. Cash Total $2,. Total Portfolio Value: $29,734.8 Page 6 of 6